JOE A. SALAZAR, Plaintiff-Appellant v. AT&T MOBILITY LLC, SPRINT UNITED MANAGEMENT COMPANY, T-MOBILE USA, INC., CELLCO PARTNERSHIP INC., DBA VERIZON WIRELESS, INC., Defendants-Cross-Appellants, HTC CORPORATION, HTC AMERICA, INC., Defendants
2021-2320, 2021-2376
United States Court of Appeals for the Federal Circuit
Decided: April 5, 2023
Appeals from the United States District Court for the Eastern District of Texas in No. 2:20-cv-00004-JRG, Chief Judge J. Rodney Gilstrap.
DARIUSH KEYHANI, Keyhani LLC, Washington, DC, argued for plaintiff-appellant.
TODD ERIC LANDIS, Williams Simons & Landis PLLC, Dallas, TX, argued for defendants-cross-appellants. Also represented by FRED WILLIAMS, Austin, TX; JOHN WITTENZELLNER, Philadelphia, PA.
Before STOLL, SCHALL, and STARK, Circuit Judges.
Joe Salazar appeals the United States District Court for the Eastern District of Texas‘s judgment of noninfringement, challеnging the court‘s claim construction. Mr. Salazar contends that the court erroneously construed “a microprocessor” to mean one microprocessor, contrary to this court‘s precedent. AT&T Mobility LLC, Sprint United Management Company, T-Mobile USA, Inc., and Cellco Partnership Inc., dba Verizon Wireless, Inc. (collectively, “AT&T“) cross-appeal the district court‘s ruling that Mr. Salazar‘s claims were nоt precluded based on prior litigation and challenge the judgment that the asserted claims are not invalid as anticipated. Because we agree with the district court‘s claim construction, we affirm the judgment of noninfringement. Having affirmed the judgment of noninfringement, we do not reach AT&T‘s preclusion arguments. Finally, we hold that AT&T waived its challenge to the jury‘s verdict on anticipation by failing to move for judgment as a matter of law under
BACKGROUND
Mr. Salazar owns U.S. Patent No. 5,802,467. The ‘467 patent describes technology for wireless and wired communications, including command, control, and sensing for two-way communication of sound, voice, and data “with any appliance and/or apparatus capable of transmitting and/or receiving compatible sound, voice and data signals.” ‘467 patent col. 1 ll. 8-13. The ‘467 patent expired on September 28, 2015.
Independеnt claim 1, one of several claims that contain the terms at issue, recites:
1. A communications, command, control and sensing system for communicating with a plurality of external devices comprising:
a microprocessor for generating a plurality of control signals used to operate said system, said microprocessor creating a plurality of reprogrammable communication protocols, for transmission to said external devices whеrein each communication protocol includes a command code set that defines the signals that are employed to communicate with each one of said external devices;
a memory device coupled to said microprocessor configured to store a plurality of parameter sets retrieved by said microprocessor so as to recreate a desired command code set, such that the memory space required to store said parameters is smaller than the memory space required to store sаid command code sets;
a user interface coupled to said microprocessor for sending a plurality of signals corresponding to user selections to said microprocessor and displaying a plurality of menu selections available for the user‘s choice, said microprocessor generating a communication protocol in response to said user selections; and
an infra-red frequency transceiver coupled to said microprocessor for transmitting to said external devices and receiving from said external devices, infra-red frequency signals in accordance with said сommunications protocols.
Id. at col. 25 l. 57-col. 26 l. 17 (emphasis added).
In 2016, Mr. Salazar sued HTC Corp., alleging HTC Corp. infringed the ‘467 patent by selling certain HTC One phones that allegedly embodied the asserted claims. See Compl., Salazar v. HTC Corp., No. 2:16-cv-01096, 2016 WL 11577368 (E.D. Tex. Oct. 5, 2016) (”Salazar I“). HTC Corp. raised two defenses: (1) that it did not commit any infringing acts in the
In 2019, Mr. Salazar sued AT&T, again asserting the ‘467 patent against the same products he challenged in Salazar I. HTC Corp. and HTC America, Inc. (collectively “HTC“) intervened, requesting a declaratory judgment that the accused products did not infringe. The district court severed HTC‘s claims and stayed that portion of the case.
