Henriquez-Rivas v. HolderHenriquez-Rivas v. Holder
- Reporters:
- ,
- Before:
- Carlos T. Bea, M. Margaret McKeown, Alex Kozinski, Stephen Reinhardt, Susan P. Graber, Kim McLane Wardlaw, Raymond C. Fisher, Richard A. Paez, Marsha S. Berzon, Jay S. Bybee, N. Randy Smith (en banc)
FOR PUBLICATION
UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
On Petition for Review of an Order of the Board of Immigration Appeals
Argued and Submitted En Banc March 20, 2012—San Francisco, California
Before: Alex Kozinski, Chief Judge, Stephen Reinhardt, Susan P. Graber, M. Margaret McKeown, Kim McLane Wardlaw, Raymond C. Fisher, Richard A. Paez, Marsha S. Berzon, Jay S. Bybee, Carlos T. Bea, and N. Randy Smith, Circuit Judges.
Opinion by Judge Bea; Concurrence by Judge McKeown; Dissent by Chief Judge Kozinski
SUMMARY*
Immigration
The en banc court granted a petition for review of the Board of Immigration Appeals’ denial of asylum to a native and citizen of El Salvador who claimed a fear of persecution on account of her membership in a social group as a person who testified in a criminal trial against members of a gang who killed her father.
The court held that in denying Henriquez-Rivas asylum because of a lack of “social visibility,” the Board failed to follow its own precedent on social group membership as stated in Matter of C-A-, 23 I. & N. Dec. 951 (BIA 2006), and its progeny.
The court clarified the Board‘s “social visibility” and “particularity” criteria for social group membership without reaching the ultimate question of whether the criteria themselves were valid. The court explained that the “social visibility” requirement does not require “on-sight” social visibility, rather the key is whether the social groups are ”understood by others to constitute social groups.” The court also explained that the particularity requirement considers whether a group “can accurately be described in a manner sufficiently distinct that the group would be recоgnized, in the society in question, as a discrete class of persons.”
The court held that to the extent that Santos-Lemus v. Mukasey, 542 F.3d 738 (9th Cir. 2008), Ramos-Lopez v. Holder, 563 F.3d 855 (9th Cir. 2009), and related cases mischaracterized the “social visibility” requirement by requiring “on-sight” visibility, they are no longer good law. The court also held that to the extent that Soriano v. Holder, 569 F.3d 1162, 1166 (9th Cir. 2009) and Velasco-Cervantes v. Holder, 593 F.3d 975, 978 (9th Cir. 2010) make considerations of diversity of lifestyle and origin the sine qua non of “particularity” analysis, they are overruled.
Judge McKeown concurred in the result and the opinion, except to the extent the majority counsels that the perception of the persecutor “may matter the most” in analyzing social visibility or claims that the persecutor‘s view is “potentially dispositive” of the question.
Dissenting, Chief Judge Kozinski, joined by Judge Bybee, noted that the Supreme Court has admonished this court that it is the Board who must decide whether a petitioner is a member of a particular social group for purposes of asylum. Judge Kozinski wrote that the majority engaged in a good deal of first viewing, and in doing so deepened a circuit conflict on an issue where national uniformity is vital, and sowed uncertainty into our circuit law where previously there
COUNSEL
Saad Ahmad (argued), Fremont, California, for Petitioner.
Walter Manning Evans (argued), Jeffrey Lawrence Menkin, United States Department of Justice, Civil Division/Office of Immigration Litigation, Washington, D.C., for Respondent.
Kannon K. Shanmugam (argued), Williams & Connolly LLP, Washington, D.C., for amicus curiae Center for Gender & Refugee Studies.
OPINION
BEA, Circuit Judge:
Rocio Brenda Henriquez-Rivas petitions for review of a decision of the Board of Immigration Appeals (“BIA“) sustaining the government‘s appeal of an Immigration Judge‘s (“IJ“) grant of asylum, and denying her applications for withholding of removal and protection under the Convention Against Torture. Henriquez-Rivas claims she is entitled to asylum because, as a person who testified in a criminal trial against members of a gang who killed her father in El Salvador, she is a member of a particular social group, on account of which she faces a well-founded fear of persecution if she were to return to El Salvador. For the reasons discussed below, we find that the BIA misapplied its
I. Statutory Framework
Under the Immigration and Naturalization Act (“INA“), the Attorney General may grant asylum to a “refugee.”
