*1 Aug. S058721. 1998.] [No. PEOPLE, Plaintiff and
THE Respondent, BREVERMAN,
SCOTT Defendant Appellant.
Counsel
Marcia A. for Defendant Morrissey Appellant. General, Williamson,
Daniel E. Lungren, Attorney Chief Assistant George General, Pollack, General, Carol Wendelin Assistant Attorney Attorney Richard, Fuster, T. Hamanaka, William L. Sharon Wooden Pamela C. Jaime General, Maxwell, Plaintiff E. Attorneys Harter and Margaret Deputy and Respondent.
Opinion defendant’s house got men who were BAXTER, J. walking by young Two The in the congregated driveway. of larger youths into a with fight group ended and were they bruises before the fracas sustained cuts and two returned with a at least one of the pair to leave. The next night, allowed of retaliation. Members group friends to exact some sort of group defendant, to batter bat and other implements taunted then used a baseball door. automobile, near his front in the driveway his which was parked door, then in the front shots window through pane Defendant fired several One bullet shots toward the vandals. fleeing came outside and fired further a member of the group. wounded fatally from this second volley instructions The also received with murder. Defendant was self-defense) the lesser “nec- (“reasonable” and on homicide on justifiable manslaughter. voluntary involuntary included” offenses essarily on the entirely theory instructions were voluntary manslaughter premised Flannel 25 Cal.3d (See People “unreasonable” self-defense. (Flannel).) 603 P.2d Cal.Rptr. 1] alia, conviction, trial inter that the murder urging, Defendant his appealed instruct, on a “heat of passion” theory sua failing sponte, court erred by Code, 192(a))1 (a) (section (see subd. Pen. manslaughter § voluntary It agreed. the evidence. The Court Appeal also which was supported (1974) 10 Cal.3d under v. Sedeno further found the error prejudicial because the had (Sedeno), 518 P.2d Cal.Rptr. context, resolved, the omitted the issue in another posed necessarily reversed the conviction. therefore instruction. The Court Appeal First, duty does the sua sponte consider issues: review to two We granted (Sedeno, offenses lesser necessarily to instruct on that finds rational of such an offense 715-716) extend to every theory Second, reversal should standard of appellate what evidence? support instruct, on a lesser to instruct completely, to an erroneous failure apply included offense? a trial law requires conclusions: California reach the following
We now included offenses court, all lesser necessarily to instruct fully sua sponte, *7 are to the Penal Code. statutory references unlabeled 1 All further ruled that in a the evidence. The Court of by correctly supported Appeal to on every murder this includes the instruct obligation support- prosecution, manslaughter, able of the lesser included offense of theory voluntary or theories which have the merely theory strongest evidentiary support, Here, there substantial or on which the defendant has relied. openly to a heat of theory voluntary manslaughter, evidence support the instant trial court should therefore have instructed on this theory. conclude,
However, near-automatic we further the Sedeño standard of for this reversal form of error should be sua abrogated. sponte duty instruct on all lesser included offenses the evidence arises fully suggested by Moreover, from California not a law alone. failure to fulfill this duty structural defect in the but a form mere misdirection of the proceedings, jury, Hence, of trial error committed in the of the case. by virtue presentation Constitution, the California reversal is not warranted unless an examination cause, evidence,” of “the entire discloses that the error including pro- Const., VI, (Cal. duced a art. This test is not “miscarriage justice.” § met unless it the defendant would have appears “reasonably probable” achieved a more favorable result had the error not occurred. (People (Watson).) Watson Because the Court of standard Sedeño we now over- Appeal applied rule, and therefore reversed defendant’s murder conviction without deter- from the mining entire record whether there was a reasonable probability outcome, error affected the the Court of must be re- judgment Appeal’s circumstances, versed. Under the we will remand the cause to the Court of for an evaluation of Appeal under Watson. If the Court of prejudice Appeal standard, concludes the error was harmless it should proceed consider the numerous other claims raised defendant on appeal. Background
Facts and Procedural Defendant was charged by information with murder of Andreas (§ (a).)2 subd. The information also firearm use Suryaatmadja. alleged (§ (a).) enhancement. subd. here,
Insofar as evidence was as follows: pertinent prosecution 17, 1993, (Bill) On the of December Ju and Kim were evening Yoon Hyun in Chatsworth on their As defendant’s walking way they play pool. passed Street, residence at 21747 a larger Hiawatha words were with exchanged alleged generally willfully, unlawfully, 2 The information that defendant “did and with aforethought Suryaatmadja, being.” malice murder Andreas a human *8 and driveway beer in the drinking garage who were young group people beaten, and received and Kim kicked and they area. A ensued. Ju were fight but stayed defendant was fight minor Kim testified injuries. present the background. and six to ten the next December Kim evening,
Between 8 and 10 p.m. friends, returned to defendant’s neighbor- victim including Suryaatmadja, cars, black Honda. Nissan and a gray hood. The was two riding group beaten Kim and Ju those who had fight The aim was have even with defendant’s around the comer from before. The night group parked knife, other and the was armed with group residence. Kim had a fishing security and of a “Club” automobile a baseball bat including parts weapons, device. it was nobody the residence alone. When appeared
Kim first approached home, in defendant’s a tire of a BMW automobile Kim slashed parked so, defendant friends. As Kim did and walked back to his driveway waiting of Kim’s friends yelled came out of the house and checked the BMW. Some Defendant saw fight. out his friends for an even to defendant bring back inside. and went group route, the other the street on
The then a back parked up drove group house, defendant’s residence. toward began walking side of defendant’s at an intersection. have back may hung and another Suryaatmadja person house, or of defendant’s four five the main arrived in front Once group bat, the the car with the came to the BMW and began hitting individuals up The have been shouting and a broken broomstick. group may Club pieces, that hit the car. was not in group epithets. Suryaatmadja off, later, came from the front and moments shots alarm went BMW’s to run as the began residence. The shots continued group door of defendant’s Kim looked back saw of two volleys, second away. During separate sidewalk. When from his neár driveway public defendant firing street, unconscious and in the lying Suryaatmadja gunfire stopped, The cause hours later. He died at a several hospital from the head. bleeding head and rear of victim’s right a bullet that entered of death was his right eye. exited above at “armed” Asians officer that he fired told a police
Defendant responding car,” car, and that he feared his vandalizing on his “beating who were metal rods pipes house. The officer saw two come into his would people in the street. *9 interview,
In a stated as follows:3 During defendant tape-recorded police house, of December he inside the sick and On the fight was asleep. market, he car to to the a December as entered his evening go group alarm, him, of unknown men came toward He reactivated his car ran yelling. inside, back told his to call but then if he was being mother wondered friend, Defendant a too for five minutes. and Nothing “paranoid.” happened Beck, then the back fence. did not anybody over observe Kyle peered They in the area had been but when defendant where group previously spotted, turned his he saw the from the gaze, again group approaching opposite direction, still Defendant ran back inside to tell his mother yelling. “they’re He then heard the alarm off as his car. coming.” go they began “bashing” Defendant saw at least 12 and were He they “mobbing[,] basically.” people, broke the in the and glass front door fired three or four rounds “kind of . . . car, like The intruders but came downward.” his defendant stopped hitting and outside shot six or seven more times as the fled. He was not group and did not intend to hit He was to them to “aiming” anybody.4 “trying get car,” because had “done a lot they to and he wanted to stop” damage [his] “hold until the came” so would be “arrested or whatever.” cops they [them] rounds, When his semiautomatic which held 13 ran out of ammu- weapon, nition, he ran back inside. His mother was already making emergency He call. locked the door and for the waited police. inside,
Defendant also insisted that he when fired from it looked like the was at me” and the door.” Defendant group “coming declared that “rushing he we were to killed.” “thought going get
The recovered four shell from the house police casings inside and another BMW, ten from the There was bullet to the and to driveway. damage two street, vehicles in the and level parked heights angles suggested One bullet firing. the third of a townhome over a passed through story wall Street, block of blood away. where the victim fell was on Hiawatha pool 182 feet from where shell in defendant’s were found. casings driveway Reuser, Beck,
The defense case included Chad and testimony by Kyle mother, (Janet). defendant’s Janet Breverman Reuser corroborated defend- ant’s claim that he was not at the of December 17. Beck and fight present Janet described events inside on the defendant’s house December night 18.
