In re ABBIGAIL A. et al., Persons Coming Under the Juvenile Court Law. SACRAMENTO COUNTY DEPARTMENT OF HEALTH AND HUMAN SERVICES, Plaintiff and Appellant, v. JOSEPH A. et al., Defendants and Respondents.
No. S220187
Supreme Court of California
July 14, 2016
83-97
John F. Whisenhunt and Robyn Truitt Drivon, County Counsel, Traci F. Lee, Assistant County Counsel, and Lilly C. Frawley, Deputy County Counsel, for Plaintiff and Appellant.
Stacey Kim-Jackson for Home Forever as Amicus Curiae on behalf of Plaintiff and Appellant.
Jennifer B. Henning; Theresa G. Goldner, County Counsel (Kern), Karen S. Barnes, Chief Deputy County Counsel, and Bryan C. Walters, Deputy County Counsel, for The California State Association of Counties as Amicus Curiae on behalf of Plaintiff and Appellant.
Konrad S. Lee, under appointment by the Supreme Court, and M. Elizabeth Handy for Defendants and Respondents.
Mark Radoff, Delia Parr and Mark Vezzola for California Indian Legal Services, 45 California Indian Tribes, California Indian Law Association and Tribal STAR as Amici Curiae on behalf of Defendants and Respondents.
Kimball J.P. Sargeant, under appointment by the Supreme Court, for Minors.
John C. Cruden, Assistant Attorney General, Amber Blaha, Assistant Section Chief, and J. Brett Grosko, Trial Attorney, for The United States as Amicus Curiae.
WERDEGAR, J.—The Indian Child Welfare Act of 1978 (
We granted review to consider whether two state court rules adopted to implement ICWA are valid. When a child is eligible for tribal membership but is not an Indian child as defined in ICWA, rule 5.482(c) of the California Rules of Court requires the juvenile court to “proceed as if the child is an Indian child” and to take steps “to secure tribal membership for the child.” (Ibid.)1 We conclude rule 5.482(c) is invalid because it conflicts with the Legislature‘s intent to enforce ICWA by codifying its provisions, including the federal definition of Indian child (see
I. BACKGROUND
This is an appeal from a child dependency proceeding involving the minors Abbigail A. (born 2008) and Justin A. (born 2007). In December 2012, the Sacramento County Department of Health and Human Services (DHHS) filed petitions in the juvenile court alleging the children were dependents of the court because their mother, Jaime S., could not adequately supervise and protect them. (See
In January 2013, the Cherokee Nation informed the DHHS by letter that Abbigail and Justin were “eligible for enrollment and affiliation with Cherokee Nation by having direct lineage to an enrolled member,” namely Joseph‘s great-grandmother. However, despite their eligibility for membership in the tribe, the children were not Indian children because neither of their biological parents was a member. (See
In view of the tribe‘s response, Joseph informed the court he intended to apply for membership. Following rule 5.482(c), the court stated it would proceed as if Abbigail and Justin were Indian children to whom ICWA applied. DHHS objected that ICWA did not apply because the children were not Indian children as defined by that law. In response, the court explained that “it seems likely [ICWA] will apply,” given Joseph‘s intention to pursue tribal membership, and that “it would really seem to be in everyone‘s interest to treat this case [as] what it‘s likely to become” and thus avoid the need for additional, future proceedings to comply with ICWA should the children‘s status change before disposition. The DHHS moved for reconsideration, arguing rule 5.482(c) was invalid. The court denied the motion and, following rule 5.482(c), stated it would proceed as if ICWA applied. The court followed the same rule by directing the DHHS and counsel to make reasonable efforts to secure tribal membership for the children. Two continuances were granted for this purpose.
In May 2013, Joseph and counsel for Abbigail and Justin reported the applications for tribal membership were still pending because the tribe required additional birth and death certificates. Continuing to proceed as if ICWA applied, the court held a jurisdictional and dispositional hearing. (See
The DHHS appealed. The agency contended that rule 5.482(c) and related rule 5.484(c)(2) were invalid, and that the juvenile court erred by proceeding as if ICWA applied and directing the agency to make efforts to secure tribal membership for the children. The Court of Appeal concluded the rules conflicted with state law and reversed. Without disturbing the juvenile court‘s jurisdictional and dispositional findings, which no party has challenged, the Court of Appeal ordered the juvenile court “to enter a new judgment that does not direct the application of ICWA provisions to the minors, until such time as they may qualify as Indian children under the ICWA and California definitions of the class.”
We granted Joseph‘s petition for review.
II. DISCUSSION
Congress adopted ICWA in response to concerns “over the consequences to Indian children, Indian families, and Indian tribes of abusive child welfare practices that resulted in the separation of large numbers of Indian children from their families and tribes through adoption or foster care placement, usually in non-Indian homes.” (Adoptive Couple v. Baby Girl (2013) 570 U.S. 637, 642 [186 L.Ed.2d 729, 736, 133 S.Ct. 2552, 2557], quoting Mississippi Choctaw Indian Band v. Holyfield (1989) 490 U.S. 30, 32 [104 L.Ed.2d 29, 109 S.Ct. 1597].) ICWA addresses these concerns by establishing “minimum Federal standards for the removal of Indian children from their families and the placement of such children in foster or adoptive homes which will reflect the unique values of Indian culture, and by providing for assistance to Indian tribes in the operation of child and family service programs.” (
In any given case, ICWA applies or not depending on whether the child who is the subject of the custody proceeding is an Indian child. Congress defined “Indian child” for these purposes to mean “any unmarried person who is under age eighteen and is either (a) a member of an Indian tribe or (b) is eligible for membership in an Indian tribe and is the biological child of a member of an Indian tribe.” (
In California, the state with the second largest Indian population (U.S. Dept. of the Interior, BIA, 2013 American Indian Population and Labor Force Rep. (Jan. 16, 2014) p. 10 [281,374 Native Americans]), persistent noncompliance with ICWA led the Legislature in 2006 to “incorporate[] ICWA‘s requirements into California statutory law.” (In re W.B. (2012) 55 Cal.4th 30, 52 [144 Cal.Rptr.3d 843, 281 P.3d 906]; see
