MEMORANDUM OPINION
I. Introduction
This mаtter comes before the Court on cross-motions for summary judgment filed by the parties pursuant to Federal Rule of Civil Procedure 56. Docket Nos. 70 & 74. For the reasons that follow, the motion for summary judgment filed by the Defendant (Docket No. 70) will be granted, and the motion for summary judgment filed by the Plaintiffs (Docket No. 7b) will be denied.
II. Background
At all times relevant to this case, the Association of Community Organizations for Reform Now (“ACORN”) was a national organization dedicated to promoting social and economic justice for individuals and families with low and moderate incomes. Docket Nos. 75 & 81 at ¶ 5. Project Vote is a nonpartisan, nonprofit organization seeking to increase the levels of electoral participation among individuals living in low-income, moderate-income and minority communities. Id. at ¶ 10. Project Vote has been developing voter-registration and “Get-Out-The-Vote” programs since 1994. Id. at ¶ 12. Throughout the past seventeen years, Project Vote has collected more than 5.6 million voter-registration applications from citizens living in Pennsylvania’s low-income and minority communities. Id. Some of Project Vote’s electoral activities were conducted in partnership with ACORN. Id. at ¶ 13. Maryellen Deckard (“Deckard”) is a Pennsylvania resident who once served as the head organizer for ACORN’s Pittsburgh office. Id. at ¶ 15. In that capacity, she directed AGORN’s local voter-registration drive in 2008. Id. at ¶ 16. Deckard intends to participate in future voter-registration drives in Pennsylvania. Id. at ¶ 17. At the present time, Project Vote is developing plans to conduct voter-registration drives during the 2012 election season. Id. at ¶ 14.
Prior to the 2008 general election, there were thousands of eligible individuals residing in Allegheny County, Pennsylvania, who had not registered to vote. Id. at ¶ 28. Both ACORN and Project Vote attempted to alleviate this problem by expanding their voter-registration activities in Allegheny County. Id. Project Vote *158 developed a voter-registration model involving the use of paid canvassers to locate unregistered individuals and assist them with the registration process. Id. at ¶¶ 29-30. Canvassers were generally expected to discuss the importance of voting and issues of mutual concern while assisting prospective voters in their efforts to register. Id. at ¶ 31.
ACORN implemented Project Vote’s voter-registration model by hiring paid canvassers. Id. at ¶ 32. Deckard served as one of ACORN’s supervisors. Id. at ¶¶ 33, 38, 41. During the 2008 election season, ACORN hired more than 300 canvassers in Allegheny County. Id. at ¶ 35. The canvassers typically worked six-hour shifts and were paid at the rate of $8.00 per hour. Id. at ¶ 33. Each employee was paid on an hourly basis regardless of the number of voter-registration applications secured during the course of his or her shift. Id. at ¶ 34. No commission payments or financial incentives were awarded based on the number of applications procured by individual canvassers. Id. at ¶ 32. ACORN merely set an “aspirational” goal of twenty applications per shift for each employee. Id. at ¶ 37. The average canvasser collected slightly more than thirteen applications per shift. Id. at ¶ 40. Roughly 81% of the canvassers failed to satisfy ACORN’s production-based expectations. Id. at ¶ 39. No employee was terminated for failing to meet his or her performance goal on a single occasion. Id. at ¶ 41. Instead, canvassers who failed to perform up to ACORN’s expectations were afforded opportunities to improve then-techniques for engaging potential voters. Id. at ¶ 42. ACORN submitted approximately 40,000 new voter-registration applications to the Allegheny County Elections Division (“Elections Division”) during the first ten months of 2008. Id. at ¶ 38.
On May 7, 2009, Allegheny County District Attorney Stephen Zappalla (“District Attorney”) filed criminal charges against seven individuals, alleging that they had committed criminal offenses related to the submission of fraudulent voter-registration applications. Id. at ¶ 43. Five of the seven individuals charged with crimes were former ACORN canvassers. Id. All seven individuals were charged, inter alia, with violations of 25 Pa. Cons.Stat. § 1713, which provides:
§ 1713. Solicitation of registration
(a) Prohibition. — A person may not give, solicit or accept payment or financial incentive to obtain a voter registration if the payment or incentive is based upon the number of registrations or applications obtained.
(b) Penalty. — A person who violates subsection (a) commits a misdemeanor of the third degree and shall, upon conviction, be sentenced to pay a fine of not less than $500 nor more than $2,500 or to imprisonment for not less than one month nor more than one year, or both.
25 Pa. Cons.Stat. § 1713. The District Attorney pursued the charges under § 1713 based on language contained in the related affidavits of probable cause suggesting that the charged individuals had been hired by ACORN in June 2008 and terminated three weeks later for failing to satisfy a daily registration “quota.” Docket Nos. 75 & 81 at ¶ 46.
ACORN commenced this official-capacity action against the District Attorney and Attorney General Tom Corbett (“Corbett”) on July 22, 2009, alleging that § 1713, both on its face and “as applied” by the District Attorney, was violative of the First and Fourteenth Amendments to the United States Constitution. Docket No. 1. On October 27, 2009, the Court approved a consent agreement that had been executed by ACORN and the District Attorney. *159 Docket No. 19. Pursuant to the terms of the consent agreement, the District Attorney was voluntarily dismissed from this action pursuant to Federal Rule of Civil Procedure 41(a)(1). Id. at ¶ 5. In exchange for his dismissal, the District Attorney agreed not to prosecute ACORN under § 1713 during the pendency of this case, provided that ACORN continued to compensate its canvassers at an hourly rate rather than on the number of voter-registration applications procured. 1 Id. at ¶ 3. The District Attorney also agreed to be bound by the interpretation of § 1713 established by a final determination in this action. Id. at ¶ 4. The Court retained jurisdiction over the District Attorney only for the purpose of enforcing the terms of the consent agreement. Id. at ¶ 5.
ACORN announced on March 23, 2010, that its offices in Pittsburgh would be closing on or before April 1, 2010. Docket No. 31 at ¶ 8. On April 15, 2010, ACORN sought leave to file an amended complaint pursuant to Federal Rule of Civil Procedure 15(a)(2). 2 Id. at ¶ 5. The purpose of the proposed amendment was to add Project Vote and Deckard as plaintiffs. Id. Corbett responded two weeks later by filing a brief in opposition to ACORN’s motion, contending that ACORN’s decision to close its Pittsburgh offices had essentially mooted the preexisting “case” or “controversy.” Docket No. 32 at 6-12. He argued that ACORN no longer had standing under Article III to рursue this action, and that the jurisdictional defect could not be cured by the addition of other plaintiffs. Id.
