FRANCISCO RIOS v. RON WILEY, Warden, FPC-Allenwood RON WILEY, Appellant
No. 99-3297
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
January 4, 2000
201 F.3d 257 | 2000 Decisions, Paper 1
GREENBERG, SCIRICA, and RENDELL, Circuit Judges
On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Civ. No. 98-1507). District Judge: Honorable William W. Caldwell. Argued November 1, 1999.
Michael D. Tafelski (argued), Federal Bureau of Prisons, 2nd & Chestnut Streets, United States Customs House, 7th Floor, Philadelphia, PA 19106. Attorneys for Appellant.
Donald E. Cameron (argued), Judith E. Stein, 150 Nassau Street, Suite 1927, New York, NY 10038. Attorneys for Appellee.
OPINION OF THE COURT
GREENBERG, Circuit Judge
I. INTRODUCTION
This matter comes before this court on an appeal from an order granting a petition for a writ of habeas corpus. Petitioner Francisco Rios filed his petition under
II. FACTS and PROCEEDINGS
State authorities arrested Rios on or about August 6, 1991, in New York and charged him with possession of cocaine. He was found guilty of the state charges and on November 7, 1991, the state court sentenced him to five to ten years imprisonment. On November 6, 1991, a federal grand jury in the Southern District of New York indicted him for narcotics offenses unrelated to the state charges.2 On November 21, 1991, federal authorities, pursuant to a writ of habeas corpus ad prosequendum, took custody of Rios for one day. On March 20, 1992, the federal authorities, pursuant to a second writ of habeas corpus ad prosequendum, took custody of Rios again for a period which proved to be extended and included the 22 months at issue.
At a trial on the federal charges, the jury found Rios guilty on June 17, 1992, of conspiracy to distribute heroin and cocaine and distribution of and possession of heroin with intent to distribute. The court scheduled sentencing for September 15, 1992, but it was delayed until January 31, 1994. Prior to the sentencing hearing the government sent a letter dated January 31, 1994, to the court discussing the application of
The sentencing court sentenced Rios “to a term of 90 months on both counts to run concurrently with each other and concurrently with the state sentence and that you receive credit for time served.” The court, however, did not indicate what period of “time served” should be applied to the federal sentence. Moreover, the judgment entered merely recited: “Defendant to receive credit for time served.” The government did not seek clarification or modification of the sentence, nor did it appeal from it.
The federal authorities returned Rios to New York state custody on February 18, 1994. Thus, it is undisputed that Rios remained in the control of the federal authorities from the time of the execution of the second writ on March 20, 1992, until February 18, 1994. It is also undisputed that he previously had been sentenced in state court on November 7, 1991, and that he was serving his state sentence while in the federal custody pursuant to the second writ.
New York released Rios on parole from his state sentence on August 2, 1996, and the BOP received Rios for service of the remainder of his federal sentence. Upon his transfer to federal custody, Rios learned that the BOP had not credited the time between March 20, 1992, the date he was detained by federal authorities by virtue of the second writ, and January 31, 1994, the date of his federal sentencing. Rios filed an administrative remedy request at his place of incarceration at the time, the Federal Corrections Institution at Ray Brook, New York (“FCI Ray Brook“), challenging the BOP‘s failure to credit that 22-month period against his federal sentence.
Warden W.S. Keller of FCI Ray Brook denied Rios‘s request on November 25, 1996. Rios exhausted his administrative remedies and subsequently filed his habeas corpus petition. The petition reiterated Rios‘s challenge of the BOP‘s refusal to credit his federal sentence for time served while in federal detention pursuant to the second writ. At the time Rios filed his habeas corpus petition, applying the BOP‘s crediting calculations, his projected release date was August 12, 2000.4 Rios contended that his release date should have been September 30, 1998.