A. Is Rule 5.482(c) Valid?
With that background we turn to the question whether rule 5.482(c) is valid. The rule provides: “If after notice has been provided as required by federal and state law a tribe responds indicating that the child is eligible for
The California Constitution directs the Judicial Council to “adopt rules for court administration, practice and procedure.” (
Thus, in In re W.B., supra, 55 Cal.4th 30, we held that a rule adopted by the Judicial Council was invalid to the extent it purported to apply ICWA‘s requirements to proceedings based on an Indian child‘s delinquent conduct. (In re W.B., at p. 58, fn. 17.) ICWA excludes delinquency proceedings from the definition of “child custody proceeding” (
Similar reasoning supports the conclusion that rule 5.482(c) is invalid. As we have explained, “[t]he primary objective of Senate Bill No. 678,” which incorporated ICWA‘s requirements and definitional provisions into California statutory law, “was to increase compliance with ICWA.” (In re W.B., supra, 55 Cal.4th at p. 52, italics added; see Assem. Com. on Judiciary, Analysis of Sen. Bill No. 678 (2005-2006 Reg. Sess.) June 20, 2006, p. 1 [bill believed “necessary to increase compliance with ICWA“]; see also
Joseph offers several arguments to the contrary. None is persuasive.
First, Joseph argues rule 5.482(c) is consistent with, and even authorized by, Welfare and Institutions Code section 224. Echoing ICWA‘s parallel provision (
Second, Joseph relies on the Legislature‘s declaration that the “State of California has an interest in protecting Indian children who are members of, or are eligible for membership in, an Indian tribe.” (
Third, Joseph calls attention to the Legislative Counsel‘s summary digest of the 2006 legislation that incorporated ICWA‘s provisions, including the federal definition of Indian child. (Stats. 2006, ch. 838, §§ 29-30, pp. 6563-6565, codified as
Fourth, Joseph argues rule 5.482(c) is not inconsistent with the federal and state definitions of “Indian child” because “there is no national
Finally, Joseph contends rule 5.482(c) is consistent with state law because it promotes the prompt resolution of child custody proceedings in cases where “imminent tribal enrollment is a virtual certainty.” The possibility that a child who is not an Indian child may become one while a custody proceeding is pending is something the juvenile court certainly should consider. The court has “an affirmative and continuing duty to inquire whether a child for whom a petition under Section 300 ... has been ... filed is or may be an Indian child ....” (
In contrast, rule 5.482(c) was not written to address the need for prompt resolution of child custody proceedings and does not effectively do so. Instead, the rule invites unnecessary delay by requiring the court to make efforts to secure tribal membership for children who are not Indian children, apparently without regard to the family‘s wishes, and to apply ICWA‘s
For all of these reasons we conclude rule 5.482(c) is invalid as a matter of state law. This conclusion leaves no need to determine whether federal law would preempt the rule.3
B. Is Rule 5.484(c)(2) Valid?
As noted, the Court of Appeal concluded rules 5.482(c) and 5.484(c)(2) were both invalid. That court, however, treated the rules as essentially identical. The parties do likewise in their briefs to this court. In fact, rule 5.484(c)(2) justifies separate consideration.
Rule 5.484(c)(2) provides: “In addition to any other required findings to place an Indian child with someone other than a parent or Indian custodian, or to terminate parental rights, the court must find that active efforts have been made ... to provide remedial services and rehabilitative programs designed to prevent the breakup of the Indian family, and must find that these efforts were unsuccessful. [...] (2) Efforts to provide services must include pursuit of any steps necessary to secure tribal membership for a child if the child is eligible for membership in a given tribe, as well as attempts to use the available resources of extended family members, the tribe, tribal and other Indian social service agencies, and individual Indian caregivers.”
Unlike rule 5.482(c), which directs the juvenile court to proceed in certain cases “as if” a child were an Indian child, rule 5.484(c)(2) speaks only to the court‘s obligations in a case involving an “Indian child” as defined by law. Read in this manner, according to its plain language, the rule is not inconsistent with any state statute implementing ICWA. We do not understand any party to argue to the contrary.
Neither do we understand any party to argue that a court may not properly direct that steps be taken to pursue tribal membership for a child who, while not a member of a tribe, is already an Indian child to whom ICWA applies
III. DISPOSITION
The judgment of the Court of Appeal is reversed to the extent it holds that rule 5.484(c)(2) is invalid. In all other respects the judgment is affirmed and remanded for further proceedings consistent with this opinion.
Cantil-Sakauye, C. J., Chin, J., Corrigan, J., Liu, J., Cuéllar, J., and Kruger, J., concurred.
