Robert WELLMAN, Jr., Appellant v. BUTLER AREA SCHOOL DISTRICT, Dr. John Wyllie, Individually, and in his capacity as principal of the Butler Area High School
No. 15-3394
United States Court of Appeals, Third Circuit.
December 12, 2017
Argued: November 7, 2017
877 F.3d 125
Thomas E. Breth, Esq. [ARGUED], Dillon McCandless King Coulter & Graham, 128 West Cunningham Street, Butler, PA 16001, Counsel for Appellees
Before: SMITH, Chief Judge, JORDAN and SHWARTZ, Circuit Judges.
OPINION OF THE COURT
SHWARTZ, Circuit Judge.
Robert Wellman, Jr., appeals the District Court‘s order dismissing his complaint without prejudice for lack of subject matter jurisdiction because he failed to exhaust his administrative remedies under the Individuals with Disabilities Education Act (“IDEA“),
The outcome of this appeal is largely dictated by the Suрreme Court‘s recent opinion in Fry v. Napoleon Community Schools, — U.S. —, 137 S.Ct. 743, 197 L.Ed.2d 46 (2017), which requires that we consider the “crux“—the “gravamen“—of the complaint to determine whether a plaintiff seeks relief for “denial of the IDEA‘s core guarantee [of] ... a free and appropriate education [FAPE,]” id. at 748 (quotation marks omitted); if so, then the plaintiff must exhaust his administrative remedies under the IDEA. Because the gravamen of each count in Wellman‘s complaint seeks relief for the denial of a FAPE, Wellman would typically be required to exhaust his claims. Wellman concedes, however, that he released all claims seeking relief based on the denial of a FAPE, and thus, he has no claims to exhaust. As а result, we will vacate the District Court‘s order dismissing the complaint without prejudice and remand with instructions to dismiss the complaint with prejudice.
I
1
Wellman attended high school in the Butler Area School District (“the School District“). He suffered a head injury while playing flag football in his freshman physical education class. After school that day, Wellman attended football practice, where he suffered additional head injuries. The following day, Wellman saw his doctor and later underwent a CT scan, which revealed that he had sustained a concussion. Wellman suffered “pain” and experienced “staring spells, trouble sleeping, and difficulty concentrating.” App. 126.1
Wellmаn returned to school, but his mother asked the school to assist him until his concussion healed. Wellman‘s mother requested that Wellman be taken out of his German and physical education classes, that he be given extra study halls, and that the football coach not allow him to engage in any unsuitable physical activity. Rather than allow him to rest during his extra study halls, however, the teachers required him to take make-up exams. Wellman alleges that the school‘s indifference to his need for accommodations increased his stress and aggravated his cognitive problems.
After performing an EEG test, Wellman‘s doctor wrote a letter asking the school to provide Wellman with academic accommodations, specifically tutors and more time to complete his assignments. The school ignored these requests.
A few weeks later, Wellman attended a high school football game. Before the game, Wellman‘s mother told the football coach that Wellman had a concussion, was not cleared to participate in the game, and should not be exposed to any possibility of physical contact. Despite this conversation, the football coach asked Wellman to hold one of the markers on the sidelines. Wellman was not wearing any protective gear. During the game, a player in full uniform ran into Wellman and knocked him over, causing another head injury.
After this incident, Wellman‘s concussion symptoms worsened, and he experienced severe headaches, problems focusing, and exhaustion. A CT scan revealed that he had post-concussive syndrome.
Wellman and his mother met with the principal regarding his teachers’ failure to accommodate him,2 but the рrincipal was dismissive of his problems. Because the School District would not accommodate him, Wellman requested and received homebound instruction but claimed that the teachers who provided the instruction were generally apathetic. Wellman attempted to return to school, but again his teachers denied his requests for accommodations,3 and he quickly returned to homebound instruction for the remainder of the 2009-10 academic year.
