Rocky Mountain Gun Owners v. PolisRocky Mountain Gun Owners v. Polis
Case Information
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLORADO Chief Judge Philip A. Brimmer Civil Action No. 23-cv-01077-PAB
ROCKY MOUNTAIN GUN OWNERS,
TATE MOSGROVE, and
ADRIAN S. PINEDA,
Plaintiffs,
v.
JARED S. POLIS, in his оfficial capacity as Governor of the State of Colorado, Defendant.
ORDER
This matter comes before the Court on the Motion for Preliminary Injunction [Docket No. 12] of plaintiffs Rocky Mountain Gun Owners (“RMGO”), Tate Mosgrove, and Adrian S. Pineda. Defendant Jared S. Polis, in his capacity as the Governor of the State of Colorado (the “Governor”), filed a response opposing plaintiffs’ motion. Docket No. 28. Plaintiffs filed a reply. Docket No. 30.
I. BACKGROUND
A. Findings of Fact
Plaintiffs challenge the constitutionality of Senate Bill 23-169 (“SB23-169”), which was passed by the Colorado General Assembly and which amends Sections 18-12-112 and 18-12-112.5 of the Colorado Revised Statutes, a provision in the Colorado Criminal Code regulating private firearm transfers. Docket No. 9 at 1, ¶ 1; Colo. Rev. Stat. § 18- 12-112. The Governor signed the bill on April 27, 2023. Docket No. 9 at 1, ¶ 1. SB23- 169 becomes effective [1] “at 12:01 a.m. on the day following the expiration of the ninety- day period after final adjournment of the general assembly.” SB23-169, 74th Gen. Assemb., 1st Reg. Sess. (Colo. 2023). Colorado’s General Assembly adjourned on May 8, 2023. [2]
Section 18-12-112, as amended by SB23-169, provides: (2)(e) A person who is not a licensed gun dealer shall not make or facilitate the sale of a firearm to a person who is less than twenty-one years of age.
(f) It is unlawful for a person who is less than twenty-one years of age to purchase a firearm.
Colo. Rev. Stat. § 18-12-112. “A person who violates a provision of [Section 18-12-112] commits a class 2 misdemeanor.” at § 18-12-112(9)(a). Relevant provisions of Section 18-12-112.5 as amended provide:
(a.3) A person who is a licensed gun dealer shall not make or facilitate the sale of a firearm to a person who is less than twenty-one years of age. (a.5) It is unlawful for a person who is less than twenty-one years of age to purchase a firearm
. . . .
(b) Transferring or selling a firearm in violation of this subsection (1) is a class 1 misdemeanor.
(c) Purchasing a firearm in violation of this subsection (1) is a class 2 misdemeanor.
Id . at § 18-12-112.5. Sections 18-12-112 and 18-12-112.5 make exceptions for sales to persons under twenty-one years old if the purchaser is an active-duty member of the United States Armed Forces, a peace officer who is “on duty,” or a person “certified by the P.O.S.T. Board.” [3] Id. at §§ 18-12-112, 18-12-112.5. As noted by the Governor, 18- to-20 year olds may still possess and use firearms. Docket No. 28 at 3. And they may acquire, inherit, or receive as gifts firearms from family members. Id.
RMGO is a nonprofit organization that “seeks to defend the right of all law-abiding individuals to keep and bear arms.” Docket No. 12-1 at 1, ¶ 3. RMGO has members between 18 and 20 years old who desire and intend to purchase firearms for lawful purposes, including self-defense in their homes. Id . at 1-2, ¶¶ 3-4.
Mr. Mosgrove is a citizen of Colorado and is older than 18, but younger than 21. Docket No. 12-2 at 1, ¶ 2. It is his “present intention and desire to lawfully purchase a firearm for lawful purposеs, including self-defense in [his] home.”
Mr. Pineda is a citizen of Colorado and is older than 18, but younger than 21. Docket No. 12-3 at 1, ¶ 2. It is his “present intention and desire to lawfully purchase a firearm for lawful purposes, including self-defense in [his] home.” Id.
B. Procedural History
Plaintiffs filed this action on April 28, 2023. Docket No. 1. Plaintiffs amended their complaint on May 26, 2023. Docket No. 9. The amended complaint adds Mr. Pineda as a plaintiff and brings one claim on behalf of all plaintiffs alleging that the restrictions in SB23-169 “infringe on the right of the people of the State, including Plaintiffs, to keep and bear arms as guaranteed by the Second Amendment and made applicable to Colorado and its political subdivisions by the Fourteenth Amendment.” Id. at 6, ¶ 20. Plaintiffs seek a declaratory judgment, injunctive relief, and damages for the individual plaintiffs. at 6-7, ¶¶ 23-26. On June 7, 2023, plaintiffs filed a motion for preliminary injunction requesting that the Court preliminarily enjoin the enforcement of SB23-169 arguing that the bill is unconstitutional under the Second Amendment. [4] Docket No. 12 at 1, 17. On August 3, 2023, plaintiffs filed a motion for a temporary restraining order seeking the same relief. Docket No. 34.
II. LEGAL STANDARD
A preliminary injunction is not meant to “remedy past harm but to protect plaintiffs
from irreparable injury that will surely result without [its] issuance” and “preserve the
relative positions of the parties until a trial on the merits can be held.”
Schrier v. Univ. of
Colo.
