THE PEOPLE, Plaintiff and Respondent, v. ELVIS EUGENE TATE, Defendant and Appellant.
D081982
COURT OF APPEAL, FOURTH APPELLATE DISTRICT DIVISION ONE STATE OF CALIFORNIA
Filed 3/27/24
NOT TO BE PUBLISHED IN OFFICIAL REPORTS. California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115. (Super. Ct. No. SWF1807246)
Mark D. Johnson, under aрpointment by the Court of Appeal, for Defendant and Appellant.
Rob Bonta, Attorney General, Lance E. Winters, Chief Assistant Attorney General, Charles C. Ragland, Assistant Attorney General, Eric A. Swenson and Jennifer B. Truong, Deputy Attorneys General, for Plaintiff and Respondent.
I.
Factual and Procedural Background
A. Evidence at Trial
The evidence adduced at trial is largely undisputed.
One evening in 2018, a car driven by Tate was observed weaving, swerving, cutting off other vehicles, and traveling at high rates of speed, first on the 76 freeway and then on Winchestеr Road in Riverside County. Noticing the erratic manner of the car‘s progress, the driver of another car traveling in the same direction telephoned 911 and used her cell phone to film Tate‘s car in transit. Drivers of other cars resorted to evasive maneuvers to avoid being struck by Tate‘s car. After running several red lights, Tate‘s car finally came to rest when it forcefully collided with another car—igniting a fire, killing the other car‘s driver, and injuring its рassenger.
A civilian rendering assistance at the scene detected a strong smell of alcohol on Tate. A CHP officer detected the odor of alcohol on Tate‘s breath and the odor of marijuana on his person. Based on these observations and Tate‘s slurred speech, bloodshot/red watery eyes, and nystagmus, this officer determined Tate had been impaired at the time of the collision.
Asked specifically about what he had learned in the commercial driving classes he had recently completed, Tate responded:
“Tate: If somebody [is] killed while I‘m driving the car, I‘m gonna [go to] jail for the rest, I‘m gonna [go to] jail, ain‘t no ifs, ands or buts about it.
“[¶ . . . ¶]
“Officer: Do you know why . . . you‘d go away for the rest of your life?
“[¶ . . . ¶]
“Tate: Yоu[‘re] supposed to know better and ain‘t no such thing, even if I was drinking, I should knew better, I should know, uh, to watch the, I, I, I[‘m] supposed to know better, ain‘t no excuses.
“Officer: Did they explain to you that if you‘re driving under the influence that you could possibly be charged with murder?
“Tate: Yes, yes, they told me.
“[¶ . . . ¶]
“TATE: [T]hey tell you that you‘re not supposed to drive with any alcohol in your system. If you drive with alcohol in your system, you can be charged with . . . vehicular homicide.
“[¶ . . . ¶]
“Tate: That‘s the class I took. . . . That‘s what I read.”
The foregoing events were presented to the jury via witness testimony and an audio recording of the second officer‘s interview with Tate. Also presented to the jury was a misdemeanor DUI plea agreement from a case in which Tate had pleaded guilty, and been convicted, seven years before the 2018 collision. In this document, Tate‘s signature appears just below the statement “My blood alcohol reading was .12;”2 and his initials appear beside this statement:
“I understand [that] . . . [b]eing under the influence of alcohol or drugs, or both, impairs my ability to safely operate a motor vehicle, and it is extremely dangerous to human life to drive while under the influence of alcohol or drugs, or both. If I continue to drive while under the influence of alcohol or drugs, or both, and as a result of my driving, someone is killed, I can be charged with murder (
VC § 23593 ).”
The jury also received evidence through a toxicologist, who testified that a blood sample drawn from Tate approximately two and one-half hours after the collision revealed a blood alcohol content of 0.113 percent and that this would have corresponded to a blood alcohol content at the time of the collision of between 0.138 and 0.163 percent. The toxicologist further testified that Tate‘s blood sample also revealed the presence of marijuana and that this indicated both a likelihood thаt Tate had used marijuana within several hours before the blood draw and a likelihood that Tate was experiencing the psychoactive effects of the drug at the time of the collision. According to the toxicologist, the alcohol content alone demonstrated Tate
B. Jury Instructions, Verdict, and Sentence
In preparation for the giving of jury instructions, the prosecution and defense agreed the jury should be instructed on murder with implied malice under
The jury convicted Tate on both counts charged—murder in violation of
II.
Discussion
Tate‘s principal contention on appeal is that the convictions should be reversed because the trial court‘s refusal to instruct the jury on gross vehicular manslaughter while intoxicated was error.3 In support of this contention, Tate argues that such an instruction should be given whenever “a
A. The Mens Rea Required for Gross Vehicular Manslaughter While Intoxicated Versus for Watson Murder
Tate‘s argument is based on his assertion that “[t]he only issue in dispute in this case [i]s whether the defendant acted with implied malice or with a less culpable state of mind.” Thus we begin our examination with a focus on the distinction between the mens rea element of implied malice murder and the mens rea element of gross vehicular manslaughter while intoxicated.4
With the distinction between conscious disregard for life and conscious indifference to consequences squarely in mind, the Court held in Watson that ” ‘[o]ne who wilfully consumes alcoholic beverages to the point of intoxication, knowing that he thereafter must operate a motor vehicle, thereby combining
B. Supreme Court Case Law Controlling the Circumstances in which a Defendant Charged with Watson Murder Is Entitled to a Gross-Vehicular-Manslaughter-While-Intoxicated Instruction
After Watson, the Supreme Court decided three other cases that go to the core of Tate‘s arguments on appeal. We address each of these cases in turn.