Shortly after a telephone conference conducted with the parties on May 28, 2010, the Court granted ACORN’s motion for leave to amend pursuant to Federal Rule of Civil Procedure 21. Docket No. 37. Rule 21 provides:
Misjoinder of parties is not a ground for dismissing an action. On motion or on its own, the court may at any time, on just terms, add or drop a party. The court may also sever any claim against a party.
Fed. R. Civ. P. 21. The Court permitted ACORN to add Project Vote and Deckard as plaintiffs because the United States Supreme Court and the United States Court of Appeals for the Third Circuit had previously recognized that Rule 21 could be used as a mechanism for curing perceived jurisdictional defects.
Newman-Green, Inc. v. Alfonzo-Larrain,
ACORN filed its amended complaint on June 7, 2010, adding Project Vote and Deckard as plaintiffs.
3
Docket No. 38 at ¶¶ 5 -10. Corbett filed his answer on June 17, 2010. Docket No. 39. On July 16, 2010, Corbett filed a motion for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(c). Docket No. 49. Although Corbett conceded that the Plaintiffs had standing to challenge § 1713 on its face, he argued that they could not challenge the statute “as applied” by the District Attorney, who was no longer a
*160
party to the case. Docket No. 50 at 3-8. The Court denied the motion in a memorandum opinion and order dated September 28, 2010.
ACORN v. Corbett,
Civil Action No. 09-951,
ACORN subsequently filed for bankruptcy and ceased all of its operations. The parties stipulated to ACORN’s dismissal from this case on November 4, 2010. Docket Nos. 64 & 65. On January 18, 2011, Corbett was inaugurated as Pennsylvania’s new Governor. Governor Tom Corbett, http://wwm.govemor.state. pa.us/portal/'server.pt/community/ govemor-Corbett/19926 (as visited on June 14, 2011). William H. Ryan, Jr. (“Ryan”), who served as Pennsylvania’s Acting Attorney General after Corbett’s inauguration, became the new official-capacity Defendant in this action pursuant to Federal Rule of Civil Procedure 25(d). 4 Docket No. 70 at 1, n. 1. Ryan and the Plaintiffs filed cross-motions for summary judgment on April 11, 2011. Docket Nos. 70 & 74. On May 27, 2011, Linda L. Kelly (“Attorney General”) became Pennsylvania’s new Attorney General, thereby making her the new official-capacity Defendant in this case. Pennsylvania Attorney General, http://attomeygeneral.gov/ (as visited on June 14, 2011). The parties were afforded an opportunity to advance their respective positions during the course of a hearing conducted on June 1, 2011. Docket Nos. 85 & 86. The pending motions for summary judgment are the subject of this memorandum opinion.
III. Standard of Review
Summary judgment may only be granted where the moving party shows that there is no genuine dispute as to any material fact, and that a judgment as a matter of law is warranted. Fed. R. Crv. P. 56(a). Pursuant to Federal Rule of Civil Procedure 56, the Court must enter summary judgment against a party who fails to make a showing sufficient to establish an element essential to his or her case, and on which he or she will bear the burden of proof at trial.
Celotex Corp. v. Catrett,
IV. Discussion
In this action for injunctive and declaratory relief, the Plaintiffs challenge the constitutional validity of § 1713. Their claims are cognizable under 42 U.S.C. § 1983, which provides that “[e]very person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress .... ” 42 U.S.C. § 1983. This statutory provision “does not create substantive rights,” but instead “provides a remedy for the violation of rights conferred by the Constitution or other statutes.”
Maher v. Gagne,
The first step in the Court’s analysis is to “identify the exact contours of the underlying right said to have been violated.”
County of Sacramento v. Lewis,
Congress shall make no law respecting an establishment of religion, or prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press, or the right of the people peaceably to assemble, and to petition the Government for a redress of grievances.
U.S. Const., Amend. I. The Due Process Clause of the Fourteenth Amendment prohibits a State from “depriv[ing] any person of life, liberty, or property, without due process of law .... ” U.S. Const., Amend. XIV, § 1. The “freedom of speech,” which is “secured by the First Amendment against abridgment by the United States,” is “among the fundamental personal rights and liberties which are secured to all persons by the Fourteenth Amendment against abridgment by a State.”
Thornhill v. Alabama,
The First Amendment, which is applicable to the States by virtue of the Fourteenth Amendment’s Due Process Clause, prohibits Pennsylvania from enacting a law which abridges the “freedom of speech.” U.S. Const., Amend. I. Nothing in the text of § 1713 purports to restrain or limit
speech.
25 Pa. Cons.Stat. § 1713(a).
*162
Nevertheless, the Supreme Court has determined that the Free Speech Clause prohibits a State from significantly burdening potential speakers with financial disincentives to speak.
Simon & Schuster, Inc. v. Members of the New York State Crime Victims Board,
A. The Constitutional Considerations Underpinning the Plaintiffs’ Claims
The Plaintiffs’ challenge to § 1713 is rooted in
Meyer v. Grant,
The circulation of an initiative petition of necessity involves both the expression of a desire for political change and a discussion of the merits of the proposed change. Although a petition circulator may not have to persuade signatories that a particular proposal should prevail to capture their signatures, he or she will at least have to persuade them that the matter is one deserving of the public scrutiny and debate that would attend its consideration by the whole electorate. This will in almost every case involve an explanation of the nature of the proposal and why its advocates support it. Thus, the circulation of a petition involves the type of interactive communication concerning political change that is appropriately described as “core political speech.”
Id.
at 421-422,
The refusal to permit appellees to pay petition circulators restricts political expression in two ways: First, it limits the number of voices who will convey appellees’ message and the hours they can speak and, therefore, limits the size of the audience they can reach. Second, it *163 makes it less likely that appellees will garner the number of signatures necessary to place the matter on the ballot, thus limiting their ability to make the matter the focus of statewide discussion.
Id.
at 422—423,
Because the statute challenged in
Meyer
impinged upon First Amendment freedoms in an area in which constitutional protection was “at its zenith,” the Supreme Court described the burden placed upon Colorado to justify its criminal law as “well-nigh insurmountable.”