Wellman attempted to return to school for the 2010-11 academic year but was overwhelmed by severe anxiety. To reduce his anxiety, Wellman and his mother asked that he be allowed to switch his lunch period so that he could eat lunch with his friends, but the request was denied. Wellman had panic attacks at the thought of returning to school, and he returned to homebound instruction.
In October 2010, Wellman‘s mother requested that he be evaluated for an Individualized Education Plan (“IEP“).4 The school determined that Wellman was not eligible for an IEP. However, Wellman underwent an independent evaluation, which concluded that he met the criteria for anxiety disorder and cognitive disorder due to a medical condition. Thereafter, Wellman‘s mother, his therapists, and school officials met. The school proposed a “Chapter 15/504 plan”5 to help Wellman return to school, but the parties could not reach an agreement on its implementation. App. 134. Four months later, they met again to discuss a Chapter 15/504 plan, but school officials appeared uninterested in giving Wellman “any sort of accommodations.” Id. Wellman finished his sophomore year in cyber school. The following year, he enrolled in private school, from which he eventually graduated.
from all rights, claims, causes of action, and damages of any nature including, but not limited to, any claim for legal fees and/or costs, which were pursued in the above-referenced case or which could have been pursued in the above-referenced case, pursuant to the [IDEA], as amended; the Americans with Disabilities Act (ADA); or any other Federal оr State statute, including the regulations promulgated thereunder. App. 101.
Wellman thereafter filed suit in the United States District Court for the Western District of Pennsylvania against the School District and the high school‘s principal. In the operative complaint, Wellman alleges that the School District and principal: (1) violated the Rehabilitation Act,
The School District and principal filed a motion to dismiss the complaint pursuant to
II
We first address whether we have appellate jurisdiction over the challenged order. The District Court‘s order dismissed the complaint without prejudice for failing to exhaust administrative remedies. Wellman contends that exhaustion would be futile, and so he has chosen not to present the claims in his complaint to an administrative hearing officer. “[A]n appellant who does not attempt to avail himself of the administrative process, but who instead files an appeal raising the argument
Wellman has filed an appeal and argued that administrative exhaustion would be futile, and thus, he has effectively decided to stand on his complaint. We will therefore treat the order dismissing the complaint without prejudice as a final order and exercise appellate jurisdiction pursuant to
III
We next address whether we have subject matter jurisdiction. Wellman invoked federal question jurisdiction pursuant to
IV
The IDEA requires participating states to provide disabled children with a FAPE,
[n]othing in this chapter shall be construed to restrict or limit the rights, procedures, and remedies available under the Constitution, the Americans with Disabilities Act of 1990 [
42 U.S.C. § 12101 et seq. ], title V of the Rehabilitation Act of 1973 [29 U.S.C. § 791 et seq. ], or other Federal laws protecting the rights of children with disabilities, except that before the filing of a civil action under such laws seeking relief that is also available under this subchapter, the procedures under subsections (f) and (g) shall be exhausted to the same extent as would be required had the action been brought under this subchapter.
Courts of Appeals have disagreed about how this provision applied to non-IDEA claims, such as claims under the ADA, Rehabilitation Act, and
In addition to these two questions, the Court identified one additional consideration:
A further sign that the gravamen of a suit is the denial of a FAPE can emerge from the history of the proceedings. In particular, a court may consider that a plaintiff has previously invoked the IDEA‘s formal procedures to handle the dispute. ... A plaintiff‘s initial choice to pursue that process may suggest that she is indeed seeking relief for the denial of a FAPE—with the shift to judicial proceedings prior to full exhaustion reflecting only strategic calculations about how to maximize the prospects of such a remedy. Whether that is so depends on the facts. ... [b]ut prior pursuit of the IDEA‘s administrative remedies will often provide strong evidence that the substance of a plaintiff‘s claim concerns the denial of a FAPE, even if the complaint never explicitly uses that term. Id. at 757.