,
To obtain a preliminary injunction, “the moving party must demonstrate four factors:
(1) a likelihood of success on the merits; (2) a likelihood that the movant will suffer
irreparable harm in the absence of preliminary relief; (3) that the balance of equities tips
in the movant’s favor; and (4) that the injunction is in the public interest.”
RoDa Drilling
Co. v. Siegal
,
III. ANALYSIS
A. Standing
“[A] court must raise the standing issue sua sponte, if necessary, in order to
determine if it has jurisdiction.”
Russell v. Fin. Cap. Equities
,
1. Pre-Enforcement Challenge Plaintiffs seek to enjoin enforcement of SB23-169 as unconstitutional. Docket No. 12 at 17. Because SB23-169 had not taken effect at the time оf filing, plaintiffs are bringing a pre-enforcement challenge. The Governor argues that plaintiffs’ declarations “simply repeat a legal conclusion that they ‘desire to purchase a firearm . . . and [they are] or soon will be precluded from purchasing a firearm by SB23-169.’ This is not enough to preliminarily enjoin the law or even establish standing.” Docket No. 28 at 8 (citations omitted). Plaintiffs do not respond directly to the Governor’s standing argument. See Docket No. 30 at 14. Instead, plaintiffs state:
The State argues that because the law is not effective until August 8, 2023, the Plaintiffs are not at this moment entitled to a preliminary injunction. Plaintiffs do not disagree, as they explained in their motion []. Plaintiffs filed their motion prior to the effective date of the statute so that the issues would be fully briefed prior to that date so that the Court would be able to proceed in a more deliberate fashion rather than all at once on August 8. Obviously, Plaintiffs will require an injunction to vindicate their constitutional rights when the statute does become effective. The point of the State’s argument is thus unclear.
Id. (citation omitted). The Court understands plaintiffs’ argument to be that, although plaintiffs filed their preliminary injunction motion well in advance of the statute’s effective date, plaintiffs are not seeking to enjoin the statute before that date, but rather plaintiffs challenge the statute as of the date it goes into effect. See id. at 13-14.
The Supreme Court has stated that, “standing is to be determined as of the
commencement of the suit.”
Lujan v. Defenders of Wildlife
,
2. Legal Standard for Standing
To establish Article III standing, a plaintiff must allege “that (1) he or she has suffered
an injury in fact; (2) there is a causal connection between the injury and the conduct
complained of; and (3) it is likely that the injury will be redressed by a favorable
decision.”
Ward v. Utah
,
“[T]he proof required to establish standing increases as the suit proceeds. At the
pleading stage, general factual allegations of injury resulting from the defendant's
conduct may suffice, while on summary judgment, the plaintiff must set forth by affidavit
or other evidence specific facts, . . . which for purposes of the summary judgment
motion will be taken to be true.”
Rio Grande Found. v. Oliver
,
Where, as here, a plaintiff seeks prospective relief such as an injunction, “the plaintiff
must be suffering a continuing injury or be under a real and immediate threat of being
injured in the future.”
Tandy v. City of Wichita
,
In some narrow circumstances, a plaintiff may seek prospective relief for a law he
fears may be enforced against him in the future.
See, e.g.
,
Bronson
,
3. RMGO Standing
An organization has standing to sue on its own to challenge action that causes it
direct injury, and the inquiry is “the same inquiry as in the case of an individual.”
Havens Realty Corp. v. Coleman
,
RMGO does not provide grounds for its own standing. Plaintiffs state that RMGO “seeks to defend the right of all law-abiding individuals to keep and bear arms” and that it specifically “represents the interests of those members who are affected by SB23- 169’s unconstitutional prohibition on law-abiding adults from purchasing firearms.” Docket No. 12-1 at 1, ¶ 3. Plaintiffs provide no evidence or argument that SB23-169 has made it difficult for RMGO to fulfill any of its essential goals or that SB23-169 has caused a drain on RMGO’s resources. Accordingly, RMGO fails to show standing in its own right to seek an injunction.
RMGO may also establish standing on behalf of its members. RMGO, however, fails
to show the first requirement for establishing standing in this way, namely, that its
members would have standing to sue in their own right. In
Summers v. Earth Island
Inst.
,
4. Individual Plaintiffs
Mr. Mosgrove and Mr. Pineda (the “Individual Plaintiffs”) seek prospective relief and,
therefore, to meet the injury-in-fact requirement of Article III standing, they must show a
continuing or imminent injury.
Tandy
,
a. Injury in Fact
First, Mr. Pineda and Mr. Mosgrove must show an intention to engage in a course of
conduct arguably affected with a constitutional interest. Their declarations indicate that
both intend to purchase a firearm for the purpose of self-defense in their homes.
[6]
Docket No. 12-2 at 1, ¶ 2; Docket No. 12-3 at 1, ¶ 2. The Supreme Court has ruled that
“the Second and Fourteenth Amendments protect the right of an ordinary, law-abiding
citizen to possess a handgun in the home for self-defense.”
New York State Rifle &
Pistol Ass’n, Inc. v. Bruen
,
Finally, the Individual Plaintiffs must establish a credible threat of prosecution. The
Tenth Circuit has recognized “at least three factors to be used in determining a credible
fear of prosecution: (1) whether the plaintiff showed past enforcement against the same
conduct; (2) whether authority to initiate charges was not limited to a prosеcutor or an
agency and, instead, any person could file a complaint against the plaintiffs; and (3)
whether the state disavowed future enforcement.”
