Facts
- Petitioner A.Z. and respondent Zachary Lange began a relationship in December 2022 after meeting on an internet dating site. [lines="38-41"]
- During a visit in February 2023, Lange physically abused A.Z., causing her to fear for her safety and contact a friend for help. [lines="44-49"]
- Despite being blocked by A.Z., Lange persistently contacted her through multiple phone numbers and electronic channels. [lines="62-72"]
- A.Z. obtained a temporary stalking protective order (SPO) on May 9, 2023, after Lange continued to threaten her, even after the order was issued. [lines="82-84"]
- At the hearing for the permanent SPO, the court found A.Z.'s testimony credible and determined that Lange's actions constituted a credible threat. [lines="96-102"]
Issues
- Whether the trial court erred in concluding there was sufficient evidence of physical abuse by Lange for the issuance of the permanent stalking protective order. [lines="128-130"]
- Whether Lange's speech-based contacts met the legal standard for an unequivocal threat of imminent serious harm, thus justifying the continuation of the SPO. [lines="143-146"]
Holdings
- The trial court did not err; A.Z.'s credible testimony about physical abuse provided sufficient evidence to support the issuance of the permanent SPO. [lines="141-145"]
- The court held that Lange's threatening messages constituted an unequivocal threat of imminent serious physical harm, validating the issuance of the SPO. [lines="186-188"]
OPINION
ROSENBAUM v. THE STATE
S24A0448
In the Supreme Court of Georgia
Decided: October 15, 2024
ELLINGTON, Justice.
Jennifer Rosenbaum appeals her convictions for felony murder and numerous counts of aggravated assault, aggravated battery, and cruelty to children in connection with the death of her two-year-old foster child, Laila Daniel, and the physical abuse of then four-year-old M. P., Laila’s biological sister whо was also Rosenbaum’s foster child.1 Rosenbaum contends that her trial counsel provided
law of justification and by laboring under an unwaivable, actual conflict of interest. For the reasons explained below, we affirm.
The State presented evidence at trial showing that while Laila and M. P. were in the sole care of Rosenbaum on November 17, 2015, Laila sustained fatal blunt force trauma to her torso that lacerated her liver and transected her pancreas, causing internal bleeding. Rosenbaum told detectives and medical staff that she noticed Laila choking on a piece of chicken and she tried unsuccessfully to give emergency care. The evidence showed, however, that neither asphyxiation nor improper resuscitation methоds caused Laila’s death. There was also extensive evidence that both girls had numerous prior injuries and bruising that were not consistent with Rosenbaum’s and her husband Joseph’s explanations of accidental trauma.
At 5:41 p.m. on November 17, 2015, Rosenbaum called 911 and reported that Laila was choking on a piece of chicken and stopped breathing. Emergency personnel arrived at 5:53, but Laila was unresponsive, and despite efforts to locate and clear an airway
A few minutes after Laila arrived at the hospital, resuscitative efforts were stopped, and she was pronounced dead. When Rosenbaum and Joseph were told, they were “kind of quiet” and “didn’t really ask a lot of questions” at first. When she and Joseph were asked if they had any questions, Rosenbaum reiterated her explanation that she tried the Heimlich maneuver when Laila was choking on chicken. The medical professionals and the coroner who saw Laila at the hospital noticed substantial bruising that was all over her body, that had occurred at different times, and that was inconsistent with being caused by resuscitative measures. An x-ray revealed an older fracture of the right tibia, as well as a fracture of the left arm that was only one to three weeks old.
At the hospital, Rosenbaum told the coroner, a detective, and a
During a recorded police interview on November 23, 2015, Rosenbaum said she was the girls’ primary caretaker, they did not attend daycare, and she and her husband were with Laila throughout the week prior to her death. After Rosenbaum returned home “around” 4:00 p.m. from a final exam at law school on November 17, Joseph left for work, and Rosenbaum prepared and
An expert in child abuse pediatrics testified that Laila had tissue damage on her lower abdomen; a “tremendous amount” of bruising all over her back consistent with being struck by a fist and an object with an “edge to it“; bruises with a “90-degree angle” that were likely caused by a “belt buckle“; and numerous other bruises, none of which were consistent with resuscitative еfforts.