The BOP subsequently filed a motion for reconsideration, which the district court denied by memorandum and order entered February 3, 1999. See Rios v. Wiley, 34 F. Supp. 2d 265 (M.D. Pa. 1999) (“Rios II“). Upon reconsideration, the court retreated from its prior position that Benefield provided the applicable rule of law in this case. Instead, the district court granted the petition based on the reasoning of the Court of Appeals for the Tenth Circuit in Brown v. Perrill (“Brown II“), 28 F.3d 1073 (10th Cir. 1994), supplementing and clarifying Brown v. Perrill (“Brown I“), 21 F.3d 1008 (10th Cir. 1994). In Brown, a case that involved facts that the district court regarded as “materially identical” to those here, see Rios II, 34 F. Supp. 2d at 270, the court held that the lengthy period the prisoner spent in custody on the writ transmuted the period into federal custody. See Brown II, 28 F.3d at 1075. Because it was undisputed that if the 22-month period was applied on the federal sentence, Rios was entitled to immediate release, the court ordered his release from federal custody.
III. JURISDICTION and STANDARD OF REVIEW
The district court exercised jurisdiction over this matter pursuant to
In a federal habeas corpus proceeding, we exercise plenary review over the district court‘s legal conclusions and apply a clearly erroneous standard to the court‘s factual findings. See Lambert v. Blackwell, 134 F.3d 506, 512 (3d Cir. 1997) (citing Caswell v. Ryan, 953 F.2d 853, 857 (3d Cir. 1992) (citing Bond v. Fulcomer, 864 F.2d 306, 309 (3d Cir. 1989))); see also United States v. Dorsey, 166 F.3d 558, 560 (3d Cir. 1999) (“Our review of the district court‘s interpretation of § 3585(b) and the [sentencing] guidelines is plenary.“); Barden v. Keohane, 921 F.2d 476, 479 (3d Cir. 1992) (stating that court of appeals exercises plenary review over district court‘s legal conclusions which formed the basis of the lower court‘s denial of the habeas corpus petition). In this case, however, the issues are essentially legal in nature and thus we exercise plenary review.
IV. DISCUSSION
A.
The BOP argues that the district court erred in granting Rios‘s habeas corpus petition, as it failed to recognize that the general principles governing the computation of a federal sentence prohibit an inmate from receiving credit on a federal sentence for pre-sentence detention where the same time was credited against a previously imposed state sentence. Br. at 13-17. In particular, the BOP points to section 3585(b) as the governing statute in this appeal, and contends that its plain language states that a defendant may receive credit for prior custody “that has not been credited against another sentence.” Id. at 17.
This appeal requires us to explore once again the interplay between the roles of the sentencing court in determining the length of a sentence of incarceration to be served and the BOP in calculating when the sentence imposed will have been satisfied. See, e.g., Dorsey, 166 F.3d at 561-63 (interpreting sentencing court‘s power to award concurrent sentence pursuant to
We will begin our analysis by setting forth the relevant statutory provisions and guidelines governing the sentencing court‘s determination of the length of the sentence to be imposed where the defendant is subject to an undischarged term of imprisonment.
Multiple sentences of imprisonment.
(a) Imposition of concurrent or consecutive terms.--If multiple terms of imprisonment are imposed on a defendant at the same time, or if a term of imprisonment is imposed on a defendant who is already subject to an undischarged term of imprisonment, the terms may run concurrently or consecutively, except that the terms may not run consecutively for an attempt and for another offense that was the sole objective of the attempt. Multiple terms of imprisonment imposed at the same time run concurrently unless the court orders or the statute mandates that the terms are to run consecutively. Multiple terms of imprisonment imposed at different times run consecutively unless the court orders that the terms are to run concurrently.
(b) Factors to be considered in imposing concurrent or consecutive terms.--The court, in determining whether the terms imposed are to be ordered to run concurrently or consecutively, shall consider, as to each offense for which a term of imprisonment is being imposed, the factors set forth in [
18 U.S.C. § 3553(a) ].
Id. While section 3584 enables the sentencing court to award a concurrent sentence, that discretion is subject to the applicable guidelines section, namely
The version of
If the instant offense was committed while the defendant was serving a term of imprisonment (including work release, furlough, or escape status) or after sentencing for, but before commencing service of, such term of imprisonment, the sentence for the instant offense shall be imposed to run consecutively to the undischarged term of imprisonment.