Beck testified as follows: He and defendant were television in watching room, defendant’s bedroom defendant left the he stating going when testify recording did tape police played 3 Defendant trial. The of his interview was part prosecution’s as case-in-chief. interview, point, according present 4 Atthis to the at the defendant demonstrated detective level, position, ground. that he fired with arm in a locked to the parallel his almost sore throat. Defendant returned lozenges the store for his get his Defendant said someone holding immediately, already gun. apparently “bats chains and should call because “15 to 20 armed with and guys,” stuff,” Beck defendant had him” as tried to into his car. get “rushed he window, feared slowly, looked out the front saw a white Honda pass minutes, outside and looked After few two went drive-by shooting. “four five heads.” Defendant asked Beck gate; guard over Beck saw front. then heard the rear of the house while defendant ran back to the Beck *10 caused think the had forced their way sounds that him to intruders smashing thereafter, Within Beck heard window. seconds through gunfire. the December she was Janet testified as follows: On of evening alarm in her The of defendant’s car television room. watching chirping house, he the then Defendant reported indicated had left returned. quickly the house. guys” walking “there were a of Oriental toward group whole house, Defendant, Beck, rear of while and went to check the the perhaps bathroom, to the where driveway Janet went to the which was adjacent bathroom, car alarm as she exited the the defendant’s car was Just parked. off, The to the and she heard and “blows” vehicle. breaking glass went car. of least three were the blows suggested pounding frequency people to be through She to the ground,” “things coming “dropped expecting time, “fear.” that defendant yelled window.” She was in About “absolutely” 911,” to the family By “call and she crawled into room telephone. call, shots fired. time she made the had been case, no court ruled there was At the close of the trial prosecution deliberation, thus be or and the verdict would evidence premeditation The instructed on both express limited second murder. degree also instruc- theories of that offense. The court provided malice implied tions, or others as as on reasonable defense self agreed by parties, homicide, a violent on the use of force resist justifiable permissible intruder, arising an intentional manslaughter killing domestic on as voluntary self-defense, and on belief in the need for from an honest but unreasonable an, as the reckless killing by unintentional involuntary manslaughter act. Defendant was highly commission of a dangerous grossly negligent murder, The was found true. firearm-use enhancement convicted to life. years sentenced defendant a term of court alia, failing, court erred by defendant inter that the argued, On appeal, motion, theory voluntary manslaughter, to instruct on a second its own or heat of a sudden killing passion.” unlawful intentional “upon quarrel Justice concurred in (§ 192(a).) In an Justice Armstrong, opinion District, The Division Five agreed. the Court of Second Appeal, Grignon, reasoned, essence, of threat and fear of same evidence majority a claim of unreasonable self-defense also harm which supported permitted based on heat of concluded manslaughter majority verdict passion. Sedeno, the instructional error reversal under required the heat of issue because the had not resolved necessarily defendant in another context. against concurrence, us to Justice Turner reconsider separate Presiding urged sua on lesser included rule instructions scope requiring
offenses, as under this of error category well as circumstances which should for review. granted reversal. We require People’s petition
Discussion to instruct on all theories Duty supportable lesser offense. below,
As defendant the trial court’s urges voluntary manslaughter *11 instructions were because the heat defective did not include of they passion omission, for that in the The defend theory evidence. despite support theory ant him of his “constitutional to have the suggests, right deprived determine material issue the evidence.” v. every by (People presented 722, 225, (1963) Modesto 59 Cal.2d 730 382 P.2d Cal.Rptr. [31 33] 307, (Modesto); (1982) see also v. Wickersham 32 Cal.3d 335 People [185 436, (Wickersham).) 650 P.2d Cal.Rptr. 311] hand,
The on the other that the to instruct sua People, argue duty on a lesser included offense is satisfied the court instructs on the when of that offense most and the line of theory consistent with evidence court, defense at trial. The need not further pursued urge, People provide, additional, in the absence of a defense instructions on and request, perhaps conflicting, theories of the lesser offense. We find defendant’s more position persuasive.
“Murder is the unlawful of a human with malice killing being 187, (§ (a).) subd. A defendant commits an intentional aforethought. who and but of . . . voluntary unlawful who lacks malice killing guilty 186, (§ 192.)” (1995) v. Barton 12 Cal.4th 199 manslaughter. (People [47 569, (Barton).) P.2d the intent to unlawfully 906 Cal.Rptr.2d Generally, 531] 188; 1103, (§ (1991) kill constitutes 1113 malice. v. Saille People 364, 588]; (1994) P.2d see In re Christian S. 7 Cal.4th 820 Cal.Rptr.2d [2 768, 33, (Christian S.).) “But a 872 P.2d Cal.Rptr.2d [30 defendant kills lacks malice ... in lim- who intentionally unlawfully ited, acts in a defined circumstances: either when the defendant explicitly
154
192,
(§
(a)), ‘sudden
or heat of
subd.
when
quarrel
passion’
defendant
unreasonable but
faith belief
kills in ‘unreasonable self-defense’—the
good
768;
(see
S.[,
supra,]
act in self-defense
having
[]Christian
[]Flannel,
668).” (Barton,
Cal.3d
“
cases,
‘It is
that in criminal
in the absence of a request,
settled
even
to the
general
the trial court must instruct on the
law relevant
principles
raised
of law
general
issues
evidence.
principles
[Citations.]
connected with
closely
openly
case are those
governing
principles
court,
the facts before the
and which are
understand-
necessary
jury’s
524,
Martin
Cal.3d
(1970)
case.’
v. St.
531
ing
(People
Cal.Rptr.
[83
been held
463 P.2d
That
has
to include giving
obligation
the evidence raises a
instructions
lesser included offenses when
question
(see,
offense
as to whether all of the elements
were
present
370]),
155 379, 379, 659]; 461 P.2d v. Graham People 1 Cal.3d Cal.Rptr. 303, 217, 455 P.2d Just as the 71 Cal.2d Cal.Rptr. of a greater have no interest conviction legitimate obtaining evidence, than that a defendant has no to an right offense established by is sufficient to establish a lesser included when evidence acquittal Martin, 524, 533.)” (Sedeno, offense. supra, v. St. 1 Cal.3d (People supra, 703, 715-716, omitted; Barton, Cal.3d fn. see 12 Cal.4th at supra, pp. 194-198.)
Cases have that the of sua instructions suggested requirement sponte arises, other from the defendant’s under the California among things, right Constitution “to have determine material issue every presented evidence.” 35 Cal.3d (E.g., People Geiger 519 [199 674 P.2d 50 A.L.R.4th overruled on Cal.Rptr. (Geiger), Birles, 108; Wickersham, other Cal.4th see also grounds, supra, 19 supra, 307, 335; Sedeno, 703, 720; Modesto, Cal.3d supra, supra, However, 730.) Cal.2d we have stressed the broader consistently said, interests served the sua instructional rule. As we have insofar sponte as the to instruct duty or applies regardless requests objec- parties’ tions, it or of either prevents “strategy, ignorance, mistakes” from party choice,” jury with “unwarranted presenting all-or-nothing encourages “a (Wick- verdict ... no harsher or more lenient than the evidence merits” ersham, supra, added), 32 Cal.3d at italics and thus p. protects (Barton, “truth-ascertainment function” jury’s 196). “These reflect concern for the accused policies only] rights persons [not of crimes (Wickersham, for the overall administration of justice.” [but also] 32 Cal.3d at
We have noted the verdict choices as a basis for danger all-or-nothing However, the instructional rule. we have never intimated that the rule is satisfied once the has some lesser offense so that the court may option, limit its sua instructions to those offenses theories which seem evidence, on the or on which the strongest have relied. On the parties openly *13 indicated, as contrary, we have the rule seeks the most accurate expressly that the possible judgment by “ensur[ing] will consider the range full verdicts” included in the possible of the wishes or charge, regardless parties’ 307, 324, (Wickersham, added.) tactics. italics infer- supra, The offense, thereof, ence is that lesser included which is every theory the evidence must be to the by jury. supported presented The concede that the rule is not consistent effectively they suggest People that should “reexamine” the sua existing argue with law. we They only a matter the limit as and should impose proposed to that extent duty sponte of first impression.6 contravene the advocate would to do so. The rule the People
We decline of the existing in our cases have consistently expressed support policies reason no persuasive People present instructional requirement. from these well-established principles. departing Barton, and Indeed, considered recently 12 Cal.4th we supra, in rule for sua instructional contention that the sponte rejected defendant's akin to closely be narrowed in a fashion included offenses should lesser sponte dissent, requiring rule sua urges length that the California 6 In Justice Brown entirely abrogated in favor of a be necessarily included offenses should instructions on lesser However, that broader issue is not only request. a party’s requiring rule such instructions us, argument, At oral made no such contention. People because the themselves have before People agreed purpose. Counsel for the any disclaimed such People’s explicitly the counsel that the court’s only specifying the “limited extent” of they of the rule seek modification beyond single theory of a lesser included not extend duty on its own motion does to instruct by at trial. strategies pursued parties and the that most conforms to evidence offense us, “single theory” consider whether Accordingly, resolving the case before we in general requiring sua rule is consistent with the established corollary advocated offenses, be general rule itself should' not whether the on lesser included sponte instructions abolished. today inconsistently, because in Birks we overturn act implies Justice Brown we offenses on lesser related allowing to demand instructions rule defendants ill-considered 510; supra, Cal.3d see also (Birks, overruling Geiger, to that extent lesser instructional rule for sponte to reexamine the sua post), but we decline here fn. Birks, however, offenses, the issue equally deems ill-conceived. a doctrine she directly vigorously and abrogated be related offenses should the rule for lesser whether Birks, question received granted and principal reason we review advanced. It is the Birks, Hence, exceptional briefing parties. attention of the complete and focused fully No explored. law were a decision to settled justify must overrule circumstances which imply general distaste Though arguments of their here. several presented situation is similar (see post), People do fn. included offenses instructional rule for lesser sponte for the sua and constitutional part, the fundamental objections to that end. For the most pursue their any parties’ briefs. In not addressed in the by Justice Brown are arguments raised policy Birks, event, significant reasons to logical there are length here and in note at both as we aban- included offenses while respect to lesser precedent California with follow established Birks, 154-155; (Ante, at pp. offenses. case of lesser related doning precedent in the such 112, 117-119.) pp. Cal.4th at reversibility observes, modify by which herein the standard we do As Justice Brown has heretofore been included offenses sponte on lesser to instruct sua erroneous failures raised, addressed at 165-178.) directly (Post, that is an issue But pp. determined. actual for its henceforth be examined concluding that such error must length, By in this court. outcome, prejudice of reversible the uniform standard simply adopt on the trial we effect “miscarriage justice” clause trial error virtue forms of state law applicable to most assertion, VI, do not (art. 13). Contrary we to Justice Brown’s § the California Constitution on the denigrating importance its on the one hand while thereby cling to the sua rule (See post.) fn. other. also *14 here. A brief discussion is by necessary suggested background the context in which the Barton issue arose. explain Sedeño, we noted that the sua supra, duty sponte instruct on all material issues evidence extends to presented by defenses (id. 716), as well as to lesser included at but a we drew p. sharp offenses concluded, distinction between the two situations. In the case of we defenses, a sua instructional arises if it that the defendant is sponte duty “only appears defense, on a such or if there is substantial evidence relying supportive such a defense and the defense is not inconsistent with the defendant’s (Ibid., Thus, added.) of the case.” italics the trial theory when court believes “there is substantial evidence that a would inconsistent with support defense defendant, that advanced the court should ascertain from the defendant he (Id. whether wishes instructions on the alternative fn. theory.” p. contrast, added.) italics By offense is one that is “[w]hen divided into degrees lesser and there is evidence encompasses offenses, from which could conclude that the lesser offense had been com- mitted, the court must instruct on the alternate even it is inconsistent theory if with the (Ibid., added.) elected . . italics defense defendant.
