Tommy L. Rutledge, Petitioner-Appellant, v. United States of America, Respondent-Appellee.
No. 99-1686
United States Court of Appeals For the Seventh Circuit
Argued September 28, 2000--Decided October 24, 2000
Flaum, Chief Judge, and Bauer and Harlington Wood, Jr., Circuit Judges.
Appeal from the United States District Court for the Central District of Illinois, Rock Island Division. No. 97-4054--Michael M. Mihm, Judge.
I. Background
Petitioner Rutledge was indicted in February, 1991 on six counts related to running a narcotics enterprise. The charges were: conducting a continuing criminal enterprise in violation of
The Supreme Court reversed, holding that because conspiring to distribute drugs is a lesser included offense of CCE either Count I or Count II must be vacated. Rutledge v. United States, 517 U.S. 292, 307 (1996). The Supreme Court remanded Rutledge‘s case to this court, and we remanded to the district court with directions to vacate either the CCE or conspiracy conviction. The district court vacated the conspiracy conviction and resentenced Rutledge on the remaining five convictions, giving him the same sentence for each conviction as it had after trial.
In the months leading up to the district court‘s decision on the
On November 12, 1997, the district court appointed counsel for Rutledge in order to develop the arguments raised in his
On September 25, 1998, the court issued an order granting in part and denying in part Rutledge‘s
On October 2, 1998, the district court docketed a September 20, 1998 letter from Rutledge to his
On October 5, 1998, Rutledge‘s counsel filed a timely motion to alter or amend the judgment. Rutledge filed pro se motions to reconsider the district court‘s decision on October 6, October 15, November 12, and November 25. On November 20, the court docketed Rutledge‘s pro se motion to strike the motion to alter or amend the judgment filed by his attorney, to dismiss his appointed counsel and proceed pro se, and to extend the time to file his notice of appeal from the court‘s ruling. The clerk of the court also received a notice of appeal from Rutledge on or shortly before November 23, but did not file this in the district court docket.
The district court held a telephone conference with Rutledge, his attorney, and the government on November 25. The district court asked Rutledge whether he wanted to file his notice of appeal, which would divest the court of jurisdiction, or proceed with a motion to alter or amend the judgment under
The court denied Rutledge‘s motion to reconsider on January 26, 1999. Rutledge had claimed that his trial counsel was ineffective for not interviewing Bolen. The court found that this was the first mention of Bolen and that it was too late to raise this issue in a motion to reconsider. The court rejected Rutledge‘s challenge to the court‘s jurisdiction to reinstate the vacated conspiracy conviction, finding that Rutledge had not raised this argument in his
Rutledge filed a notice of appeal and an application for a certificate of appealability on March 15, 1999. On March 23, the district court issued to Rutledge a certificate of appealability for the issue of whether reinstating the conspiracy conviction was proper, but denied a certificate for Rutledge‘s various claims of ineffective assistance of trial counsel.
II. Discussion
Rutledge presents five issues in this appeal of the denial of his
The second issue is whether the district court should have conducted an evidentiary hearing regarding Rutledge‘s claim that his trial counsel was ineffective
The fifth and final challenge, which Rutledge raises for the first time on appeal, is whether his
A. Statutory Jurisdiction for Reinstatement of a Vacated Conviction
Rutledge argues that no statute provides a district court with the power to reinstate a vacated conviction. Rutledge claims that the district court erred by rejecting this challenge in both his
While Rutledge raises an interesting challenge to the district court‘s action, we conclude that a district court does have statutory authority to reinstate a vacated conviction.3 We begin with the relevant language of
If the court finds that the judgment was rendered without jurisdiction, or that the sentence imposed was not authorized by law or otherwise open to collateral attack, or that there has been such a denial or infringement of the constitutional rights of the prisoner as to render the judgment vulnerable to collateral attack, the court shall vacate and set the judgment aside and shall discharge the prisoner or resentence him or grant a new trial or correct the sentence as may appear appropriate.