“If past persecution is established, a rebuttable presumption of a well-founded fear arises,
The term “particular social group” is ambiguous. Donchev v. Mukasey, 553 F.3d 1206, 1215 (9th Cir. 2009).
[W]e interpret the phrase “persecution on account of membership in a particular social group” to mean persecution that is directed toward an individual who is a member of a group of persons all of whom share a common, immutable characteristic. The shared characteristic might be an innate one such as sex, color, or kinship ties, or in some circumstances it might be a shared past experience such as former military leadership or land ownership. The particular kind of group characteristic that will qualify under this constructiоn remains to be determined on a case-by-case basis. However, whatever the common characteristic that defines the group, it must be one that the members of the group either cannot change, or should not be required to change because it is fundamental to their individual identities or consciences.
Id. at 233. Applying that definition in Acosta, the BIA rejected the alien‘s arguments because the identifying characteristic of the group (working as a taxi driver) was not immutable. Taxi drivers could change jobs at any time. Id. at 234.
We adopted the Acosta definition of “particular social group” in Hernandez-Montiel v. INS, 225 F.3d 1084, 1092-93 (9th Cir. 2000), overruled on other grounds by Thomas v. Gonzales, 409 F.3d 1177 (9th Cir. 2005) (en banc).5 In Hernandez-Montiel, we held that a particular social group “is one united by a voluntary association, including a former association, or by an innate characteristic that is so fundamental to the identities or consciences of its members that members either cannot or should not be required to
In 2006, the BIA refined the Acosta standard by stating that an asylum applicant must also demonstrate that his proposed particular social group has “social visibility” and “particularity.” Matter of C-A-, 23 I. & N. Dec. 951, 957, 960 (BIA 2006). In C-A-, the BIA held that a group of “noncriminal drug informants working against the [Colombian] Cali drug cartel” was not a particular social group because the group did not have “social visibility” or “particularity.” Id. at 961. The BIA stated that, in so holding, it was not departing from its prior precedent: “[W]e continue to adhere to the Acosta formulation.” Id. at 956.
In C-A-, the BIA discussed some groups that are “understood by others to constitute social groups,” id. at 959, and other groups that are “highly visible and recognizable by others in the country in question,” id. at 960. The BIA rejected the proposed social group in C-A-, noting that “the very nature of the conduct at issue is such that it is generally out of the public view.” Id. at 960. The BIA said that “[r]ecognizability or visibility is limited to those informants who are discovered because they appear as witnesses or otherwise come to the attention of cartel members.” Id.
BIA cases following C-A- further elaborated the meaning of the additional criteria of “social visibility” and “particularity.” In Matter of S-E-G-, the petitioners were three siblings from El Salvador who were threatened by Mara
Following C-A- and subsequent BIA cases, we have applied the “social visibility” requirement as one of general social “perception” rather than of on-sight visibility. In Santos-Lemus v. Mukasey, we concluded that the proposed group of “young men in El Salvador resisting gang violence” was not socially visible; there was no evidence that the petitioner would be ”perceived . . . to be a member of any kind of anti-gang group.” 542 F.3d 738, 745-46 (9th Cir. 2008) (emphasis added). We similarly held in Ramos-Lopez v. Holder that Honduran men who resisted recruitment into the MS-13 were not “socially visible” because there was no
Most circuits have accepted the BIA‘s “social visibility” and “particularity” criteria. See, e.g., Gaitan v. Holder, 671 F.3d 678, 681-82 (8th Cir. 2012); Rivera-Barrientos v. Holder, 666 F.3d 641, 649-52 (10th Cir. 2012); Scatambuli v. Holder, 558 F.3d 53, 59-60 (1st Cir. 2009). But the Third and Seventh Circuits have rejected “social visibility” as an unreasonable interpretation of the ambiguous statutory term. See Valdiviezo-Galdamez v. Att‘y Gen., 663 F.3d 582, 606-07 (3d Cir. 2011); Gatimi v. Holder, 578 F.3d 611, 615-16 (7th Cir. 2009). The Third Circuit also rejected “particularity” as merely a “different articulation[] of the [‘social visibility‘] concept.” Valdiviezo-Galdamez, 663 F.3d at 608.