Wickersham later concluded that the unreasonable self-defense theory voluntary “comes within manslaughter Sedeno’’s of ‘defenses’ for category purposes (Wickersham, to instruct sua obligation sponte.” Hence, reasoned, 329.) Cal.3d Wickersham sua instructions evidence, even if theory, by the were not supported unless necessary hand, consistent (Ibid.) with defendant’s trial On the other theory. Wickersham confirmed that where evidence in a murder case would a heat of support passion “the trial court theory voluntary manslaughter, (Id. to instruct on the obligated theory.” The instructional distinction between and lesser included defenses offenses Barton, There,
arose again 186. defendant fatally heated, shot the victim during lot The defendant had parking argument. was, usual, extensive firearms military training as legally carrying semiautomatic The exact circumstances of the pistol. were in shooting substantial The defendant claimed he saw a knife in the dispute. victim’s hand, brandished his to hold the gun victim for the but then fired police, while reflexively backward to avoid the victim’s move- stepping threatening ment. The defendant the omission of instructions on requested voluntary murder, as a lesser offense included manslaughter because such instruc- tions would contravene his that he killed theory trial court accidentally. denied the and instructed on both heat of request unreasonable self-defense theories of In their voluntary manslaughter. jury arguments, *15 murder, adhered to defense counsel claimed an intentional while
prosecution excusable, accidental, killing. an and thus the premise conviction, that we the defendant urged manslaughter On from his appeal defenses, treatment of offenses and instructional differing Sedeño’s abrogate defenses, him, on lesser to veto instructions as in the case of thus allowing the We declined invi- his trial strategy. included offenses inconsistent with sound, and in this reasoning respect tation. We concluded Sedeño’s on lesser included instructions that the rule sua sponte requiring offenses be retained. the should strategies regardless parties’ defenses not asserted to . . . instruct allure Barton explained [on “[f] consider the to not the jury opportunity the will by deprive defendant] is the the evidence. Nor offenses established by full of criminal range all offenses in- to seek conviction on denied the opportunity prosecution Moreover, to ferret to trial courts the charged. require cluded within crime evidence, the even when be shown by all defenses that might possibly out trial, only place would theory the defendant’s inconsistent with create a but would also potential on the trial courts undue burden Sedeño, pages the defendant. As we said to prejudice ‘ [concerning instructions sua sponte insistence upon 716-717: “Appellate or not clearly defense trial theory are inconsistent with which defenses] trial defense attorneys put the would hamper demanded evidence by the evidence theories and winnow to glean legal under judges pressure ’ ” (Barton, supra, instructions.” tenable and remotely sophistical 186, 197.) concluded, inform hand, court’s failure to trial Barton
On the other “[a] lesser guilty to find the defendant [included] of its [a] jury option truth-ascertain- jury’s would impair [supported evidence] offense choice nothing’ an ‘all or “to make function” by forcing ment thereby acquittal, the crime charged complete conviction of between defendant is guilty decide whether the to denying opportunity (Barton, the evidence.” included offense established a lesser added, italics fn. Cal.4th self- and unreasonable heat of whether Barton then analyzed mere are defense, to voluntary manslaughter, reduce a murder insofar as they preclude on lesser instructions allowing the defendant 7 Barton also observed that a rule unfair to the theory ... be defense trial “would with the included offenses inconsistent argue if the that even deny opportunity prosecution it prosecution,” because would offenses, guilty of the lesser at least he or she was guilty of the defendant was not are not 186, 196.) fairness considerations argue that similar (12 Cal.4th offense. objection that led to here, of instructions omission not a defense because it was presented is further theory jury. This contention party and neither argued that passion, on heat of discussed below.
defenses the defendant which control under Sedeño. Barton answered may *16 that in the question negative.
We in Barton that because “it is the defendant acknowledged [ordinarily] theories, who offers evidence” on these and reduce because they operate murder to the lesser offense of resemble traditional manslaughter, they issue, affirmative defenses. Mindful of Wickersham’s on the we also holding noted in the close particular similarities between unreasonable conceptual (Barton, self-defense and the “actual” of defense “true” self-defense. supra, Nonetheless, 12 Cal.4th 199-200.) we explained, voluntary manslaugh- i.e., ter is itself an offense, unlawful from murder killing distinguished (§ 192). (Barton, because it is “without malice” only 12 Cal.4th at supra, 199.) self-defense, observed, Heat of and unreasonable we passion merely the establish malice” that the one offense from the distinguishes “lack[] [of] (Ibid.) other.
Hence, concluded, we Wickersham had not been correct in characterizing unreasonable self-defense as a mere of the sua purposes sponte defense “ ” instructional rule self-defense,’ of Sedeño. we ‘[U]nreasonable stated, defense; rather, “is . . . not a true it is a shorthand of one description form of voluntary And manslaughter. whether it voluntary manslaughter, arises unreasonable or killing during sudden from self-defense from crime; or quarrel heat passion, is not a defense but a more it is precisely, of a lesser offense included in the crime of murder. Accordingly, when defendant is charged with murder the trial court’s to instruct sua duty sponte, initiative, or on its own on unreasonable self-defense is the same as its duty to instruct on other lesser included any offense: this duty arises whenever the evidence is such that a could conclude that the reasonably defendant killed the victim in the unreasonable but faith belief good to act in having (Barton, self-defense.” 200-201, 12 Cal.4th supra, added.) italics Thus, concluded, Barton the trial court did not err in that case instruct- ing both heat of passion unreasonable self-defense as theories of voluntary manslaughter, even the defendant though to such instruc- objected tions and both had relied on parties inconsistent theories. As ex- Barton trial plained, court must instruct on lesser included “[t]he offenses . . . , the . [supported by . . the regardless of theories of the case evidence] (Barton, the proffered by parties.” 12 Cal.4th supra, Barton confirmed at that there length was substantial for both heat of support passion unreasonable self-defense in the confused circumstances sur- the (Id. rounding shooting 201-203.) issue. at pp. Barton,
Under self-defense, heat of and unreasonable as forms of murder, a lesser offense included in thus come within the broadest version of all material sua instructions on the duty California provide 703, 715.) In the (Sedeno, presented by supra, issues the evidence. rule the evidence suggests interests of this demands when justice, offense, but some lesser defendant be may guilty offense, range must be allowed to “consider full or mistakes of ignorance, limited strategy, verdicts—not possible than no harsher or more lenient so as “ensure the verdict is parties,” added; 307, 324, (Wickersham, Cal.3d italics the evidence merits.” Barton, 196.) The also inference inescapable see that, relative tactics or objections parties, regardless *17 theories, the the on alternate offenses or rule strength requires evidence offenses, theories all lesser included any sua instruction and sponte case, thereof, a murder this means are the evidence. In which supported by self-defense, and as forms of volun- that both heat of unreasonable if must be to the both have substantial presented jury tary manslaughter, evidentiary support. to fails to limit the sua
The raise several a rule which objections People obviously to or theories most those lesser offenses duty instructional sponte the are arguments the record. None of and trial openly presented by People’s convincing.
First, to the of Barton by distinguishing the seek diminish force People with Barton was concerned suggest solely that case in several respects. They unfairness, if the to that would arise the the prosecution particular, the prosecution lesser offense instructions which preclude could defendant here, to unfairness arose the People No similar actually wished present. defense, assert, on a the like the relied exclusively because prosecution, neither instruc- sought than voluntary manslaughter other theory party tions on heat of passion.
Moreover, on his a defendant’s attack the Barton involved urge, People Barton, assert, over his objection. they of a lesser included conviction offense be challenged the offense charged may did not that a conviction of establish every for conviction on was denied the because the defendant opportunity latent, of a lesser included offense. Such theory if technically plausible, rule, about instruc- a defendant to remain silent the allows suggest, People defense, tions, that the court’s gamble line of strongest the pursue only or convic- will an acquittal lesser offense instructions produce “incomplete” offense, the if convicted of on appeal tion of the lesser then complain offense. charged Barton, are contend that Sedeño’s policies the
Aside from People all court, the with present the sua sponte, furthered by requiring offense, theories of a lesser included even those on supportable which defendant has not relied. So as the long consider least one may theory offense, reason, a lesser included there is no unfair all-or- People Indeed, choice nothing between offense and acquittal. People aver, lesser offense instructions harm more than the defendant may help evidence, when advance that are they theories obscure in the were not case, in the defense pursued actually contradict defense presented. stemmed Finally, the sua rule of Sedeño People suggest, significant from concern that counsel’s part inadvertence might prejudice the defendant lesser included by causing offense to be withheld pertinent However, assert, from the jury. doctrine of People constitutionally ineffective counsel has since Sedeño was decided. developed substantially insist, Today, mistaken failures lesser offense instruc- request tions are best handled through which such procedures by ineffective assistance bemay remedied. general answer these is the arguments one we have already given.
The California rule
sua
requiring
instructions on all lesser included
offenses,
evidence,
insofar as
the
supported by
addresses concerns
simply
broader
seen,
than those the
here.