If subsection (a) does not apply, and the undischarged term of imprisonment resulted from offense(s) that have been fully taken into account in the determination of the offense level for the instant offense, the sentence for the instant offense shall be imposed to run concurrently to the undischarged term of imprisonment.
(Policy Statement) In any other case, the sentence for the instant offense shall be imposed to run consecutively to the prior undischarged term of imprisonment to the extent necessary to achieve a reasonable incremental punishment for the instant offense.
See also United States v. Brannan, 74 F.3d 448, 454 n.7 (3d Cir. 1996).
The Act also addressed the related but distinct issue of the award of credit on a federal sentence for pre-sentence incarceration. Pursuant to the Act, Congress rewrote
Calculation of a term of imprisonment
(b) Credit for prior custody.--A defendant shall be given credit toward the service of a term of imprisonment for any time he has spent in official detention prior to the date the sentence commences--
(1) as a result of the offense for which the sentence was imposed; or
(2) as a result of any other charge for which the defendant was arrested after the commission of the offense for which the sentence was imposed;
that has not been credited against another sentence.
As the district court and the parties have framed the legal issue presented in this case, the controversy concerns the correct interpretation of the last clause of section 3585(b) and its application to the 22-month period of Rios‘s detention by federal authorities pursuant to the second writ. We do not view the issue that narrowly. Rather, in exercising plenary review of the issues of law Rios‘s petition raised under
To the extent practicable, the court should consider a reasonable incremental penalty to be a sentence for the instant offense that results in a combined sentence of imprisonment that approximates the total punishment that would have been imposed under § 5G1.2 (Sentencing on Multiple Counts of Conviction) had all of the offenses been federal offenses for which sentences were being imposed at the same time.
8. We understand section 5G1.3(c) to permit a district court to exercise its discretion and award a concurrent sentence in a manner that would ensure that the federal sentence, while imposed at a later time, took into account prior time served on an unrelated state sentence. See Brannan, 74 F.3d at 455 (stating that district court could have departed from guidelines range and awarded sentence that took into account prior time served on state sentence); United States v. Hill, 59 F.3d 500, 503 (4th Cir. 1995) (same); see also United States v. Goudy, 78 F.3d 309, 314 n.4 (7th Cir. 1996) (citing
Upon inspection of the sentencing transcript as well as the judgment the sentencing court entered on January 31, 1994, we are convinced that the sentencing court applied section 5G1.3(c) in its form as of the date of Rios‘s sentencing to impose a reduced federal sentence that, in its view, achieved “a reasonable incremental punishment” for the federal narcotics offenses, given the circumstance that Rios already had served 22 months on an unrelated state conviction at a time that he was in federal custody. See
A review of the result produced in this case by the use of the methodology set forth in Application Note 3 supports
Therefore, if the sentences on the federal and state offenses had been imposed at the same time and in the
In other words, if a single sentence for the two offenses had been imposed at the same time and in the same federal sentencing proceeding, there would have been no need to consider whether to award “credit,” as the sentencing court used that term, because Rios would not have been serving an undischarged term of imprisonment as of the date of the federal sentencing proceeding. Inasmuch as Application Note 3 specifically states that the methodology is “meant to assist the court in determining the appropriate sentence,”
We note that the colloquy between the court and counsel at sentencing confirms our understanding of the sentencing court‘s intention in using the words “credit for time served” in conjunction with the statement of the term of imprisonment as “90 months.” Specifically, Rios‘s attorney pointed out that he had “suffered to a tremendous degree” by virtue of the time he already had spent incarcerated and asked the court to “consider that in determining his sentence.” App. at 44-45. Almost immediately after these statements, the court asked the government about the time that Rios spent in pre-sentence detention. The following exchange occurred:
THE COURT: So that if Mr. Rios is given credit for time served he would get credit from March `92 to date?