II. Factual Background and Proceedings Below
With this framework in mind, we turn now to the facts of the case. Rocio Brenda Henriquez-Rivas is a native and citizen of El Salvador. In 1998, when Henriquez-Rivas was twelve years old, her father was murdered by four members of the M-18 street gang. Two of the men were known as “Chimbera” and “Popo.” Henriquez-Rivas saw the men enter her house and assault her father. They told her father to ask for forgiveness, which he did. Thinking the men were going to attack her, Henriquez-Rivas fled. As she was running away from the house, Henriquez-Rivas heard four gun shots. She did not see who fired the gun, but her sister Mirabel told her that Chimbera shot her father. When the police arrived, they told Henriquez-Rivas that her father was dead.
Henriquez-Rivas identified two of the suspects in a lineup behind protective glass. She also testified against them in
After her father‘s death, Henriquez-Rivas lived with her half-sister, Olga. In 2000, when Henriquez-Rivas returned to her father‘s house to get some paperwork, a man by the name of Julio told her not to return to the house. Julio explained that some men had been at her house and mentioned to Julio that they killed her father at the direction of someone else.
At her asylum hearing, Henriquez-Rivas testified that her family members saw Chimbera, who had been released from prison, about two times between 1999 and 2004. In 1999, one of Henriquez-Rivas’ sisters saw Chimbera a block from her house and called the police. The police arrived and arrested Chimbera. Another time, Mirabel, Henriquez-Rivas’ younger sister who also witnessed the murder, saw Chimbera on the bus working as a fare collector. Chimbera saw Mirabel and stared at her. For this reason, Mirabel later came to the United States. Henriquez-Rivas did not personally encounter Chimbera.
In 2005, a man came to Henriquez-Rivas’ school and asked if anyone knew “Rocio Henriquez.” She thought it was strange that the man would ask for her, so she denied knowing a Rocio Henriquez. Henriquez-Rivas then decided to leave El Salvador. She believed that if she remained in El Salvador the gang members would harm her for testifying against them and because they were required to pay restitution to her family. After Henriquez-Rivas left for the United States, she learned that Chimbera had come to her town asking for her.
After a hearing, the IJ found Henriquez-Rivas’ testimony credible. The IJ concluded that Henriquez-Rivas did not establish she was persecuted on account of political opinion, but concluded that Henriquez-Rivas did establish she was a member of the particular social group of “people testifying against or otherwise oppos[ing] gang members.” The IJ found she had suffered past persecution in El Salvador because her fаther was murdered, the gang members tried to kill her when they killed her father, and she was threatened by gang members after testifying against them in court. The IJ also concluded that Henriquez-Rivas had established a well-founded fear of future persecution, as there was “a reasonable possibility of suffering such persecution [if] she were to return to El Salvador.” The IJ further found that the Salvadoran government is unable to control gang violence, that the government did not prove changed country conditions, and that internal relocation would not be reasonable. The IJ granted asylum on that basis.
The BIA reversed the IJ‘s decision. The BIA reversed the determination that the group of “people testifying against or otherwise [opposing] gang members” constitutes a particular social group. The BIA concluded that the proposed group lacked the requisite “social visibility” to qualify as a particular social group. Henriquez-Rivas petitioned for
III. Standards of Review
We review questions of law de novo. Santos-Lemus, 542 F.3d at 742. We review the BIA‘s factual findings for substantial evidence. Id. The BIA‘s construction of ambiguous statutory terms in the INA through case-by-case adjudication is entitled to deference under Chevron U.S.A., Inc. v. Natural Resources Defense Council, Inc., 467 U.S. 837, 844 (1984). INS v. Aguirre-Aguirre, 526 U.S. 415, 425 (1999). If the BIA‘s construction is reasonable, we must accept that construction under Chevron, even if we believe the agency‘s reading is not the best statutory interpretation. See Nat‘l Cable & Telecomms. Ass‘n v. Brand X Internet Servs., 545 U.S. 967, 980 (2005). The standard of review is not necessarily “more searching” if the BIA‘s decision represents a change from prior agency policy. FCC v. Fox Television Stations, Inc., 556 U.S. 502, 514 (2009).
IV. Discussion
A.
