PREMIER PEDIATRIC PROVIDERS, LLC v. KENNESAW PEDIATRICS, P.C.
S23G0263
In the Supreme Court of Georgia
Decided: February 20, 2024
PINSON, Justice.
NOTICE: This opinion is subject to modification resulting from motions for reconsideration under Supreme Court Rule 27, the Court‘s reconsideration, and editorial revisions by the Reporter of Decisions. The version of the opinion published in the Advance Sheets for the Georgia Reports, designated as the “Final Copy,” will replace any prior version on the Court‘s website and docket. A bound volume of the Georgia Reports will contain the final and official text of the opinion.
Kennesaw Pediatrics, P.C. sued Premier Pediatric Providers, LLC and won summary judgment. Premier appealed, which meant it then had 30 days to have the hearing transcript prepared and filed as part of the record on appeal. Premier did not do so. Months later, Kennesaw Pediatrics moved to dismiss the appeal under
To counter Kennesaw Pediatrics‘s motion to dismiss, Premier explained that it had believed the transcript was filed a few days after the notice of appeal and presented evidence in support. Hearing that evidence, the trial court found the delay was not inexcusable and denied Kennesaw Pediatrics‘s motion to dismiss. But on appeal, the Court of Appeals concluded that the trial court had abused its discretion, reversed the trial court‘s order, and dismissed the appeal.
We granted review to clarify the standard for appellate review of a trial court‘s decision whether to dismiss an appeal under
We now vacate in part and reverse in part the Court of Appeals’ decision. The Court of Appeals was right that the trial court‘s order was subject to review for abuse of discretion, a standard that applied both to the trial court‘s predicate findings and its ultimate decision to deny the motion. But under that standard, the trial court did not abuse its discretion in denying Kennesaw Pediatrics‘s motion to dismiss, for the reasons we set out below. Finally, an appellate court may not dismiss an appeal challenged under
1. Kennesaw Pediatrics sued Premier for the right to inspect Premier‘s business records. On July 20, 2021, the court granted summary judgment in favor of Kennesaw Pediatrics.
Premier filed a timely notice of appeal on August 2, 2021. Premier‘s notice of appeal specified that “[t]ranscripts of evidence and proceedings for the hearing held on Petitioner‘s and Respondent‘s cross Motions for Summary Judgment, held on July 19, 2021, should be filed for inclusion in the record on appeal.” By statute, Premier then had 30 days, or until September 1, 2021, to have the transcript filed with the Court of Appeals as part of the record on appeal. See
Over four months later, on December 16, 2021, Kennesaw Pediatrics moved to dismiss Premier‘s appeal under
Premier opposed the motion to dismiss. The opposition included an affidavit from Premier‘s counsel, Roger E. Harris, which explained why the transcript had not been filed. According to the affidavit, on the day after the notice of appeal was filed, Harris‘s firm received an invoice from the clerk of superior court for all costs associated with the record on appeal. The invoice included a $35.00 “Transcript Charge” as well as a line item for $1,562.00, representing 1,562 “pages in record” at a cost of a dollar per page. Harris‘s firm promptly paid the invoice, and Harris assumed that meant that the transcript had been included in the record on appeal. As he explained in his affidavit: “Given that the only oral argument or incourt proceeding in the entire case was on the Parties’ cross Motions for Summary Judgment, I reasonably understood that the line item charge for $35.00 for the ‘Transcript’ represented the only transcript relating to this case, specifically for oral argument on those motions.”
Harris realized he may have been mistaken only when Kennesaw Pediatrics moved to dismiss the appeal under
The trial court agreed with Premier and denied Kennesaw Pediatrics‘s motion to dismiss. Recounting the facts in Harris‘s affidavit, the trial court found that, “after notice of the misunderstanding of ‘transcript charges,’ Defendant was diligent in its efforts to have the record prepared to be transmitted to the Court of Appeals.” The court found that the delay was therefore not unreasonable or inexcusable.
Kennesaw Pediatrics‘s appeal of the order denying its motion to dismiss (Case No. A22A0924) was consolidated with Premier‘s underlying appeal of the summary judgment order.1 In the consolidated opinion, the Court of Appeals reversed the denial of the motion to dismiss. The court concluded that Premier‘s delay in filing the transcript was both unreasonable and inexcusable, and that the trial court thus abused its discretion in finding otherwise and in denying the motion to dismiss Premier‘s appeal. Premier Pediatric Providers, LLC v. Kennesaw Pediatrics, P.C., 365 Ga. App. 351, 354 (1), 358 (1) (b) (878 SE2d 588) (2022).