The medical examiner testified that Laila sustained twenty-two injuries to her head and neck; chest injuries sustained maybe a few hours before death and not as little as 30 minutes before death;
In the medical examiner’s opinion, Laila’s abdominal trauma likely occurred about 40 minutes to one hour before the onset of seizures and symptoms such as her arms and legs moving, her head falling back, her eyes rolling back, and choking and difficulty breathing. The medical examiner confirmed that Rosenbaum’s description of Laila’s choking was not at all consistent with an airway obstruction by a “foreign body,” but instead was consistent with a terminal seizure due to shock from blood loss. There was no evidence of any food or vomit in Laila’s trachea or anywhere in her airway, and her stomach contained only “very well digested
Neither Rosenbaum nor Joseph testified. But the defense presented a number of witnesses, including Dr. Kris Sperry, a forensic pathologist. Dr. Sperry testified that Laila’s multiple injuries, including those to her liver and pancreas, were “inadvertently” caused when Rosenbaum believed that Laila was choking on food and made “panicked, frenzied,” “chaotic,” and “intense efforts” to save her life. Dr. Sperry also testified that the bruises and injuries on Laila’s body and on M. P. could have been caused by accidental mishaps and that there was no evidence that they were intentionally caused by a belt or amounted to “inflicted injuries.” In Dr. Sperry’s opinion, a conclusion that Laila’s death was “undetermined” or “more probably than not an accident” would be reasonable.
To prevail on a claim of ineffective assistance, a defendant must prove both that the performance of her lawyer was deficient and that she was prejudiced by counsel’s deficient performance. See Strickland v. Washington, 466 U.S. 668, 687 (III) (104 SCt 2052, 80 LE2d 674) (1984). To satisfy the deficiency prong of the Strickland test, the defendant “must show that [her] attorney performed at trial
Trial counsel did request, and the trial court gave, the pattern jury instruction on accident. See Suggested Pattern Jury Instructions, Vol. II: Criminal Cases, § 1.41.30 (4th ed. 2007, updated Aug. 2020). During her closing argument, counsel relied on Dr. Sperry’s testimony and argued that Laila’s death resulted from “the Heimlich maneuver gone bad,” that Rosenbaum did not know how to perform the Heimlich or CPR, that she damaged Laila’s internal organs by “improper CPR” and “improper Heimlich” with too much force for a child, and that Rosenbaum was trying to save her during a “chaotic, frenzied scene.”
Trial counsel, who was retained to represent both Rosenbaum and Joseph, testified at the hearing on their motions for new trial that she and her clients developed accident, not justification, as their theory of defense because of Rosenbaum’s repeated statements, supported by Dr. Sperry’s testimony, that Laila’s death was an accident caused by poor performance of the Heimlich
In its order denying Rosenbaum’s motion for new trial, the trial court ruled that “justification was not an appropriate charge to give” and alternatively that, even assuming justification was an appropriate charge to give, it was not Rosenbaum’s “sole affirmative defense, since thе evidence also allows for a charge of accident.”
Rosenbaum argues that the only defense warranted by the evidence was the type of justification set forth in
Even assuming this could have been a viable justification theory, counsel made a strategic decision to focus on an accident defense. There was evidence supporting the jury charge on accident that the trial court gave in this case. “A person shall not be found guilty of any crime committed by misfortune or accident where it satisfactorily appears there was no criminal scheme or undertaking, intention, or criminal negligence.”
Laila, Rosenbaum committed acts that injured Laila but that were performed without either criminal intent or criminal negligence. See Folson v. State, 278 Ga. 690, 693 (4) (606 SE2d 262) (2004) (If the jury believed the defendant’s testimony that he struck his two-year-old stepson “on the back to clear his airway and pressed the child’s abdomen in an effort to perform CPR . . . , it could have found that the child’s injuries were inflicted by accident, and that no crime was committed.“). See also McClure v. State, 306 Ga. 856, 861 (1) (834 SE2d 96) (2019) (In the context of a claim of self-defense in a case involving a shooting death, “[b]y asserting the defense of accident, on the other hand, the defendant does not admit intentionally firing the gun at the victim; rather he accepts for the sake of argument only that he caused the victim’s fatal gunshot injuries and asks the jury to conclude that he did so accidentally.” (punctuation omitted)).