People identify
As we have
the rule
both the defendant and the
protects
a
prosecution against verdict
to
contrary
evidence,
the
regardless
own
parties’
of their
perceptions
strongest
lines of attack or defense. The rule’s
is not
to
purpose
guarantee some
simply
third choice
plausible
between conviction of the
offense or
acquittal,
assure,
but to
in the interest of
the
justice,
most accurate
verdict
possible
encompassed
charge
the evidence.8
supported by
These
case,
considerations exist in
overriding
every
regardless
its
undermined
procedural posture. They would be substantially
if a trial court
were
to limit its
permitted
instructions on lesser included offenses to those
theories the court believes
have
merit or conform to the
greatest
defense
single
8 A
option may actually
third
be
arbitrarily
of little value to either
if
side
chosen and
jury’s
no closer to the
rational view of the evidence. We realize that the United States
Supreme
“single
Court has endorsed
option”
third
idea
purposes
for
of the somewhat
anologous federal
right
constitutional
to
capital
consideration of lesser included
in
offenses
2491, 2504-2505,
(1991)
cases. In Schad v.
actually presented, evidence.9 instruct, trial court it fails to
We therefore affirm that a errs if which find sua on all theories of a lesser included offense sponte, hand, the court is not substantial the evidence. On other support instruct on theories that have no evidentiary support, such obliged we next consider whether there substantial evidence Accordingly, based on heat of In manslaughter passion. this case verdict support view, evidence here. our such existed evidence, no “any
As our decisions existence prior explain, offense, matter how weak” will not instructions on a lesser justify are that the defendant is but such instructions whenever evidence required the lesser “substantial to merit consider- offense is guilty only enough 684, 12, (Flannel, 668, original 25 Cal.3d fn. jury. supra, ation” by 103, italics; (1991) also 1 Cal.4th People Bacigalupo see v. 553, 559]; v. Ramos People 820 P.2d Cal.Rptr.2d in this context 639 P.2d “Substantial evidence” Cal.Rptr. “ could . . from which reasonable . [persons] ‘evidence jury composed ” offense, that the but not the was committed. lesser greater, concluded (Flannel, Cal.3d Carr quoting accord, 513]; Barton, Cal.Rptr. 201, fn. 8 that a reasonable could find persuasive”].) [“evidence offense, substantial evidence of a lesser whether there is deciding *19 witnesses, of a task for the not evaluate the credibility jury. courts should 668, 684; Wickersham, (Flannel, see also 32 Cal.3d supra, Cal.3d supra, 307, Moreover, noted, the sua to instruct on 324.) duty as have we sponte defenses, offenses, unlike the to instruct on mere arises duty lesser included wishes, the trial theories or and of regardless even defendant’s against Hence, has evidence to the defendant substantial actually tactics pursued. to People’s the sua rule allows defendant arguments—that 9 Several instructions, the defend- “gamble” by remaining silent that instructions inconsistent with request appropriate theory given, should not and that counsel’s failure ant’s trial be only in the apply ineffective of counsel issue—do not narrow instructions is an assistance us, applications. all its Of but instead the heart of the Sedeño rule in situation before attack indicated, course, per do not overrule Sedeño se. previously People ask that we as we have decisions, Indeed, arguments in our their length prior discussed above and for reasons convincing in People’s are not such an Insofar as the contentions justify would not action. context, limited issue in greater they respect with to the more this equally unpersuasive are case. instructions on a lesser offense exist even in the face
support may of inconsistencies the defense by itself.10 presented intentional,
An unlawful homicide is a sudden or heat “upon quarrel (§ 192(a)), (ibid.), and is thus if passion” voluntary manslaughter killer’s reason was obscured as the actually result of a strong passion “ aroused sufficient to cause an “provocation” ‘ordinary [person] ... to act or average without due deliberation and disposition rashly ” reflection, and from this rather than passion from v. judgment.’ (People (1976) Berry 777], 18 Cal.3d 556 P.2d Cal.Rptr. quoting 1]; v. Valentine People 28 Cal.2d P.2d v. “ Borchers 50 Cal.2d specific ‘[N]o (Wickersham, ....’” type provocation required supra, [is] 307, 326, Moreover, v. quoting People Berry, 515.) 18 Cal.3d at supra, p. “ ‘ aroused need be passion “[v]iolent, but can be anger rage, any ’ ” intense, (Wickersham, or enthusiastic emotion” high-wrought supra, p. v. quoting People Berry, 515) 18 Cal.3d at other than supra, p. revenge Valentine, “However, (People 139). 28 Cal.2d at supra, if sufficient p. time has elapsed between and the provocation fatal blow for return, subside and reason to is not killing voluntary manslaughter (Wickersham, . . . .” 32 Cal.3d at
Here, there men, was evidence that a sizeable armed group young intent, with dangerous weapons harboring hostile specific trespassed domestic upon property by defendant and acted in a occupied menacing manner. This conduct included intimidating to the defendant challenges followed fight, use of the to batter and smash weapons defendant’s residence, vehicle in the of his parked driveway within a short distance from the front door. Defendant and the other in the house all indicated persons intruders, that the number and behavior of the defendant which characterized “mob,” as a caused circumstances, immediate fear and Under these panic. reasonable could infer that defendant was aroused to and his passion, 10 Thismeans that substantial evidence of heat of passion and unreasonable self-defense exist, arise, may duty to instruct sponte may sua therefore even when the defendant accidental, killing claims that the or that the states of mind on which these theories Barton, depend were absent. example, For we concluded that when *20 killing a during occurred argument, shortly a heated “upsetfting]” which itself followed an traffic incident daughter, between the victim and the defendant’s there was substantial evidence passion of heat of despite sought only the defendant’s insistence that he to detain the 202.) victim and fired weapon accidentally. his at p. Insofar as Sedeno and {Id. Wickersham Wickersham, (see 327-329; Sedeno, stated implied contrary or a rule supra, 32 Cal.3d 719), analyses (see their stemmed from the assumption, since corrected Barton, 186, 199-201), supra, 12 Cal.4th that voluntary manslaughter these theories of are mere on which the openly rely defendant must before the entitlement to instructions defenses arises. obscured, a sufficient such
reason was thus to by provocation produce in a effects of person average disposition.11 emotions A rational could also find that the intense and high-wrought jury time time threat had not had to cool or the by aroused initial subside by house, and fired shots then emerged defendant the first few from inside At in his fired the fatal second after intruders. one volley fleeing point continuous, statement, he acted in defendant that one suggested police his even chaotic to the riotous events outside door.12 Finally, response he in his that did not defendant insisted statement though police “aim[]” conclude, them,” that and fire “at could disbelieve claim reasonably evidence, his all the that defendant killed but while from intentionally, due to aroused sufficient passion by obscured judgment provocation. therefore that the erred in this it failed We conclude trial court case when instruct, a defense on heat of as a theory to even absent request, rever- The issue remains whether error warrants voluntary manslaughter. conviction, Court of concluded. sal of defendant’s murder as the Appeal issue, do this are that the standard While we resolve we finally persuaded existing of reversal the Court of in accordance with employed Appeal, law, below, As can and California is too strict. we standard explain determined should be with a rule under which actual replaced prejudice the Court of from the whole record. We will therefore remand cause to for a under correct determination Appeal prejudice principles. Standard reversal. have traditionally
Under the so-called Sedeño standard we applied offenses, the of instructions on lesser included erroneous omission omitted “the error reversal unless factual requires question posed by other, to the defendant under instruction was resolved necessarily adversely to an public policy rule as a matter mere vandalism 11 The ask us to instructions on provocation automobile is warrant lesser offense never sufficient Indeed, S., (See Cal.4th voluntary manslaughter. suggested. have so Christian we 768, 779, However, infer issue. Here the could presents fn. this case no such isolated home, vehicle, his attack on his within feet of entrance to that defendant observed an armed, who, suspect, had were clearly group and of men defendant reason to large, hostile previous evening, and that defendant feared seeking revenge the incident of grounds way their into the residence. Such scenario raises intruders intended to force beyond property. the “mere” destruction of provocation door, 12 Thus, rushing the the front they’re that “it looks like so I break defendant stated later, shooting gun Moments my just with . . . with the and I start out.” window hand continued, they going they going kept . . and I shot out and kept then . like defendant “[a]nd going like this again going just ran out and I’m like they I shot out like started then I shooting just shooting, shooting, trying get em to and I’m yelling—I’m stop and I’m . . . and that’s it.” *21 Here, (Sedeno, instructions.” 10 Cal.3d given supra,
properly did not a heat of under other instruc- jury necessarily reject passion theory tions, and the do not otherwise. People suggest
However, us to reconsider in this urge Sedeño People respect. standard, insist, Sedeño is too a.test whether the error is People stringent of federal constitutional or is a matter of state magnitude, law. simply case, either reversal is not if an suggest, evaluation required the entire record demonstrates that the error was harmless. Defend- actually ant insists that the failure to instruct sua on all lesser included sponte offenses the evidence is error under both the state and federal supported by form, claims, Constitutions. In its federal he the error is reversible se. per contends, he Alternatively, Sedeño states the minimum level of “prejudice” under either state or federal scrutiny law. permitted conclude We that the failure to instruct sua on a lesser included sponte is, most, alone, offense in a case an error of California noncapital law determine, is thus subject to state standards of We further reversibility. in line with recent that such authority, misdirection of the is not jury subject to reversal unless an examination of the entire record establishes a reason- Const., VI, able (Cal. that the error affected the probability outcome. art. 13; Watson, 818, 836.) 46 Cal.2d supra, § we overrule the Accordingly, Sedeño standard of reversal this context. outset,
At the we reject that the error at issue in any implication alleged this case—the failure to instruct sua on an lesser included uncharged offense, or thereof—is one any aspect which arises under the United States Modesto, Sedeño, Constitution. In concluded that again we the right issue was “a constitutional right have determine material every 722, 730; issue (Modesto, evidence” presented by 59 Cal.2d Sedeno, decisions, 720), but neither those nor any since, other of our authorities before or that we were specified relying any degree constitutional principles. federal
Meanwhile, the United States
Court has
refrained from
Supreme
expressly
recognizing
federal constitutional
to instructions on
right
lesser
offenses in
cases. In
Keeble v. United States
[93 under Act (MCA), entitlement to trials the Crimes the federal applied Major land, criminal law offenses Native Americans on reservation by governing the sought even where lesser included offense on which instructions were MCA, under the under was one otherwise not but subject prosecution (Keeble, 412 supra, tribal law. U.S. at S.Ct. at 1995- pp. pp. [93 the the analysis While constitutional concerns influenced court’s MCA, 31(c) and have between rule the the decision noted “we relationship that the Due Clause of the Fifth Amendment never held Process explicitly a lesser the of a defendant to have the instructed on guarantees jury right [MCA], those are included offense .... In view our interpetation (Keeble, that face.” at at p. supra, we need not 213 S.Ct. p. questions [93 1998], omitted.)14 fn. circum- the court that in acknowledged
Subsequently, high particular in a capital stances, included the denial of instructions on lesser offenses However, case the violate the federal Constitution. court emphasized would Moreover, strict that it to the context. the holding its limiting capital the trials limitations the court has since even on rule for placed capital constitutional to instruc- any right reluctance to formulate suggest general tions on lesser offenses.