Peck
,
Here, the statute is new, there is no evidence of an assurance that the statute will not
be enforced, and there is no indication that the statute is moribund based on a change
in controlling law.
Cf. Brown v. Herbert
,
b. Causation and Redressability
To establish the second and third elements of Article III standing, the Individual
Plaintiffs must show “there is a causal connection between the injury and the conduct
complained of; and [] it is likely that the injury will be redressed by a favorable decision.”
Ward
,
Relevant to establishing causation, the Individual Plaintiffs allege the Governor “will
enforce the unconstitutional provisions of the law against Plaintiffs.” Docket No. 12 at 3,
¶ 4. The Governor argues that, for purposes of Eleventh Amendment immunity as
described in
Peterson v. Martinez
,
B. Likelihood of Success on the Merits
In order for the Court to grant a plaintiff’s motion for a preliminary injunction, the
plaintiff must demonstrate “a likelihood of success on the merits.”
RoDa Drilling Co.
,
The purpose of a preliminary injunction is merely to preserve the relative positions of the parties until a trial on the merits can be held. Given this limited purpose, and given the haste that is often necessary if those positions are to be preserved, a preliminary injunction is customarily granted on the basis of procedures that are less formal and evidence that is less complete than in a trial on the merits. A party thus is not required to prove his case in full at a preliminary-injunction hearing.
Univ. of Texas v. Camenisch
,
1. Legal Framework for Second Amendment Claims
On June 23, 2022, the Supreme Court announced its decision in
Bruen
, 142 S. Ct.
2111. The Court held that “the Second and Fourteenth Amendments protect an
individual’s right to carry a handgun for self-defense outside the home.” at 2122. In
evaluating a Second Amendment claim, the Court declined to adopt the two-step
approach the courts of appeal had developed, in which, “at the second step, courts
often analyze how close the law comes to the core of the Second Amendment right and
the severity of the law’s burden on that right.”
Id.
at 2122, 2126 (quotations and
citations omitted).
Bruen
held that the “two step test” has one step too many and that
means-end scrutiny of laws that infringe upon Second Amendment rights is not
supported by the Court’s opinions in
McDonald v. City of Chicago
,
Bruen states that the appropriate test for applying the Second Amendment is: When the Second Amendment’s plain text covers an individual’s conduct, the Constitution presumptively protects that conduct. The government must then justify its regulation by demonstrating that it is consistent with the Nation’s historical tradition of firearm regulation. Only then may a court conclude that the individual’s conduct falls outside the Second Amendment’s “unqualified command.”
Id
. at 2129-30 (quoting
Konigsberg v. State Bar of Cal.
,
To perform the inquiry into the Nation’s historic tradition, Bruen states the text of the Second Amendment must control over later history that contradicts the text. Id. at 2137. Bruen also states that “there is an ongoing scholarly debate on whether courts should primarily rely on the prevailing understanding of an individual right when the Fourteenth Amendment was ratified in 1868 when defining its scope (as well as the scope of the right against the Federal Government).” Id. at 2138. Bruen did not resolve this debate because it was not necessary for purposes of examining the challenged statute, observing only that it “generally assumed that the scope of the protection applicable to the Federal Government and States is pegged to the public understanding of the right when the Bill of Rights was adopted in 1791.” at 2137-38.
Since the Supreme Court’s ruling in
Bruen
, few courts have addressed the
evidentiary burdens necessary to preliminarily enjoin а law on Second Amendment
grounds. On the likelihood of success on the merits prong, the Governor argues that,
because
Bruen
is silent on who carries the burden of establishing that the proposed
conduct falls within the plain text of the statute, the Individual Plaintiffs should bear the
burden. Docket No. 28 at 6 n.3. Courts that have considered this issue have ruled that,
in order for plaintiffs to carry their burden on the likelihood of success on the merits
prong, plaintiffs must show their conduct is covered by the Second Amendment and that
plaintiffs’ burden remains unchanged for the remaining three prongs of the preliminary
injunction requirements.
See, e.g.
,
Oregon Firearms Fed’n, Inc. v. Brown
, --- F. Supp.
3d. ----,
2. Scope
First, the Individual Plaintiffs must establish that their proposed conduct falls within
the scope of the Second Amendment.
Bruen
,
a. Right of the People
In determining whether their proposed conduct is within the scope of the Second
Amendment, a threshold question is whether the Individual Plaintiffs are part of “the
people” the Second Amendment protects.
Range v. Att’y Gen.
,
The Governor argues that “the people” does not include 18-to-20 year olds based on a “textual-historical” inquiry of how the term “the people” was used in 1787. Docket No. 28 at 10-11. First, the Governor argues that 18-to-20 year olds were considered minors without full legal protections when the Second Amendment was adopted (which the Court will refer to as the “founding era”) and that 18-to-20 year olds were only recognized as part of the political community in the late 20th century. at 11. Second, the Governor argues that the age of majority at the time the Second Amendment was adopted by Colorado was 21 and nothing prevents Colorado from using its long-held age of majority at 21 to regulate firearm purchases. Id. Finаlly, the Governor argues that declining to engage in a textual-historical inquiry into the meaning of the words “the people” defies Heller’s holding; therefore, this Court should not rely on cases that do not perform such inquiry. Id. at 12.