As to excuse—the main question here—the Court of Appeals explained that the delay was “prima facie inexcusable” because it was Premier‘s responsibility to have the transcript prepared. Id. at 355 (1) (b). It was therefore up to Premier to “come forth with evidence to rebut the presumption that the delay was inexcusable.” Id. But the court concluded that Premier had not done that. Id.
The Court of Appeals reasoned that it was not proper for Premier to shift the blame to the clerk of court for not filing the transcript. Id. at 357 (1) (b). The court compared this case to two others in which, as here, the appellant mistakenly believed a transcript was filed based on a line item in a clerk of court‘s invoice. In one of those cases, Northeast Georgia Medical Center v. HealthSouth Rehabilitation Hospital of Forsyth County, 347 Ga. App. 852 (821 SE2d 68) (2018), the Court of Appeals had concluded that the line item did not excuse the appellant‘s failure to monitor the status of its appeal. See Premier Pediatric Providers, 365 Ga. App. at 356-357 (1) (b) (citing Ne. Ga. Med. Ctr., 347 Ga. App. at 857-860 (1), (2)). In the other, earlier case, Allan v. Jefferson Lakeside, L.P., 333 Ga. App. 222 (775 SE2d 763) (2015), the Court of Appeals reached the opposite conclusion. See Premier Pediatric Providers, 365 Ga. App. at 356 (1) (b). But the court here explained that in Allan, the appellant had shown that it “actively pursued the timely preparation and filing of the transcript by ordering it, inquiring as to the cost of its preparation, and by repeatedly following up with the clerk concerning the status of the transcript prior to the 30-day deadline for filing.” Id. (citing Allan, 333 Ga. App. at 224-225 (1)). Here, according to the Court of Appeals, Premier made no such showing. So the court reasoned that this case was more like Northeast Georgia Medical Center, and that Allan was distinguishable. See Premier Pediatric Providers, 365 Ga. App. at 356-357 (1) (b).
The Court of Appeals also concluded that the trial court abused its discretion by focusing only on Premier‘s diligence after Kennesaw Pediatrics filed its motion to dismiss. See id. at 357 (1) (b). The court explained: “[W]e cannot ignore our precedent establishing Premier‘s duty to ensure timely filing of the transcript at the time of filing its notice of appeal, before the 30-day deadline for filing, and during the ensuing nearly four-month period before Kennesaw [Pediatrics] filed its motion to dismiss the appeal.” Id. at 357-358 (1) (b).
Having concluded that the trial court abused its discretion, the Court of Appeals reversed the order denying the motion to dismiss, and then it dismissed Premier‘s appeal. Id. at 358 (1) (b). We granted review.
2. Code Section 5-6-48 (c) says that a trial court “may” dismiss an appeal “where there has been an unreasonable delay in the filing of the transcript and it is shown that the delay was inexcusable and was caused by” the party responsible for filing the transcript.2 With that language, the statute calls for the trial court to make up to two decisions. First, the trial court must determine whether a delay in filing the transcript was “unreasonable,” “inexcusable,” and “caused by” the party responsible for filing the transcript (usually the appellant). If so, the trial court must then decide whether to dismiss the appeal. See Propst v. Morgan, 288 Ga. 862, 863 (708 SE2d 291) (2011) (”
The trial court‘s decision whether to dismiss an appeal under
Kennesaw Pediatrics, however, advances a novel take on what review for abuse of discretion means in this context. It says that the “‘basic’ or ‘historical’ factual findings” that underpin the predicate findings are reviewed for clear error, but the court‘s “actual determinations” about “whether those facts amounted to a delay that was unreasonable, inexcusable, and caused by the appealing party” are reviewed de novo “with no deference to the trial court‘s findings.” Put another way, Kennesaw Pediatrics contends that if there is no dispute about what happened—i.e., the historical facts—an appellate court‘s “abuse of discretion” review of the predicate findings is really just de novo review.