To the extent that Rosenbaum could have raised a defense of justification, that did not prevent her trial counsel from making an objectively reasonable strategic decision to pursue the defense of accident instead. See Jackson v. State, 318 Ga. 393, 397-398 (1) (a)
Accordingly, counsel’s choice to rely solely on the defense of
2. Rosenbaum also contends that trial counsel’s joint representation of both her and Joseph gave rise to an unwaivable, actual conflict of interest that made it impossible under the Sixth Amendment аnd applicable ethics rules for counsel to represent both
The right to counsel in criminal prosecutions, under “the Sixth Amendment to the United States Constitution and Article I, Section I, Paragraph XIV of the Georgia Constitution of 1983, is the right of a defendant who does not require appointed counsel to choose who will represent him.” Registe v. State, 287 Ga. 542, 544 (2) (697 SE2d 804) (2010). This right to select counsel of one’s choice is the “root meaning” of the Sixth Amendment guarantee. United States v. Gonzalez-Lopez, 548 U.S. 140, 147-148 (II) (126 SCt 2557, 165 LE2d 409) (2006). Indeed, “erroneous deprivation of the right to counsel of
“Single representation of multiple defendants raises no per se presumption of conflict of interest or prejudice.” Hamilton v. State, 255 Ga. 468, 470 (2) (339 SE2d 707) (1986). “[I]ndeed, in some cases, certain advantages might acсrue from joint representation. . . . Joint representation is a means of insuring against reciprocal recrimination. A common defense often gives strength against a common attack.” Holloway v. Arkansas, 435 U.S. 475, 482-483 (II) (98 SCt 1173, 55 LE2d 426) (1978) (citation and punctuation omitted). Rather than presuming that joint representation violates the Sixth Amendment, trial courts “must recognize a presumption
in favor of [a criminal defendant‘s] counsel of choice.” Wheat v. United States, 486 U.S. 153, 164 (II) (108 S. Ct. 1692, 100 L. Ed. 2d 140) (1988). It is true that this “presumption may be overcome not only by a demonstration of actual conflict but by a showing of a serious potential for conflict.” Id. However, where, as here, “a co-defendant fails to object to multiple representation until after trial, a conflict of interest will not be presumed.” Griggs v. State, 262 Ga. 766, 768 (4) (b) (425 S.E.2d 644) (1993).Trial counsel represented both Rosenbaum and Joseph from the beginning. At the hearing on their motions for new trial, counsel testifiеd that “in order that they both be represented [in] the best way possible, it seemed that they had to be joined,” that separate attorneys “might pressure one or the other to testify against one or the other,” and that the “will to get a plea and move on” might supplant the “will of the client.” Counsel explained that both clients wanted to present a “unified front” and were “adamant about not testifying against each other” and that Rosenbaum herself initially came up with the idea of joint representation. Rosenbaum - a third-
In June 2017, the State filed a motion to disqualify trial counsel from joint representation. At the hearing on that motion, counsel presented written, signed waivers of any conflict from both clients and stated in her place that each client had consulted with independent counsel and were ready to be questioned by the trial court if the court so desired. In her written waiver, Rosenbaum swore that she was “aware that a conflict of interest may possibly arise” from the joint representation; that she “realize[d] the potential hazards to [her] defense by continuing with such counsel
Soon after the hearing and order on the motion to disqualify, counsel sent Rosenbaum and Joseph a letter, at the trial court‘s suggestion, that reviewed the relevant ethics rule and its requirements regarding waivers of conflicts of interest. At the hearing on the motions for new trial, Rosenbaum‘s expert on the ethical and practice requirements of the
In its order denying Rosenbaum‘s motion for new trial, the trial court found that, “prior to trial, [Rosenbaum] and Joseph each executed a waiver of the conflict of interest as to joint representation, which comported with the standards of Rule 1.7 of the Georgia Rules of Professional Conduct” found in
(a) Rosenbaum argues that her trial counsel‘s conflict of interest was unwaivable under
(b) Having dеtermined that any conflict of interest was waivable, we turn to Rosenbaum‘s arguments that she did not waive the conflict here. Rosenbaum first argues that, assuming arguendo that her trial counsel‘s conflict of interest was waivable, the trial court was required to hold an on-the-record colloquy to establish that Rosenbaum‘s waiver was knowing, voluntary, and intelligent. However, Rosenbaum has brought to our attention nothing in
(c) Rosenbaum also argues that her waiver of any conflict of interest was not knowing, voluntary, and intelligent. “The determination of whether there has been an intelligent waiver of right to counsel must depend, in each case, upon the particular facts and circumstances surrounding the case, including the background, experience, and conduct of the accused.” United States v. Rodriguez, 982 F.2d 474, 477 (11th Cir. 1993) (citation and punctuation omitted). A defendant‘s waiver of her attorney‘s conflict of interest
The evidence before the trial court on the State‘s motion to disqualify counsel showed that Rosenbaum, who had received more
Judgment affirmed. All the Justices concur, except Colvin, J., disqualified.