MR. CLEVELAND: That is a technical matter that I may not be able to offer guidance on, as to how the
crediting is done. I can make an inquiry if it would be helpful. THE COURT: It won‘t be material. I just thought--
App. at 47. At this point, the court pronounced its sentence of 90 months on both federal counts to run concurrently with each other and concurrently with the state sentence, and ordered that Rios receive “credit for time served.” App. at 47-48.
The juxtaposition of the actual words used in pronouncing the sentence and the discussion between the attorneys on the one hand and the court on the other demonstrates that the sentencing court was cognizant of the time Rios had spent in pre-sentence incarceration, and further that Rios sought consideration for that time from the court in its determination of the sentence to be imposed. Thus, the sentencing court had before it sufficient information upon which it could have concluded that
Moreover, inasmuch as the sentencing court “duly noted” the contents of the government‘s January 31, 1994 letter during the sentencing hearing, app. at 43, it cannot be disputed that the court was aware of the applicability of section 5G1.3(c). Indeed, the government‘s letter contained its calculation of the combined offense level for the total amount of narcotics involved in the state and federal offenses, which is a significant aspect of the calculation required by the methodology prescribed in Application Note 3 to section 5G1.3(c). See
We reach our conclusion concerning the meaning of the sentencing court‘s words used to describe the components of its sentence despite the fact that it did not cite expressly section 5G1.3(c) or Application Note 3 at the sentencing hearing. After all, the Court of Appeals for the Second Circuit has held that a district court need not refer explicitly to section 5G1.3(c) in sentencing a defendant, provided that the circumstances indicate that the court considered “the basic principle that a consecutive sentence should be imposed to the extent that it will result in a reasonable incremental penalty.” See United States v. Margiotti, 85 F.3d 100, 105 (2d Cir. 1996) (“Section
As the Court of Appeals for the First Circuit observed in similar circumstances,
District judges normally deliver their decisions on sentencing from the bench, just after, and sometimes in the course of, the presentation of numerous
arguments and even evidence as to the permissible range and proper sentence. These often spontaneous remarks are addressed primarily to the case at hand and are unlikely to be a perfect or complete statement of all of the surrounding law. What the district judge said here was entirely adequate as directed to the present case.
United States v. Saldana, 109 F.3d 100, 104 (1st Cir. 1997). Neither precedent nor logic dictates that Rios serve an additional 22 months on his federal sentence simply because the court did not state explicitly its reliance on section 5G1.3(c) and Application Note 3, given the overall context in which the court imposed the sentence and the information before the court at that time.11
In reaching our conclusion, we have considered but 11
As to the first contention, we believe that we must view the sentencing court‘s language in the context of the overall proceeding. Given the fact that the government raised the concept of a concurrent sentence in the January 31, 1994 letter, and that Rios‘s attorney at the sentencing hearing did so as well, the court‘s reference to “credit for time served,” while ambiguous, was not, as the government suggests, merely a non-binding direction or recommendation to the BOP to award credit under
It cannot be argued successfully that the use of the phrase “credit for time served” by the sentencing judge only can be interpreted to mean that the court directed the BOP to do what it is statutorily required to do, nor can it be viewed in this context as a non-binding recommendation. This is especially so in view of the fact that under the plain language of
We find equally without merit the BOP‘s alternative argument that we should disregard the sentencing court‘s provision for “credit for time served” as mere “surplusage and ineffective.” Reply Br. at 7 n.2; app. at 51. The BOP premises its assertion in this regard on its belief that the sentencing court‘s use of that phrase was an attempt to
The problem with the BOP‘s interpretation, however, is that it does not account for our alternative interpretation of the district court‘s imposition of a 90-month sentence in conjunction with its use of the phrase “credit for time served.” As we explained above, the use of the two phrases in combination expresses the sentencing court‘s intention to impose an adjusted federal sentence under
Moreover, the BOP‘s argument fails in light of our opinion in Dorsey which recognized that neither the enactment of
While Dorsey involved a challenge to the validity of Application Note 2 and section 5G1.3(b), the same rationale applies to the court‘s exercise of discretion to impose a concurrent sentence under section 5G1.3(c) and Application Note 3. To be sure, an application of section 5G1.3(b) or (c)
We therefore reject the BOP‘s argument that we should view the “credit for time served” portion of the judgment as “surplusage and ineffective” because the argument rests on the faulty premise that the sentencing court intended to award credit under
We hold that the BOP‘s failure to implement the sentence imposed by the sentencing court mandates habeas corpus relief under
B.