At claim construction, the parties disputed limitations present in multiple asserted claims, which required: “a microprocessor for generating . . ., said microprocessor creating . . ., a plurality of parameter sets retrieved by said microprocessor . . . [and] said microprocessor generating . . . .” The district court characterized the dispute between the parties as coming down to “whether the claims require one microprocessor that is capable of performing the recited ‘generating,’ ‘creating,’ ‘retrieving,’ and ‘generating’ functions.” Salazar v. AT&T Mobility LLC, No. 2:20-cv-00004, 2020 WL 5608640, at *17 (E.D. Tex. Sept. 18, 2020) (Claim Construction Op.). The district court answered this question in the affirmative and construed the term to mean “one or more microprocessors, at least one of which is configured to perform the generating, creating, retrieving, and generating functions.” Id. at *19. Relying in part on our decisions in Convolve, Inc. v. Compaq Computer Corp., 812 F.3d 1313 (Fed. Cir. 2016), and In re Varma, 816 F.3d 1352 (Fed. Cir. 2016), the district court explained that the claim term provided certain functions that the “said microprocessor” must be “necessarily configured to perform as well as the structural relationship between ‘said microprocessor’ and other structural elements.” Claim Construction Op., 2020 WL 5608640, at *19. Thus, the district court reasoned, “at least one microprocessor must satisfy all the functional (and relational) limitations recited for ‘said microprocessor.‘” Id. at *18.
Prior to trial, AT&T mоved for summary judgment, arguing that Mr. Salazar‘s claims were barred under claim preclusion and the Supreme Court‘s decision in Kessler v. Eldred, 206 U.S. 285 (1907), which prevents harassment of customers of an adjudged noninfringer in specific circumstances. The district court denied that motion.
At trial, AT&T‘s technical expert opined that the asserted claims were anticipated by Goldstein, a prior art reference that was not considered by the U.S. Patent Office during prosecution. J.A. 1256-92 (Trial Tr. 91:18-127:7). At the conclusion of trial, AT&T moved for judgment as a matter of law under
Mr. Salazar and AT&T both appeal. We have jurisdiction under
DISCUSSION
We start by addressing Mr. Salazar‘s challenge to the district court‘s claim construction. We then turn to AT&T‘s cross-appeal,
I
On appeal, Mr. Salazar argues that he is entitled to a new jury trial because the court еrred in construing “a” microprocessor and “said” microprocessor. Appellant‘s Br. 39. According to Mr. Salazar, the court should have interpreted the claim terms to require one or more microprocessors, any one of which may be capable of performing each of the “generating,” “creating,” and “retrieving” functions recited in the claims. Id. at 11-12, 32-33. Put another way, in Mr. Salazar‘s view, a сorrect claim construction would encompass one microprocessor capable of performing one claimed function and another microprocessor capable of performing a different claimed function, even if no one microprocessor could perform all of the recited functions. Mr. Salazar maintains that the district court erred by interpreting “a” microprocessor as a single microprocessor that is capable of performing all of the later recited “generating,” “creating,” and “retrieving” functions. Id. at 31.
We review a district court‘s claim construction de novo where, as here, it is decided only on the intrinsic evidence. Teva Pharms. USA, Inc. v. Sandoz, Inc., 574 U.S. 318, 331 (2015). We begin, as we must, with the claim language itself. Immunex Corp. v. Sanofi-Aventis U.S. LLC, 977 F.3d 1212, 1218 (Fed. Cir. 2020). The words of a claim are generally given their ordinary meaning, which is “the meaning that the term would have to a person of ordinary skill in the art in question at the time of the invention.” Phillips v. AWH Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (en banc).
At issuе in this appeal is the proper construction of the articles “a” and “said.” We have explained that the indefinite article “a” means “‘one or more’ in open-ended claims containing the transitional phrase ‘comprising.‘” Convolve, 812 F.3d at 1321 (quoting KCJ Corp. v. Kinetic Concepts, Inc., 223 F.3d 1351, 1356 (Fed. Cir. 2000)). “An exception to the general rule that ‘a’ . . . means more than one only arises where the language of the claims themselves, the specification, or thе prosecution history necessitate a departure from the rule.” Baldwin Graphic Sys., Inc. v. Siebert, Inc., 512 F.3d 1338, 1342-43 (Fed. Cir. 2008). We have also explained that “[t]he use of the term ‘said’ indicates that this portion of the claim limitation is a reference back to the previously claimed” term. Summit 6, LLC v. Samsung Elecs. Co., 802 F.3d 1283, 1291 (Fed. Cir. 2015); see Baldwin, 512 F.3d at 1343 (the claim term “said” is an “anaphoric phrase[], referring to the initial antecedent phrase“). “The subsequent use of [the] definite article[] . . . ‘said’ in a claim to rеfer back to the same claim term does not change the general plural rule, but simply reinvokes that non-singular meaning.” Baldwin, 512 F.3d at 1342.
