MICHAEL RUFF v. YALE-NEW HAVEN HOSPITAL, INC., ET AL.
(AC 37749)
Appellate Court of Connecticut
Argued October 25, 2016—officially released May 2, 2017
DiPentima, C. J., and Keller and West, Js.
(Appeal from Superior Court, judicial district of New Haven, Wilson, J.)
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The “officially released” date that appears near the beginning of each opinion is the date the opinion will be published in the
All opinions are subject to modification and technical correction prior to official publication in the
The syllabus and procedural history accompanying the opinion as it appears on the Commission on Official Legal Publications Electronic Bulletin Board Service and in the
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John Kardaras, for the appellant (plaintiff).
Kim E. Rinehart, with whom, on the brief, was Erika L. Amarante, for the appellee (named defendant).
Opinion
The record reveals the following facts and procedural history. The plaintiff was a patient at the defendant hospital for a total right knee replacement surgery on Februаry 4, 2010, performed by Dr. Richard Pelker. In advance of the surgery, and after the plaintiff was given anesthesia, the defendant Dianne Meltzer,2 a registered nurse and employee of the defendant hospital, inserted a Foley catheter3 into the plaintiff‘s bladder to drain his urine during and after the surgery. Pelker then performed the knee replacement surgery, and the catheter remained inserted in the
On February 8, 2010, the plaintiff was discharged from the hospital to Montowese Rehabilitation Facility in North Haven (Montowese) for rehabilitation of his knee. While there, he was having difficulty urinating and saw blood in his urine. The staff at Montowese changed his catheter and later sent him to the defendant hospital, where hospital staff “inserted about . . . three or four catheters.” He returned to Montowese, and around February 16, 2010, his catheter was removed. By February 18, 2010, the plaintiff was not having trouble urinating and did not have blood in his urine. On March 14, 2010, however, the plaintiff was sent to the emergеncy room of the Hospital of Saint Raphael because he was unable to urinate. The emergency room nursing staff was unable to place a catheter, so the on-call urologist, Dr. Joseph Camilleri, treated him. Because of a stricture in the plaintiff‘s urethra, Camilleri had to dilate the plaintiff‘s urethra in order to insert a catheter to drain his urine. This procedure did not result in any blood in the plaintiff‘s urine. Camilleri thereafter became the plaintiff‘s urologist and was still his treating urologist at the time of trial.
Before becoming a patient of Camilleri‘s, the plaintiff had been treated by other urologists for a long history of urological problems, including the inability to urinate, ereсtile dysfunction, and blood in his urine. The plaintiff testified that he had been catheterized “many times” during different surgical procedures prior to his knee replacement surgery and, after one such surgical procedure, he experienced difficulty urinating for “two to three months” and had to self-catheterize at home. In the 1980s, he was admitted to the hospital many times for the inability to urinate, was treated at a urology clinic, and was under the ongoing care of a urologist. In the 1990s, he was treated by his urologist for an enlarged prostate. In 1998, he was treated by his urologist for erectile dysfunction. In 2003, he was treated by his urologist because he was having difficulty urinating and also was experiencing “urine running dоwn [his] leg.” In 2004, he had a heart procedure, during which a Foley catheter was inserted into his bladder, which led to him having “dark, red urine with blood clots.” At the time of his knee surgery, on February 4, 2010, the defendant was taking “twenty-five or so medications a day” for his various health conditions, including blood thinners and medication to treat his enlarged prostate.
The plaintiff commenced this medical malpractice action on January 10, 2011, claiming that Meltzer negligently had inserted the Foley catheter on February 4, 2010, puncturing his prostate. He alleged that the defendant “through its agents, servant, employee and/or independent contractors under their control in treating and caring for the plaintiff . . . failed to exercise a degree of care, skill and diligence ordinarily exercised by hospitals engaged in the specialty of treating patients in the community with the need for surgery” and put forth a number of further allegations in support of that contention.4 He sought
Prior to trial, the plaintiff disclosed to the defendant that registered nurse Maselli would testify as his sole standard of care expert. The defendant deposed Maselli on December 13, 2013, and she testified that since 1995, she had worked as a nurse consultant for the Department of Public Health (department). Her responsibilities in this position consisted of developing statewide health programs, writing guidelines and protocols for statewide programs, doing trainings and on-site visits, contract management, and grant writing and monitoring. She further testified that through her work with the department, she did not treat patients. She conceded that none of her work at the department involved clini-cal care nursing, which she had not done since 1995, when she was a nursing supervisor at a convalescent home.
She also testified in her deposition that in addition to her job with the department, she was the chief executive officer, and sole employee, of Apex Medical Legal Consulting (Apex). Through her work at Apex, she reviewed medical records, and provided summaries, translation, and interpretation of those records. She did not testify, however, that she provided nursing services through her work with Apex. Maselli further testified that she also worked as an independent private duty nurse, and estimated that she worked an average of twenty hours per week in that capacity. She testified that she usually provided these services for family and friends and often did not charge for her services. In this capacity, she did not “do medications or treatments, the hospital staff [did] that” but provided “basic nursing care, fluids, ambulating, assessing, [and] deep breathing.” She did not testify, however, that she provided any of these services under the direction of a licensed physician or advanced practice registered nurse. She also testified that she did not routinely place Foley catheters in her work, and, in fact, the last time she had placed a Foley catheter was in the 1980s, when she last worked in a hospital.