Id.
at 425,
More than a decade after deciding
Meyer,
the Supreme Court again considered the constitutionality of statutes purporting to regulate Colorado’s initiative process. In
Buckley v. American Constitutional Law Foundation, Inc.,
B. The Procedural Posture of this Case
Relying on the First Amendment, the Plaintiffs purport to challenge § 1713 both on its face and “as applied” by the District Attorney. Docket No. 38 at ¶¶ 73-78. They further allege that the District Attorney’s broad reading of § 1713 constituted such “an unreasonable, unforeseeable expansion” of the statutory language that any convictions thereunder for the conduct described in the affidavits of probable cause would have been constitutionally infirm under the Due Process Clause. 6 Id. at ¶ 79. The Plaintiffs seek, inter alia, a judgment declaring § 1713 to be unconstitutional (both on its face and “as applied” by the District Attorney) and an order enjoining its enforcement. Id. at ¶¶ A-B.
Alexis M. Givner (“Givner”) was one of the seven individuals charged with a violation of § 1713. The affidavit of probable cause filed in support of the charge alleged that, on October 23, 2008, Givner had told a detective that she had been hired as a canvasser by ACORN in June 2008 and fired three weeks later for failing to reach her “assigned quota” of twenty-two voter-registration applications per day. Docket No. 77-1 at 28. The affidavit did not specifically allege that Givner had given, solicited or accepted a “payment” or “financial incentive” that was “based upon the number of registrations or applications obtained.” 25 Pa. Cons.Stat. § 1713(a). The statements contained in the probable-cause affidavits relating to the remaining six defendants were not materially different from those contained in the probable-cause affidavit relating to Givner. Dоcket No. 75 at ¶ 46, n. 2. According to the Plaintiffs, the statements found in these seven probable-cause affidavits demonstrate that the District Attorney construed § 1713 broadly enough to prohibit ACORN and similarly-situated entities from discharging canvassers who were not obtaining a satisfactory amount of voter-registration applications. Docket No. 76 at 3 — 4. Their as-applied challenge to § 1713 is based on the premise that Pennsylvania cannot constitutionally prohibit entities such as ACORN and Project Vote from employing paid canvassers and holding them to production-based expectations. Id. at 14-18. Their facial challenge to the statute is grounded in the idea that Pennsylvania cannot constitutionally prohibit them from doing what the plain language of § 1713 proscribes. Id. at 21-23.
This matter comes before the Court in a rather unusual posture. In light of the consent agreement executed by ACORN and the District Attorney, the District Attorney is no longer a defendant in this action. Docket No. 19 at ¶ 5. Moreover, *165 ACORN is no longer a plaintiff in this case because of its bankruptcy and consequent cessation of operations. Docket Nos. 64 & 65. The Attorney General contends that the Plaintiffs cannot challenge § 1713 “as applied” by the District Attorney, since neither of the parties to the underlying dispute are presently before the Court. Docket No. 71 at 18-20. During the course of the hearing conducted on June 1, 2011, the Deputy Attorney General conceded that § 1713 would be unconstitutional if it were to be construed broadly enough to prohibit Project Vote (or a similarly-situated organization) from paying canvassers on an hourly basis and terminating them for failing to secure an acceptable number of voter-registration applications. Docket No. 86 at 47, 85. He also stated on the record that this position was consistent with the views of the Attorney General, who had commenced her duties subsequent to the most recent filings in this case. Id. at 4. The Attorney General argues that the Plaintiffs are seeking “to obtain an advisory opinion regarding the constitutionality of the [District Attorney’s] specific prosecutorial policies,” аnd that this Court has no jurisdiction to provide such an opinion. Docket No. 80 at 14. She does not question the standing of the Plaintiffs to challenge § 1713 on its face. Id.
In a declaration dated April 10, 2011, Michael Slater (“Slater”), Project Vote’s Executive Director, stated that Project Vote is actively developing plans to conduct voter-registration drives in Pennsylvania during the 2012 election season. Docket No. 77-1 at 6, ¶ 9. He declared that, at a minimum, Project Vote will pay canvassers on an hourly basis and establish productivity goals for motivational purposes. Id. at 8, ¶23. Slater further asserted that if paying canvassers based on the number of voter-registration applications procured were deemed to be “the most effective way to stimulate canvassers to collect valid applications from eligible applicants,” Project Vote would want to adopt that payment system. Id. at 8, ¶ 24 (emphasis omitted).
The existence of a “case” or “controversy” sufficient to satisfy the jurisdictional requirements of Article III “is a prerequisite to all federal actions,” including those in which the relief sought is prospective in nature.
Presbytery of New Jersey of the Orthodox Presbyterian Church v. Florio,
As noted earlier, the Attorney General argues that this Court cannot provide the Plaintiffs with an “advisory opinion” concerning the constitutionality of § 1713 “as applied” by the District Attorney. Docket No. 80 at 14. The Attorney General is correct in her belief that federal courts do not have jurisdiction to render “advisory opinions.”
Michigan v. Long,
C. The Construction of § 1713(a)
The Court must “construe the challenged statute” before determining whether it “reaches too far” to withstand constitutional scrutiny.
Williams,
The Supreme Court regularly applies the canon of “constitutional avoidance” when ambiguous federal statutes raise grave constitutional concerns.
United States v. X-Citement Video, Inc.,
Federal courts lack the “competence to rule definitively on the meaning of state legislation.”
Arizonans for Official English v. Arizona,
The Pennsylvania General Assembly has specifically enacted a rule of statutory construction declaring that it “does not intend to violate the Constitution of the United States.” 1 Pa. Cons. Stat. § 1922(3). The Pennsylvania courts apply the canon of constitutional avoidance when the validity of an ambiguous Pennsylvania statute is drawn into question.
Maryland Casualty Co. v. Odyssey Contracting Corp.,
In his declaration, Slater stated that Project Vote’s canvassers typically discuss “issues of importance to low-income and minority communities” and “the importance of voting” while trying to convince unregistered individuals to complete voter-registration applications. Docket No. 77-1 at 7, ¶ 13. The Attorney General does not dispute Slater’s statement. Docket Nos. 75 & 81 at ¶ 31. Therefore, the Court’s analysis proceeds on the assumption that Project Vote’s canvassing activities typically involve “the type of interactive communication concerning political change that is appropriately described as ‘core political speech.’ ”
Meyer,
The Plaintiffs contend that the “plain language” and “enforcement history” of § 1713(a) confirm that it prohibits “productivity goals” as well as “commission payments.” Docket No. 76 at 10-13. They go on to argue that the statutory prohibition, when construed in this manner, makes it infeasible for entities such as ACORN and Project Vote to conduct paid voter-registration drives.
