Lead Opinion
¶ 1. This case is before the court on the City of Eau Claire's petition to bypass the court of appeals pursuant to Wis. Stat. § (Rule) 809.60 (2013-14).
I. BACKGROUND
¶ 2. In 1990, Booth Britton was convicted in Minnesota of a first-offense OWI. In 1992, the Eau Claire County Circuit Court entered a civil forfeiture judgment against Booth Britton for another first-offense OWI. The Eau Claire City Attorney prosecuted Booth Britton in the 1992 OWI action. The record does not indicate the reason why the 1992 offense was charged as a first offense rather than a second offense. However, the parties appear to agree that the countable 1990 Minnesota conviction was unknown to the City Attorney's office when it prosecuted the 1992 OWI as a first offense.
¶ 3. In 2014, Booth Britton filed a motion to reopen and vacate her 1992 Eau Claire County first-offense OWI civil forfeiture judgment because "it was [a] second OWI offense improperly charged as a first offense." At the time Booth Britton filed her motion to reopen and vacate the 1992 OWI, she had OWI (7th, 8th, or 9th) related charges pending against her in Douglas County. She argued that because the 1992 OWI should have been charged as a criminal second-offense OWI, the circuit court must void her 1992 judgment for lack of subject matter jurisdiction. The City responded that any " [a]lleged defects in the 1992 action may have implicated court competency, but did not implicate subject matter jurisdiction." The City argued Booth Britton forfeited any right to challenge the 1992 OWI civil forfeiture judgment by failing to object in the 1992 circuit court action.
¶ 4. The circuit court voided the 1992 conviction on subject matter jurisdiction grounds. It relied on County of Walworth v. Rohner,
¶ 5. The City filed a notice of intent to appeal and both parties filed briefs with the court of appeals. The City then filed a petition to bypass the court of appeals
II. STANDARD OF REVIEW
¶ 6. We independently review questions of subject matter jurisdiction and competency. See Vill. of Trempealeau v. Mikrut,
III. ANALYSIS
¶ 7. Article VII, Section 8 of the Wisconsin Constitution provides, in pertinent part: "Except as otherwise provided by law, the circuit court shall have original jurisdiction in all matters civil and criminal within this state . . . ." Subject matter jurisdiction, established by this section of our constitution, "refers to the power of a court to decide certain types of actions." See State v. Smith,
¶ 8. Here, the parties disagree as to whether the mischarged OWI affected the circuit court's subject matter jurisdiction or its competency. The City argues that Booth Britton's objections to her 1992 OWI conviction implicate court competency rather than subject matter jurisdiction. The City further asserts that Booth Britton forfeited her right to challenge the circuit court's competency when she failed to object to the OWI first offense in the 1992 circuit court action. The City primarily relies on our 2004 decision in Mikrut,
¶ 9. In Rohner, the defendant, Paul Rohner, was cited for a first-offense OWI in violation of a county ordinance despite the fact that he had a prior countable OWI conviction. Rohner,
¶ 10. In doing so, we reviewed the statutory language governing OWI penalties in Wisconsin, prior cases interpreting that language, legislative history, and the purpose of drunk driving laws generally to conclude "that the legislature intended a second offense for drunk driving to be within the exclusive province of the state to prosecute as a crime." Id. at 716-21. Therefore, under our OWI statutes, a prosecutor has no discretion to charge what is factually a second-offense OWI as a first-offense municipal ordinance OWI. Id. at 721. As a result, we held that " [b]ecause the complaint is to be dismissed for want of subject-matter jurisdiction, there could not have been a valid proceeding against Rohner." Id. at 722 (emphasis added).
¶ 11. Following Rohner, we decided Mikrut, which made great strides in clarifying the concepts of circuit court competency and subject matter jurisdiction. Mikrut,
[A] reviewing court has inherent authority to disregard a [forfeiture] and address a competency argument in appropriatecases. Also, Wis. Stat. §§ 751.06 and 752.35 may provide an avenue for discretionary review of an otherwise [forfeited] competency challenge in extraordinary cases. In addition, Wis. Stat. § 806.07(l)(h) may provide a vehicle for collateral relief from judgment on the basis of an otherwise [forfeited] competency argument — again, however, only in extraordinary cases.
Id., ¶ 38. We did not address Mikrut's competency argument; instead, we held he forfeited his challenge to court competency by failing to make a timely objection in the circuit court. Id., ¶ 31.
¶ 12. In setting forth the law in Wisconsin on subject matter jurisdiction and competency and differentiating between these two related concepts, Mikrut relied on Article VII, Section 8 of the Wisconsin Constitution. We explained:
Circuit courts in Wisconsin are constitutional courts with general original subject matter jurisdiction over "all matters civil and criminal." Wis. Const, art. VII, § 8. Accordingly, a circuit court is never without subject matter jurisdiction.
A circuit court's ability to exercise its subject matter jurisdiction in individual cases, however, may be affected by noncompliance with statutory requirements pertaining to the invocation of that jurisdiction. The failure to comply with these statutory conditions does not negate subject matter jurisdiction but may under certain circumstances affect the circuit court's competency to proceed to judgment in the particular case before the court. A judgment rendered under these circumstances may be erroneous or invalid because of the circuit court's loss of competency but is not void for lack of subject matter jurisdiction.