Thus,
65
Beck v. Alabama
in
defendant’s contention that although his was instructed on the lesser murder, included offense of second he degree entitled to additionally instructions on the lesser included offense of The Schad robbery. majority that the explained Eighth Amendment at concerns issue in Beck are focused itself, on the entirely i.e., reliability verdict capital whether the jury forced, have been may verdict all-or-nothing convict of a option, crime capital its view of the against evidence in order to avoid complete (Id. at acquittal. Hence, 2504-2505].) S.Ct. at pp. pp. [111 reasoned, majority Beck is satisfied if a receives capital jury single third noncapital between option since this capital charge acquittal, relieves the all-or-nothing to return an inaccurate pressure verdict in capital order to avoid (Id. the defendant acquitting entirely. S.Ct. at p. p. 2505].)15 in
Recently, Hopkins v. Reeves 524 U.S. S.Ct. (Reeves), L.Ed.2d court high concluded that the of Beck principles above, length 15 Asindicated at we have identified broader concerns as the basis of the requiring California rule sua instructions on all lesser included supported offenses principally evidence. These include policy jury, that the in the performance of its (Barton, 186, 196), “truth-ascertainment function” exposed Cal.4th shall be “the lesser did not Nebraska to instructions on nonincluded require provide in offenses cases when it did not allow such instructions in noncapital capital court that the cases. As the central core of its the Reeves noted analysis, it Nebraska scheme before was “in two critical distinguishable respects” in (Reeves, supra, from the invalid Alabama statute at issue Beck. 524 U.S. __ First, Nebraska, Alabama, S.Ct. at unlike p. permitted cases, cases, it instructions in on lesser offenses in as capital noncapital Therefore, (Ibid.) deemed to Nebraska charge. be capital “ ” no barrier’ conviction a noncapi- erected ‘artificial case to capital Second, denied (Ibid.) tal offense an alternative to Nebraska as acquittal. defendants, to all noncapi- instructions on nonincluded offenses capital *24 tal, Alabama, thus, treat cases from unlike “did differently capital [not] (Ibid.) cases.” noncapital to that
Reeves that these distinctions” conclude “[b]y observed ignoring to nonin- Amendment Nebraska allow instructions on Eighth required cases, the court had cluded offenses in of capital appeals unjustifiably manner “limited in more than rule in Beck.” sovereignty state a severe Beck, 88, __ [118 (Reeves, U.S. S.Ct. the Reeves supra, 524 reasoned, a State not erect a court stands for the “that only may proposition to the of instructions that actually barrier capital-specific, provision artificial (Reeves, law.” 524 U.S. supra, p. are lesser included offenses under state __ 1901], added.)16 italics S.Ct.
Thus, doubt federal court’s leave substantial that the decisions high in to lesser included offense instructions any Constitution confers right a that the no basis conclusion They cases. whatever noncapital provide California, instructions, does on the federal charter such as require would Indeed, that the recognized court has court’s own motion. this explicitly evidence, verdicts," range may so reach the verdict on the possible full of that it correct (Wickersham, Cal.3d either lenient the evidence merits.” one “harsher or more than 307, 324.) States, including all opinion passing in noted in 16 JusticeThomas’s Reeves “[a]lmost Nebraska, offenses been deemed to constitute provide instructions on those that have suggested never that the crime. have lesser included offenses We [Citation.] 88, __ 1895, 1901], (Reeves, anything supra, 524 S.Ct. requires more.” U.S. Constitution case, omitted, added.) capital of a and no This made in the context fn. italics statement was right lesser recognized a to instructions on that the court had constitutional implication arises demonstrates, any foregoing discussion other circumstance. As included offenses in long any holding. such court has avoided Schmuck, Reeves, they U.S. as analyses and of insofar We note that the offenses, are requirement lesser nonincluded with of instructions on demonstrate difficulties decision, us, companion among today prompted which in have considerations merely instructions on lesser abrogate entitling rule the defendant demand California Geiger, (Birks, supra, overruling by the Cal.4th evidence. supported related offenses supra, 35 Cal.3d included offenses on lesser instructions rule sua sponte California requiring (Geiger, supra, of federal law. is the evidence independent suggested 510, 519.) Cal.3d instructions the rule sua sponte affirm that requiring we
Accordingly, derives the evidence offenses supported all lesser necessarily of the United States Supreme law. In light from California exclusively disclaimers, related federal to interpret and its tendency Court’s careful nonconstitutional, a narrow we rules, way, constitutional both that such hold has not done—to to do court high expressly decline what the federal cases by rule is noncapital an instructional required Constitution.17 where, here, asserts, however, a lesser instructions on as
Defendant
law,
the incompleteness
included offense were
as a matter of state
given
federal
error
subject
constitutes
federal constitutional
those instructions
First,
that “the
defendant briefly suggests
review.
standards
appellate
omitted
manslaughter
effectively
failure to instruct on heat
malice
element of negating
and removed
issue
provocation
offense
This,
of instruc-
added.)
defendant
form
(Italics
urges,
from the jury.”
*25
Constitution.18
to direct
under the federal
scrutiny
tional error subject
on
of manslaughter
are not
Defendant was not convicted
We
persuaded.
murder,
instructions,
by
an offense supported
the basis of
but of
incomplete
His complaint,
as to which defendant claims no misinstruction.
evidence
it,
murder was
offense of
charged
as we read
is not that
element
consideration,
the omission of an
but
that
removed from the jury’s
simply
course,
ruling
questions of
may,
the federal
on
depart
17 We
of
from
Constitution
are
Constitution
procedure,
interpretations
criminal
and our
of
California
California
(Raven
(1990)
Cal.Rptr.
by
Deukmejian
353-354 [276
limited
federal law.
v.
“cogent
interpret
exist to
a state constitutional
Even if
reasons” must
801
States Constitution
differently
similarly
provision of the United
provision
{id.
from a
worded
cited),
approach to
long-established California
at
and cases
the reasons for the
offenses,
law and under
a matter of state constitutional
on lesser included
both as
instructions
Of
length
in our decisions.
procedure,
been set forth
general principles of criminal
have
course,
included offense
repudiation of an entitlement to lesser
we face here no direct
Indeed,
federal law
explained,
as we have
by
Supreme
the United States
Court.
instructions
entitlement,
all federal
upon request, in
this
at least
provides
other than the Constitution
widespread acceptance
noted both its value and its
high
and the
court has
prosecutions,
case,
general
no
again
raise
among
Finally,
stress
that in this
the states.
we
rule,
merely
aspect. They
seek
including
its sua
objection to the Sedeño instructional
by
case.
presented
this
the rule in the limited circumstances
application
limit
of
offense,”
otherwise,
“the
as italicized
suggests
quoted
words
18 ThoughJustice Kennard
(Italics added.)
text,
manslaughter.”
passion
only
can
refer to the antecedent “heat
in the
raise,
appeal,
Hence,
the first time in this
defendant seeks to
there can be no inference that
19, post.)
(See
& fn.
also text discussion
jury
on murder.
a claim that the
was misinstructed
consideration of
denied him full
voluntary manslaughter
jury
“element”
above,
lesser alternative to murder. As explained
the United States
that
of lesser
included offense
Court has
value
acknowledged
Supreme
in lieu of an equally
instructions
as a
overconviction
safeguard against
However,
from
court has
refrained
unwarranted acquittal.
high
explicitly
cases. It
these interests federal constitutional
stature in noncapital
according
deem a state
thus
the United States
Court would
likely
Supreme
appears
federal
for a
offense to be untainted
conviction
noncapital
error in the
absence instructions on
complete
constitutional
unrequested
circumstances, defendant’s conviction
lesser included offenses. Under these
cannot
such a taint
because instructions on a lesser
acquire
simply
but,
a
were
as
in the absence of defense
given
request,
offense were
provided
incomplete.19
Hicks v. Oklahoma
S.Ct.