Id.
at 14-18. In support of their position, the Plaintiffs rely on last year’s Supreme Court decision in
United States v. Stevens,
_ U.S. _,
The argument advanced by the Plаintiffs is unpersuasive, and the reliance that they
*169
place on
Stevens
is misplaced. In their brief, the Plaintiffs argue that the phrase “based upon,” as used in § 1713(a), “is ambiguous and can be interpreted in more than one way.” Docket No. 76 at 11. They further state that the phrase “is sufficiently vague to encompass both commission payments and the use of productivity goals.”
Id.
In light of their contention that the challenged statutory provision
is
ambiguous, it is difficult to fathom how the Plaintiffs believe that
Stevens
helps them case with respect to the issue of statutory interpretation. The statute at issue in
Stevens
was
not
ambiguous and, therefore,
not
susceptible to a more narrow construction.
Stevens,
The Attorney General contends that the “plain language” of § 1713(a)’s statutory prohibition extends only to “piece-rate” and commission payments. Docket No. 80 at 13. She asserts that it does not prohibit “productivity goals” of the kind utilized by Project Vote. Id. Under the Attorney General’s proposed construction of § 1713(a), it would not be unlawful for an employing entity to terminate a canvasser for failing to secure a specific number of voter-registration applications during the course of a single shift, provided that the canvasser is properly paid his or her hourly wage for completing that shift. Docket No. 86 at 66-67. To put it more concretely, the Attorney General does not believe that § 1713(a) prohibited ACORN from discharging Givner for failing to reach her “assigned quota.” Docket No. 77-1 at 28.
The language of § 1713(a) prohibits only the giving, solicitation or acceptance of a “payment or financial incentive to obtain a voter registration if the payment or incentive is based upon the number of registrations or applications obtained.” 25 Pa. Cons.Stat. § 1713(a) (emphasis added). It says nothing about the circumstances in which an employer may discharge an employee. Statutes governing the employer/employee relationship ordinarily refer to one’s rate of compensation as a term, condition or privilege “of employment.” 29 U.S.C. § 623(a)(1); 42 U.S.C. §§ 2000e-2(a)(1), 12112(a); 43 Pa. Stat. § 955(a). They do not equate an employee’s “compensation” with the very existence of the employment relationship. Id.
A typical employment relationship consists of a contractual engagement involving the provision of services in exchange for “payment.” The relationship is dependent upon both sides of this bargained-for exchange.
Shupp v. Unemployment Compensation Board of Review,
This same line of reasoning applies to the term “financial incentive.” The “incentive” referenced in § 1713(a) triggers a corresponding action on the part of a canvasser (¿a, the procurement of a “voter registration”). 25 Pa. Cons.Stat. § 1713(a). It does not account for the entire engagement.
Pegram v. Herdrich,
Section 1713(a) is not like the Ohio statute at issue in
Citizens for Tax Reform v. Deters,
There is no basis in law, reason or common sense to construe § 1713(a) to prohibit an entity from discharging a canvasser for failing to secure a minimum number of voter-registration applications during the course of a particular shift (or over the course of several shifts). The broad construction of § 1713(a) posited by the Plaintiffs runs counter to the canon of constitutional avoidance, the rule of lenity, the law’s ordinary treatment of the employment relationship, and the plain meaning of the statutory text.
9
Docket No. 83 at 1-3. Moreover, the position taken by the Plaintiffs at this stage is inconsistent with the pleadings contained in the original and amended complaints. When the original
*171
complaint was filed, ACORN characterized the District Attorney’s interpretation of § 1713(a) as “an unreasonable, unforeseeable expansion of the statute.” Docket No. 1 at ¶ 74. A similar averment was included in the amended complaint. Docket No. 38 at ¶ 79. The Plaintiffs were apparently attempting to assert claims under the Due Process Clause pursuant to the Supreme Court’s decision in
Bouie v. City of Columbia,
D. The Appropriate Level of Judicial Scrutiny
“A statute is presumptively inconsistent with the First Amendment if it imposes a financial burden on speakers because of the content of their speech.”
Simon & Schuster,
In
Maryland v. Brookins,
Unlike the Maryland statute invalidated in
Brookins,
§ 1713(a) does not prohibit payment based on the content of an individual’s speech. Instead, it prohibits the giving, solicitation or acceptance of a “payment or financial incentive” based on a particular
result (i.e.,
the procurement of a voter-registration application). 25 Pa. Cons.Stat. § 1713(a). The application of the statutory provision is not dependent upon the content of a canvasser’s speech. There is no indication that § 1713(a) was enacted for the purpose of suppressing a particular message or harming a specific class of speakers. The Attorney General contends that § 1713(a) was enacted in order to curb the submission of deficient voter-registration applications, eliminate an avenue for potential fraud, and bolster the integrity of the electoral process. Docket No. 71 at 13. Although the Plaintiffs assert that those interests can be adequately protected without § 1713(a), they do not appear to argue that the statutory prohibition was enacted for some other purpose. Docket No. 76 at 18-23. Under these circumstances, § 1713(a) must be regarded as a content-neutral regulation.
Marcavage,
As the Supreme Court explained in
Anderson v. Celebrezze,
In
Meyer,
the Supreme Court characterized Colorado’s statute barring the use of paid circulators as “a limitation on political expression subject to exacting scrutiny.”
Meyer,
Some federal courts have assumed that, under
Meyer,
any statute purporting to restrict the manner in which canvassers or petition circulators can be paid must be subjected to strict scrutiny.
Idaho Coalition United for Bears v. Cenarrusa,
The reasoning employed by the Supreme Court in
Buckley
suggests that the level of scrutiny applicable in a case such as this depends on the extent to which the relevant statutory provision burdens the expressive activities of the parties challenging its validity.