1. People v. Breverman and the Sua Sponte Instructional Rule that Governs Lesser Included Offenses
In cases too numerous to list here, the Supreme Court over the years has articulated what since 1998 has been commonly referred to as the sua sponte instructional rule. Pursuant to this rule, “a trial court must instruct on an unсharged offense that is less serious than, and included in, a charged greater offense, even in the absence of a request, whenever there is substantial evidence raising a question as to whether all of the elements of
Among the judicial opinions most closely associated with the rule is the case—People v. Breverman (1998) 19 Cal.4th 142 (Breverman)—in which our Supreme Court first coined the phrase by which the rule has come to be known. As Justice Baxter explained in the majority opinion in that case:
“[T]he sua sponte instructional rule . . . prevents the ‘strategy, ignorance, or mistakes’ of either party from presenting the jury with an ‘unwarranted all-or-nothing choice,’ encourages ‘a verdict . . . no harsher or more lenient than the evidence merits’ [citation] and thus protects the jury‘s ‘truth-ascertainment function’ [citation].
“[T]he rule seeks the most accurate possible judgment by ‘ensur[ing] that the jury will consider the full range of possible verdicts’ included in the charge, regardless of the parties’ wishes or tactics. [Citation.] The inference is that every lesser included offense, or theory thereof, which is supported by the evidence must be presented to the jury.”
(Breverman, at p. 155, italics deleted; see also People v. Hicks (2017) 4 Cal.5th 203, 210 (Hicks) [noting “that an all-or-nothing choice encourages a high-risk, high-reward gambler‘s approach to criminal justice” and “that ’ “[o]ur courts are not gambling halls but forums for the discovery of truth” ’ “].)
2. People v. Birks and thе Rule Governing Instructions on Lesser Related Offenses
Breverman held the sua sponte instruction rule must be applied to lesser included offenses. But what of lesser related offenses?7 Might a trial court have a sua sponte duty to instruct on a lesser related uncharged offense if the jury has been presented with substantial evidence to support it? Breverman did not address this question.8 But another opinion that issued the same day as Breverman did. That case was People v. Birks (1998) 19 Cal.4th 108 (Birks).
In Birks, the high court revisited its holding in People v. Geiger (1984) 35 Cal.3d 510 (Geiger)—a case in which it had concluded that decision-making authority as to whether a jury must be instructed on a lesser related offense is to be vested, not with the trial court, but with the dеfense. (Birks,
After engaging in an extensive analysis of precedents and policy considerations, the Court in Birks concluded that Geiger, decided just 14 years earlier, had been “wrong to hold that a criminal defendant has a unilateral entitlement to instructions on lesser offenses which are not necessarily included in the charge.” (Birks, 19 Cal.4th at p. 136.) So holding, the Court held that ”Geiger is therefore overruled.” (Ibid.; see also Breverman, supra, 19 Cal.4th at p. 168, fn. 16 [“in [our] companion decision [in Birks, we] abrogate the California rule entitling the defendant to demand instructions on lesser merely related offenses supported by the evidence“].) As a consequence of this holding, “[a] defendant has no right to instructions on lesser related offenses, even if he or she requests the instruction and it would have been supported by substantial evidence, because California law does not permit a court to instruct concerning an uncharged lesser related crime unless agreed to by both parties.” (People v. Jennings (2010) 50 Cal.4th 616, 668.)
3. People v. Sanchez and Whether Gross Vehicular Manslaughter While Intoxicated is a Lesser Included, or Just a Lesser Related, Offense of Murder
Three years after its rulings in Breverman and Birks, the Supreme Court considered whether gross vehicular manslaughter while intoxicated is a lesser included, or just a lesser related, offense of murder. (People v. Sanchez (2001) 24 Cal.4th 983 (Sanchez).) Specifically, in Sanchez, the court decided that, notwithstanding the presence of the word “manslaughter” in its name, the offense of gross vehicular manslaughter while intoxicated “is not” (Sanchez, at p. 985), and “should not be treated as” (id. at p. 992, italics
The holding in Sanchez was not without its critics. Justice Kennard in particular noted that, “[w]hen an intoxicated driver becomes involved in a fatal accident, a prosecutor may elect to charge the driver only with murder, without also charging any form of vehicular manslaughter” and that, “under the majority‘s holding, trial courts may not instruct on vehicular manslaughter as a lesser included offense of murder.” In such circumstances, she pointed out, “juries will face the difficult and troubling all-or-nothing choice between a murder conviction and an acquittal” and will be “den[ied] . . . ‘the opportunity to consider the full range of criminal offenses established by the evidence.’ ” (Sanchez, supra, 24 Cal.4th at p. 1001 (dis. opn. of Kennard, J.) [citing Birks, supra, 19 Cal.4th at p. 127 and quoting other authority].)