Notwithstanding our affirmance of the district court‘s orders granting Rios habeas corpus relief, inasmuch as it appears that the district court‘s application of
The district court nonetheless found that under the Court of Appeals for the Tenth Circuit‘s reasoning in Brown II, the length of Rios‘s pre-sentence custody required a departure from the general rule prohibiting credit on a federal sentence for time spent serving a state sentence. See id. at 269-70 (citing Brown II, 28 F.3d at 1075). In this appeal, the BOP argues that the district court‘s analysis of the crediting issue was incorrect in both opinions, and it contends specifically that the general rule prohibiting
double credit should apply in this case. Accordingly, in its view the 22-month time period at issue should not be credited against Rios‘s federal sentence under
The BOP‘s position is premised on the plain language of the last clause of
(b) Credit for prior custody.--A defendant shall be given credit toward the service of a term of imprisonment for any time spent in official detention prior to the date the sentence commences--
(1) as a result of the offense for which the sentence was imposed; or
(2) as a result of any other charge for which the defendant was arrested after the commission of the offense for which the sentence was imposed;
that has not been credited against another sentence.
We agree with this body of case law interpreting the plain language of
The defendant in Brown sought a credit against his federal sentence for time spent in a federal prison pursuant to writ of habeas corpus ad prosequendum while awaiting trial and sentence on a federal narcotics charge. See Brown I, 21 F.3d at 1008. Prior to his arrest on the federal charges, a state court sentenced the defendant on a narcotics conviction. The defendant eventually was convicted of the federal offense. At the defendant‘s sentencing on the federal charge, the district court awarded jail time credit for all of the time spent in federal control pursuant to the writ. At some later point the credit was redacted, leading the defendant to file a habeas corpus petition in the district court. The court of appeals stated that the dispositive issue was whether the defendant was entitled to credit on his federal sentence for the time spent in federal detention pursuant to the writ of habeas corpus ad prosequendum. See id. at 1009.
While the district court stated that the rule enunciated in Brown II was persuasive and thus applied it in this case, we find its reliance on Brown II misplaced. First, as the district court correctly pointed out (but did not find dispositive), Brown was decided under
Thus, we agree with those courts which have determined that the general rule prohibiting double credit articulated in
Applying these principles to the circumstances of Rios‘s detention on the federal writ, it is clear that he remained throughout the 22-month time period in the primary custodial jurisdiction of the State of New York, and that as a result, he received credit against his state sentence for the entire 22 months. Indeed, it would appear that the situation presented in this case is the quintessential example of when
Rios argues in his brief that the holding in Benefield provides an alternative basis for affirming the district court‘s grant of habeas corpus relief. We, however, disagree with Rios to the extent that he contends that Benefield compels the conclusion that he is entitled to a 22-month credit against his federal sentence under
For each of these reasons, we find that the district court interpreted
V. CONCLUSION
For the foregoing reasons, we will affirm the order granting Rios‘s petition for a writ of habeas corpus entered December 8, 1998, and the order denying reconsideration entered on February 3, 1999.
A True Copy:
Teste:
Clerk of the United States Court of Appeals for the Third Circuit
Notes
The sentence of imprisonment of any person convicted of an offense shall commence to run from the date on which such person is received at the penitentiary, reformatory, or jail for service of such sentence. The Attorney General shall give any such person credit toward service of his sentence for any days spent in custody in connection with the offense or acts for which sentence was imposed.
