Ryan PYLE and Marlon Jones, Plaintiffs-Appellants, v. James WOODS; Kelvyn Cullimore; Cottonwood Heights, Defendants-Appellees.
Nos. 15-4163 and 15-4187
United States Court of Appeals, Tenth Circuit.
November 1, 2017
874 F.3d 1257
American Civil Liberties Union of Utah; American Civil Liberties Union of Colorado; American Civil Liberties Union of Kansas; American Civil Liberties Union of New Mexico; American Civil Liberties Union of Oklahoma; American Civil Liberties Union of Wyoming, Amici Curiae.
J. Michael Hansen, Nelson Jones, PLLC, Sandy, Utah (David C. Richards and Sarah Elizabeth Spencer, Christensen & Jensen, P.C., Salt Lake City, Utah, with him on the brief), for Appellees.
Nathan Freed Wessler, American Civil Liberties Union Foundation, New York, New York; Leah Farrell and John Mejia, ACLU of Utah Foundation, Inc., Salt Lake City Utah; Mark Silverstein and Sara R. Neel, American Civil Liberties Union Foundation of Colorado, Denver, Colorado; Stephen Douglas Bonney, ACLU Foundation of Kansas, Overland Park, Kansas; Alexandra Freedman Smith, ACLU of New Mexico Foundation, Albuquerque, New Mexico; Brady R. Henderson, ACLU of Oklahoma Foundation, Oklahoma City, Oklahoma; and Courtney A. Bowie, American Civil Liberties Union of Wyoming, Cheyenne, Wyoming, on the brief for Amici Curiae in support of Appellants.
Before BRISCOE, MURPHY, and PHILLIPS, Circuit Judges.
MURPHY, Circuit Judge.
I. Introduction
After Detective James Woods accessed a state database containing the prescription drug records of Plaintiffs Ryan Pyle and Marlon Jones, Pyle and Jones brought separate lawsuits pursuant to
In Jones‘s suit, the district court dismissed the constitutional claims against the city of Cottonwood Heights with prejudice because Jones‘s complaint failed to state a claim for municipal liability plausible on its face. In Pyle‘s suit, the district court dismissed the constitutional claims against Cottonwood Heights without prejudice, concluding Pyle failed to notify the Utah Attorney General of those claims as required by Rule 5.1 of the Federal Rules of Civil Procedure.
Pyle and Jones each appealed. Exercising jurisdiction pursuant to
II. Factual Background
The Utah Controlled Substance Database (the “Database“) was created in 1995 pursuant to the Utah Controlled Substance Database Act (the “Database Act“).
Defendant James Woods is a detective in the Cottonwood Heights Police Department. In April 2013, Woods was informed by Utah‘s Unified Fire Authority (“UFA“) that medications, including opioids and sedatives, were missing from several UFA ambulances. Detective Woods received a list of 480 UFA employees with access to the ambulances from Robbie Russo, the Cottonwood Heights Chief of Police. Russo had obtained the list from Defendant Kelvyn Cullimore, the Mayor of Cottonwood Heights. Detective Woods accessed the Database and searched the prescription drug records of 480 UFA employees in an effort to “develop suspect leads of those who have the appearance of Opioid dependencies.” Consistent with Utah law at the time, Woods did not obtain a search warrant before accessing the Database. Based on the information Woods obtained from the Database search, he developed suspicions about Plaintiffs Pyle and Jones. Neither Plaintiff, however, was ever prosecuted for the thefts from the ambulances.
Pyle and Jones filed separate, but substantially similar, suits against Detective
Defendants’ motion to dismiss was granted in the Pyle matter. As to Pyle‘s Fourth Amendment claims against Woods and Cullimore, the district court concluded those defendants were entitled to qualified immunity because the law on the constitutionality of a warrantless search of the Database was not clearly established. The court dismissed Pyle‘s municipal liability claim against the city of Cottonwood Heights without prejudice, concluding the claim implicated the constitutionality of the Database Act and Pyle failed to notify the Utah Attorney General of the claim, as required by Rule 5.1(a)(1) of the Federal Rules of Civil Procedure. Finally, the district court dismissed the FCRA claim because Defendants’ conduct fell within an exception to the definition of “consumer report.”