C. Tate‘s Argument
Channeling the concern that Justice Kennard expressed in Sanchez, and invoking the policy considerations discussed in Breverman, Tate argues in this case that the trial court‘s refusal to instruct on gross vehicular manslaughter while intoxicated left Tate‘s jury with precisely the kind of stark binary choice against which Justice Kеnnard had warned:
“A juror not instructed on vehicular manslaughter while intoxicated as a lesser offense to second degree murder based on a vehicular homicide faces an all-or-nothing
choice: convict the defendant of murder or acquit him entirely. This is particularly problematic in cases where it is clear the defendant caused the death of an innocent person in a vehicle collision. Jurors are requirеd to either acquit a defendant they know committed homicide, or convict them of murder, even if they believe vehicular manslaughter while intoxicated is a more accurate reflection of the defendant‘s criminal culpability.
“[¶ . . . ¶]
“Even if the issue of malice is in doubt, if it is clear the defendant caused the death of another person through gross negligence[, then] the jurors are likely to resolve doubts in favor of conviction even if they should find the defendant not guilty.”
Invoking this reasoning, Tate argues that reducing his case to an all-or-nothing choice between a murder conviction or acquittal without offering a middle ground—such as a vehicular manslaughter instruction would have afforded—worked an injustice amounting to error.
But Tate‘s argument runs headlong into the binding precedents of Birks and Sanchez because, as discussed ante, gross vehicular manslaughter while intoxicated is a lesser related offense (Sanchez) that was not charged in this case, and a trial court is forbidden to instruct on an uncharged lesser related offense unless the prosecution agrees (Birks). These cases are not just a hurdle in Tate‘s path. They are a barrier.
Recognizing as much, Tate concedes this court “is bound by the holding of Sanchez” and “by the analysis in Birks.” But, he continues, we are “only bound . . . not gagged” (italics added). Thus he contends we should urge the Supreme Court to reconsider its holdings in Sanchez and Birks.
We decline the invitation.
As a threshold matter, we are оf course required to follow precedent. (See People v. Lagunas (2024) 97 Cal.App.5th 996, 1008
Moreover, the Supreme Court already has reconsidered the instructional rule for lesser related offenses in comparatively recent years10 (see ante), it has emphasized that this reconsideration was thorough (see Breverman, supra, 19 Cal.4th at p. 156 [debate over abrogation of rule was “vigorously advanced” and “received complete and focused briefing” in Birks]; Birks, supra, 19 Cal.4th at p. 112 [the rule‘s abrogation was a matter of “careful reflection” by the cоurt]), and it has made abundantly clear that all seven justices were of the view that Geiger‘s “extension of the right to instructions on lesser offenses” was “unwarranted,” “ill-considered,” and/or “wrong.”11 As for the Supreme Court‘s decision that gross vehicular manslaughter while intoxicated is not a lesser included offense of murder, Justice Kennard‘s dissent in Sanchez (see ante) reveals that the Court
Further, it is evident from the Court‘s opinion in a more recent vehicular homicide case that the Court remains of a mind that “the goal of enabling a jury to return the most accurate verdict that the evidence supports does not require that every possible crime a defendant may have committed be presented to the jury as an alternative” and that “a jury need only be instructed on offenses that the prosecution actuаlly charged either explicitly or implicitly (because they were necessarily included within explicitly charged offenses.)” (Hicks, supra, 4 Cal.5th at p. 211; cf. Alvarez, supra, 32 Cal.App.5th at p. 789 [adding emphasis to language just quoted].)
As our colleagues stated in another Watson murder appeal that this court decided in recent years:
“[G]ross vehicular manslaughter while intoxicated is a lesser related offense but not a lesser included offense of Watson murder. ‘[I]nstruction on a lesser related offense is proper only upon the mutual assent of the parties.’ (People v. Taylor (2010) 48 Cal.4th 574, 622 . . . [citing and declining to reconsider Birks].) ‘Here, because the prosecutor objected to the instruction on the crimе of [gross vehicular manslaughter while intoxicated], the trial court correctly denied defendant‘s request.’ ”
(Alvarez, supra, 32 Cal.App.5th at p. 790; cf. Lagunas, supra, 97 Cal.App.5th at 1011 [“we hold the trial court did not commit error by failing to instruct the jury on its own motion on the lesser related offense of gross vehicular manslaughter while intoxicated“].)
III.
Disposition
The judgment is affirmed.
KELETY, J.
MCCONNELL, P. J.
BUCHANAN, J.
Notes
“Murder is the unlawful killing of a human being, or a fetus, with malice aforethought.” (
“Gross vehicular manslaughter while intoxicated is the unlawful killing of a human being without malice aforethought, in the driving of a vehicle, where the driving was in viоlation of
Vehicular manslaughter with gross negligence without intoxication (