Mikrut,
¶ 13. Thus, Rohner and Mikrut contain conflicting language. In the former
¶ 14. We harmonize the conflicting language in Rohner and Mikrut and determine that mischarging an OWI affects competency, not subject matter jurisdiction. At the time we decided Rohner, our case law did not clearly distinguish between the concepts of subject matter jurisdiction and competency.
¶ 15. Our decision to withdraw such language leaves intact Rohner's holding "that the state has exclusive jurisdiction over a second offense for drunk driving." See Rohner,
¶ 16. Finally, Booth Britton relies on State v. Bush,
¶ 17. Booth Britton's argument fails for another reason as well: Bush's conclusion that a court lacks subject matter jurisdiction
¶ 18. We also clarify Bush's brief discussion of the interplay between subject matter jurisdiction and facial challenges to the constitutionality of statutes. Id., ¶ 17. In Bush, where the constitutionality of a statute was challenged, the court asserted that " [i]f a statute is unconstitutional on its face, any action premised upon that statute fails to present any civil or criminal matter in the first instance" and "if the facial attack on the statute were correct, the statute would be null and void, and the court would be without the power to act under the statute." Id. (emphasis added). In Bush, the court construed a facial challenge to the constitutionality of a statute as implicating a court's subject matter jurisdiction: "We conclude that because Bush has facially challenged the constitutionality of chapter 980, his challenge goes to the subject matter jurisdiction of the court." Id., ¶ 19. Bush ultimately concluded that chapter 980 is not facially unconstitutional. Id., ¶ 40. If, as Bush suggests, a facially unconstitutional statute negates a court's subject matter jurisdiction, the court would be constrained from ever ruling on the constitutionality of the statute. However, "no circuit court is without subject matter jurisdiction to entertain actions of any nature whatsoever." Mikrut,
¶ 19. Based on the Wisconsin Constitution's broad grant of subject matter jurisdiction to circuit courts as well as this court's clarification of the principles of subject matter jurisdiction and competency in Mikrut, we conclude that the circuit court had subject matter jurisdiction over the 1992 OWI first-offense action. Therefore, the 1992 civil forfeiture judgment is not void for lack of subject matter jurisdiction under Wis. Stat. § 806.07(1)(d).
B
¶ 20. Having determined that the circuit court had subject matter jurisdiction over
f 21. As previously indicated, a circuit court may lose competency to enter judgment in a particular case if statutory requirements are not met. Mikrut,
f 22. Here, the circuit court lacked competency to proceed to judgment in Booth Britton's 1992 OWI case because mischarging a second-offense OWI as a first-offense OWI results in a failure to abide by mandatory OWI penalties central to the escalating penalty scheme. Wisconsin Stat. § 346.63(l)(a) prohibits operation of a motor vehicle while "[u]nder the influence of an intoxicant. . . ." Violations of § 346.63(1) are penalized under an escalating penalty scale. Wis. Stat. § 346.65(2). A first-offense OWI conviction is civil in nature and punishable by forfeiture. See Wis. Stat. § 346.65(2)(am)l.
¶ 23. The parties agree that Booth Britton's 1990 Minnesota conviction was a prior countable OWI offense under Wisconsin's OWI penalty scheme; therefore, her 1992 first-offense OWI in Eau Claire County was in fact a second-offense OWI, and therefore should have been charged as a criminal offense. The parties' analysis is correct. The legislature's use of "shall" in Wisconsin's OWI escalating penalty scheme, Wis. Stat. § 346.65(2), is mandatory and, as a result, criminal penalties are required of all OWI convictions following an OWI first-offense conviction. See, e.g., Rohner,
¶ 24. The central concept underlying the mandatory OWI escalating penalty scheme set forth in Wis. Stat. § 346.65(2)(am) is exposure to progressively more severe penalties for each subsequent OWI conviction as the number of countable convictions increases. See State v. Williams,
¶ 25. The lack of circuit court competency in this case does not end the matter, however. Booth Britton did not timely object to the circuit court's competency in the 1992 circuit court action. In fact, she did not challenge her mischarged 1992 OWI until 2014. Booth Britton's considerable delay in raising the issue suggests an attempt to play fast and loose with the court system, which is something this court frowns upon. See State v. Petty,
IV. CONCLUSION
¶ 26. We conclude that the circuit court, while retaining subject matter jurisdiction over the matter, lacked competency to enter a civil judgment of conviction for a first-offense OWI that factually should have been charged criminally as a second-offense OWI due to a prior countable OWI conviction. Here, Booth Britton forfeited her challenge to the circuit court's competency when she failed to raise any objection to the first-offense OWI charge in the original 1992 action.
By the Court. — The order of the circuit court is reversed, and the cause is remanded.
Notes
All subsequent references to the Wisconsin Statutes are to the 2013-14 version unless otherwise indicated. Although this case involves a 1992 violation, no changes to the applicable statutes are dispositive of the issue we address.
The petition to bypass states an additional issue: "Is a municipality legally precluded from pursuing a civil OWI citation if the defendant could also be charged criminally?" The briefs and oral argument, however, did not sufficiently address this issue. As a result, we do not consider it.
The only remaining record related to the 1992 OWI is the citation Booth Britton received from a City of Eau Claire police officer. This citation indicates that Booth Britton violated City of Eau Claire Ordinance 10.04, which adopted Wis. Stat. § 346.63(l)(a).