Defendants’ motion to dismiss Jones‘s lawsuit was also granted. As in the Pyle matter, the district court concluded Detective Woods and Mayor Cullimore were entitled to qualified immunity because the constitutional right at issue was not clearly established. The court dismissed the municipal liability claim against the city of Cottonwood Heights on the ground that Jones did not identify any municipal policy or show a link between a policy or custom and any injury caused by the alleged Fourth Amendment violation. The district court concluded Defendants’ actions were exempt under the FCRA and dismissed that claim also.
The two cases have been consolidated for purposes of appeal. Neither Plaintiff appeals from the dismissal of the Fourth Amendment claims against Mayor Cullimore.
III. Discussion
A. Qualified Immunity
Qualified immunity is a defense that shields “governmental officials performing discretionary functions ... from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102 S.Ct. 2727, 73 L.Ed.2d 396 (1982). Detective Woods raised a qualified immunity defense to the Fourth Amendment claims asserted against him by Pyle and Jones and sought dismissal of the claims. “When a defendant raises a claim of qualified immunity, the burden shifts to the plaintiff to show that the defendant is not entitled to that immunity.” Douglas v. Dobbs, 419 F.3d 1097, 1100 (10th Cir. 2005).
The qualified immunity test is a two-part inquiry involving the questions of whether the defendant violated the constitutional rights of the plaintiff and whether such rights were clearly established at the time of the defendant‘s conduct. Pearson v. Callahan, 555 U.S. 223, 232, 236, 129 S.Ct. 808, 172 L.Ed.2d 565 (2009). In each case, the district court addressed only the second prong, concluding the constitutionality of a warrantless search of a prescription drug database was not clearly established
Whether a constitutional right is clearly established is a question of law which we review de novo. Johnson v. Martin, 195 F.3d 1208, 1215-16 (10th Cir. 1999). Our analysis focuses on whether, at the time of the incident, “every reasonable official would have understood that what he is doing violates” the constitutional right at issue. Reichle v. Howards, 566 U.S. 658, 664, 132 S.Ct. 2088, 2093, 182 L.Ed.2d 985 (2012) (quotations and alteration omitted). A reasonable official possesses this understanding if “courts have previously ruled that materially similar conduct was unconstitutional, or if a general constitutional rule already identified in the decisional law applies with obvious clarity to the specific conduct at issue.” Buck v. City of Albuquerque, 549 F.3d 1269, 1290 (10th Cir. 2008) (quotation and alternation omitted). To resolve the question, therefore, we must determine whether “a Supreme Court or Tenth Circuit decision on point, or the clearly established weight of authority from other courts ... have found the law to be as the plaintiff maintains.” Clark v. Wilson, 625 F.3d 686, 690 (10th Cir. 2010) (quotation omitted). The law is not clearly established unless this precedent “place[s] the statutory or constitutional question beyond debate.” Ashcroft v. al-Kidd, 563 U.S. 731, 741, 131 S.Ct. 2074, 179 L.Ed.2d 1149 (2011).
“The touchstone of Fourth Amendment analysis is whether a person has a constitutionally protected reasonable expectation of privacy.” California v. Ciraolo, 476 U.S. 207, 211, 106 S.Ct. 1809, 90 L.Ed.2d 210 (1986) (quotation omitted). Both Plaintiffs assert they had a reasonable expectation of privacy in their prescription drug records and, thus, the warrantless search of the Database conducted by Detective Woods necessarily violated their Fourth Amendment rights. According to Plaintiffs, the issue of whether they had a reasonable expectation of privacy is beyond debate because it was definitively decided by this court in Douglas. 419 F.3d at 1099.
In Douglas, the plaintiff brought suit under
Here, Plaintiffs allege Detective Woods violated their Fourth Amendment rights by searching the Database for their prescription drug information without a warrant. Plaintiffs concede that this court has never directly addressed whether a warrantless search by law enforcement of a patient‘s prescription records in a state database violates the Fourth Amendment but they are correct that “a case directly on point” is not required. al-Kidd, 563 U.S. at 741. Plaintiffs must only identify existing precedent that “place[s] the ... constitutional question beyond debate.” Id. They assert two legal propositions, taken together, provided a clear answer to the Fourth Amendment question at the time Woods conducted the warrantless search of the Database, namely: (1) individuals have a constitutionally protected privacy right in their prescription drug records and (2) warrantless searches violate the Fourth Amendment absent an exception. This argument is unavailing.