Buckley, 525
U.S. at 192,
E. The Constitutionality of § 1713(a)
“A court considering a challenge to a state election law must weigh ‘the character and magnitude of the asserted injury to the rights protected by the First and Fourteenth Amendments that the plaintiff seeks to vindicate’ against ‘the precise interests put forward by the State as justifications for the burden imposed by its rule,’ taking into consideration ‘the extent to which those interests make it necessary to burden the plaintiffs rights.’ ”
Burdick,
1. The Sources of Pennsylvania’s Regulatory Authority
An initiative process like the one at issue in
Meyer
derives its source entirely from state law.
Save Palisade FruitLands v. Todd,
Article II, § 1, of the United States Constitution provides each State with the power to “appoint, in such Manner as the Legislature thereof may direct, a Number of Electors, equal to the whole Number of Senators and Representatives to which the State may be entitled in the Congress.” U.S. Const., Art. I, § 2. The electors appointed by the States pursuant to this authority are charged with the duty of electing the President and Vice-President of the United States in accordance with the procedures established by the Twelfth Amendment.
12
U.S. Const., Amend. XII. As the Supreme Court explained in
Bush v. Gore,
2. The Impact of Pennsylvania’s Regulatory Authority
According to the Attorney General, the Constitution does not require Pennsylvania to permit entities such as ACORN and Project Vote to participate in the voter-registration process. Docket No. 71 at 16, n. 8. The Attorney General argues that *176 since the Constitution delegates extensive authority to the States to regulate the electoral process, Pennsylvania could constitutionally prohibit private voter-registration drives and require all prospective voters to complete their registration forms in the presence of a state official. 14 Docket No. 86 at 44. The crux of this argument is that Pennsylvania’s prerogative to eliminate privately-run voter-registration drives necessarily includes the lesser power to regulate the manner in which private canvassers are paid for registering voters. Docket No. 80 at 8-9.
A decision by a State to require every prospective voter to register in the presence of a state official would indirectly eliminate “the incidental political speech” that occurs in connection with voter-registration drives of the kind utilized by entities such as ACORN and Project Vote.
American Association of People With Disabilities v. Herrera,
3. The “Character and Magnitude” of the Burden on Canvassing Activities Resulting from § 1713(a)
Although the distinction between the initiative process and the voter-registration process does not deprive the Plaintiffs’ canvassing activities of constitutional protection, it does affect the “character and magnitude” of the burden that § 1713(a) places on those activities.
Timmons,
Since § 1713(a) eliminates “one method of payment” that would otherwise be available to canvassers, it implicates the first constitutional interest discussed in
Meyer. Deters,
In support of their position, the Plaintiffs have presented an expert report prepared by Dr. Denise M. Rousseau, who is a Professor of Organizational Behavior and Public Policy at Carnegie Mellon University. Docket No. 77-5 at 5-7. In her report, Dr. Rousseau opined that “piece-rate” compensation systems were “appropriate” for motivating voter-registration *179 canvassers “to achieve both productivity and quality when used in conjunction with supportive management and organizational practices.” 18 Id. at 7. Speaking about payment systems in a more general sense, Dr. Rousseau characterized “piece-rate” compensation systems as “problematic” in situations where “low piece rates” cause workers to “feel undercompensated.” Id. She explained that the attainment of “both unit productivity and quality” under a “piece-rate” compensation system “requires training employees in the appropriate performance standards, supervisory oversight of quality, and equitable pay rates.” Id. Dr. Rousseau stated that an employer’s use of “Mow or inequitable piece rates” could lead to “both shoddy work and cheating” designed “to increase the production rate.” Id.
Dr. Rousseau’s expert report contains no information suggesting that Project Vote would be able to recruit more canvassers if it could pay them on a “piece-rate” or commission basis. Her report speaks only to the issue of productivity, which comes into play only after a canvasser has already been recruited and hired. 19 Id. at 5-7. In his declaration, Slater merely stated that Project Vote “would want to be able to” pay its canvassers on a “commission” basis if such a compensation system were deemed to be “the most effective way to stimulate canvassers to collect valid [voter-registration] applications from eligible applicants.” Docket No. 77-1 at 8, ¶ 24. Like Dr. Rousseau’s report, Slater’s statement relates only to the productivity of an existing canvasser. It sheds no light on the extent to which § 1713(a) decreases the number of individuals who are willing to engage in canvassing activities on behalf of Project Vote. During the 2008 election season, ACORN employed 1,225 canvassers in Pennsylvania, 439 of whom were working in Allegheny County. Docket No. 73-6 at 22. Nothing in the record suggests that ACORN would have been able to employ more canvassers if it had been able to pay them based on the number of voter-registration applications procured.
There is language in
Meyer
suggesting that the First Amendment protects the right of individuals “to select what they believe to be the most effective means” to convey their message.
Meyer,
The records developed in some of the cases relied upon by the Plaintiffs indicate that entities employing professional petition circulators are reluctant to support petition drives in States where per-signature payments are prohibited.
Deters,
*181
The Plaintiffs have presented no evidence suggesting that § 1713(a) (as construed by the Court) decreases “the number of voices” available to convey their message.
Meyer,
4. The Interests Identified by Pennsylvania to Justify the Burden Resulting from § 1713(a)
The Attorney General maintains that § 1713(a) furthers Pennsylvania’s interests in conducting an orderly and efficient electoral process, deterring the submission of fraudulent voter-registration applications, and eliminating an avenue of potential fraud at the time of balloting. Docket No. 71 at 13. She contends that § 1713(a) eliminates an economic incentive for canvassers to submit fraudulent voter-registration applications.
Id.
at 13-17. The “legitimacy and strength” of these interests can only be understood in relation to the overall context of Pennsylvania’s voter-registration process.
Anderson,
Pennsylvania maintains a Statewide Uniform Registry of Electors (“SURE”) listing the names of all registered voters and their respective “election districts” of residence. 22 25 Pa. Cons.Stat. § 1222(a), (b)(1), (15). The SURE database is administered by the Pennsylvania Department of State (“Department”). Docket Nos. 72 & 82 at ¶ 12. The Department does not have the authority to independently process voter-registration applications. Id. The applications are processed by election officials serving throughout Pennsylvania’s sixty-seven counties. Id. The SURE database makes it easier for county election officials to obtain and verify information relating to the voter-registratiоn process, share information with other governmental agencies, identify duplicate voter registrations, or transfer an individual’s voter registration to another county. Id. In accordance with Pennsylvania’s general policy of encouraging all eligible citizens to vote, the Department provides groups seeking to register voters with the necessary voter-registration materials. Id. at ¶ 15.