Wisconsin Stat. § 806.07 is titled: "Relief from judgment or order." This section "attempts to achieve a balance between fairness in the resolution of disputes and the policy favoring the finality of judgments." Edland v. Wis. Physicians Serv. Ins. Corp.,
In her supplemental brief to this court, Booth Britton appears to raise an alternative argument for relief based on Wis. Stat. § 806.07(l)(h), which allows for consideration of " [a]ny other reasons justifying relief from the operation of the judgment." This subsection is to be used sparingly in extraordinary cases and any motion for relief based on § 806.07(l)(h) must be brought within a reasonable time period. Vill. of Trempealeau v. Mikrut,
Although Mikrut used the term "waiver" instead of "forfeiture," we have since clarified that "[a]lthough cases sometimes use the words 'forfeiture' and 'waiver' interchangeably, the two words embody very
There are two notable factual differences between Rohner and this case. First, Rohner did not appear to involve an unknown out-of-state prior OWI conviction. Cty. of Walworth v. Rohner,
As a result of the conflicting language in Mikrut and Rohner, the court of appeals has reached different results in a series of recent unpublished opinions involving mischarged first-offense OWIs. Compare, e.g., State v. Navrestad, No. 2014AP2273, unpublished slip op. (Wis. Ct. App. July 2, 2015) (following Mikrut and determining that the circuit court lacked competency) with City of Stevens Point v. Lowery, No. 2014AP742, unpublished slip op. (Wis. Ct. App. Feb. 5, 2015) (following Rohner and determining that the circuit court lacked subject matter jurisdiction) and Clark Cty. v. Potts, No. 2012AP2001, unpublished slip op. (Wis. Ct. App. March 28, 2013) (same).
The fact that Mikrut did not cite to Rohner in clarifying the concepts of subject matter jurisdiction and court competency does not impact our decision. See Mikrut,
Although under our decision today Booth Britton's 1992 undercharged OWI first-offense conviction stands, we note that affirming the circuit court's decision to vacate the 1992 conviction with prejudice would do nothing to further our state's policy of strictly enforcing OWI laws. Instead, affirming the circuit court's dismissal with prejudice would erase the 1992 conviction, prevent it from being counted in subsequent OWI prosecutions, and forever prohibit the State from correctly charging Booth Britton for the 1992 OWI offense.
We recognize that the broad constitutional grant of subject matter jurisdiction to the circuit court is subject to the phrase" [ejxcept as otherwise provided by law." See Wis. Const. art. VII, § 8. This phrase, however,
only allows for a legislative reallocation of jurisdiction from the circuit court to another court. It does not permit the legislature to divest the constitutional grant of jurisdiction from the unified court system; and under the unified system created by the amendment of 1977, original jurisdiction is vested wholly in the circuit court.
Eberhardy v. Circuit Court for Wood Cty.,
The same was true of first-offense OWIs when Booth Britton was cited for her 1992 OWI in Eau Claire County. See Wis. Stat. § 346.65(2)(a) (1991-92).
Dissenting Opinion
¶ 27. (dissenting). The Wisconsin Constitution provides that "[ejxcept as otherwise provided hy law, the circuit court shall have original jurisdiction in all matters civil and criminal within this state and such appellate jurisdiction in the circuit as the legislature may prescribe by law." Wis. Const, art. VII, § 8 (emphasis added).
¶ 28. The instant case is an example of the interplay between two confusing doctrines this court has developed in interpreting this constitutional provision: a circuit court's subject matter jurisdiction and a circuit court's competency.
¶ 29. In addressing whether an error in a proceeding results in a circuit court's lack of subject matter jurisdiction or lack of competency, the essential issue is which of two competing principles is to govern: the validity of a judgment or the finality of a judgment?
f 30. Labeling an error as resulting in a lack of subject matter jurisdiction gives greater emphasis to the error and the invalidity of the judgment. If the circuit court does not have subject matter jurisdiction, the error renders the judgment void.
¶ 31. Labeling an error as resulting in a lack of circuit court competency gives greater emphasis to the finality of the judgment rather than any invalidity. A challenge to competency may be forfeited.
¶ 32. The problem in our case law attempting to distinguish between a circuit court's subject matter jurisdiction and a circuit court's competency is the failure to
¶ 33. At issue in the instant case is a 22-year-old judgment of conviction for first-offense civil OWI in violation of a local ordinance prosecuted by the City of Eau Claire. The error in the proceeding was that the defendant, Melissa Booth Britton, had a prior Minnesota OWI conviction. " [T]he State has exclusive jurisdiction over a second offense for drunk driving." Walworth Cnty. v. Rohner,
f 34. The OWI statutes create progressive penalties for successive OWI offenses. " [T]he legislature's intent in drafting [the progressive penalty scheme] was to require criminal proceedings and penalties for a second drunk driving offense within a five-year period," and the language of the statutes "demonstrates that the legislature intended that a second offense for drunk driving be exclusively within the province of the state." Rohner,
¶ 35. The question the majority opinion presents in the instant case is whether the circuit court lacked subject matter jurisdiction or competency in convicting Booth Britton of first-offense civil OWI. The answer to this question raises significant public policy issues.
¶ 36. The interests at stake in the instant case regarding how to characterize the error are governmental and societal.
¶ 37. On the one hand, the public policy requiring a second (or subsequent) OWI offense be prosecuted as a crime by the State, as well as the policy favoring the validity of judgments, would be advanced by labeling the error in the instant case as a lack of subject matter jurisdiction; the 22-year-old judgment of conviction would be void.