In Baldwin, for example, we considered a patent describing systems for cleaning the cylinder of a printing press using cleaning fabric.1 Id. at 1340. There, the
We considered a similar claim construction dispute in Harari v. Lee, 656 F.3d 1331 (Fed. Cir. 2011), a case involving rewritable memory chips. There, the parties disputed the terms “a bit line” and “said bit line.”2 The relevant claim recited a method comprising accessing a number of control gates and “a bit line” to activate a number of cells. Id. at 1341. Noting that ”Baldwin . . . does not set a hard and fast rule that ‘a’ always means one or more than one,” we determined that “[t]he plain language of the claim clearly indicates that only a single bit line is used when accessing a number of cells.” Id. We thus concluded that “the correct and only reasonable construction of the claim terms ‘a bit line’ and ‘said bit line’ . . . requires that a single bit line activates multiple memory cells.” Id. at 1342. Stated otherwise, “said bit line” later in the claim must be the same, singular bit line as “a bit line” earlier in the claim.
We followed similar reasoning in Convolve, which involved a claim element introduced with the indefinite article “a” and further defined by certain recited characteristics. 812 F.3d at 1321. Specifically, we interpreted “[u]ser interface for . . . working with a processor . . . comprising” in claims 1, 3, and 5 to require “a single рrocessor” having all of the subsequently recited characteristics. Id. (emphasis added). In reaching this conclusion, we considered the subsequent references to the initial processor:
Specifically, claim 1 recites “a processor” in the preamble before recitation of “comprising,” and the claim body uses the definite article “the” to refer to the “processor.” This refеrence to “the processor,” referring back to the “a processor” recited in [the] preamble, supports a conclusion that the recited user interface is “operatively working with” the same processor to perform all of the recited steps. In other words, the claim language requires a processor associated with the user interface to issue the shaped сommands of the claims. Given
this claim language, which contrasts with the claims described above that allow for multiple processors, we conclude that claims 1, 3, and 5 require the user interface to work with a single processor in performing all of the claim steps.
Claim 9, however, had no subsequent reference to “the” or “said” processor. Because that claim did not reference a singlе processor, we interpreted “a processor” to mean “one or more processors” in the context of that claim. See id.
Finally, in Varma, we considered claims directed to performing statistical analyses of investment data. 816 F.3d at 1355. There, the disputed claim limitation was “a statistical analysis request corresponding to two or more selected investments.” Id. at 1362. The Patent Trial and Appeal Board hеld that the limitation could be satisfied even if two statistical analysis requests were required to analyze the “two or more selected investments.” Id. We reversed the Board‘s decision, explaining that:
[T]he question is not whether there can be more than one request in a claim-covered system: there can. Rather, the question is whether “a” can serve to negate what is required by the language following “a“: a “request” (a singular term) that “correspond[s]” to “two or more selected investments.” It cannot. For a dog owner to have “a dog that rolls over and fetches sticks,” it does not suffice that he have two dogs, each able to perform just one of the tasks. In the present case, no matter how many requests there may be, no matter the variety of the requests the system may receive, the system must be adapted to receive a request that itself cоrresponds to at least two investments.
Varma thus dealt with claim language that introduces a claim element using an indefinite article and further defines the element with subsequently recited functionality. While this structure may allow for more than a single instance of the claim element, it may nonetheless require that a single instance of the element be capable of performing all the recited functionality.
With this prеcedent in mind, we agree that the district court correctly construed the claim term Mr. Salazar challenges on appeal. Specifically, the district court properly interpreted “a microprocessor for generating . . ., said microprocessor creating . . ., a plurality of parameter sets retrieved by said microprocessor . . ., said microprocessor generating . . .” to mean “one or more microprocessors, at least one of which is configured to perform the generating, creating, retrieving, and generating functions.” Claim Construction Op., 2020 WL 5608640, at *19. We agree with the district court that while the claim term “a microprocessor” does not require there be only one microprocessor, the subsequent limitations referring back to “said microprocessor” require that at least оne microprocessor be capable of performing each of the claimed functions. This approach is entirely consistent with our precedent.