The Help America Vote Act of 2002 (“HAVA”) [42 U.S.C. § 15301 et seq.] re *182 quires each new voter-registration application to include either the applicant’s driver’s license number or the last four digits of his or her social security number. 23 42 U.S.C. § 15483(a)(5)(A)®. This statutory requirement makes it easier for county election officials to utilize the SURE database for the purpose of flagging duplicate or invalid applications. Docket Nos. 72 & 82 at ¶ 18. When discrepancies are found, however, election officials remain obligated to register individuals who meet the applicable eligibility requirements. Id. at ¶ 19. Pennsylvania considers all voter-registration applications to be presumptively valid. Id. at ¶ 22. An applicant may still be registered to vote even if an election official is on notice that a discrepancy exists with respect to the applicant’s driver’s license number, social security number or district of residence. Id. at ¶ 19. When a discrepancy is found, further inquiries concerning the applicant's eligibility to register must ensue. Id. In some instances, it is determined that an applicant or election official has accidentally inverted digits within the applicant’s driver’s license or social security number. Id.
Under Pennsylvania law, an individual “who appears to vote in [an] election district for the first time and who desires to vote” must present a form of “photo identification” that complies with the applicable statutory requirements before completing his or her ballot. 25 Pa. Stat. § 3050(a). Where such a “photo identification” is unavailable, a first-time voter can satisfy the statutory requirements by providing an alternative form of identification. 25 Pa. Stat. § 3050(a.l). An individual who is unable to produce a form of identification conforming to the statutory mandate can complete only a provisional ballot, the votes on which will be counted only if it is later determined that he or she was properly registered to vote on the date of the election. 25 Pa. Stat. § 3050(a.2), (a.4). These statutory requirements are consistent with the federal mandates established by the HAVA. 42 U.S.C. §§ 15482(a), 15483(b)(1)-(3).
Diane Boscia (“Boscia”) has served as Allegheny County’s Manager of Voter Registration since 2007. Docket No. 73-5 at 14. During the course of a deposition conducted on September 29, 2010, Boscia testified that the statutory identification requirements applicable to first-time voters would most likely prevent voter-registration fraud from having a direct impact on the results of an election.
Id.
at 45-47. Jonathan Marks (“Marks”), the Chief of the Department’s SURE Division, declared on April 1, 2011, that the identification requirements made it “highly unlikely that an individual could register and be allowed to vote in two different precincts, or under a false or assumed name.” Docket No. 73-4 at 55, ¶ 14. The unlikelihood of voter fraud does not completely eliminate Pennsylvania’s interest in ensuring legitimate electoral outcomes, since there is always a chance that an election official will neglect to enforce the applicable statutory requirements and unknowingly permit a fraudulent vote to be cast. Nevertheless, the availability of these safeguards to protect the integrity of Pennsylvania’s electoral system clearly factors into the constitutional analysis in this case.
Buckley,
The legitimacy of electoral
results,
however, is not the only regulatory interest at stake.
Doe v. Reed,
_ U.S. _, _,
Between December 1, 2007, and December 31, 2009, election officials throughout Pennsylvania received 1,347,174 new voter-registration applications. Docket Nos. 72 & 82 at ¶ 11. During that same period of time, 3,272,500 previously-registered voters submitted application forms in order to change information related to their registration status. Id. Approximately 883,000 individuals are presently registered to vote in Allegheny County. Id. at ¶ 25. According to Mark Wolosik (“Wolosik”), who serves as the Manager of the Elections Division, approximately $800,000.00 of the Elections Division’s annual $5.1 million budget is allocated to voter-registration activities. 24 Docket No. 72 at ¶ 2. Roughly one-third of the Elections Division’s thirty-eight full-time employees focus on voter-registration procedures. Id. Boscia testified that the Elections Division frequently hires temporary employees during election seasons, when the number of voter-registration applications typically increases. Docket No. 73-5 at 20-22. She stated that temporary employees were most often needed in Presidential election years, and that the Elections Division had hired ten to twelve temporary employees during the fall of 2008. Id. at 22.
When questioned about voter-registration policies in Allegheny County, Boscia explained that canvassers are required to submit all applications that they obtain to the Elections Division, even if they believe some of the applications to be fraudulent. Id. at 53. This policy is designed to ensure that each individual who legitimately attempts to register is afforded the opportunity to do so. Id. A canvasser working in Allegheny County has the option of refusing to accept an application that he or she believes to be fraudulent, but the Elections Division’s policy requires canvassers to submit all applications accepted from prospective voters, irrespective of whether they are thought to be valid. Id. at 54. Boscia testified that it was the job of Elections Division personnel to determine the validity of all voter-registration applications accepted by canvassers. Id. In his declaration, Marks stated that fraudulent voter-registration applications create additional work for county election officials. Docket No. 73-4 at ¶ 13. According to Marks, such applications often require county election officials to make telephone calls and send letters inquiring about information relevant to the voter-registration process. Id.
The Plaintiffs do not appear to dispute that fraudulent voter-registration applications place a significant burden on county election officials. Instead, they argue that
*184
Pennsylvania has no evidence suggesting that “piece-rate” or commission payments result in the submission of fraudulent applications. Docket No. 76 at 28. In support of their position, the Plaintiffs rely on
Independence Institute v. Buescher,
The problem with the Plaintiffs’ argument is that it ignores the distinction between “adjudicative facts” and “legislative facts.” Federal Rule of Evidence 201, which controls the circumstances in which a federal court can take judicial notice of facts extrinsic to the record, “governs only judicial notice of
adjudicative
facts.” Fed.R.Evid. 201(a) (emphasis added). Unlike adjudicative facts, which concern the particular parties before the Court, legislative facts relate to the content of the law itself.
O’Hanlon v. Hartford Accident & Indemnity Co.,
In various First Amendment contexts, the Supreme Court has recognized that one State can look to the experiences of other States in determining what measures are necessary to protect its interests.
Lorillard Tobacco Co. v. Reilly,
The fact that per-signature payments create incentives for petition circulators to commit fraud has been recognized by three Courts of Appeals in decisions sustaining state statutes prohibiting the use of “piece-rate” and commission-based compensation systems in the initiative and candidate-nomination contexts.