Much of the inter-circuit disagreement over the “social visibility” requirement relates to an ambiguity in the BIA‘s use of the term. Does it mean that the proposed particular social group is ”understood by others to constitute [a] social group[]“? C-A-, 23 I. & N. Dec. at 959 (emphasis added). Or, does it mean a bystander can literally see the difference that makes that person a member of the group (so-called “on-sight” or ocular visibility)? Cf. In re A-M-E- & J-G-U-, 24 I. & N. Dec. 69, 74 (BIA 2007) (citing C-A-, 23 I. & N. Dec. at 956) (in denying particular social group status to the proposed group “affluent Guatemalans,” the BIA stated that “the shared characteristic of the group should generally be recognizable by others in the community“) (emphasis added). As Judge Posner stated when writing for the Seventh Circuit in Gatimi:
If you are a member of a group that has been targeted for assassination or torture or some other mode of persecution, you will take pains to avoid being socially visible; and to the extent that the members of the target group are successful in remaining invisible, they will not be “seen” by other people in the society “as a segment of the population.”
578 F.3d at 615. The Third Circuit similarly criticized any notion that “social visibility” was limited to persons who could be identified as members of a group just by their appearance:
Here, the government contends that “social visibility” does not mean on-sight visibility. Rather, we are told that “social visibility” is a means to discern the necessary element of group perceptibility, i.e., the existence of a unifying characteristic that makes the members understood by others in society to constitute a social group or recognized as a discrete group in society. We have a hard time understanding why the government‘s definition does not mean “on-sight visibility,” and we join the Court of Appeals for the Seventh Circuit in wondering
“even-whether [the BIA] understands the difference.”
Valdiviezo-Galdamez, 663 F.3d at 606-07 (alteration in original) (footnote omitted).
We agree that a requirement of “on-sight” visibility would be inconsistent with previous BIA decisions and likely impermissible under the statute. However, we do not read C-A- and subsequent cases to require “on-sight” visibility. To be sure, it is difficult to articulate precisely what the BIA meant by “social visibility” in C-A-. The BIA‘s elaboration in case-by-case adjudication subsequent to C-A- is somewhat inconsistent, as discussed below. But an “on-sight” visibility requirement would not make sense when coupled with the discussion in C-A- of previous BIA decisions. See C-A-, 23 I. & N. Dec. at 959-60.6 Referencing Acosta‘s examples of “former military leadership or land ownership” during its discussion of “social visibility,” the BIA called them “easily recognizable traits.” Id. Those traits would not be “easily recognizable” if the “social visibility” criterion required “on-sight” visibility, since former military officers do not always wear epaulets, nor do landowners wear T-shirts mapping their holdings. Instead, the key in these older BIA cases, as well as in C-A-, is whether the social groups are ”understood by others to constitute social groups.” Id. at 959 (emphasis added).
Subsequent BIA cases do not interpret C-A- as imposing an “on-sight” visibility requirement. See S-E-G-, 24 I. & N. Dec. at 587 (asking whether the proposed social group of Salvadoran youth who had resisted recruitment efforts from the MS-13 gang would be “perceived as a group” by society); E-A-G-, 24 I. & N. Dec. at 594 (considering whether society would recognize respondent, a Honduran youth, as having resisted gang recruitment after defining “social visibility” as
Our own case law following C-A- has similarly declined to impose an “on-sight” visibility requirement. Instead, we have required that the shared characteristic “‘generally be recognizable‘” by other members of the community, or evidence that members of the proposed group would be “‘perceived as a group’ by society.” Santos-Lemus, 542 F.3d at 746 (quoting S-E-G-, 24 I. & N. Dec. at 586-87).
Absent a requirement of on-sight visibility, “social visibility” as detailed in C-A- is consistent with BIA precedent prior to C-A-. It defines “social visibility” in terms of perception by a society, not ocular recognition. So construed, C-A- was merely a refinement of Acosta. So long as the “social visibility” and “particularity” criteria are applied in a way that did not directly conflict with prior agency precedent, we would be hard-pressed to reject the new criteria as unreasonable under Chevron. See Marmolejo-Campos v. Holder, 558 F.3d 903, 914 (9th Cir. 2009) (en banc).
Concluding that social visibility refers to “perception” rather than “on-sight” visibility does not fully clarify the requirement. Neither we nor the BIA has clearly sрecified whose perspectives are most indicative of society‘s perception of a particular social group: the Petitioner herself?