¶ 38. On the other hand, the public policy favoring the finality of judgments would be advanced by labeling the error in the instant case as a lack of circuit court competency. If the error is labeled as a lack of circuit court competency, the defendant has forfeited her challenge to the judgment and brought her motion for relief from the judgment under Wis. Stat. § 806.07 too late; the 22-year-old judgment of conviction would stand.
¶ 39. I write separately to address two areas of the law raised by the instant case:
I. The instant case is a motion based on Wis. Stat. § 806.07 and should be addressed as a motion under that statute; and
II. The instant case involves
A. interpreting and applying Article VII, Section 8 of the Wisconsin Constitution; and
B. analyzing the case law defining and differentiating between circuit court "subject matter jurisdiction" and circuit court "competency."
The case law is confusing and based on misunderstandings.
¶ 40. When I apply precedent in addressing these two areas of the law, I conclude
¶ 41. Unfortunately, the majority opinion rewrites precedent and fails to clarify or develop the law.
¶ 42. For the reasons set forth, I dissent and write separately.
HH
f 43. I begin where the instant case began, with a motion under Wis. Stat. § 806.07(1) and (l)(d) in the Circuit Court for Eau Claire County to vacate the first-offense civil OWI judgment entered against Booth Britton in 1992.
¶ 44. "Sec[tion] 806.07 attempts to achieve a balance between the competing values of finality and fairness in the resolution of a dispute. The court must construe section 806.07 to achieve this balance."
¶ 45. The 1992 judgment imposed a civil forfeiture under a local ordinance for a first-offense civil OWI. Because Booth Britton had previously been convicted in Minnesota of OWI at the time Eau Claire charged her with first-offense civil OWI, the civil charge did not apply to her. She should have been charged with and punished for a second-offense criminal OWI under the escalating penalty scheme delineated in the statutes. Civil penalties are not authorized for a second-offense OWI in Wisconsin. See Rohner,
¶ 46. Without a civil statute prohibiting second-offense OWI, Booth Britton could not be prosecuted for a civil OWI. The facts upon which the prosecution of Booth Britton was based must fall within the statutory description of the offense with which she was charged. The prosecution of any second or subsequent offense OWI is "within the exclusive province of the state to prosecute as a crime." See Rohner,
¶
¶ 48. Although Wis. Stat. § 806.07(2) further requires that motions for relief from judgments be made "within a reasonable time," the court has held that " [a] void judgment may be expunged by a court at any time." See Wis. Stat. § 806.07(2); Neylan v. Vorwald,
¶ 49. Therefore, the issue presented is whether the first-offense civil OWI judgment against Booth Britton is void under Wis. Stat. § 806.07(l)(d). In deciding this § 806.07(l)(d) issue, the majority opinion addresses whether the Eau Claire circuit court had subject matter jurisdiction.
¶ 50. The majority opinion gives two reasons for concluding that the Eau Claire circuit court had subject matter jurisdiction to enter judgment for first-offense civil OWI under the facts of the instant case.
f 51. First, the majority opinion repeatedly recites and perpetuates by rote the court's pronouncement in Village of Trempealeau v. Mikrut,
¶ 52. "Never" in Mikrut, however, does not mean "Never Ever."
¶ 53. Our cases recognize that exceptions exist to Mikrut's broad pronouncement that a circuit court is never without subject matter jurisdiction.
¶ 54. Second, the majority opinion (at ¶ 17) states that State v. Bush,
¶ 55. The majority opinion asserts that Bush is "not entirely accurate" because "when 'a complaint fails to state an offense known at law,' the court must retain subject matter jurisdiction to dispose of the matter."
¶ 56. Obviously a circuit court has jurisdiction to determine its own jurisdiction (and thus jurisdiction "to dispose of the matter," majority op., f 17). The law has long avoided the paradox that results if a court is without jurisdiction to determine its jurisdiction.
¶ 57. But the fact that a circuit court has jurisdiction to determine its own jurisdiction is irrelevant to the real issue Bush, the parties, and I address: Is a judgment rendered on a civil or criminal offense not known at law void? The answer to this question is yes.
¶ 58. The precept that the failure to state an offense known at law is a jurisdictional defect is well-accepted: A circuit court lacks subject matter jurisdiction to enter judgment in a proceeding based on an offense not known at law, and any judgment premised on an offense not known at law is void.
¶ 59. The premise underlying Bush and the other cases addressing offenses not known at law is simple: Circuit courts have original jurisdiction over all matters civil and criminal, except as otherwise provided by law. See Wis. Const, art. VII, § 8. If the offense is not known at law, no offense, civil or criminal, is before the circuit court; as a result, the circuit court is without subject matter jurisdiction in the first instance. See Bush,
¶ 60. The majority opinion neglects the teachings of these many, long-standing cases by simply asserting that in the instant case "first-offense and second-offense OWIs are both offenses known at law as set forth in our statutes." Majority op., ¶ 16 (citing Wis. Stat. §§ 346.63(1), 346.65(2)(am)l.-2.). In the majority's view (¶ 16), Booth Britton was charged and convicted of an offense known at law because she "was charged with a first-offense OWI, an offense that irrefutably exists under our statutes."
¶ 61. These sentences and the assertion that Bush is "not entirely accurate" are the entirety of the majority opinion's conclusory explanation that Booth Britton's offense was known at law.