Thus, under Fry, we must focus on the “gravamen of the plaintiff‘s suit.” Fry, 137 S.Ct. at 748; see also id. at 752 (“[A] court should look to the substance, or gravamen, of the plaintiff‘s complaint.“); id. at 755 (“What matters is the crux—or, in legal speak, the gravamen—of the plaintiff‘s complaint. ...“). Black‘s Law Dictionary defines gravamen as “[t]he substantial point or essence of a claim, grievance, or complaint.” Black‘s Law Dictionary (10th ed. 2014). Although the Supreme Court‘s language spoke in terms of the “complaint,” which could mean that the Court was not endorsing a claim-by-claim approach, this is not how we understand the opinion. The word “gravamen” bespeaks concern with both individual claims as well as the collection of claims called a complaint. See id. To apply the Fry test without consideration of the actual claims could result in situations where claims that are included in a complaint because they involve the same parties or course of events but do not involve the provision of a FAPE get swept up and forced into administrative proceedings with claims that are seeking redress for a school‘s failure to provide a FAPE. Although these administrative proceedings ensure that FAPE claims are first reviewed by agencies with the appropriate subjeсt matter expertise, these agencies do not employ similar expertise when it comes to claims that do not involve the provision of a FAPE. For example, if a student who was challenging the sufficiency of her IEP also happened to be physically assaulted on the bus going to school, one could envision the plaintiff bringing a single complaint with different claims arising from her school experience, one of which seeks relief for physical injuries sustained while on the school bus and which has nothing to do with her access to a FAPE and IDEA relief. Surely the Court would not have envisioned that such a claim would be subject to the IDEA‘s procedural requirеments, nor would subjecting such a claim to these procedural requirements necessarily result in any benefit to either the parties or court reviewing the matter at a later date. Put differently, claims related to the implementation of an IEP involve the provision of a FAPE and are subject to exhaustion, see J.M. v. Francis Howell Sch. Dist., 850 F.3d 944, 951 (8th Cir. 2017) (“[Plaintiff] also claims the administrative process would not have addressed all her claims. This, however, does not excuse exhaustion. Although the administrative process may not address all claims, this court has held [that] exhaustion is not futile because it would allow the agency to develop the record for judicial review and apply its еxpertise to the plaintiff‘s claims to the extent those claims are related to implementation of the IEP.” (citations and internal quotation marks omitted)), but claims that go beyond the student‘s educational experience are not, see J.S. III v. Houston Cty. Bd. of Educ., No. 15-14306, 877 F.3d 979, 986-88, 2017 WL 4351313, at *4-5 (11th Cir. Oct. 2, 2017) (isolation of a severely disabled and cognitively impaired student could give rise to a FAPE claim for failing to follow his IEP but isolating him for no educational purpose is a form of discrimination similar to the type that could be brought by an institutionalized adult and thus is cognizable as an ADA claim and not “merely a FAPE violation under the IDEA“). In short, under Fry, a court must review both the entire complaint and each claim to determine if the
Application of the Fry framework to Wellman‘s entire complaint and each of his claims shows that his grievances all stem from the alleged failure to accommodate his condition and fulfill his educational needs. A review of his detailed factual allegations shows that the conduct about which he complains would not have occurred outside the school setting and that a nonstudent could not (and would not) have “pressed essentially the same grievance.” Fry, 137 S.Ct. at 756. Most of the more than thirty paragraphs within the section of the complaint entitled “Statement of Facts” set forth Wellman‘s requests for specific accommodations to help him aсhieve the level of learning expected from him, such as removing him from his German and physical education classes, providing him with extra study halls, tutors, and additional time to complete assignments, and conveying to the teachers and football coach that he not engage in any unsuitable activity that might aggravate his symptoms and condition. Wellman alleges that, rather than being provided with these accommodations, he was taken out of study hall so he could take exams, given too much work and denied extra time to complete it, had apathetic homebound instructors, and was not given support to address the impact of his concussive condition on his ability to learn.