Citing (Hicks), that he length defendant at somewhat urges greater L.Ed.2d 175] determination, interest in a even absent jury had state-created liberty therefor, all on his of the lesser included bearing guilt issues request of murder. as an alternative to the manslaughter charge offense voluntary insists, instructions, defendant denied him this manslaughter incomplete heat of rendered him guilty with to the issue whether right respect The denial of this state-created right of the lesser offense. avers, cannot be cured under the federal Constitution by defendant findings, on what a instructed form of review any appellate speculates properly Hicks, (See 447 U.S. at S.Ct. would have done. pp. Mississippi see also Clemons 2229-2230]; U.S. pp. (Clemons)). 1441, 1447, L.Ed.2d S.Ct. agrees general fully, sponte, the failure to instruct sua apparently Kennard 19 Justice However, error alone. supported included offense the evidence is state law lesser voluntary manslaughter distinguishing murder from noting “unique” role of malice in *26 Kennard, (dis. J.)), suggests sponte, the failure to instruct sua (post, opn. of she 187 existed, intentional, killing that an unlawful is nonetheless passion where evidence of heat of voluntary a heat and thus constitutes not murder but passion, malice if done in of without offense, murder, to manslaughter, the of the malice element of the caused definition conviction, charge the she defective instructions on an element incomplete. be Such of concludes, hypothesis, error. the merits of this are a form of federal constitutional Whatever case, however, defendant, Throughout his briefs simply in this has not raised it. appellant the court, only argued has that the Appeal in the and in this defendant appeal, both Court it removed the lesser partially to on heat of was error because failure instruct offense (See & fn. voluntary jury’s also text discussion option manslaughter from the consideration. may ante.) in this court be People’s the brief on the merits passages Even if certain caution, by taken anticipate, approach the now attempt to in an abundance of interpreted as Kennard, change. before us does not The properly that the issue is not Justice our conclusion by the anticipated the contention himself has never advanced fact remains that defendant asserted, developed the let alone prompting, explicitly their he has never People. Even with they under federal law because in this case are defective argument, that the instructions by such a claim presented element murder. The issues incompletely defined the malice fully briefed. they clearly been raised and properly await a case in which have must
171 set However, recently merit for reasons we defendant’s lacks argument (1995) Cal.4th Cal.Rptr.2d in forth Wims when of reversal should apply addressed what standard (Wims). Wims of a of the truth 969c) to determination (see jury state statutory right § and deadly of a (there, dangerous enhancement use sentencing noncapital of an instructional omission (§ (b)) is violated by subd. weapon is state law held that such misinstruction of the enhancement. Wims element VI, of the California alone, article section 13 and thus under subject, error Constitution, conclusion, this error test. In reaching to the Watson harmless determination right jury that the state-created argument Wimsrejected due inter- federal process enhancements sentencing implicates noncapital Hicks, under state harmless error review ests under and thus precludes standards. that gener- focused on a state scheme statutory
As Wims Hicks explained, The defendant’s and discretion to the jury. accorded ally sentencing power however, this discretion by had been from exercising jury, prevented term for habitual offenders. statute that mandated 40-year specific trial but before ruled unconstitutional after habitual offender was provision court to decided. State law would have allowed appellate appeal for the its sentencing judgment sentence 40-year by substituting uphold Instead, the sole but the court did not do so. it affirmed on jury’s, appellate have that the sentence was within the could ground range jury imposed circumstances, Under these even absent the invalid mandatory provision. held, the actual Hicks the defendant had not received his due right process which, in state exercise of discretion either of the entities sentencing law, (Hicks, 447 U.S. S.Ct. such discretion resided. supra, Wims, 2230]; Wims, from in before us distinguishable
But we found circumstances Hicks, in the California Hicks in crucial Unlike laws issue ways. a defendant no right sentence-enhancement scheme affords noncapital to a right but the narrower sentencing, normative discretion jury determination enhancement. More- as to the truth of an alleged fact-finding over, not entirely an element of an enhancement does deprive omission of indeed, itself; defendant of a determination of the enhancement (Wims, allegation.” “did render verdicts on each weapon-use Wims error, 293, 310, italics.) This form of state law Cal.4th original concluded, (Ibid., Hicks. see also does not invoke the rationale of thus Wims *27 137, 386, 754 (1988) Cal.Rptr. v. Odle to instruct on rationale not to a failure Hicks [holding applicable circumstance].) elements of a special 738, addition, noted, Clemons, court U.S. the high in 494 supra, Wims due bar against no absolute federal process
made clear Hicks imposes of normal state law standards of review of a defective application appellate determination, to jury which also arose under state law. sentencing right U.S., 738, 741, 1441, 1444, (Clemons, S.Ct. 1447- supra, 494 Wims, view, 1448]; 310.) Cal.4th Clemons thus supra, supports reasoned, that Wims to a determination from state law any right jury arising is and limited law standards “qualified” state review by appellate (Wims, to that determination. 10 Cal.4th at italics applicable added.)
“The court’s in Clemons to California’s high reasoning applies [thus] 12022[, ](b) scheme for section subdivision sentence enhancements. Defend- ants’ state to on enhancement is statutory right findings jury [such an] of California to exam- courts constitutionally qualified by duty appellate ine ‘the entire cause’ when ‘misdirection of the and to any jury’ alleged Const., VI, (Cal. affirm the absent a art. ‘miscarriage judgment justice.’ therefore, if examine the to defendants’ we Contrary suggestion, § record of this trial to determine whether the instructional error resulted in a do not miscarriage engage we justice, any impermissible attempt ‘substitute’ our determination for the determination a defendant jury may Indeed, claim under section 969c. of such corrective appel- possibility late determination is inherent in the state scheme for determi- statutory jury rendered, nation. When such and thus af- review appellate complements, fords, and, thus, their full under defendants due of law jury rights process (Wims, 310-311.) Hicks. [Citation.]” Similar here. The state constitutional of sua requirement principles apply determination of lesser of- uncharged instructions sponte allowing fenses creates not to the exercise of norma- only right jury factfinding, Moreover, tive discretion. is itself and limited right by qualified standards of review also established the state Constitution. appellate When we assert and exercise our to review the error in this we way, power claim must no due interest identified Hicks. Defendant’s usurp process therefore be dismissed. violated, “state standards alone have been the State is free
When ... its state harmless-error rule to such errors of state law.” own apply (1967) 386 U.S. S.Ct. L.Ed.2d (Cooper v. California effect on the We therefore determine that federal law has no appro when, case, standard review in a of California priate appellate noncapital offense on defendant his otherwise valid conviction of a challenges under California law to duty the trial court failed in its sua grounds offenses, instructions, all correct and lesser complete, provide thereof, substantial all theories which including enjoyed support
173 correct whether principles It remains to consider evidence. California to the strict adherence continued or even permit, require, jurisprudence We conclude state law error. for this form of of reversal Sedeño standard not. do they decisions, the California Consti- recent in several
As we have explained ad- tution, specifically contains provision unlike its federal counterpart, shall that judgment error. It of reversible provides “[n]o dressed to issue trial, including conduct of kinds of error in the set aside” for various be of evi- admission or rejection and “improper “misdirection of jury” cause, dence,” evidence” including of the entire unless “an examination Const., (Cal. of justice.” in a “miscarriage indicates that the error resulted “ the electorate VI, 13, ‘added added.)20 This art. italics provision § rule that of abrogating preexisting of this state for the specific purpose ” 10 (Wims, se.’ error as reversible per had treated substantial any 478, 293, 314, (1993) 5 Cal.4th 501 v. Cahill Cal.4th quoting italics.) (Cahill), P.2d original Cal.Rptr.2d 1037] the constitutional as used in “misdirection of jury,” phrase “ ‘ “The ‘misdi- error at issue here. word extends to the form of provision, It seems mani- kind of instructional error. rection’ includes logically every incorrect, omitted instructions wrongly or conflicting, fest that ambiguous, or ‘misdirect’ in the Nothing language deliberations. jury’s may equally VI, of actual that its suggests requirement of article section history cause, the evi- including reference to ‘the entire determined by prejudice, dence,’ ‘misdirection,’ (Soule v. but not to others.” some forms of applies (1994) 8 Cal.4th Cal.Rptr.2d General Motors Corp. ” 470, 298].)’ Cal.Rptr.2d P.2d v. Flood 18 Cal.4th (People Wims, 314-315.) (Flood), quoting VI, Cahill, 13 of the of article section a renewed focus on the meaning abandon, insofar to conclude that we must California Constitution caused us law, rule of automatic reversal decades-old California as based on state criminal admitted in a confession was involuntary erroneously where an VI, eliminated the prior Article section 13 trial. Cahill reasoned as follows: causes a miscarriage substantial trial error any appellate presumption be that the record and evidence The Constitution’s justice. requirement in the case specifically applies examined for actual unfair harm particular VI, judgment shall be set provides: “No 13 of the California Constitution 20 Article section cause, aside, jury, of the of the or any ground on the of misdirection granted, or new trial evidence, any pleading, matter of any error as to rejection of or for improper admission or cause, unless, an examination of entire any procedure, after any error as to matter of evidence, complained the error of has opinion including the the court shall be miscarriage justice.” in a resulted *29 errors in the admission of evidence. This is not eliminated duty simply because the error of was itself constitutional. In rare instances complained ” (Cahill, “fundamental involving ‘structural defects’ 5 Cal.4th at supra, p. 502) (for in a criminal denial of the proceeding right example, complete to a or to an it jury, be or beside the impartial judge), may impossible, point, record, to evaluate the harm resort to the trial and a resulting miscarriage However, of arise justice may of the evidence. the im- regardless confession, error, admission of a if proper even state constitutional is an mistake, (ibid.) a mere “trial error” evidentiary that occurred during case to the The effect of of be presentation jury. this form error can assessed in quantitatively the evidence to determine whether the light 487-502; (Id. error was or harmless. at also cf. prejudicial pp. Arizona 279, 1246, 1263-1265, Fulminante 499 U.S. S.Ct. 307-309 [111 L.Ed.2d seen,