¶ 62. Apparently the majority opinion (¶ 16) believes that circuit courts have subject matter jurisdiction over any and all OWI-related conduct, regardless of the nature of the conduct or the text of the statutes. True, a first-offense civil OWI is proscribed by the statutes. The facts upon which Booth Britton was charged and found guilty, however, do not comport with the proscribed civil offense.
¶ 63. By granting circuit courts subject matter jurisdiction over any and all OWI-related conduct regardless of the text of the statutes, the majority opinion rewrites legal history and usurps legislative power. In our system of government, the legislature defines civil and criminal offenses against the government.
¶ 64. If an individual may be found guilty of a first-offense civil OWI even though the individual has a prior OWI conviction, then what is left of the rule espoused in numerous cases that a circuit court is without subject matter jurisdiction when "a complaint fails to state an offense known at law . . . ?"
¶ 65. The majority opinion does not answer these questions. Instead, the majority opinion moves quickly from labeling Bush "not entirely accurate" (¶ 17) and describing all OWI-related conduct (including the conduct that was the basis of the charge against Booth Britton) as offenses known at law (¶ 16) to discussing whether circuit courts have subject matter jurisdiction to determine the constitutionality of a statute. Majority op., ¶ 18. Of course they do. See Marbury v. Madison, 5 U.S. (1 Cranch.) 137, 178 (1803).
¶ 66. Bush does not purport to impair the ability of a circuit court to decide challenges to the constitutionality of a statute.
f 67. In so doing, Bush recognized that a circuit court has jurisdiction to address whether a statute is unconstitutional on its face. In addition, Bush declared in ¶¶ 18-19 that a circuit court's judgment premised on an unconstitutional statute is void.
¶ 68. Nevertheless, the majority opinion (¶ 18) withdraws any language in Bush "purporting to impair the ability of a court to exercise its subject matter jurisdiction over challenges to the constitutionality of a statute." Because Bush does not purport to impair the ability of a circuit court to address the constitutionality of a statute, this aspect of the majority opinion does no damage to Bush or our law. The majority opinion cannot withdraw language in Bush that does not exist. Thus, Bush is undisturbed.
f 69. Turning from the majority's analysis of Bush to the majority's analysis oí Rohner, the majority acknowledges that it leaves intact "Rohner's holding 'that the state has exclusive jurisdiction over a second offense for drunk driving,' " and asserts that "nothing in our decision today alters Rohner's confirmation of our state's policy to strictly enforce drunk driving laws."
¶ 70. Nevertheless, the majority opinion abandons the legislatively adopted "state policy of strict enforcement of these laws." Rohner,
¶ 71. Ignoring the legislative policy of "strict enforcement of drunk driving laws,"
¶ 73. Thus, I conclude that the Eau Claire civil judgment is void under Wis. Stat. § 806.07(1) and (l)(d); the facts of the instant case do not fit any common law or statutory civil offense. "Wisconsin law clearly establishes that a judgment resulting from a complaint or information which charges no offense recognized in law is void ab initio."
1 — 1 I — I
¶ 74. I turn now to address the second area of law I outlined earlier, namely:
A. interpreting and applying Article VII, Section 8 of the Wisconsin Constitution; and
B. analyzing the case law defining and differentiating between "subject matter jurisdiction" and "competency."
The case law is confusing and based on misunderstandings.
A
¶ 75. The majority opinion, relying on Mikrut,
f 76. Two years after Mikrut, the court unanimously acknowledged that there are exceptions to Mikrut's proclamation. See Campbell,
¶ 77. The Wisconsin Constitution provides: "Except as otherwise provided by law, the circuit court shall have original jurisdiction in all matters civil and criminal within this state and such appellate jurisdiction in the circuit as the legislature may prescribe by law." Wis. Const, art. VII, § 8.
¶ 78. Numerous cases interpreting the current version of Article VII, Section 8 (as amended in 1977) have omitted any reference to the language "except as otherwise provided by law" and have concluded that a circuit court is never without subject matter jurisdiction.
¶ 79. Numerous cases interpreting the current version of Article VII, Section 8
¶ 80. These broad pronouncements in the cases are "the kind of hyperbole that sometimes creeps into opinions . . . ,"
¶ 81. Properly interpreted, Article VII, Section 8 allows the legislature to divest circuit courts of subject matter jurisdiction so long as the legislature places the power to hear those cases in other courts within the unified court system.
¶ 82. The majority opinion acknowledges this limitation in a footnote (f 18, n. 10), but then missteps, asserting that the constitutional phrase "except as otherwise provided by law" "forecloses the legislature from enacting a statute that would circumscribe the broad constitutional grant of subject matter jurisdiction to circuit courts."
¶ 83. At times, the majority opinion appears to recognize that "never" inMikrut does not mean "never ever." At other times, the majority opinion repeatedly asserts that a circuit court never lacks subject matter jurisdiction.
¶ 84. The majority opinion does not attempt to resolve this inconsistency or interpret Article VII, Section 8 of the Wisconsin Constitution and our case law. Instead, the majority opinion single-mindedly and steadfastly repeats Mikrut's assertions that the legislature is foreclosed from enacting a statute that would circumscribe the broad constitutional grant of subject matter jurisdiction to the circuit courts and that "a circuit court is never without subject matter jurisdiction."