These factual allegations are expressly incorporated by reference into each count of the complaint, and each count includes additional allegations. In Count I, which seeks relief under the ADA and Rehabilitation Act, Wellman reiterates the allegation that the school did not make accommodations for his educational and physical activities while at school and he specifically asserts that “[t]he failure to provide accommodations made [his] inability to sur-
Count II is also subject to exhaustion. Count II seeks relief under the ADA and Rehabilitation Act due to the school‘s alleged failure to ensure that Wellman was not exposed to danger after the initial head injury he sustained during physical education class but was still permitted to participate in school activities. In this regard, the complaint alleges that Wellman‘s mother asked that Wellman be given the accommodatiоns of not being required to “suit[] up or [be] exposed to danger of playing conditions, but was still allowed to attend the [football] game.” App. 140. Thus, football was an extracurricular school activity that Wellman‘s mother wanted him to experience safely.9 While there could be a scenario in which these events may not relate to a FAPE, as pleaded, it appears that the failure to ensure that Wellman was not placed in a dangerous situation at an extracurricular activity was offered as another example of how the school failed to accommodate him so that he could benefit from his educational expеrience. App. 142 (alleging that “[a]s a consequence of the deliberate indifference of the School District to Wellman‘s need for accommodations, Wellman was exposed to an extremely dangerous situation for a young man trying to recover from a concussion. ... The [concussion he suffered while on the sidelines was] due to the deliberate indifference of the School District to Wellman‘s need for accommodations“). Because these factual allegations are intertwined with his complaints about the school‘s failure to accommodate his educational needs, which include his participation in extracurricular activities, see S.H. v. State-Operated Sch. Dist. of Newark, 336 F.3d 260, 264 (3d Cir. 2003) (observing that an IEP “must detail those special education services [that] ... allow the child to progress in both the general curriculum and participate in extracurricular activities ...” (citing
Count III, which alleges a claim under
In summary, both the entire pleading and each individual count show that Wellman seeks relief because the School District failed to provide him with academic accommodations that would have allowed him to succeed and remain enrolled in the school despite his injury. These allegations concern the denial of a FAPE, see Fry, 137 S.Ct. at 753-54 (explaining that the FAPE requirement entitles a child to “meaningful access to education based on her individual needs” (citation and internal quotation marks omitted)), and foreclose the conclusion that Wellman could have brought the same complaint against another public facility or that an adult at the school could have brought the same complaint.
The history of the proceedings also show that the gravamen of Wellman‘s suit seeks relief for the denial of a FAPE. As the Fry Court noted, “prior pursuit of the IDEA‘s administrative remedies will often provide strong evidence that the substance of a plaintiff‘s claim concerns the denial of a FAPE, even if the complaint never explicitly uses that term.” 137 S.Ct. at 757. Here, Wellman‘s parents filed a due process complaint against the School District requesting a hearing, an IEP, and compensatory education for two years based upon the same conduct alleged in the instant complaint. Under Fry, Wellman‘s pursuit of administrative remedies is further evidence that his complaint concerns the denial of a FAPE.
Therefore, considering Wellman‘s complaint, including each count therein, and the history of the proceedings, we conclude that the gravamen of Wellman‘s complaint is the denial of a FAPE and that the District Court correctly concluded that Wellman‘s complaint is the type that would ordinarily require administrative exhaustion.
Here, however, Wellman‘s parents signed a settlement agreement that explicitly released all claims that were or could have been pursued in the due process proceeding pursuant to the IDEA or any other federal or state statute. Wellman concedes that he released all claims within the jurisdiction of the administrative hearing offiсer. All of his claims for relief were based upon the denial of a FAPE.10 As a result, since his complaint seeks relief for the denial of a FAPE, and he has conceded that he released all claims related to the denial of a FAPE, he has no claims to present to an administrative hearing offi-
V
For the foregoing reasons, we will vacate the District Court‘s order dismissing the complaint without prejudice and remand with instructions to dismiss the complaint with prejudice.