Prior to the start of trial, the defendant filed a motion in limine to preclude Maselli from testifying at trial on the grounds that she was not qualified as a “similar health care provider” to Meltzer, a clinical care nurse, pursuant to
The court orally granted the defendant‘s motion on February 20, 2015, after the trial had started, and precluded Maselli‘s testimony pursuant to
Additionally, the court issued a written memorandum of decision on February 24, 2015, and reiterated its granting of the defendant‘s motion to preclude Maselli‘s
After the court precluded Maselli‘s testimony, the plaintiff rested. The defendant moved for a directed verdict “based on the [plaintiff‘s] inability to meet any of the elements of a medical malpractice case.” The court granted the motion and directed a verdict in favor of the defendant, stating: “Based on the court‘s ruling . . . with respect to . . . Maselli as the standard of care expert which is . . . a required element and precluding her testimony, the court will grant the directed verdict.”8 This appeal followed.
I
The plaintiff first claims that the court erred in precluding Maselli‘s testimony. Specifically, the plaintiff claims that Maselli‘s testimony satisfied the statutory criteria for expert testimony regarding the standard of care in a medical malpractice action, and, therefore, she should have been allowed to testify as an expert witness. In support of this contention, he argues that “а registered nurse working in a Hospital operating room is no different [than] a registered nurse doing home care or working for [the department], as Nurse Maselli has done for twenty (20) years.” He further argues that “the act of catheterization is within the scope of duties of a registered nurse, [and] all that should be required of expert testimony as to the proper insertion of a catheter is that they are a licensed, registered nurse, that they have practiced nursing within the previous five (5) years.” The plaintiff argues that by deciding the way it did, the court, in effect, has “created a subclassification of nurses not contemplated by the legislature [or] the appropriate licеnsure authorities.” In turn, the defendant argues that the court‘s preclusion of Maselli‘s testimony was proper because she was not a similar health care provider pursuant to
We first set forth our standard of review and the applicable legal principles, relevant to this claim. “The decision
“[T]he test for admissibility of expert testimony involves, inter alia, a determination as to whether the witness has a special skill or knowledge directly applicable to a matter in issue . . . .” (Emphasis in original; internal quotation marks omitted.) Sherman v. Bristol Hospital, Inc., 79 Conn. App. 78, 85, 828 A.2d 1260 (2003); see also Hayes v. Decker, 263 Conn. 677, 683, 822 A.2d 228 (2003) (“[e]xpert testimony should be admitted when: [1] the witness has a special skill or knowledge directly applicable to a matter in issue, [2] that skill or knowledge is not common to the average person, and [3] the testimony would be helpful to the court or jury in considering the issues” [internal quotation marks omitted]); Siladi v. McNamara, 164 Conn. 510, 513, 325 A.2d 227 (1973) (“Generally, expert testimony may be admitted if the witness has a special skill or knowledge, beyond the ken of the average juror, that, as properly applied, would be helpful to the determination of an ultimate issue. . . . The special skill or knowledge, however, must be directly applicable to the matter specifically in issue.” [Citation omitted.]).
Additionally, in medical malpractice cases specifically, “[a] trial court evaluating a prospective expert‘s qualifications to testify in a medical malpractice action must either decide that the expert is either a similar health care provider as defined by subseсtions (b) or (c) of
The statute defines “similar health care provider” in two ways, depending on whether the defendant health care provider is a specialist or a nonspecialist. For specialists, a similar health care provider is defined by
The court here analyzed Maselli‘s qualifications to testify under the nonspecialist standard pursuant to
The court determined that Maselli was not a similar health care provider pursuant to
Since the court determined that Maselli did not satisfy the requirements of being а “similar health care provider” pursuant to
We conclude that it was not an abuse of discretion for the trial court to find that Maselli‘s deposition testimony did not support a determination that she was a “similar health care provider” to Meltzer pursuant to
After a careful review of the record, none of Maselli‘s training and experience seems to suggest that she was actively involved in the practice or teaching of nursing in the five year period prior to February 4, 2010. Therefore, the trial court did not abuse its discretion in determining that she did not satisfy the qualifications to be considered a “similar health care provider” for nonspecialists, pursuant to
We conclude, on the basis of the record, that the trial court did not abuse its discretion in precluding Maselli‘s testimony. This finding by the trial court, that Maselli did not fit the statutory requirements to testify as an expert witness and, therefore, was not qualified to provide expert testimony, is supported adequately by the record and, in light of the foregoing, the exclusion of Maselli‘s testimony on that basis was not an abuse of discretion.
II
The plaintiff also claims that the court erred in granting the defendant‘s motion for a directed verdict because its decision was based on the erroneous preclusion of Maselli‘s testimony. We disagree.
“We review a trial court‘s decision to direct a verdict for the defendant by considering all of the evidence, including
In order to prevail in a medical malpractice action, “the plaintiff must prove (1) the requisite standard of care for treatment, (2) a deviation from that standard of care, and (3) a causal connection between the deviation and the claimed injury.” (Internal quotation marks omitted.) Carrano v. Yale-New Haven Hospital, 279 Conn. 622, 656, 904 A.2d 149 (2006). “[E]xpert testimony is required to еstablish the standard of professional care to which the defendant is held . . . .” Mather v. Griffin Hospital, 207 Conn. 125, 131, 540 A.2d 666 (1988). “A court should direct a verdict if, on the evidence, the jury reasonably and legally could not have reached any other conclusion. . . . A directed verdict is justified if the plaintiff fails to present any evidence as to a necessary element of his or her cause of action.” (Citation omitted.) Poulin v. Yasner, 64 Conn. App. 730, 734-35, 781 A.2d 422, cert. denied, 258 Conn. 911, 782 A.2d 1245 (2001).
We conclude that the court properly precluded the plaintiff‘s sole standard of care expert witness, Maselli, from testifying. Accordingly, the granting of the defendant‘s motion for a directed verdict was proper.
The judgment is affirmed.
In this opinion the other judges concurred.