¶ 85. Unfortunately, Mikrut rests on a defective foundation.
¶ 86. Mikrut misconstrued both Eberhardy v. Circuit Court for Wood County,
¶ 87. The issue in Eberhardy was whether a circuit court could order sterilization of a woman who was not competent to consent to sterilization. Eber-hardy made clear that legislative authority was not needed for a circuit court to decide the issue presented.
¶ 88. The Eberhardy court explained the effect of the pre-1977 and post-1977 constitutional provisions relating to the subject matter jurisdiction of circuit courts as follows.
f 89. Both before and after the 1977 Wisconsin constitutional amendments, Article VII, Section 2 mentions circuit courts and authorizes the legislature to establish inferior courts.
¶ 90. Before the 1977 amendments, Article VII, Section 8 stated: "The circuit courts shall have original jurisdiction in all matters civil and criminal within this state, not excepted by this constitution, and not hereafter prohibited by law . . . (emphasis added).
¶ 91. The 1977 amendments to Article VII, Section 8 changed the language "not hereafter prohibited by law" to read "[e]xcept as otherwise provided by law . . . ."
¶ 92. In Eberhardy, the court declared that "[t]his change, however, is not substantive."
¶ 93. Thus, pre-1977 and post-1977 cases should be examined in interpreting the present version of Article VII, Section 8 of the Wisconsin Constitution.
¶ 94. The Eberhardy court explained that under both the pre-1977 and post-1977 versions of Article VII, Section 8, the legislature could divest and reallocate jurisdiction over certain types of cases from the circuit courts to other courts. The legislature could not, however, transfer jurisdiction to an entity outside the unified court system. Why not? Because Article VII, Section 2 of the Wisconsin Constitution vests judicial power in "a unified court system."
¶ 95. The Eberhardy court explained the rule that the legislature could constitutionally transfer jurisdiction from the circuit courts to other courts by referring to a 1954 article authored by Attorney E. Harold Hallows (who later served on the Wisconsin Supreme Court) and Attorney Jack DeWitt as follows:
It has previously been pointed out that this language [" [e]xcept as otherwise provided by law" in Article VII, Section 8] only allows for a legislative reallocation of jurisdiction from the circuit court to another court. It does not permit the legislature to divest the constitutional grant of jurisdiction from the unified court system; and under the unified system created by the amendment of 1977, original jurisdiction is vested wholly in the circuit court. The legislative allocation of jurisdiction under the constitution as it existed prior to 1977 was discussed in [E. Harold] Hallows & [J.R.] DeWitt, The Need for Court Organization, 1954 Wis. L. Rev. 377 [sic], 387 n.54. It was pointed out therein that the legislative authority to reallocate judicial power and to transfer it from one court to another could not abrogate the court system's powers. Rather, as was said inState v. Wimberly, 55 Wis. 2d 437, 441, 198 N.W.2d 360 (1972), quoting Callanan v. Judd,23 Wis. 343 (1868), the language was designed:
"... to enable the legislature to distribute the jurisdiction in both matters at law and in equity, as between the circuit courts and the other courts in the state. ..."
Eberhardy,
f 96. Note 54 in the Hallows and DeWitt article explains that the pre-1977 Article VII, Section 8, permitted jurisdiction to be divested from circuit courts, as follows:
Cases permitting jurisdiction to be divested from circuit court are Bookhout v. State,66 Wis. 415 ,28 N.W. 179 (1886); Lannon v. Hackett,49 Wis. 261 ,5 N.W. 474 (1880); Goyke v. State,136 Wis. 557 ,117 N.W. 1027 (1908); State v. Krause,260 Wis. 313 ,50 N.W.2d 439 (1951). See also Hicks v. Hardy,241 Wis. 11 ,4 N.W.2d 150 (1942), holding that probate jurisdiction is in county rather than circuit court.
E. Harold Hallows & J.R. DeWitt, The Need for Court Organization, 1954 Wis. L. Rev. 376, 387 n. 54.
¶ 97. Hicks v. Hardy,
¶ 98. Other cases have also recognized that pre-1977 Article VII, Section 8 of the Wisconsin Constitution "confers upon the legislature power to restrict the original jurisdiction of the circuit courts." State v. Krause,
¶ 99. The case law, including Eberhardy, and the text of Article VII, Section 8 of the Wisconsin Constitution clearly demonstrate that (both before and after the 1977 constitutional amendments) the legislature is not foreclosed from enacting a statute divesting circuit courts of subject matter jurisdiction so long as the jurisdiction is reallocated to other courts within the unified court system. Thus, as a matter of law, a circuit court may be without subject matter jurisdiction as a result of legislative action.
¶ 100. I now turn from the majority opinion's misguided refrain (taken from Mikrut) that circuit courts never lack subject matter jurisdiction to address the confusing cases defining and differentiating between circuit court "subject matter jurisdiction" and circuit court "competency." These cases are based on misunderstandings.