The Individual Plaintiffs argue that, under Heller , “the people” applies to all Americans, that comparison to other provisions of the Constitution reveals that the Second Amendment does not include an age limit, and that, because 18-to-20 year olds were required to serve in militias at the time of the Bill of Rights’ adoption, it would be inconceivable to conclude they had anything but full rights regarding firearms. Docket No. 30 at 6-8.
Recently, in
Range
,
In
Firearms Policy Coalition, Inc. v. McCraw
,
In
United States v. Huitron-Guizar
,
The Governor states minors under 21 did not have “full legal rights” and that 18-to-20 year olds “did not enjoy significant legal rights at the founding.” Docket No. 28 at 11-12. The Governor argues that “[o]nly in the late 20th century did our Nation recognize 18-to- 20-year-olds’ role in the political community with First Amendment protection and the right to vote under the Twenty-Sixth Amendment.” [12] at 11. The Governor cites a declaration prepared by historian Saul Cornell [13] (the “Cornell report”) to support the claim that 18-to-20 year olds were not recognized as being part of the “political community” until the late 20th century. See id. (citing Docket No. 28-1 at 23-24). The Cornell report states that, because 18-to-20 year olds were considered minors, it is anachronistic to assume that, at the time of the founding, they had a legal right to keep and bear arms. Docket No. 28-1 at 14.
The Court is persuaded by the reasoning in Range and McCraw that an interpretation of “the people” in the Second Amendment should begin with the assumption that every American is included. In reaching this conclusion, the Court is careful not to read Heller or Bruen as limiting to whom “the people” refers. Moreover, the Court finds that the Governor has not shown a “historical tradition of firearm regulation,” Bruen , 142 S. Ct. at 2130, of 18-to-20 year olds during the founding era, as opposed to him citing evidence supporting an argument that states could have regulated 18-to-20 year olds because they lacked rights as minors. Thus, the Court finds that the Individual Plaintiffs have shown a likelihood of success on the merits on the question of whether the Second Amendment applies to 18-to-20 year olds.
b. Proposed Conduct Next, the Individual Plaintiffs must show that the plain text of the Second Amendment covers their conduct. Bruen ruled that the Second Amendment covers “carrying handguns publicly for self-defense,” and Heller and McDonald ruled that the Second Amendment covers “possess[ing] a handgun in the home for self-defense.” Bruen , 142 S. Ct. at 2122. The Governor argues the Individual Plaintiffs’ course of conduct is not protected by the Second Amendment because there is no Second Amendment right tо purchase firearms. Docket No. 28 at 7-8. The Individual Plaintiffs, on the other hand, argue that the right to keep and bear arms impliedly includes a right to acquire arms. Docket No. 30 at 1.
The Court must first decide what the Individual Plaintiffs intend to do to exercise their alleged Second Amendment rights. The Individual Plaintiffs categorize their proposed course of conduct as “purchas[ing] firearms for lawful purposes (including defense of their homes).” Docket No. 12 at 5. Mr. Mosgrove has “never been charged with nor [sic] convicted of any misdemeanor or felony offense” and he intends to “lawfully purchase a firearm for lawful purposes, including self-defense in [his] home.” [14] Docket No. 12-2 at 1, ¶ 2. Mr. Pineda has “never been charged with nor [sic] convicted of any misdemeanor or felony offense” and he intends to “lawfully purchase a firearm for lawful purposes, including self-defense in [his] home.” [15] Docket No. 12-3 at 1, ¶ 2. Thus, based on the declarations, the Court finds that the Individual Plaintiffs have a stated intention to purchase firearms, in an otherwise lawful manner, not having any felony or misdemeanor convictions, for lawful reasons including self-defense in their homes.
The second question is whether the Second Amendment’s right to “keep” and “bear” arms extends to the Individual Plaintiffs’ intended conduct. The Individual Plaintiffs claim the right to keep firearms necessarily implies the right to acquire arms. Docket No. 12 at 5. The Individual Plaintiffs clаim that it is settled law that Constitutional rights protect closely related acts necessary to their exercise and that purchasing firearms is necessary for keeping and bearing arms. Docket No. 30 at 1. Additionally, the Individual Plaintiffs argue that a total prohibition on a right is not necessary to show a right is infringed. Id. at 2. The Governor argues that the Individual Plaintiffs have made an insufficient showing that the right to keep arms includes a right to buy firearms. Docket No. 28 at 7-8. Additionally, the Governor argues the Individual Plaintiffs have not shown that their right to self-defense is burdened because SB23-169 has not gone into effect and therefore the Individual Plaintiffs still have the ability to purchase firearms. [16] at 8.
Several courts have ruled that the right to keep arms necessarily includes a right to
acquire arms.
See, e.g., Teixeira v. County of Alameda
,
The Court agrees with the Individual Plaintiffs that the Second Amendment includes
the right to acquire firearms and, therefore, protects the Individual Plaintiffs’ proposed
conduct.
See Teixeira
,
3. Historical Tradition
The Court has found that the Individual Plaintiffs’ proposed course of conduct,
purchasing firearms for self-defense in the home, is covered by the plain text of the
Second Amendment. Under
Bruen
, the government must then “justify its regulation by
demonstrating that it is consistent with the Nation’s historical tradition of firearm
regulation.”
a. Presumptively Lawful Regulations
First, the Governor argues that SB23-169 falls within one of the categories of firearm
regulations that the Supreme Court has found to be presumptively lawful, namely,
“conditions and qualifications on the commercial sale of arms.” Docket No. 28 at 8-10.