“As we have the California reversible-error its provision, terms, directs that the nature of such an error be prejudicial evidentiary cause, determined ‘after an examination of the entire including evi- Const., VI, (Cal. 478, 13.)” (Cahill, 502.) dence.’ art. 5 Cal.4th supra, § circumstances, Under such effect of be such error is to prejudicial “[t]he determined, law, of California under the purposes generally applicable VI, test embodied in article section 13 ... . reasonable-probability [Citing Watson, (Cahill, supra, 5 Cal.4th at supra, pp. 836.]” 509-510.)21
We have since invoked similar to conclude that the Watson principles harmless error test to two forms' of state law instructional error applies Wims, criminal In trials. 10 Cal.4th we held that where the supra, right to a trial on a sentence enhancement arises from state noncapital solely law, the erroneous omission to instruct on an element enhancement is Constitution, VI, virtue of California article section to the subject, by (Wims, 314-316.) Watson standard of reversal. 10 Cal.4th at In supra, pp. Flood, 18 Cal.4th we ruled that supra, state law error from any arising must, a failure to instruct on an element of a criminal offense Cahill rejected the involuntary notion that California’s automatic reversal rule for con- misconduct, ground, fessions was based on some such as the deterrence of official which was (Cahill, independent accuracy fairness and of the trial itself. 5 Cal.4th Instead, noted, 506-507.) Cahill general apparent California rationale for the rule was a “ ” (Id. assumption juries that confessions have a ‘bombshell’ effect on the that hear them. se, observed, 503.) Cahill using justify p. assumption reversibility per this a rule of prior sight purpose significance” “lost principal decisions of California Constitu- VI, (5 improperly tion article section 13. Cal.4th at The fact that an admitted might expected prejudice abrogate confession often be did not cause constitutional (Ibid.) requirement that the actual effect the error examined in each be individual case. Watson, VI, under despite prior be evaluated section to article pursuant error is revers- such that with limited exceptions, cases suggesting California 480-491.) (Flood, pp. ible se. per *30 the clear, the like of jury, make misdirection both and Flood As Wims Cahill, error for a form of in is of at issue admission evidence improper an individualized preju- Constitution expressly requires the California which Wims, 470, 487-490; supra, 18 Cal.4th (Flood, supra, dice assessment. Cahill, Moreover, in both Wims the at issue 314.) as in missteps Cal.4th the case to the jury, in the of were mere errors presentation and Flood unfair regard- defects that rendered proceedings fundamental structural 489-490; Wims,supra, at (Flood, 18 Cal.4th supra, pp. less of the evidence. 312-314.) 10 Cal.4th pp. here, abrogation and their requires govern application
Similar principles reasoning We our near-automatic reversal. explain standard of Sedeño in detail. erroneous failure near-automatic reversal for test of stringent Sedeño Modesto, supra, had its origins instruct on lesser included offenses
to that, such instruc- held where the evidence supported Cal.2d 722. Modesto tions, to have the defendant’s “constitutional right their omission violated (Id. at the evidence.” p. material issue by determine every presented of the Watson standard then rejected application Modesto expressly reversible, of that “[rjegardless the error was reasoning determine whether be, the denial of such of guilt may how evidence overwhelming VI, article section AlA fundamental cannot be cured right by [now [former] Constitution, right for the denial of such of the California section 13] meaning provision.” itself a within miscarriage justice 722, 730.) (Modesto, Cal.2d supra, 59
Sedeno, to the extent later modified Modesto 10 Cal.3d supra, if the issue be deemed harmless that Modesto error could acknowledging on lesser instructions been omitted by which would have presented under to the defendant adversely resolved necessarily included offenses was 721.) With this other, (Sedeno, instructions. proper however, instruct on a lesser failure to limited erroneous exception, to the remained subject the evidence has by included offense supported automatic reversal.22 Modesto rule of analysis support significant
Neither Modesto nor Sedeño provided
rather than requires,
that the California Constitution precludes,
conclusion
(1973)
Cal.Rptr.
The error in sua a to instruct on lesser failing sponte fully, included offense is not a fundamental structural defect in the mechanism of 478, (Cahill, 502) criminal 5 Cal.4th which cannot or proceeding cause, should not be evaluated for reference to “the entire prejudice by Const., VI, Instead, (Cal. 13). the evidence” art. like the errone- including § confession, ous introduction of an or the omission involuntary instructional enhancement, of an element aof offense or it is a mere charged sentencing error, trial one committed in the of the case to the theBy presentation jury. token, same adverse effect of an erroneous failure to probable provide lesser offense in a case can be assessed option particular readily by individualized, concrete examination of the in that record case. Under such circumstances, Cahill, inas the error must therefore be evaluated under the error, California test for harmless that set forth in generally applicable Watson.24 (Garcia), exceptions per state additional to the rule of se reversal for Modesto 826] applicable error. Garcia concluded that under the so-called rule to omitted Cantrell-Thornton circumstance, charged special instructions on elements of offense or automatic reversal issue, required parties recognized was not “where the omitted was in [the element] issue, only presented all evidence their command on and ... the record not contrary worthy [missing establishes the as a matter law but shows the evidence not element] omitted, added.) (Garcia, supra, In the consideration.” fn. italics of evidentiary described—i.e., complete “worthy” circumstances absence of on the evidence duty included under omitted issue—no to instruct on a lesser offense would arise Modesto
Sedeño.
Phillips
Cal.Rptr.
414 P.2d
explained,
23 AsFlood
Nor that if the evidence was on the necessarily premise offense is prejudicial, in the first it offense instructions place, lesser substantial warrant enough had the instructions affect the outcome been strong enough must have are distinct. fact, review evidentiary standards of been omitted. In two Modesto, Sedeño, above, the sua and their progeny, under As explained arises if there is substan- a lesser included offense to instruct on duty offense, not the charged of the lesser but the defendant is guilty tial evidence *32 668, 684-685.) This standard requires 25 Cal.3d (Flannel, offense. supra, “ ‘a jury composed included offense whenever instructions on a lesser ” lesser, but not the that the . . . reasonable could [persons] concluded’ added, italics (Id. quoting committed. offense was greater, Carr, evidence is “sub- 294.) In whether deciding 8 Cal.3d supra, context, bare sufficiency, determines its only legal in this a court stantial” Wickersham, 684; Flannel, see also (See 25 Cal.3d not its weight. supra, 307, 324.) hand, Watson, entirely takes an on the other review under Appellate not on what review focuses of the evidence. Such posttrial different view do, in the to have done likely such a is jury could but what jury reasonable evaluation, that In making of the error under consideration. absence consider, the evidence whether things, other among court may appellate and the evidence relatively strong, is so the existing judgment supporting weak, is no that there comparatively different outcome is so supporting affected the defendant complains the error which reasonable probability arose to instructions give that a duty a determination the result. Accordingly, instructions offense, that the omission such a lesser included on error, the error whether does not resolve question or in was whole part of the Watson standard of review prejudicial. Application appellate may that, occurred, disclose error though it was harmless.25 case, we conclude that in a Accordingly, error in sua noncapital failing instruct, or to instruct on all lesser included fully, offenses and theories thereof which are the evidence must be supported by reviewed under Watson. A conviction of the prejudice exclusively offense charged if, be may reversed of this form of error consequence “after an only cause, Const., examination of the (Cal. entire the evidence” art. including VI, 13), it the defendant appears “reasonably would have ob- probable” § (Watson, tained a more favorable outcome had the error not occurred 818, 836).26 46 Cal.2d above,
As indicated the Court of in the case did not Appeal present to evaluate the erroneous omission of instructions on heat of attempt passion record, evidence, the entire by examining to determine whether including Instead, it was the error affected the reasonably outcome. the court probable California decisions that applied prior defendant’s conviction be requiring reversed unless the resolved the jury omitted heat of necessarily erroneously issue in another context. Because we here overrule the authority hand, disagree 25 Onthe other we with Justice Mosk’s assertion that if the defendant was evidence, any convicted of the offense on failing substantial error in to instruct on a lesser included per premise offense must be harmless se. Justice Mosk’s such error very affects the lesser offense of which the defendant But purpose was not convicted. jurors greater of the rule is to allow the to convict of either or the lesser offense where the might support evidence That the greater acquittal, either. chose the over and that the whether, technically permits greater, evidence conviction of the the question does not resolve cause, Const., VI, (Cal. including 13), “after an examination of the entire the evidence” art. § appears reasonably it probable given would nonetheless have elected the lesser if case, Depending choice. on the may circumstances of an individual such an examination probability way. reveal a reasonable that the error affected outcome in this abrogating 26 In the Sedeño standard of reversal for instructional error on lesser included *33 cases, “fundamental,” “flexible,” noncapital depart though offenses in we from the jurispru 1203, (1993) policy (People dential of stare decisis. v. Latimer 5 Cal.4th 1212-1213 [23 (Latimer).) Cal.Rptr.2d P.2d 858 As other recent decisions of this court demon 611] strate, departure compelled by meaning “miscarriage such our reexamination of the of the VI, (art. 13), justice” of clause of the California Constitution a matter on which we are the § weigh strongly final arbiter. We discern no institutional reliance or societal interests that Latimer, against (E.g., today. supra, p. the new rule we announce 5 Cal.4th at We also reject any may “retroactively” defendant’s that such rule applied contention new not be to his result, any pending process require change other case. Due does not such a since the in appellate liability adopted opinion expands review standards this neither criminal nor (1995) punishment previously (People enhances for a crime committed. 12 Cal.4th Cuevas (Cuevas); City Cal.Rptr.2d 275 P.2d see Bouie v. Columbia of 1697, 1701-1703, 894].) implicate 378 U.S. 352-354 S.Ct. 12 L.Ed.2d Nor does it (Cuevas, any cognizable other reliance interest of individual criminal defendants. 276; cf., e.g., People Cal.Rptr.2d Cal.4th at v. Scott Cal.4th may We conclude that our decision full effect. therefore have retroactive relied, to remand it we deem appropriate the Court Appeal which to determine prejudice that court to permit matter to the Court Appeal by concludes If the Court of Appeal herein. established under principles harmless, then address it should the error was standards that correct (Cahill, raised defendant by appeal. additional issues 478, 510.)
