Riсhard Alexander Smith had the bad luck to be stopped for speeding on Interstate 57 in Williamson County, Illinois. After determining that Smith did not own the car he was driving, the state trooper obtained written permission from Smith to search it. The trooper noticed packages wrapped in duct tapе in the right door panel. One package was examined and found to contain what looked like marijuana. The car was taken to the Williamson County Jail where the door was dismantled. The other packages, all wrapped in duct tape, contained approximately 5 kilograms of marijuana. In addition, a .38 caliber semi-automatic pistol was found, wrapped in a red shop cloth secured with masking tape.
So, rather than getting a traffic’ ticket, Smith was charged in a three-count federal indictment. Specifically, he was charged with possession with the intent to distribute marijuana, in violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(D) on count 1, knowingly using and carrying a firearm in connection with drug trafficking, in violation of 18 U.S.C. § 924(c) on count 2, and possession of a firearm by an illegal alien, in violation of 18 U.S.C. § 922(g)(1) on count 3. To add to his problems, Smith was subject to deportation to his native сountry, Belize.
Smith went to trial before Chief Judge J. Phil Gilbert in the Southern District of Illinois and was found guilty by a jury on July 18, 1994, on all counts. He was sentenced to a term of 16 months on counts 1 and 3 and a mandatory 60-month consecutive term on the § 924(c) count. He appéaled, raising issues regarding a motion to suppress and certain applications of the guidelines. His attorney filed a no-merit brief, pursuant to
Anders v. State of California,
Smith’s luck changed, however, when the United States Supreme Court decided
Bailey v. United States,
— U.S. -,
On June 13, 1996, Smith was about to be released from custody because he had served approximately 26 months of a sentence which, at that point, seemed to the Bureau of Prisons to be only 16 months long. The government objected to his release pending resentencing and Chief Judge Gilbert ordered that Smith be dеtained.
Then on June 25, 1996, the government filed a motion to withdraw 'its request for resentencing on the basis that Smith had completed service of the currently valid portion of his sentence prior to the granting of the § 2255 petition vacating the § 924(c) conviction. The government stated that it believеd the issue presented a close question and, to avoid depriving Smith of his rights, it said Smith should be released. But Chief Judge Gilbert had other ideas. On June 26 he informed the parties that he would not ’ agree to Smith’s release, and on July 2,1996, he issued an order setting out what he thought was his legal authority to resentencе Smith. At a July 29, 1996, hearing, Smith was resenteneed on counts 1 and 3 to concurrent terms of 33 months. Smith, not unexpectedly, appeals.
Smith’s position is pretty much summed up in a statement he made during the resentencing proceeding:
Well, I think the whole resentencing is unfair to me. And, you know, it’s just unfair. I done did 27 months on the origi *533 nal sentence on Count 1 and Count 3. I don’t see any reason for more time.
Couched in more traditionally legal terms, his contentions are that on a § • 2255 petition, the district court is without jurisdiction to revise the entire “sentencing package” but rather is limited to the issues on the counts which the defendant raises; secondly, he contends that imposing an enhancement for the possession of a firearm after the § 924(c) count has been dismissed and otherwise increasing the sentence on counts 1 and 3 violates the Double Jeopardy Clause of the Constitution.
Smith’s arguments require us tо look in some detail at the two sentences he received. At the original sentencing Smith’s base offense level was determined, based , on the marijuana offense in count 1, to be level 12, under United States Sentencing Guideline § 2D1.1. His criminal history category was I. His sentencing range on counts 1 аnd 3 was 10 to 16 months. Pursuant to U.S.S.G. § 2K2.4, no enhancement for possession of a firearm is allowed when there is a conviction under § 924(c), which carries a mandatory minimum consecutive sentence of 5 years. Therefore, the first time around, Smith’s sentence on the non-sec. 924(c) counts was not enhanced; however, he was sentenced at the top of the range — 16 months on counts 1 and 3 — and, of course, he received the 5 consecutive years on the § 924(c) count, for a total sentence of 76 months.
At resentencing, the offense level was recalculated, this time with count 3 — possession of a firearm by an illegal alien — serving as the base offense. Pursuant to the applicable guideline, § 2K2.1(a)(6), the offense level was 14. Then the offense level was enhanced pursuant to § 2K2.1(b)(5) for possession of a gun in connection with another felony, brings ing the offense lеvel up to 18. • The criminal history category did not change and the new sentencing range was 27 to 33 months. The sentence imposed was, as we have said, 33 months.
The first issue is whether the district court had the authority to restructure Smith’s entire sentence when the case was before the court on a § -2255 petition which only attacked the validity of one of the counts. We have not directly answered this question, but our approach has traditionally been that in imposing sentence, a district judge quite properly looks to the bottom line, the total number of years (or under the guidelines, mоnths) which effectuates a sentencing plan, or what we have referred to as a “sentencing package.” In
United States v. Shue,
[T]he general rule [is] that, when an appellate court affirms some counts and reverses othеrs, it is open to the district court to resentenee in order to effectuate the original sentencing intent.
At 1113. We went on to note:
When a defendant is convicted of more than one count of a multicount indictment, the district court is likely to fashion a sentencing package in which sentences on individual counts are interdependent. When, on appeal, one or more counts of a multicount conviction are reversed and one or more counts are affirmed, the result is an “unbundled” sentencing package.