The Governor relies on
Bonidy v. U.S. Postal Serv.
,
In Heller , the Court states:
Although we do not undertake an exhaustive historical analysis today of the full scope of the Second Amendment, nothing in our opinion should be taken to cast doubt on longstanding prohibitions on the possession of firearms by felons and the mentally ill, or laws forbidding the carrying of firearms in sensitive places such as schools and government buildings, or laws imposing conditions and qualifications on the commercial sale of arms.
We identify these presumptively lawful regulatory measures only as examples; our list does not purport to be exhaustive.
The Court rejects the Governor’s argument that SB23-169 is presumptively lawful for two reasons. First, the Court disagrees with the Governor’s reading of Heller as exempting certain types of regulations at the first step of the Bruen test. Bruen does not suggest that a different test applies to certain categories of laws or regulations. Id . at 2132-33. Rather, Bruen is clear that the government must justify the constitutionality of any law regulating conduct covered by the plain text of the Second Amendment. Justice Kavanaugh’s concurrence also does not state that regulations falling into the “presumptively lawful” categories should be subject to a different test. See id. at 2162. Additionally, the Court disagrees with the Governor’s reading of Bonidy to the extent it suggests a different test for “presumptively lawful” regulations. Acknowledging Bonidy’s admonition not to ignore the language of Heller as dicta, the Court reads Heller to provide examples of laws or regulations that lawfully limit or qualify rights under the Second Amendment in a way that aligns with the Nation’s historical tradition of firearm regulation.
Second, the Governor fails to show that SB23-169 falls into the category of
commercial regulations described by
Heller
. Regulations of the commercial sale of
arms have been described as “condition[s] or qualification[s]” that “affect[] only those
who regularly sell firearms.”
United States v. Hosford
,
b. Tradition of Age Based Regulations
Bruen
declined to “provide an exhaustive survey of the features that render
regulations relevantly similar under the Second Amendment,” but provided “two metrics”
to determine whether a regulation is within the Nation’s historical tradition, namely, “how
and why” the regulations burden a law-abiding citizen’s right to armed self-defense.
Bruen
,
Analogical reasoning under the Second Amendment is neither a regulatory straightjacket nor a regulatory blank check. On the one hand, courts should not “uphold every modern law that remotely resembles a historical analogue,” because doing so “risk[s] endorsing outliers that our ancestors would never have accepted.” Drummond v. Robinson , 9 F.4th 217, 226 (3rd Cir. 2021). On the other hand, analogical reasoning requires only that the government identify a well-established and representative historical analogue , not a historical twin . So even if a modern-day regulation is not a dead ringer for historical precursors, it still may be analogous enough to pass constitutional muster. at 2133.
The Governor argues that SB23-169 is consistent with the Nation’s past history of
firearm regulation because: (1) “[t]his Nation has a longstanding history of placing age-
restrictions on firearm purchases,” and (2) “[m]id-to late-19th Century history ‘is relevant’
lawfulness of age-based regulations. In
Nat’l Rifle Ass’n of Am., Inc. v. Bureau of
Alcohol, Tobacco, Firearms, & Explosives
,
to understanding the Second Amendment’s scope.” Docket No. 28 at 13-23. The Governor claims that the Nation has a longstanding history of placing age restrictions on firearm purchases and, in support, cites English common law, founding era restrictions, evidence of the conception of founding era militias, pre-Civil War restrictions, and post- Civil War restrictions on gun possession and ownership. Docket No. 28 at 13-18. The Court addresses each time period in turn.
i. Founding Era Laws The Governor cites English common law to support the proposition that 18-to-20 year olds were not considered full adults and lacked legal contract authority, only having the capacity to be bound by contract for essentials like food, clothing, and lodging. Id. at 14. The Governor states that the American colonies followed the English common law in imposing legal limitations based on age. Id. As a result, the Governor argues that, because 18-to-20 year olds did not have full contractual rights at the founding, they did not have unfettered commercial rights which would extend to purchasing firearms.
In Bruen , the Court states:
As with historical evidence generally, courts must be careful when assessing evidence concerning English common-law rights. The common law, of course, develоped over time. Associated Gen. Contractors of Cal., Inc. v. Carpenters ,459 U.S. 519 , 533 n.28 (1983); see also Rogers v. Tennessee ,532 U.S. 451 , 461 (2001). And English common-law practices and understandings at any given time in history cannot be indiscriminately attributed to the Framers of our own Constitution.
Bruen
,
The Cornell report opines that:
Under English common law, individuals under the legal age of majority, 21, were entirely subsumed under the authority of their parents (usually their fathers) or guardians . . . . There was no recourse to legal redress for such minors against their parents or guardians (provided the punishment was deemed necessary and not excessively cruel).
Docket No. 28-1 at 21 (citing John E.B. Myers, A Short History of Child Protection in America , 42 Fam. L.Q. 449 (2008); Elizabeth Pleck, Domestic Tyranny: The Making of American Social Policy Against Family Violence from Colonial Times to the Present (1987)). The Cornell report further opines that in the decades after the American Revolution, courts became more involved in monitoring contractual arrangements involving minors and in protecting the interests of minors, demonstrating that, previously, minors had more state supervision over their commercial activity than any other legal entity in the founding era. Id. at 23 (citing Holly Brewer, By Birth or Consent: Children, Law, and the Anglo-American Revolution in Authority (2012)).