Notes
After a jury trial that lasted three and a half weeks and ended on August 1, 2019, Rosenbaum was found guilty on all counts with which she was charged except malice murder and two counts of felony murder. (Joseph was found guilty on all counts with which he was charged except two counts of aggravated assault, three counts of aggravated battery, and five counts of cruelty to children in the first degree.) On that same day, Rosenbaum was sentenced to serve life in prison for felony murder predicated on aggravated battery; thirty-three prison terms of twenty years each, to run concurrently with each other but consecutively to the life sentence, for thirteen counts of aggravated assault, three counts of aggravated battery, and seventeen counts of cruelty to children in the first degree; five prison terms of twenty years each, to run concurrently with each other but consecutively to one of the aforementioned aggravаted assault sentences, for two counts of aggravated assault, one count of aggravated battery, and two counts of cruelty to children in the first degree; and two concurrent prison terms of ten years each for cruelty to children in the second degree, for a total sentence of life plus forty years in prison. The remaining counts with which Rosenbaum was charged, aggravated assault, aggravated battery, and cruelty to children in the first degree, were merged into the felony murder conviction. (Joseph was sentenced to serve a total of sixty years in prison.)
Rosenbaum filed a timely motion for new trial, which she amended through new counsel four times. After a hearing on February 28, 2022, and April 5, 2022, the trial court denied the motion for new trial, as amended, on December 13, 2022. Rosenbаum filed a timely notice of appeal, and the case was docketed in this Court to the April 2024 term and orally argued on April 18, 2024. (Joseph also appealed to this Court at the same time, see Case No. S24A0449, but we transferred his case to the Court of Appeals on December 28, 2023.)
Any person . . . who in good faith renders emergency care at the scene of an accident or emergency to the victims thereof without making any charge therefor shall not be liable for any civil damages as a result of any act or omission by such person in rendering emergency care or as a result of any act or failure to act to provide or arrange for further medical treatment or care for the injured person.
The considerations expressed in Wheat include the potential “whip-sawing” of trial courts and the necessity of addressing waiver only in the pre-trial context:
[T]rial courts confronted with multiple representations face the prospect of being “whip-sawed” by assertions of error no matter which wаy they rule. If a district court agrees to the multiple representation, and the advocacy of counsel is thereafter impaired as a result, the defendant may well claim that he did not receive effective assistance. On the other hand, a district court‘s refusal to accede to the multiple representation may result in a challenge such as petitioner‘s in this case.
Wheat, 486 U.S. at 161 (II) (citation omitted). Unfortunately for all concerned, a district court must pass on the issue whether or not to allow a waiver of a conflict of interest by a criminal defendant not with the wisdom of hindsight after the trial has taken place, but in the murkier pre-trial context when relationships between parties are seen through a glass, darkly. The likelihood and dimensions of nascent conflicts of interest are notoriously hard to predict, even for those thoroughly familiar with criminal trials. Wheat, 486 U.S. at 162-163 (II).