That view is mistaken. As both parties acknowledge, the predicate findings themselves are “mixed” findings: deciding whether a given delay is “unreasonable,” or “inexcusable,” or “caused by” the appellant requires a court to make a “nuanced judgment whether given historical facts meet or add up to an abstract legal concept or standard.” Efficiency Lodge, Inc. v. Neason, 316 Ga. 551, 565 (2) (b) (ii) n.6 (889 SE2d 789) (2023). And we have consistently held that the mixed findings that a trial court makes under
Review for abuse of discretion makes good sense for the predicate findings a trial court makes under
So, when a litigant appeals a trial court‘s dismissal decision under
3. Applying that standard of review here, we see no basis for concluding that the trial court abused its discretion in concluding that the delay here was not “inexcusable.” The trial court did not rely on any incorrect facts or misunderstandings of the law. The sequence of events was not disputed: on August 2, Premier filed its notice of appeal; on August 3, Premier got an invoice from the clerk of court that included a “transcript charge” and a line item for “pages in record“; on December 16, Kennesaw Pediatrics moved to dismiss the appeal; and by December 20, Premier had caused the transcript to be filed. Along with those facts, the trial court credited Premier‘s explanation that the “transcript charge” in the invoice made Premier think the transcript was already filed by August 3 and that it did not know otherwise until December 16. Those credibility determinations were the trial court‘s to make and were not clearly erroneous. See Charles, 315 Ga. at 657 (3) (credibility determinations that fall within trial court‘s discretion are reviewed for clear error). Together, those facts and credibility determinations were obviously
In concluding that the trial court abused its discretion in concluding that the delay was not “inexcusable,” the Court of Appeals relied primarily on two prior Court of Appeals opinions, Allan and Northeast Georgia Medical Center, which involved similar but slightly distinguishable facts and came out on opposite sides of the dismissal question. The Court of Appeals reasoned that this case was more like Northeast Georgia Medical Center, where the Court of Appeals held that the trial court did not abuse its discretion in dismissing the appeal, and so it concluded that the trial court abused its discretion by not dismissing the appeal under similar circumstances here. See Premier Pediatric Providers, 365 Ga. App. at 356-358 (1) (b).
We disagree. To begin with, the facts of Northeast Georgia Medical Center are not so different from those of Allan, and reasonable minds could differ as to which set of facts is more similar to this case.5 But even if Northeast Georgia Medical Center were the closer comparator, that would not demand the conclusion that the trial court abused its discretion here. In Northeast Georgia Medical Center, unlike here, the trial court had granted the motion to dismiss after concluding that the appellant‘s delay was unreasonable, inexcusable, and caused by the appellant, see Ne. Ga. Med. Ctr., 347 Ga. App. at 855, and the Court of Appeals held merely that the trial court‘s dismissal and a challenged predicate finding were not an abuse of discretion. See id. at 857-858 (1) (trial court did not abuse its discretion in finding the delay unreasonable); id at 860 (2) (“[t]he trial court did not abuse its discretion in finding the delay inexcusable“). That holding does not mean that the trial court necessarily would have abused its discretion had it declined to dismiss the ap-peal or determined that the delay was excusable under those circumstances. Indeed, that is the whole point of the abuse-of-discretion standard: when questions are committed to a trial court‘s discretion, the court is afforded substantial deference that allows for a range of permissible outcomes, see Kelly, 282 Ga. at 189, as long as that discretionary decision is based on a correct understanding of the law and facts. See Rockdale Hosp., 306 Ga. at 851 (2) (b).
Finally, in connection with dismissal decisions under
In sum, the trial court did not abuse its discretion in concluding Premier‘s delay in filing the transcript was not inexcusable and denying Kennesaw Pediatrics‘s motion to dismiss, and the Court of Appeals’ opinion holding otherwise is reversed.
4. Because the trial court did not abuse its discretion in declining to dismiss the appeal in this case, we need not resolve our question about the proper disposition in the appellate court when a trial court does abuse its discretion. But two points of law are worth noting here. First, the statute makes plain (and the parties agree) that an appellate court may not dismiss an appeal under
*
For the reasons set out above, we reverse the Court of Appeals’ decision in Case No. A22A0924, which reversed the denial of Kennesaw Pediatrics‘s motion to dismiss, and we vacate the Court of Appeals’ order in Case
Judgment vacated in part and reversed in part and case remanded with direction. All the Justices concur, except Boggs, C.J., not participating.