In support of the claim that parents’ control over minors, consistent with English
common law, continued into the founding era, the Cornell report provides evidence that,
in the founding era, regulations on minors’ ability to enter into contracts were
commonplace because minors fell under their parents’ authority. at 22-23. The
Cornell report and the Governor, however, do not identify any evidence that contractual
restrictions on minors under the English common law or from the founding era were
directed specifically at the acquisition of firearms by minors or whether the purchase of
a firearm by 18-to-20 year olds, or anyone else, typically involved a contract, which
limits the weight of this evidence in determining whether such evidence forms a
pertinent historical analogue to restrictions on 18-to-20 year olds’ right to keep and bear
arms.
See McCraw
, 623 F. Supp. 3d. at 755 (observing that “the age of majority —
even at the [f]ounding — lacks meaning without reference to a particular right . . . .
Instead, the relevant age of majority depends on capacity or activity.” (citation omitted)).
The Governor states that gun safety regulations at the time the Second Amendment
was adopted disarmed specific groups of people for safety reasons. Docket No. 28 at
14. For instance, founding era laws provided for “disarmament of those refusing to
swear an oath of allegiance to the Nation or those who participated in Shays’ Rebellion.”
Id.
(citing
Nat’l Rifle Ass’n of America, Inc.
,
Colonial laws that disarmed persons who presented a risk of danger to the state or to
the country are not analogous to a categorical ban on a segment of society that has not
professed hostility to the state or to the nation.
Cf. Range
,
ii. Founding Era Militia Laws The Governor argues that militia service during the founding era does not demonstrate a right by 18-to-20 year olds to purchase firearms and “instead demonstrate[s] the extensive control that States had over 18-to-20-year-olds in early America.” Docket No. 28 at 16. The Governor points out that minors participating in militias acted under the supervision of adults, that parents often supplied firearms for their minor children’s participation in militias, and that militia members possessed firearms in “coordinated and rigorous military service, distinct from everyday civilian life.” Id. The Cornell report opines that:
Any assertion that infants below the age of majority could claim the right to bear arms outside of the militia or related peacekeeping activities, without the authority of parents or a guardian, rests on an anachronistic interpretation of early American militia statutes, ignorance of Founding-era domestic law, and disregard of the social realities of domestic life at the Founding.
Docket No. 28-1 at 28. The Cornell report highlights 18-to-20 year olds’ participation in
militias as a duty under supervision by patriarchal authority frameworks that regarded
minors as existing under the authority of their fathers.
Id.
at 26-27. The report notes
that minors were regarded as being similar to “madmen” and “idiots.” at 27 (quoting
John Fauchereaud Grimké,
The South Carolina Justice of the Peace
, 117 (1788)).
The Court agrees with the Governor that service by 18-to-20 year olds in militias
does not prove that such persons had an unfettered right to possess firearms outside of
militias.
See
Docket No. 28 at 16;
see also Fraser
,
iii. Post Second Amendment Ratification Regulations The Governor argues that the Court cannot ignore 19th century history and focus only on founding era history because Bruen did not determine whether courts should look for historical analogues in founding era history or history at the time the Fourteenth Amendment was ratified. Docket No. 28 at 21-23. The Governor observes that Bruen declined to address “whether courts should primarily rely on the prevailing understanding of an individual right when the Fourteenth Amendment was ratified in 1868 when defining its scope (as well as the scope of the right against the Federal Government)” because it ruled that public understanding of the right to keep and bear arms did not differ between 1791 and 1868 in any relevant way. See 142 S. Ct. at 2138.
Bruen
observed that courts “must []guard against giving postenactment history more
weight than it can rightly bear,” that “post-ratification adoption or acceptance of laws that
are
inconsistent
with the original meaning of the constitutional text obviously cannot
overcome or alter that text,” and that “because post-Civil War discussions of the right to
keep and bear arms ‘took place 75 years after the ratification of the Second
Amendment, they do not provide as much insight into its original meaning as earlier
sources.’” at 2136-37 (quoting
Heller v. District of Columbia
,
The Governor identifies several restrictions on the use of firearms by minors after the ratification of the Bill of Rights. Docket No. 28 at 17-18. The Governor identifies the following pre-Civil War firearm laws involving minors: (1) a law from New York City in 1803 that held parents liable for the unlawful discharge of firearms by minors, id. at 17 (citing Docket No. 28-2 at 8-9); (2) laws from cities in Delaware in 1812, South Carolina in 1817, and Connecticut in 1835 that similarly imposed liability on parents for unlawful discharge of firearms by minors, id. (citing Docket No. 28-2 at 9); (3) laws passed in Kentucky in 1853, 1859, and 1860 that penalized selling gunpowder to those under fifteen without parental consent and selling certain weapons including pistols to minors and to any “slave, or free negro,” id. ; Docket No. 28-2 at 8-9; Docket No. 28 at 17; (4) a law from Alabama in 1856 that fined “anyone who sold, gave or lent a pistol or fighting knife to a minor,” Docket No. 28 at 17; Docket No. 28-2 at 10 (citing 856 Ala. Acts 17, To Amend the Criminal Law, §1); and (5) a law frоm Tennessee in 1858 “prohibiting selling, giving, or lending to a minor a pistol, fighting knife or ‘like dangerous weapon.’” Docket No. 28 at 17 (quoting Docket No. 28-2 at 9-10).