In Douglas, this court stated that any right to privacy in prescription drug records “is not absolute ... as it is well settled that the State has broad police powers in regulating the administration of drugs by the health professions.” 419 F.3d at 1102 n.3 (quotation omitted). It is uncontested that Detective Woods accessed the Database as part of an investigation into the theft of narcotics from UFA vehicles. More than ten years ago, this court recognized that “[w]hether a warrant is required to conduct an investigatory search of prescription records ... is an issue that has not been settled.” Id. at 1103. Because, as we have held, the right to privacy in prescription drug records is not absolute, Plaintiffs’ two-part paradigm does not provide an answer to the constitutional question. Instead, resolution of the issue will involve a determination of the scope of the constitutionally protected privacy right. At the time Detective Woods accessed the Database to search Plaintiffs’ records, no court had conducted the necessary analysis and no judicial opinion held that a warrantless search of a prescription drug database by state law enforcement officials is unconstitutional.4
Our precedent makes clear that any right to privacy in prescription drug records is not absolute under the circumstances present here. Neither Plaintiffs’ two-part paradigm nor existing precedent places the Fourth Amendment question beyond debate. Accordingly, Plaintiffs cannot show Detective Woods acted contrary to clearly established law and Woods is entitled to qualified immunity on the claim he violated Plaintiffs’ Fourth Amendment rights by accessing the Database without a warrant.
B. Municipal Liability
Qualified immunity is not available as a defense to municipal liability. Owen v. City of Independence, 445 U.S. 622, 637-38, 100 S.Ct. 1398, 63 L.Ed.2d 673 (1980); Mocek v. City of Albuquerque, 813 F.3d 912, 933 (10th Cir. 2015). Thus, our conclu-
In the Pyle matter, the district court refused to address the issue of whether Cottonwood Heights violated Pyle‘s constitutional rights. The court, instead, dismissed the claims without prejudice because Pyle failed to notify the Utah Attorney General of the lawsuit as required by Rule 5.1 of the Federal Rules of Civil Procedure.
Rule 5.1 requires a party “drawing into question the constitutionality of a ... state statute” to “promptly” notify the state attorney general of the lawsuit and the question raised.
Jones filed the required Rule 5.1 notice on October 29, 2015, two months after briefing was completed on Defendants’ Rule 12(b)(6) motion to dismiss.6 Rule 5.1(c) requires that a district court give a state attorney general sixty days to intervene in the matter before “enter[ing] a final judgment holding the statute unconstitutional.”
On appeal, Jones challenges the dismissal of his municipal liability claims with prejudice, arguing the dismissal can be affirmed only if it is both “patently obvious” that he cannot prevail on the allegations contained in the complaint and that amendment of the complaint would be futile. See McKinney v. Okla. Dep‘t of Human Servs., 925 F.2d 363, 366 (10th Cir. 1991). “[A] complaint must con-
Municipalities can be liable under
Here, the district court concluded Jones‘s complaint failed to adequately allege either a municipal policy, or a link between a policy or custom and the alleged injury. Jones argues his complaint is sufficient because it contains an allegation it was the policy of Cottonwood Heights to query employees’ prescription drug records without a warrant. It is true Jones‘s complaint does so allege, but this allegation is the type of “formulaic recitation of the elements of a cause of action” that is insufficient to meet the Twombly pleading standard. 550 U.S. at 555.
Jones‘s complaint contains insufficient factual allegations to support an inference that Detective Woods was following a policy or custom when he accessed Jones‘s information in the Database. Jones‘s assertion Chief Russo and Mayor Cullimore were personally involved in supplying the list of UFA employees to Woods is unavailing because the complaint does not allege that those acts, or any other acts Chief Russo or Mayor Cullimore purportedly took in relation to Detective Woods‘s search of the Database,7 were taken pursuant to a policy or custom. Accordingly, we agree with the district court that Jones‘s complaint does not contain factual allegations sufficient to support a plausible inference that a municipal policy directly caused the injuries Jones allegedly suffered.
Jones is correct that the district court sua sponte dismissed his claims against
After the district court issued its memorandum decision, but before judgment was entered, Jones had an opportunity to file a motion seeking to amend his complaint to clarify his factual allegations against Cottonwood Heights. See
C. The Fair Credit Reporting Act
In addition to their constitutional claims, Jones and Pyle alleged Defendants violated their rights under the FCRA. Both Plaintiffs asserted Defendants’ actions failed to comply with the requirements of
On appeal, Plaintiffs argue the
IV. Conclusion
In Pyle‘s appeal (Appeal No. 15-4163), the district court‘s October 2, 2015, judg-