(emphasis added). Admittedly, nothing in this language directly and explicitly states that a vacated conviction can be reinstated, but such a statement is unnecessary.4 The terms “resentence” and “correct the sentence as may appear appropriate” are both grants of broad and flexible power to the district court.5 See United States v. Hillary, 106 F.3d 1170, 1171-72 (4th Cir. 1997). These terms encompass reinstating a vacated conviction as part of the process of correcting the sentence, if such an act would be proper. Reinstating Rutledge‘s conspiracy conviction would be appropriate
Our prior cases permitting district courts to increase sentences for particular convictions after a successful
The Supreme Court‘s opinion reversing our judgment in Rutledge‘s case is instructive on whether a district court can reimpose a vacated conviction. The government argued that both the CCE and conspiracy convictions should stand because this would prevent a defendant who successfully challenges one of these from escaping punishment. 517 U.S. at 305. In rejecting this argument, the Court explained that the lower courts had already developed methods to resolve such problems. Id. at 305-06. In particular, the Court favorably cited the opinion in United States v. Silvers, 888 F. Supp. 1289, 1306-09 (D. Md. 1995), aff‘d in relevant part, 90 F.3d 95 (4th Cir. 1996), where the district court reinstated a previously vacated conspiracy conviction after vacating and granting a new trial on the defendant‘s CCE conviction. The Court‘s passage might be considered dictum, but it represents the Court‘s considered view on an issue related to its holding and should be followed unless it conflicts with a holding of the Court. See United States v. Bloom, 149 F.3d 649, 653 (7th Cir. 1998). Thus, the Supreme Court has validated the precise action of the district court in the instant case. Rutledge correctly points out that neither the Court‘s opinion in Rutledge nor the lower court opinion in Silvers discuss the statutory basis for such action by the district court. However, given the broad language of
Besides this language in the higher court‘s Rutledge opinion, our decision also has substantial support in precedents that have addressed the question of whether a
One last concern remains regarding the reinstatement of Rutledge‘s conspiracy conviction. Rutledge asks that we remand his case to the district court so that he may challenge his conspiracy conviction, which he had not done previously because the conviction had been vacated. A court should notify the defendant that it is contemplating reinstating a vacated conviction before it renders its decision in order to give the defendant the opportunity to challenge any reinstated convictions. However, in the facts of this case Rutledge was given just such an opportunity. The district court raised the question of reinstating Rutledge‘s conspiracy conviction in a December 4, 1997 telephone conference. From this point forward, Rutledge was on notice that the reinstatement of his Count II conviction was a distinct possibility. Rutledge had almost ten months between this conference and the lower court‘s decision, during which Rutledge‘s counsel filed a supplemental memorandum in support of the
B. Ineffective Assistance of Trial Counsel
Rutledge argues that his trial counsel was ineffective because he did not interview Mummert and Wright before trial and so did not try to establish an alibi defense to the distribution count based on their statements. Rutledge further argues that he was prejudiced by trial counsel‘s supposed deficiencies because the government‘s evidence on the distribution charge was weak, consisting of only Wright‘s testimony.
To succeed on an ineffective assistance of counsel claim, the defendant must first show that counsel‘s performance fell below an objective standard of reasonableness and secondly demonstrate that this deficient performance so prejudiced the defendant that he or she was deprived of a fair trial. See Strickland v. Washington, 466 U.S. 668, 687-88 (1984); United States v. Trevino, 60 F.3d 333, 338 (7th Cir. 1995). Regarding the first prong, the defendant must base his or her claim on specific acts or omissions by his or her counsel. Strickland, 466 U.S. at 690; Trevino, 60 F.3d at 338. The court, beginning with a strong presumption in favor of adequate assistance, then determines whether these acts or omissions fall outside the wide range of professionally competent assistance. Strickland, 466 U.S. at 690; Trevino, 60 F.3d at 338. An attorney‘s performance is satisfactory only if he or she makes a reasonable
Rutledge‘s trial counsel made a reasonable decision not to interview Mummert.6 Mummert, a prosecution witness, had extensive personal knowledge of Rutledge‘s drug enterprise. At trial, among other evidence, Mummert testified that she saw Rutledge give cocaine to other defendants to sell with instructions on what the price should be, that he possessed various paraphernalia for measuring cocaine, that he often had large amounts of cash, and that he owned various firearms. Her testimony provided the government with strong evidence on the CCE,
conspiracy, and firearms counts, which is to say every charge against Rutledge except the distribution count. We assume that Rutledge‘s trial counsel had some idea of what evidence she would provide against Rutledge. Knowing this, counsel made a reasonable strategic choice to attack Mummert‘s credibility, and he did so in his cross-examination by pointing out numerous inconsistencies in her statements and contradictions between her trial and grand jury testimony. Counsel planned to lessen the impact of Mummert‘s evidence on the CCE, conspiracy, and firearms charges by trying to demonstrate to the jury that Mummert was an unreliable witness whose entire testimony was fabricated. This attack on Mummert‘s credibility, which counsel reasonably decided was necessary to counter Mummert‘s testimony supporting every charge except distribution, would have also affected any testimony favorable to Rutledge that she might have provided. Thus, interviewing her in an attempt to get exculpatory information for the distribution charge would have been fruitless, and counsel‘s decision not to do so is objectively reasonable. See Strickland, 466 U.S. at 691. Cases where an attorney has been held to be ineffective for failing to interview witnesses are distinguishable since they all involve potential witnesses who were not called at all and whose probable testimony appeared to be wholly favorable to the defendant. See, e.g., Williams, 59 F.3d at 676, 681-82; Montgomery, 846 F.2d at 409, 413-14.