The description of the first two examples of firearm laws the Governor identifies reveals that certain cities prohibited discharging firearms within city limits and shifted liability to parents when minors discharged firearms. See Docket No. 28-2 at 8-9. These laws are not properly characterized as “restrictions on the use of firearms by minors.” Docket No. 28 at 17. These statutes regulate the discharge of firearms by the general population and shift liability to parents for minors’ tortious use of firearms. The last three examples of laws that the Governor identifies can be properly construed as prohibitions on minors’ possession or purchase of firearms. The Court largely agrees with Fraser’s analysis on these laws:
Thus, by the eve of the Civil War, only three states had passed any form of restrictions on the ability of minors to purchase firearms and each of these was passed 65 years or more after the ratification of the Second Amendment. This legislation therefore tells us nothing about the Founders’ understanding of the Second Amendment.
Fraser
,
The Governor argues that the regulations he identifies burden the right to self- defense in a similar way to SB23-169 in that they burden persons under a certain age from accessing weapons, mostly by limiting their ability to purchase weapons. Docket No. 28 at 19-21. Additionally, the Governor argues that the regulations were in place for the same reason that SB23-169 was passed, to protect public safety, dеspite the fact that such laws would burden the right to self-defense. at 20-21.
Bruen
stated that the Court has “made clear that individual rights enumerated in the
Bill of Rights and made applicable against the States through the Fourteenth
Amendment have the same scope as against the Federal Government.” 142 S. Ct. at
2137. While it remains an open question as to how a court should weigh historical
understandings of the Second Amendment at the time that the Fourteenth Amendment
was adopted,
id.
at 2138, because the Governor fails to point to any evidence during the
founding era that a total prohibition on the sale of firearms to minors was consistent with
the right to bear arms, the Court gives little weight to evidence from the time of the
Fourteenth Amendment’s ratification to limit the scope of the right to keep and bear
arms.
Cf. McCraw
,
C. Irreparable Harm
In order to demonstrate entitlement to a preliminary injunction, the Individual Plaintiffs
must show that the “[the movant] will suffer irreparable injury unless the injunction
issues.”
Heideman v. South Salt Lake City
,
The Individual Plaintiffs argue that they face irreparable harm in the absence of an
injunction because “a showing of the infringement of a constitutional right requires no
further showing of irreparable injury.” Docket No. 12 at 16 (citing
Free the Nipple-Fort
Collins
,
Here, because SB23-169 likely causes a violation of the Individual Plaintiffs’
individual constitutional rights,
see Aposhian
,
D. Balancing the Equities and Public Interest
The Individual Plaintiffs must demonstrate “that the balance of equities tips” in their
favor and “that the injunction is in the public interest.”
RoDa Drilling Co.
, 552 F.3d at
1208. The Individual Plaintiffs argue that “the State’s interest in enforcing an
unconstitutional law does not outweigh [the Individual] Plaintiffs’ interest in having their
constitutional rights protected” and that “it is always in the public interest to prevent the
violation of a party’s constitutional rights.” Docket No. 12 at 17. The Governor
responds that the State suffers an injury when it cannot enact a law and that, in the
case of SB23-169, public safety will be threatened if a pre-enforcement injunction
issues. Docket No. 28 at 24-25 (citing
Maryland v. King
,
IV. SECURITY
Under Fed. R. Civ. P. 65(c), “[t]he court may issue a preliminary injunction or a
temporary restraining order only if the movant gives security in an amount that the court
considers proper to pay the costs and damages sustained by any party found to have
been wrongfully enjoined or restrained.” A trial court has “wide discretion under Rule
65(c) in determining whether to require security.”
Winnebago Tribe of Neb. v. Stovall
,
V. CONCLUSION
It is ORDERED that the portion of plaintiffs’ Motion for Preliminary Injunction [Docket No. 12] brought on behalf of plaintiffs Tate Mosgrove and Adrian S. Pineda is GRANTED . It is further
ORDERED that the defendant and his officers, agents, servants, employees, and all persons in concert or participation with them who receive notice of this preliminary injunction are enjoined, effective immediately, from enforcing SB23-169. It is further
ORDERED that this preliminary injunction shall remain in effect pending disposition of the case on the merits. It is further
ORDERED that no bond shall be required under Fed. R. Civ. P. 65(c). It is further ORDERED that plaintiffs’ Motion for Temporary Restraining Order [Docket No. 34] is DENIED as moot .
DATED August 7, 2023.
BY THE COURT: s/Philip A. Brimmer Philip A. Brimmer Chief United States District Judge
Notes
[1] The parties are not consistent as to when they claim SB23-169 goes into effect, indicating August 4, August 7, аnd August 8, 2023. See Docket No. 9 at 1, ¶ 1; Docket No. 12 at 1; Docket No. 28 at 1; Docket No. 30 at 14; Docket No. 36 at 2 n.1.
[2] The Court takes judicial notice of the date that the Colorado General Assembly adjourned. S. J., 74th Gen. Assemb., 1st Reg. Sess. at 1489 (Colo. 2023), https://leg. colorado.gov/sites/default/files/2023_senate_cumulative_journal.pdf.