Like the claim language in Convolve and Varma, the claim language here requires a singular element—“a microprocessor“—to be capable of performing all of the recited functionality. See Convolve, 812 F.3d at 1321 (requiring “a processor” and “the processor” in claims 1, 3, and 5 to “perform all of the recited steps“); Varma, 816 F.3d at 1362-63 (finding “a statistical analysis request corresponding to two or more
Mr. Salazar would have us read the phrase “one or more” in the district court‘s claim construction to mean “any one of the one or more” when referring to the later-recited functions. Appellant‘s Br. 35. We decline to do so. Although Mr. Salazar insists that the phrase “said microprocessor” “simply reinvokes th[e] non-singular meaning,” id. at 22 (quoting Baldwin, 512 F.3d at 1342), the claim‘s use of “said” does not negate what is required by the language that follows “said“: a “microprocessor” that “generat[es],” “creat[es],” and “retriev[es].” As we stated in Varma, “[f]or a dog owner to have ‘a dog that rolls over and fetches sticks,’ it does not suffice that he have two dogs, each able to perform just one of the tasks.” 816 F.3d at 1363. Here, it does not suffice to have multiple microprocessors, each able tо perform just one of the recited functions; the claim language requires at least one microprocessor capable of performing each of the recited functions.
Because we agree with the district court‘s claim construction, we affirm its judgment of noninfringement.
II
We now turn to AT&T‘s cross-appeal challenging (1) the district court‘s ruling that Mr. Salazar‘s claims were not barred by claim preclusion or the Kessler doctrine; and (2) the district court‘s finding that the asserted claims were not invalid as anticipated.
At oral argument, AT&T agreed that we need not reach its preclusion arguments if we affirm the district court‘s judgment of noninfringement. See Oral Arg. at 9:46-10:10, https://oralarguments.cafc.uscourts.gov/default.aspx?fl=21-2320_11072022.mp3. As explained above, we affirm the district court‘s judgment and, accordingly, do not address this issue.
Finally, we turn to AT&T‘s anticipation argument. The jury found that the assertеd claims were not anticipated, and the district court subsequently entered judgment consistent with that finding. On appeal, AT&T argues that “[i]t was reversible error for the district court to hold that asserted claims 1-7, 27-30, and 34[] are not anticipated” because AT&T “presented substantial, clear and convincing evidence” that the asserted claims are anticipated. Cross-Appellants’ Br. 49-50. But AT&T failed to move for judgment as a matter of law under
A party must make proper motions under
Hoping to correct its error, AT&T requests we “liberally constru[e]”
That was not the case here. In contrast to the defendant in Blackboard, AT&T explicitly expressed to the district court that it would not move under
THE COURT: Let me hear from Defendants. What matters do Defendants seek relief on under Rule 50(a)?
[COUNSEL FOR AT&T]: Your Honor, we intend to seek relief on issues of infringement, damages, and preclusion.
THE COURT: Not on anticipation under Rule 102?
[COUNSEL FOR AT&T]: We are not moving under Rule 50(a) for anticipation.
J.A. 1572 (Trial Tr. 198:16-22). In other words, AT&T clearly disavowed any intention to move for judgment as a matter of law regarding anticipation. Accordingly, even under the most liberal construction of the requirements of
CONCLUSION
We have considered the parties’ remaining arguments and find them unpersuasivе. For the foregoing reasons, we affirm the judgment of noninfringement.
AFFIRMED
COSTS
No costs.
Notes
A pre-packaged, pre-soaked cleaning system for use to clean the cylinder of printing machines comprising in combination:
(1) a pre-soaked fabric roll saturated to equilibrium with cleaning solvent disposed around a core, said fabric roll having a sealed sleeve which can be opened or removed from said fabriс roll for use of said fabric roll, and said system including
(2) means for locating said fabric roll adjacent to and operatively associated with a cylinder to be cleaned.
512 F.3d at 1340 (emphasis added).A method of treating at least one erased EEprom cell, comprising:
[(1)] accessing a number of control gates and accessing a bit line, thereby activating a number of memory cells, . . . ; [and]
[(2)] subsequent to accessing said bit line, sensing the presence of at least one activated cell from said number of memory cells. . . .
Harari, 656 F.3d at 1340 (emphasis added).