B
¶ 101. As noted previously, allowing parties to raise subject matter jurisdiction challenges at any time "posed difficulty chiefly because, if taken literally, it subverted the principle of finality."
f 102. The distinction between subject matter jurisdiction and competency, apparently first described in Wisconsin in Mueller v. Brunn,
f 103. As recently as this year, the Wisconsin Court of Appeals explicitly noted the uncertainty regarding these two terms. See DWD v. LIRC,
f 104. In 2005, 13 years after Mueller was decided and just one year after Mikrut, this court described the case law on subject matter jurisdiction and competency as "murky at best." Bush,
¶ 105. In 1991, nine years after Mueller, this court acknowledged that the terms "subject matter jurisdiction" and "competency" have been inconsistently used and defined by courts and commentators across the country. See Green Cnty. DHS v. H.N.,
¶ 106. The instant case is a prime example of the confusion that the "subject matter jurisdiction/competency" terminology has wrought on Wisconsin's jurisprudence. We might expect different districts of the Wisconsin Court of Appeals occasionally to reach inconsistent conclusions. Yet a decade after Mikrut supposedly "clarified Wisconsin's jurisprudence,"
¶ 107. The confusion between subject matter jurisdiction and competency is not surprising for several reasons.
¶ 108. First, unfortunately, Mueller defined "subject matter jurisdiction" and "competency" using the same words. This language was bound to cause confusion. See Shopper Advertiser, Inc. v. DOR,
¶ 109. Second, Mueller referred to the Restatement (First) of Judgments § 7 (1942) for the distinction between these terms. A careful reading of section 7 and the comments in the Restatement shows that the Restatement (First) uses the terms subject matter jurisdiction and competency
¶ 110. Furthermore, Restatement (Second) of Judgments, Introductory Note at 28 (1982), explains that it uses the term "subject matter jurisdiction," rather than "competency," "simply because it [subject matter jurisdiction] is much more commonly used in American legal parlance than 'competence' or 'competency.' " The Restatement notes, however, that sometimes the rules of subject matter jurisdiction are referred to as rules of competency. See comments to § 11 at 108-09.
f 111. Third, the Wisconsin statutes (and rules promulgated by this court) generally refer to a circuit court's subject matter jurisdiction, not competency. See, e.g., Wis. Stat. §645.04(5), 801.04(1), 801.05, 801.07, 802.06(8)(c).
¶ 112. For example, Wis. Stat. § (Rule) 801.04(1) defines subject matter jurisdiction as " [t]he power of the court to hear the kind of action brought. . . . Jurisdiction of the subject matter is conferred by the constitution and statutes of this state and by statutes of the United States . . . ." Section (Rule) 802.06(8)(c) provides that if "the court lacks jurisdiction of the subject matter, the court shall dismiss the action."
¶ 113. The statutes also refer to competency. See, e.g., §§ 48.245(7); 48.25(2); 938.245(7)(a); 938.25(2)(a), (b); 938.315(3) (refers to competency and subject matter jurisdiction); 980.038(l)(a) (refers to competency and subject matter jurisdiction). These statutes state that the failure to object to noncompliance with the specified statutory time period waives this challenge to the court's ability to proceed.
¶ 114. Fourth, over the years Wisconsin courts have used the terms "competency" and "subject matter jurisdiction" "in a variety of ways." Miller Brewing Co. v. LIRC,
¶ 115. The case law in the more than 30 years that have elapsed since Mueller ushered in the distinction between subject matter jurisdiction and competency demonstrates that clarification and development of the law is needed. Although this court is supposed to clarify and develop the law, the majority opinion fails in that task.
¶ 116. For the reasons set forth, I dissent. I conclude that the first-offense civil OWI judgment entered by the Eau Claire circuit court against Booth Britton is void. Accordingly, the judgment should be vacated under Wis. Stat. § 806.07(l)(d), and the circuit court's decision should be affirmed.
¶ 117. I am authorized to state that Justice ANN WALSH BRADLEY joins this opinion.
See State v. Bush,
For discussions of the competing values of validity and finality in judgments, see, for example, Restatement (Second) of Judgments § 12 cmt. a at 116-17 (1982); Edward T. Matthews, Civil Procedure: The Unfortunate Elevation of Finality Over Validity — Bode v. Minn. Dep't of Natural Res., 28 Wm. Mitchell L. Rev. 1217, 1218 — 19 (2002) (discussing a Minnesota Supreme Court decision that "chose to adopt section 12 of the Restatement (Second) of Judgements and its preference for finality instead of adhering to its own precedent which held that validity was of paramount importance") (footnotes omitted); Karen Nelson Moore, Collateral Attack on Subject Matter Jurisdiction: A Critique of the Restatement (Second) of Judgments, 66 Cornell L. Rev. 534, 534 (1981) ("Courts, as well as both Restatements [of Judgments], seek to resolve the conflict between two important policies: insuring that judgments are rendered only by courts having the power to do so (the policy of validity) and enforcing a termination point for litigation after the opportunity for full and fair litigation (the policy of finality). The tension between these two policies is readily apparent.").
" [T]he traditional doctrine was that a judgment of a court shown to have lacked subject matter jurisdiction was 'void.'" Restatement (Second) of Judgments § 12 cmt b at 117 (1982).
See State v. Campbell,
See Neylan v. Vorwald,
See Village of Trempealeau v. Mikrut,
Mikrut used the word "waiver," but later cases interpret "waiver" (in the sense Mikrut used that word) to mean "forfeiture." See State v. Ndina,
The Mikrut court did not address whether mandatory statutory time limitations can be waived. See State v. Matthew S.,
"This confusion has taken on a life of its own over the years and shows no sign of abating." Xcel Energy Servs., Inc. v. LIRC,
Although I do not agree with several other aspects of the majority opinion, I do not address them.