Person,
The Plaintiffs’ own expert, Dr. Rousseau, acknowledged that when “piece-rate” and commission-based compensation systems are “used without appropriate supports, quality can decline as unit productivity goes up.” Docket No. 77-5 at 7. She stated that, in the voter-registration context, “piece-rate” and commission-based compensation systems can increase “both productivity and quality
when used in conjunction with supportive management and organizational practices.” Id.
(emphasis added). As Marks pointed out in his declaration, the Department cannot be expected to monitor groups participating in voter-registration drives in order to ensure that they take the steps necessary to prevent individual canvassers from engaging in fraudulent activity. Docket No. 73-4 at ¶¶ 7-8. Dr. Rousseau’s expert report, when viewed in relation to the statements contained in the Commission’s report and the three Courts of Appeals decisions sustaining statutes prohibiting per-signature payments, confirms that the anti-fraud interests relied upon by Pennsylvania “are real” and “not merely conjectural.”
Turner Broadcasting System,
5. The Weighing of Interests
When the operation of a State’s law “severely” burdens expressive activi
*186
ties entitled to constitutional protection, the burden that the State “must overcome to justify [its] law is well-nigh insurmountable.”
Meyer,
In this case, the Plaintiffs concede that § 1713(a) (as construed by the Court) does not impose a “severe” burden on their canvassing activities, and that it should not be subjected to strict scrutiny. Docket No. 86 at 28-29. Under these circumstances, the interests asserted by Pennsylvania in defense of § 1713(a) need only be “sufficiently weighty to justify the limitation” imposed on canvassing activities.
Norman v. Reed,
To require States to prove actual voter confusion, ballot overcrowding, or the presence of frivolous candidacies as a predicate to the imposition of reasonable ballot access restrictions would invariably lead to endless court battles over the sufficiency of the “evidence” marshaled by a State to prove the predicate. Such a requirement would necessitate a State’s political system sustain some level of damage before the legislature could *187 take corrective action. Legislatures, we think, should be permitted to respond to potential deficiencies in the electoral process with foresight rather than reactively, provided that the response is reasonаble and does not significantly impinge on constitutionally protected rights.
Munro,
Under § 1713(a), the Plaintiffs remain free to conduct paid voter-registration drives, to hold hourly employees to production-based expectations, and to terminate canvassers who fail to meet those expectations. They are also free to award bonuses based on factors such as reliability and longevity.
Prete,
In light of the fact that § 1713(a) (as construed by the Court) places only “modest burdens” on the Plaintiffs’ canvassing activities, the Plaintiffs’ facial challenge to the statutory prohibition cannot succeed.
Doe,
F. The Unavailability of Prospective Relief
“[T]he federal courts established pursuant to Article III of the Constitution do not render advisory opinions.”
United Public Workers v. Mitchell,
In order to obtain injunctive relief against the Attorney General based on the District Attorney’s reading of § 1713(a), the Plaintiffs must demonstrate that the Attorney General is likely to apply the statutory prohibition in the same manner as the District Attorney.
Mayor of Philadelphia v. Educational Equality League,
Declaratory relief
35
is available only where “there is a substantial controversy,
between parties
having adverse legal interests, of sufficient immediacy and reality to warrant the issuance of a declaratory judgment.”
Maryland Casualty Co. v. Pacific Coal & Oil Co.,
V. Conclusion
The facial invalidation of a statutory provision constitutes “strong medicine” that should be “employed by the Court sparingly and only as a last resort.”
Broadrick,
Notes
. The charges brought against the seven individuals under § 1713 were apparently dropped after the individuals agreed to enter guilty pleas relating to other charges. Docket No. 82 at ¶ 45.
. Federal Rule of Civil Procedure 15(a)(2) provides that leave to amend should freely be given "when justice so requires.” Fed. R. Civ. P. 15(a)(2).
. Deckard’s name was Maiyellen Hayden when the amended complaint was filed. Docket No. 77-1 at ¶ 2.
. When a defendant sued in his or her official capacity leaves office, his or her successor becomes the new official-capacity defendant by operation of law. Fed. R. Civ. P. 25(d);
Hafer v. Melo,
. While paid circulators were required to wear badges bearing their names, unpaid circulators were only required to wear badges identifying themselves as "volunteer” circulators.
Buckley v. American Constitutional Law Foundation, Inc.,
. This allegation was included in both the original and amended complaints. Docket No. 1 at ¶ 74; Docket No. 38 at ¶ 79. Nevertheless, it appears to be inconsistent with the Plaintiffs' present position concerning the issue of statutory construction. Docket No. 76 at 10-13.
. The plain language of § 1713(a) targets
conduct {i.e.,
the giving, solicitation or acceptance of a “payment or financial incentive ... based upon the number of registrations or applications obtained”) rather than
pure speech.
25 Pa. Cons.Stat. § 1713(a). In order for a statute regulating "conduct and not merely speech” to be facially invalid under the First Amendment, "the overbreadth of [the] statute must not only be real, but substantial as well, judged in relation to the statute's plainly legitimate sweep.”
Broadrick v. Oklahoma,
. Section 1713 was signed into law by Governor Mark S. Schweiker on February 13, 2002. 2002 Pa. Laws 3, § 1713. It was copied verbatim from a previous statute signed into law by Governor Thomas J. Ridge on June 30, 1995. 1995 Pa. Laws 25, § 1513 (previously codified at 25 Pa. Stat. § 961.1513). The Court is aware of no judicial decision interpreting § 1713 or its statutory predecessor.
. In
On Our Terms '97 PAC
v.
Secretary of State,
. In
Person v. New York State Board of Elections, 467
F.3d 141, 143 (2d Cir.2006), the United States Court of Appeals for the Second Circuit upheld a New York statute prohibiting canvassers who circulated nominating petitions on behalf of prospective candidates from being paid on a per-signature basis. Although the standard of review applied in that case was not specifically identified, it is apparent that the Court of Appeals applied a "balancing” test (rather than strict scrutiny) because the challenged statute did not significantly burden the plaintiffs' expressive activities.
Person,
. The quoted language is contained in Article I, § 2, of the Constitution. U.S. Const., Art. I, § 2. The Seventeenth Amendment contains language that is not materially different from that found in Article I, § 2. U.S. Const., Amend. XVII.