Looking to the text of the statute, in the context of persecution, we believe that the perception of the persecutors may matter the most. Under the INA, a petitioner‘s belief that she has been persecuted does not alone prove persecution; rather, she must show persecution or a well-founded fear of future persecution on account of a protected ground.
By highlighting the perception of the persecutor, othеr demographic divisions would become less relevant. One would ask whether, as far as the persecutor is concerned, there is a particular characteristic (such as male homosexuals with female sexual identities, see Hernandez-Montiel v. INS, 225 F.3d 1084, 1093 (9th Cir. 2000)), that defines a finite collection of individuals as a group. If the answer is yes, the fact that those individuals may have a variety of other characteristics, and belong to various other groups, would not be a bar to potential relief.
We next consider the “particularity” requirement. Admittedly, both BIA and our own precedent have blended the “social visibility” and “particularity” analysis: “social visibility” has been determined based on perception, as discussed above, and “particularity” too has been based on society‘s perception whether a group has delimitable boundaries. See, e.g., Ramos-Lopez v. Holder, 563 F.3d 855, 861 (9th Cir. 2009) (affirming the BIA‘s determination that petitioner, asserting membership in a particular social group comprised of Honduran males who had resisted MS-13 recruitment efforts, failed the particularity requirement because there was no indication that there was “any perception that the males in question were members of a
It is therefore unsurprising that, given the way the BIA has applied the term, the Third Circuit has concluded that “‘[p]articularity’ appears to be little more than a reworked definition of ‘social visibility.’” Valdiviezo-Galdamez, 663 F.3d at 608.
We will not go quite so far. The “particularity” requirement is separate, and it is relevant in considering whether a group’s boundaries are so amorphous that, in practice, the persecutor does not consider it a group. The ultimate question is whether a group “can accurately be described in a manner sufficiently distinct that the group would be recognized, in the society in question, as a discrete class of persons.” S-E-G-, 24 I. & N. Dec. at 584. If a persecutor does not actually rely on specific boundaries or definitions to identify the group, it may be more difficult to
We clarify the “social visibility” and “particularity” criteria without reaching the ultimate question of whether the criteria themselves are valid. The BIA could find that Henriquez-Rivas’ proposed social group is cognizable under either the Acosta immutability standard or the newer standard that considers “social visibility” and “particularity.” Thus, we need not decide, in this case, at this time, whether we should align ourselves with the Third and Seventh Circuits and invalidate these requirements.
B.
We now turn to reviewing the BIA’s application of its particular social group precedent to the facts of this case. The BIA concluded that the proposed social group of people who testified against gang members “lacks the requisite ‘social visibility’ to be considered a particular social group within the meaning of the Act.” In so doing, the BIA did not fully explain its position but cited many of the cases discussed above, including Santos-Lemus v. Mukasey, Matter of E-A-G-, Matter of S-E-G-, and Matter of C-A-. From E-A-G-, the BIA derived the principle that the evidence must “establish that members of society, or even gang members themselves, would perceive those opposed to gang membership as members of a social group.”
In denying Henriquez-Rivas asylum because of a lack of “social visibility,” the BIA failed to follow its own precedent
Because the BIA erroneously assumed that the proposed social group was not cognizable under its precedent, it failed to consider significant evidence that Salvadoran society recognizes the unique vulnerability of people who testify against gang members in criminal proceedings, because gang members are likely to target these individuals as a group. See id. at 959 (considering whether the proposed group is “generally easily recognizable and understood by others to constitute [a] social group[]”). Notably, as Henriquez-Rivas cited in her briefing before the BIA as well as in her opening brief on petition for review, the Salvadoran legislature enacted a special witness protection law in 2006 to protect people who testify against violent criminal elements, such as MS, in Salvadoran court.
Our prior cases denying asylum to those opposed to gangs are distinguishable. Several of our previous cases considered proposed social groups of those generally opposed to gangs or resistant to gang recruitment. See Santos-Lemus, 542 F.3d at 746; Ramos-Lopez, 563 F.3d at 861. Those cases did not involve the very specific situation of testifying against gang members in court, and considered only generalized opposition to gangs and gang recruitment. The “opposition to gangs” group might not be “socially visible” if the society in question does not perceive those with such views as constituting a distinct group of persons. But for those who have publicly testified against gang members, their “social visibility” is apparent. To the extent that Santos-Lemus, Ramos-Lopez, and related cases mischaracterized the “social visibility” requirement by requiring “on-sight” visibility, they are no longer good law.