[3] “The following peace officers shall meet all the standards imposed by law on a peace officer and shall be certified by the peace officers standards and training board, referred to in this article as the ‘P.O.S.T. board’: A chief of police; a police officer; a sheriff; an undersheriff; a deputy sheriff; a Colorado state patrol officer; a town marshal; a deputy town marshal; a reserve police officer; a reserve deputy sheriff; a reserve deputy town marshal; a police officer or reserve police officer employed by a state institution of higher education; a Colorado wildlife officer; a Colorado parks and recreation officer; a Colorado police administrator or police officer employed by the Colorado mental health institute at Pueblo; an attorney general criminal investigator; a community parole officer; a public transit officer; a municipal court marshal; and the department of corrections inspectоr general.” Colo. Rev. Stat. § 16-2.5-102.
[4] The parties did not request a hearing.
But see
Docket No. 12 at 1-2 (“Plaintiffs
submit this motion hoping that it will be briefed and argued prior to the effective date of
the law.”). The decision whether to hold a hearing on a preliminary injunction is within
the discretion of the Court.
Buentello v. Boebert
,
[5] In
American Booksellers
,
[6] In
Colo. Outfitters Ass’n
,
[7] The Governor raises his argument about the right to purchase firearms in the merits
portion of his brief. The test for determining whether a plaintiff has suffered an injury
arguably affected by a constitutional interest for Article III standing purposes is different
from the test for the likelihood of success on the merits prong of a preliminary injunction.
See Turtle Island Foods, SPC v. Thompson
,
[8] Mr. Mosgrove and Mr. Pineda state they were under 21 as of June 2, 2023, Docket
No. 12-2 at 2; Docket No. 12-3 at 2. The Court has no indication that the Individual
Plaintiffs have turned 21 since June 2, 2023, but, moving forward, this question will be
relevant to determining whether any requests for continuing injunctive relief are moot.
See Hirschfeld v. Bureau of Alcohol, Firearms, Tobacco & Explosives
,
[9] Some courts require individualized threats of enforcement for cases asserting rights
other than those guaranteed by the First Amendment.
See, e.g.
,
Angelo v. District of
Columbia
, --- F. Supp. 3d ----,
[10] The Individual Plaintiffs do not explicitly statе that they bring a facial challenge as
opposed to an as-applied challenge in their motion for preliminary injunction.
See
Docket No. 12. The Individual Plaintiffs indicate they are challenging the statute in both
ways in their amended complaint.
See
Docket No. 9 at 6, ¶ 23 (“SB23-169 is
unconstitutional on its face or as applied”). It is unclear what the Individual Plaintiffs’ as-
applied challenge is and, for purposes of this motion, the Court presumes the Individual
Plaintiffs’ challenge is facial because SB23-169 has not been enforced against any of
the Individual Plaintiffs.
See Colo. Outfitters Ass’n
,
[11] The Governor observes that federal law already prohibits licensed gun dealers from selling shotguns and rifles to anyone under 18 years old and selling all other firearms to anyone under 21 years old. Docket No. 28 at 3 (citing 18 U.S.C. § 922(b)(1)). The effect of SB23-169 would be to limit 18-to-20 year olds’ ability to purchаse shotguns and rifles from licensed gun dealers and to prohibit 18-to-20 year olds from purchasing any firearm in private sales.
[12] The Governor cites Justice Thomas’ concurrence in
Morse v. Frederick
, 551 U.S.
393, 410 (2007). Docket No. 28 at 11. In
Morse
, Justice Thomas opined that in his
view “the history of public education suggests that the First Amendment, as originally
understood, does not protect student speech in public schools.”
[13] Dr. Saul Cornell is “the Paul and Diane Guenther Chair in American History at Fordham University in New York City.” Docket No. 28-1 at 2.
[14] Mr. Mosgrove does not state what firearms he intends to purchase, when he intends to purchase them, or whether he wants to purchase firearms from a licensed commercial dealer or from a private seller. See Docket No. 12-2 at 1, ¶ 2.
[15] Mr. Pineda does not state what firearms he intends to purchase, when he intends to purchase them, or whether he wants to purchase firearms from a licensed commercial dealer or from a private seller. See Docket No. 12-3 at 1, ¶ 2 .
[16] This argument is more appropriately considered in evaluating whether the Individuаl Plaintiffs have shown that they face irreparable harm absent a preliminary injunction, and the Court will address the Governor’s argument in its discussion of the irreparable harm prong.
[17] In
Lara v. Evanchick
,
[18] Dr. Robert Spitzer is a Distinguished Service Professor of Political Science Emeritus at the State University of New York at Cortland with expertise on “the history of gun laws, gun policy in American politics, and related historical, legal, political, and criminological issues.” Docket No. 28-2 at 2-3.
[19] Neither party addresses how the balance of the equities should be addressed in a Second Amendment case or what effect the government’s interest in public safety has on the cases. See Docket No. 28 at 24-25; Docket No. 30 at 14. The Court is unaware of any Tenth Circuit precedent describing how cases with these circumstances should be evaluated.
[20] The proposed order in plaintiffs’ motion for a temporary restraining order, Docket No. 34-1 at 2, ¶ 6, states “Plaintiffs do not need to post a security bond because enjoining the Defendant from prohibiting Plaintiffs’ exercise of their Second Amendment rights does not interfere with the Defendant’s rights.”