. The District of Columbia is entitled to appoint Presidential electors pursuant to the Twenty-third Amendment. U.S. Const., Amend. XXIII.
. All of Pennsylvania's “qualified electors” are permitted to vote in elections for Presidential electors. 25 Pa. Stat. § 3191.
. Even if the Constitution does not require the States to permit privately-run voter-registration drives, a reasonable argument could be made that the National Voter Registration Act of 1993 ("NVRA") [42 U.S.C. § 1973gg
et seq.]
requires that private entities be afforded an opportunity to register voters. 42 U.S.C. § 1973gg-4(b) (requiring the "chief State election official of a State" to make certain voter-registration forms "available for distribution through governmental and private entities, with particular emphasis on making them available for organized voter registration programs”);
American Association of People With Disabilities v. Herrera,
. Some groups involved in voter-registration drives may be determined to register enough voters in a given region to swing an election in favor of their preferred candidate. While the First Amendment protects the right of canvassers to campaign for or against particular candidates, it provides no assurance that prospective voters will be receptive to the messages espoused by canvassers. As the Supreme Court recently noted in
Nevada Commission on Ethics v. Carrigan,
_ U.S. _, _,
. By using the term "hourly basis” in this context, the Court does not mean to suggest that no other payment options are permissible under § 1713(a).
Prete v. Bradbury,
. The Court has already determined that § 1713(a) does not impose a "severe” burden on the Plaintiffs' canvassing activities, and that strict scrutiny should not be applied in this case. These same factors relate to the "character and magnitude” of the burden that § 1713(a) places on those activities.
Timmons v. Twin Cities Area New Party,
. During the course of a deposition conducted on December 15, 2010, Dr. Rousseau acknowledged that she had not specifically researched how different forms of compensation may affect a canvasser’s performance or productivity in the voter-registration context. Docket No. 73-6 at 7.
. The Plaintiffs appear to have presented Dr. Rousseau’s expert report in order to demonstrate that they could not effectively conduct a paid voter-registration drive without holding hourly canvassers to production-based expectations. Docket No. 77-5 at 5-7. That issue is not germane to the constitutional inquiry, since the Court has determined that § 1713(a) does not prohibit entities like ACORN and Project Vote from terminating canvassers who fail to secure a specific number of voter-registration applications.
. Although the Ohio statute invalidated in
Citizens for Tax Reform v. Deters,
. Federal Rule of Evidence 201, which identifies the circumstances in which a federal court may take judicial notice of matters extrinsic to the record of a case, "governs only judicial notice of
adjudicative
facts.” Fed. R.Evid. 201(a) (emphasis added). Adjudicative facts concern "the parties and events of a particular case.”
Moore v. Moore,
. The Help America Vote Act of 2002 ("HAVA”) [42 U.S.C. § 15301 et seq.] requires "each State ... [to] implement, in a uniform and nondiscriminatory manner, a single, uniform, official, centralized, interactive computerized statewide voter registration list defined, maintained, and administered at the State level that contains the name and registration information of every registered voter in the State and assigns a unique identifier to each legally registered voter in the State ....” 42 U.S.C. § 15483(a).
. The relevant provisions of the HAVA apply only to federal elections. 42 U.S.C. § 15483(a)(5)(A). As noted earlier, however, Pennsylvania’s election laws apply equally to federal and state elections.
Kuznik v. Westmoreland County Board of Elections,
. The record contains an article prepared by the Pew Center on the States explaining that Oregon incurred $8.8 million in voter-registration costs during the 2008 election season. Docket No. 73-9 at 1.
. It is worth noting that the language in
Independence Institute v. Buescher,
. At the hearing, the Deputy Attorney General specifically asked the Court to consider the decisions upholding bans on "piece-rate” and commission-based payment systems in the initiative and candidate-nomination contexts. Docket No. 86 at 86.
. The unavailability of legislative history describing the General Assembly’s reasons for enacting § 1713(a) is of no dispositive significance. Bar
nes v. Glen Theatre, Inc.,
. A statute does not run afoul of the First Amendment simply because it prohibits a specific method of payment for highly-protected expressive activities. Although lobbying activities enjoy a high degree of constitutional protection, courts have recognized the constitutional validity of legislative enactments prohibiting lobbyists from being paid on a contingency-fee basis.
Florida League of Professional Lobbyists, Inc. v. Meggs,
. Pennsylvania has other ways to prevent voter-registration fraud. 25 Pa. Cons.Stat. § 1714. Nevertheless, the statutory provisions directly prohibiting fraudulent activities do not necessarily deter canvassers from submitting fraudulent applications. In his declaration, Wolosik stated that Allegheny County election officials had received "hundreds” of fraudulent applications in 2008. Docket No. 73-5 at ¶ 7.
. Section 1713(a) does not restrict "pure speech.’’
McIntyre v. Ohio Elections Commission,
. This observation concerns only the charges brought against Givner (and her colleagues) under § 1713(a). The Court has no occasion to consider matters relating to the other сharges filed against the former ACORN canvassers.
. The evidentiary record contains several newspaper articles published by the Pittsburgh Post-Gazette and the Pittsburgh Tribune-Review. Docket No. 77-2. These articles all relate to the charges brought against former ACORN canvassers by the District Attorney. An article published by the Pittsburgh Post-Gazette on May 8, 2009, suggested that, according to the District Attorney, the canvassers had been told that "they needed to meet a daily quota to be paid their hourly wage of $8.” Id. at 1 (emphasis added). A decision by an employing entity to condition payment (rather than continued employment) on a canvasser’s procurement of a specific number of voter-registration applications would appear to be in violation of § 1713(a). The affidavit of probable cause, however, contained no information indicating that ACORN had conditioned Givner’s payment on her procurement of twenty-two applications during the course of a shift. Docket No. 77-1 at 28.
. A typical as-applied challenge to a statutory provision involves a claim that conduct clearly falling within the provision's proscriptive purview is nevertheless entitled to constitutional protection.
Wisconsin v. Yoder,
. The Plaintiffs’ reliance on
The Pitt News v. Fisher,
. The Declaratory Judgment Act provides that, “[ijn a case of actual controversy within its jurisdiction,' ... any court of the United States, upon the filing of an appropriate pleading, may declare the rights and other legal relations of any interested party seeking such declaration, whether or not further relief is or could be sought.” 28 U.S.C. § 2201(a).