C. Rutledge‘s Letter as an Amendment to his sec. 2255 Motion
Rutledge claims that his September 20, 1998 letter, which described the testimony of witnesses, including Bolen, that neither his trial nor
Until a final ruling has been issued, a district court must consider a petitioner‘s request to amend his
Houston v. Lack, 487 U.S. 266 (1988) establishes that certain notices or motions of pro se prisoners should be considered filed when these are given to prison authorities, rather than when received by the court; this is known as the “mailbox rule.” Houston applied the rule to a notice of appeal, id. at 276, and it has been extended to cover various other filings, see Jones v. Bertrand, 171 F.3d 499, 501-02 (7th Cir. 1999). We have not extended the rule to motions to amend, and we need not reach that issue because the mailbox rule does not apply for another reason: Rutledge was not pro se when he mailed the letter. In adopting the mailbox rule, the opinion in Houston emphasizes the special difficulties faced by pro se prisoners. See 487 U.S. at 270 (“The situation of prisoners seeking to appeal without the aid of counsel is unique.“), 271 (“Pro se
Because Rutledge‘s letter was docketed by the clerk on October 2, the court probably received the letter either that day or the day before. Even if Rutledge‘s mailing reached the courthouse on October 1, this was several days after the district court‘s ruling. Rutledge‘s habeas counsel was still representing him at this time, and so the mailbox rule does not apply. Therefore, Rutledge‘s letter was not timely filed, and the district court was under no duty to consider whether this correspondence amended his
Rutledge‘s claim also fails for an independent reason: the letter in question is only a letter, and not a motion to amend. According to its own language, this correspondence was sent as an attempt to shame Rutledge‘s appointed
For these two reasons, we find that Rutledge has not made a substantial showing that he was deprived of a constitutional right when the district court did not consider his untimely letter as a motion to amend, and thus do not issue a certificate of appealability for this question.
D. Rule 60(b) Motion
Rutledge argues that the district court abused its discretion by finding that Rutledge should have raised the claim that trial counsel was ineffective for failing to interview Bolen earlier and so denying Rutledge‘s Rule 60(b) motion. Rutledge initially mentioned Bolen in his September 20, 1998 letter, but we have already determined that this mailing did not operate as a proposed amendment to his
Rule 60(b) relief is an extraordinary remedy granted only in exceptional circumstances. See Dickerson v. Board of Educ. of Ford Heights, Ill., 32 F.3d 1114, 1116 (7th Cir. 1994). Rule 60(b) motions cannot be used to present evidence that with due diligence could have been introduced before judgment on the motion from which the party is seeking relief. See Caisse Nationale de Credit Agricole v. CBI Industries, Inc., 90 F.3d 1264, 1269 (7th Cir. 1996). Rutledge submitted an affidavit from Bolen with his Rule 60(b) motion. Bolen claims that she is a friend of Rutledge and has known him for thirty years. She states she was with Rutledge
E. Ineffective Assistance of sec. 2255 Counsel
Rutledge‘s final challenge is that his
Even if perhaps
We also note that