The majority opinion suggests that "Booth Britton's considerable delay in raising the issue suggests an attempt to play fast and loose with the court system, which is something this court frowns upon." Majority op., ¶ 25. This criticism is unwarranted. Nothing in the record or law suggests that Booth Britton is attempting to play fast and loose with the court system. Rather, Booth Britton argues that the 1992 judgment is void and that there is no time limit on motions to vacate void judgments. See Neylan,
State ex rel. M.L.B. v. D.G.H.,
The majority opinion (¶ 14) asserts that it is "harmonizing" Rohner and Mikrut by withdrawing language from Rohner. The majority opinion creates additional confusion by withdrawing language not only from Rohner but also from "any other case."
To my mind, withdrawing language from a prior case or unidentified prior cases amounts to overruling those cases in part or in whole, not harmonizing them. Withdrawing language from unidentified prior cases is a recipe for further confusion.
The majority opinion does not withdraw the language I quote.
Wisconsin Stat. § 806.07(1) and (l)(d) provide as follows:
On motion and upon such terms as are just, the court, subject to subs. (2) and (3), may relieve a party . .. from a judgment... for the following reasons:
(d) the judgment is void.
In Neylan,
See, e.g., Campbell,
Majority op., ¶ 17 (internal citation omitted) (quoting Bush,
See, e.g., City of Milwaukee v. Cohen,
This proposition has been repeated both before and after Bush. See, e.g., Campbell,
Briggs,
See majority op., ¶ 17 (quoting Bush,
See Marbury v. Madison, 5 U.S. (1 Cranch.) 137, 178 (1803) ("So if a law be in opposition to the constitution; if both the law and the constitution apply to a particular case, so that the court must either decide that case conformably to the law, disregarding the constitution; or conformably to the constitution, disregarding the law; the court must determine which of these conflicting rules governs the case. This is of the very essence of judicial duty.").
See majority op., ¶ 18 (citing Bush,
See Bush,
The OWI statutes "requir[e] that criminal penalties be imposed for a second offense," and "the legislature intended a second offense for drunk driving to be within the exclusive province of the state to prosecute as a crime." Rohner,
See Rohner,
The majority opinion distinguishes the instant case from Rohner, stating that the instant case involves an "unknown out-of-state prior OWI conviction." Majority op., ¶ 13 n.6. Nothing in the record in the instant case reveals whether Booth Britton's prior Minnesota OWI conviction was (or was not) known at the time of her 1992 conviction. Indeed, the record from Booth Britton's 1992 OWI conviction has been destroyed. The majority opinion assumes facts not in the record.
Rohner,
Briggs,
For cases referring to post-1977 Article VII, Section 8 of the Wisconsin Constitution that erroneously declare that circuit courts have unlimited subject matter jurisdiction and omit any reference to the "except" clause, see, for example, Xcel Energy Servs., Inc. v. LIRC,
For cases referring to post-1977 Article VII, Section 8 of the Wisconsin Constitution and erroneously declaring that the legislature cannot limit or revoke a circuit court's jurisdiction, see, for example, Xcel Energy Servs., Inc. v. LIRC,
United States v. Dessart,
See Thompson v. Craney,
The legislature has interpreted Article VII, Section 8 of the Wisconsin Constitution as permitting it to divest circuit courts of jurisdiction. Wisconsin Stat. § 753.03 states: "The circuit courts have power to hear and determine, within their respective circuits, all civil and criminal actions and proceedings unless exclusive jurisdiction is given to some other court... ." See also Mueller v. Brunn,
See State v. Annala,
Mikrut,
The lack of legislation on this topic did not, however, make the circuit courts unable to hear these cases, render judgments, or issue orders. Rather, the court reasoned that sound judicial policy militated against the judiciary's rendering a decision about the fundamental right to bear children without input as to the state's public policy interests. Eberhardy,
The context of Eberhardy is important. In that case, both the guardian ad litem and the legal guardian of the individual supported sterilization. Eberhardy,
Thus, the legislature (through inaction) could not permanently prevent circuit courts from exercising their power to hear actions on this topic.
Eberhardy,
Restatement (Second) of Judgments § 12 cmt. b at 117.
See majority op., ¶¶ 11, 14, 19 (asserting that Mikrut clarified the law of subject matter jurisdiction and circuit court competency).
Majority op., ¶ 14.
See majority op., ¶ 13 n.7. As the majority opinion explains in note 7, the court of appeals has reached inconsistent results in several recently decided, unpublished opinions addressing similar arguments to those raised in the instant case. Compare, e.g., State v. Navrestad, No. 2014AP2273, unpublished slip op. (Wis. Ct. App. July 2, 2015) (following Mikrut's competency-subject matter distinction) with City of Stevens Point v. Lowery, No. 2014AP742, unpublished slip op. (Wis. Ct. App. Feb. 5, 2015) (applying Rohner and holding that the circuit court lacked subject matter jurisdiction) and Clark Cnty. v. Potts, No. 2012AP2001, unpublished slip op. (Wis. Ct. App. March 28, 2013) (same).
As I pointed out in 1984, the court's opinions do not clarify the meaning of the terms "subject matter jurisdiction," "competency," and "venue"; the terms are used interchangeably in the opinions; and it does not matter what terminology is used as long as the court defines the terms, uses the terms in a consistent fashion, and explains the consequences of the classifications it establishes. Shopper Advertiser, Inc. v. DOR,