/index.php?option=com_content&task=view&id=193&Itemid=132. The decree provides for ordinary and extraordinary protection measures, Chapter III, Art. 10 and 11, which include changes of identity and residence, even to foreign countries. Id. at pp. 607–08.
Our previous cases rejecting as a “particular social group” those acting as government informants are arguably in conflict with our holding today insofar as they require an additional element of shared birth, racial or ethnic origin, or some other innate aspect of homogeneity for the group to qualify as a “particular social group.” In Soriano v. Holder, petitioner contended that he had a well-founded fear of future persecution in the Philippines because he had acted as a police informant against a Filipino criminal gang while living in Los Angeles. 569 F.3d at 1163. We denied his petition for review, thus affirming the BIA’s denial of asylum for lack of “particularity”:
A person who identifies as a “government informant” can be anyone of any demographic description who passes informаtion to government authorities for any purpose.
Id. at 1166 (internal citation, quotation marks, and brackets omitted); see also Velasco-Cervantes v. Holder, 593 F.3d 975, 978 (9th Cir. 2010) (rejecting a proposed group of former material witnesses for the United States government for lack of “particularity” because “any person of any origin can be involuntarily placed in that role in any type of legal proceeding” (emphasis added)).
These cases reflect the confusion between the “particularity” and “social visibility” requirements. The diversity of “lifestyles” and “origin” to which these cases refer did not concern the “particularity” requirement per se, nor are they relevant to our analysis, as we explain above. Accordingly, to the extent that Soriano and Velasco-Cervantes make considerations of diversity of lifestyle and origin the sine qua non of “particularity” analysis, they are overruled.
Because we grant the petition on the basis that the BIA erred in applying its own precedents in deciding whether Henriquez-Rivas was a member of a particular social group, we need not reach the question whether the BIA erred when it failed to consider Henriquez-Rivas’ argument that she was persecuted on account of political opinion. Nor do we reach
The petition for review is GRANTED, the BIA’s decision is VACATED, and the case is REMANDED for further proceedings.
McKEOWN, Circuit Judge, concurring:
I concur in the result and the opinion, except to the extent the majority counsels that the perception of the persecutor “may matter the most” in analyzing social visibility or claims that the persecutor’s view is “potentially dispositive” of the question. On this point, Chief Judge Kozinski has the better argument. See Matter of E-A-G-, 24 I. & N. Dec. 591, 594 (BIA 2008) (describing “social visibility” as “the extent to which members of a society perceive those with the characteristic in question as members of a social group”) (emphasis added); In re A-M-E-, 24 I. & N. Dec. 69, 74 (BIA 2007) (noting that the 2002 guidelines of the United Nations High Commissioner for Refugees “endorse an approach in which an important factor is whether the members of the group are ‘perceived as a group by society’”) (emphasis added). Consistent with using society’s perspective as a baseline, training materials for asylum officers—who make the first determination on eligibility for applicants affirmatively seeking asylum—instruct that the social visibility “requirement can be met by showing that members
Defining social visibility from the perspective of society better comports with the case law; perhaps just as importantly, it also makes common sense. As the Chief Judge points out, “[d]efining a social group in terms of the perception of the persecutor risks finding that a group exists consisting of a persecutor’s enemies list.” See also Mendez-Barrera v. Holder, 602 F.3d 21, 27 (1st Cir. 2010) (“The relevant inquiry is whether the social group is visible in the society, not whether the aliеn herself is visible to the alleged persecutors.”). To the extent the BIA’s prior decisions are ambiguous as to whose perspective is critical in assessing social visibility, we should—as the majority recognizes—leave that determination to the BIA in the first instance. The BIA is not in need of our advisory opinion on the subject.
Chief Judge KOZINSKI, with whom Judge BYBEE joins, dissenting:
In summarily reversing us just six years ago, the Supreme Court held that it’s the BIA, not we, who must decide whether a petitioner is a member of a particular social group for purposes of asylum. Gonzales v. Thomas, 547 U.S. 183