At 1114.
While
Shue
points toward answers to some questions in connection with the present case, it raises or does not explicitly answer others.
Shue
involved a reversal by the court of appeals. Is an order from an appellate court a prerequisite to a district judge’s ability to resentenee on all counts? Or can the district judge, as Chief Judge Gilbert did in this cаse, decide on his own that resen
*534
tencing is in order? To say he cannot, of course, would raise the specter of requiring meaningless procedural formalities. In regard to sentences attacked under the old Rule 35 of the Federal Rules of Criminal Procedure, in
United States v. Bentley,
Given Shue, nothing but pointless formalism would support a distinction between a sentencing plan disrupted by the vacatur of some counts on appeal and a plan shattered by the district court’s own recognition that the plan was infested with error. We suрpose that a district judge might deny the Rule 35 motion and acquire the power to resentence the defendant after the inevitable reversal, but what would be the point?
Bentley also helps us answer a point involving our- original question: Is the power to fully resentenee one that arises only after direct appeal? Shue, as we noted, was an appeal from a sentence imposed following a remand from us on a direct appeal. Is the analysis appropriate in other situations? Bentley, without any trouble, applied the principles set out in Shue to a sentence under attack under Rule 35. We think it makes good sense tо apply the same principle to proceedings under § 2255.
If a multicount sentence is a package — and we think it is — then severing part of the total sentence usually will unbundle it. And we do not think it matters what means are used to bring resentencing proceedings before the district court. Under thе sentencing package concept, when a defendant raises a sentencing issue he attacks the bottom line. That Smith’s case came before the district court pursuant to a § 2255 petition, rather than a remand from us or by some other means, does not change that faсt.
Lingering questions remain, however. Does the sentencing package remain a viable concept under the sentencing guidelines? In the old days of almost unlimited discretion in sentencing, a district judge could follow several paths to a desired result. Under the guidelines, of course, discretion is far more limited, and the paths are more like catwalks than boardwalks. We have recently noted how the guidelines have altered our ideas. In
United States v. Severson,
The Sentencing Guidelines brought a formulaic method to sentencing, eliminating much of the district court’s discretion and altering the idea of a “sentencing package”.
In Severson, potential new evidence discovered during appeal had a possible bearing on a denial of the defendants’ request for a reduction for acceptance of responsibility and the imposition of an enhancement for obstructiоn of justice. Ño other aspects of the sentence were disturbed. In that circumstance, the only parts of the sentence which the district court was instructed to consider upon remand were those two elements.
What we said in
Severson
was that the idea of the sentencing package conсept was altered. We did not say the concept was eliminated. More recently, in fact, we have required resentencing on all, counts. For instance, in
United States v. Johnson,
Under the guidelines it is possible in some cases for us to- reversе and remand on certain issues and yet not unbundle the package. In other cases our action may likely undermine the entire sentencing intent of the district judge. In the latter cases, full resentencing is appropriate.
In Smith’s case, and in most eases involving the mandatory consecutivе 5-year § 924(c) sentence, vacating that portion of the sentence radically changes the sentencing package. If a mandatory sentence for using or carrying a gun is imposed, the oth *535 erwise available enhancement for possession of a firearm is not invoked. But if the mandatory sentence is set aside, nothing should prevent the imposition of the enhancement. In that sense, the idea of the “sentencing package” remains a perfectly viable concept.
Smith’s situation presents yet' two more wrinkles. The first is that Chief Judge Gilbert did not merely imposе the enhancement for possession of the firearm, he also corrected an improper calculation of the base offense level in the original sentence. He reevaluated the proper offense level; it had been level 12 and as reassessed it сame up a 14. Then with the enhancement for the firearm it went to level 18, making the range from 27 to 33 months, rather than the original 10 to 16 months. What Chief Judge Gilbert did is what judges have done over and over again; i.e., try to reach’what the judge considers a correct and appropriate sentеnce. To do so, however, the judge had to — and did — operate within the guidelines. It would be silly, we think, to say that a judge, noting an incorrect base offense in an original sentence in a situation like this, is powerless to correct the error.
The second wrinkle Smith presents is the one which brings us to his double jeopardy argument. At the time his § 924(c) count was vacated Smith had served his time on the other counts under the original sentence. Does this mean he cannot be resentenced on those counts? Or is there enough life left in the concept of the sentencing package to allow it? We think the answer to this question, in this case, is “yes.”
The judgment states that “[t]he defendant is hereby committed to the custody of the United States Bureau of Prisons to be imprisoned for a term of Seventy Six (76) months.” It is one unified term of imprisonment. When there is an alteration in the components of a sеntence, the entire sentence is altered. If the alteration contains within itself potential for permeating the whole sentence, the entire sentence can be revisited. Such is the case here. Setting aside the § 924(c) count opens the possibility of a firearms enhanсement. We find that until action is taken in regard to the.whole sentence, Smith did not have an expectation of finality with regard to his sentence. Chief Judge Gilbert acted within his authority and the Double Jeopardy Clause was not violated. A court may increase a sentence on an unchallenged count without violating the Double Jeopardy Clause so long as the new sentence is lawful.
Bentley, Pennsylvania v. Goldhammer,
Smith’s sentence of 33 months is Affirmed.