Conclusion insofar as it holds is reversed of the Court Appeal judgment because the heat must be reversed defendant’s murder conviction offense of the lesser included from instructions on issue omitted erroneously another resolved necessarily was manslaughter voluntary for further proceed- remanded to the Court Appeal context. The cause is in this consistent with views ings expressed opinion. J., J., Chin, J., C. concurred. Werdegar,
George, MOSK, J. dissent. I cause, others, reviewing as in many analysis required
In this and, so, the trial court erred if whether court entails consideration of whether its error reversible. I cannot correctly, join do not resolve either question
Because majority in their opinion.
I County of Los Angeles filed in the Court information By Superior attorney charged appellant on behalf of the district People, Breverman quote, Scott Breverman murdered Andreas Suryaatmadja—to . . . murder aforethought and with malice “did willfully, unlawfully, that he did so by personally a human being”—and alleged Suryaatmadja, a firearm. using that, essence, one night, showed the evidence
Trial was by jury. Breverman, man, some at this house in Chatsworth was visited White unclear, that about friends; indeed clear role was it was his own although *34 Ju, Asian- Yoon teenage Kim and two of his friends set upon Hyun eight house; affiliation claiming his walking American as were boys, they past “Chinks,” and other Kim and Ju “Nips,” called they a local street gang, with let them slurs, and finally fists and feet and weapons, beat them with racial the next Kim returned a fair go; night, to his assailants to challenge fight, friends, and of his also brought seven who were along eight teenage Asian-American to back him included his friends boys, up; Suryaatmadja, old; house, who sixteen the no one front of Kim slashed years finding one the tires a silver-blue BMW automobile in the driveway, parked Breverman; which he and his friends to belong began happened withdraw; vehicle; came out Kim Breverman house to check and his friends Breverman to his friends out for a fair challenged bring sharply Breverman alarm and back fight; activated vehicle’s went into system, house; left; returned, Kim and his friends then some minutes later they vehicle; intent on and some of the vandalizing although Suryaatmadja back, rest, shouts, other with hostile started boys hung apparently instruments; sounded; the vehicle with various the alarm from battering house, friends, within the Breverman commenced at Kim and his firing using semiautomatic that was not shoot- 9-millimeter pistol lawfully registered, rounds; fled; house, off four and near to the ing boys leaving drawing vehicle, level, he continued with his arm in a locked firing, position, parallel to the and off an additional ten rounds all ground, finally shooting stopped, told; in the he reloaded the since he shot off process, weapon, apparently hold, more rounds than its could and still had two one magazine remaining, chamber; in the about one in one-hundred magazine eighty-two wounded, feet the head. through shot away, Suryaatmadja lay mortally The that the court ruled evidence was insufficient for first degree superior murder, which the unlawful of a human with malice killing being requires and deliberation. It to instruct the aforethought plus premeditation proceeded murder, murder, on second which including degree jury requires It on unlawful with malice also instructed killing aforethought. manslaugh- ter, as a lesser offense within necessarily greater purportedly so, murder, offense of it including voluntary manslaughter. doing instructed on via the doctrine of self- voluntary manslaughter “imperfect terms, defense,” not, or heat of but sudden statutory “upon quarrel Code, 192, (a)). It as on use (Pen. subd. instructed well personal passion” § of a firearm.
The returned a verdict Breverman of second finding guilty degree murder, and also that he used a firearm therein. finding personally Breverman sentencing court rendered judgment accordingly, superior murder, to life for for 18 to life—15 second years years degree plus prison use of a firearm. years personal All of the concluded that the
The Court of reversed. justices Appeal erred to instruct the failing voluntary manslaughter court superior
181 manslaughter to voluntary in addition heat of on a sudden quarrel a lesser self-defense, manslaughter in effect reasoning via imperfect murder; offense charged the greater included within necessarily offense is, was, an error generally as such the error also concluded they 703 (1974) 10 Cal.3d [112 v. Sedeno People se” under “reversible per to our urge wrote separately of the justices P.2d One Cal.Rptr. 913]. each on bearing question. of decisions reconsideration II under Cali- court erred conclude that superior majority initially
The on a voluntary manslaughter to instruct the jury fornia law by failing- via manslaughter to voluntary in addition or heat of passion sudden quarrel that a trial is their concluding, major premise In so self-defense. imperfect included within necessarily on a lesser offense instruct sua court must sponte is a manslaughter is that Their minor premise offense. greater, offense the greater charged included within necessarily lesser offense (But see is sound. the major premise need not consider whether murder. We minor J., is Brown, 195-202.) That post, dis. pp. opn. because.the is not. premise court the rule that a trial that we relatively recently adopted
It was only included necessarily on a lesser offense instruct the sua jury must sponte Hood v. (People offense. greater charged within a court was 370].) Traditionally, P.2d 449-450 Cal.Rptr. Cal. Criminal Law (5 & an instruction. Witkin Epstein, to such give required Hood, 3587; Cal.3d at Trial, 2926, see v. (2d 1989) People ed. p. § 34, 36-37 decisions]; (1968) 268 Cal.App.2d v. Cooper 450 [citing People [same]; (1964) 228 Cal.App.2d v. Roth Cal.Rptr. 608] [same].) & fn. 2 Cal.Rptr. 582] the harm avoid rule is specifically, prophylactic, purpose Barton (See, e.g., People and “over-acquittal.” “over-conviction” it say, That is Cal.Rptr.2d 195 [47 of a greater defendant guilty finding from aims to prevent one, desire to keep out of a offense, of a lesser only he is though guilty even time, it aims ibid.) At the same (See, e.g., going him from unpunished. offense of a greater defendant not guilty finding from prevent is, fact, of a lesser he guilty even though him letting go unpunished, ibid.) (See, one. e.g., however, court must instruct terms, A trial the rule is limited.
itsBy
very
when,
necessarily
when,
lesser offense
and sua
*36
within the
offense. Two standards are
greater charged
applicable. (E.g.,
92,
748,
v.
665 P.2d
People Wolcott
98
Cal.Rptr.
203,
520];
(1996) 52
v.
208
People Wright
Cal.App.4th
Cal.Rptr.2d
316].) Under the so-called
elements” test
v.
“legal
(People Wright, supra,
208),
52
at
the lesser is
included within
Cal.App.4th
necessarily
p.
if, as a matter
in
their
greater
respective statutory definitions,
law view
of
of
an actor cannot commit the
without
the lesser
greater
necessarily committing
Wolcott,
98;
“unlawful or with killing being, 1311, 1, Code, (Pen. (a), amended ch. subd. as Stats. by p. § § added.) italics in its Neither in that nor thereafter was year manslaughter expanded include the without malice killing definition to unlawful statutory fetus Indeed, months we held that excluded aforethought. just ago, manslaughter fetus as a v. Dennis (People victim.
Cal.Rptr.2d Moreover, killing murder is defined as an unlawful though statutorily even is defined as an unlaw- malice aforethought manslaughter similarly with (see, understood currently e.g., ful malice as killing aforethought, without Barton, 199-201), are not distin- 12 Cal.4th at they pp. True, it their by contradictory prepositions. appears guished simply of malice aforethought, manslaughter murder is marked presence manslaughter its absence. But the “absence” of malice aforethought not, but rather the the absence of malice aforethought strictly speaking, (id. 199), other, at p. specifically, “circumstances” extrinsic presence or imperfect heat of passion a sudden quarrel voluntary manslaughter, 153; ante, dis. opn. see generally, (ibid.; p. see maj. opn., self-defense 188-189; [stating fn. J., also id. at Kennard, see post, pp. offense including be termed a lesser might manslaughter “voluntary italics)]). (original murder” *37 test, not manslaughter offense of the lesser elements
Under legal murder. That is offense of greater charged included within necessarily definitions, because, statutory their in view of respective as a matter of law man- necessarily committing can indeed commit murder without an actor cannot commit that an actor is not the case Put otherwise: It slaughter. can Such person committing manslaughter. necessarily murder without or devoid of sudden quarrel under circumstances commit murder assuredly a fetus. also do so against He can or self-defense. heat of passion imperfect victim, it such a commits circumstances or against murder under such If he contrary, commits To the manslaughter. not that he necessarily does follow does not do so. that he necessarily it follows test, man-
Likewise, lesser offense of under the accusatory pleading offense charged the greater is not within slaughter necessarily because, of the allegations as" a matter of fact view murder. That is conduct, neces- commit murder without an actor can indeed his describing filed the information committing manslaughter. pertinent part, sarily and with “did willfully, unlawfully, that Breverman charged only below It is not the being.” a human malice murder . . . aforethought Suryaatmadja, cannot commit murder without an actor so conducts himself case that who Such a Quite person manslaughter. opposite. necessarily committing heat of or circumstances devoid of sudden quarrel commits murder under does not that he necessarily self-defense. It follows or passion imperfect (see maj. opn., to the implication commit manslaughter. Contrary majority’s a human ante, is identified as 5), fn. it matters not that his victim at p. under circum- commits murder than a fetus. To He repeat: rather being self- or imperfect or heat of passion stances devoid of sudden quarrel defense. understood, is a currently as manslaughter,
All this is not to deny this very of murder. But offense offense related to the greater lesser Cal.4th 108 Cal.Rptr.2d v. Birks day, related offenses need not instruct on lesser 1073], that a trial court we hold If not do so. we generally may indeed at the defendant’s request, even are to qualify holding, we should do so The do deliberately. majority even make an attempt.1
Ill then conclude that the majority court have erred superior may revers- under California ibly law by failing instruct man- voluntary on a sudden slaughter or heat of in addition quarrel voluntary via manslaughter self-defense. imperfect
I disagree. all, first reason is this: The My court did not err at superior reversibly otherwise. second
My reason is different. It is in the suggested majority’s analysis, *38 but is not therein. It developed follows. consider, addressing question we as a reversibility, general
matter, whether or not the error caused prejudice, which is a taint on simply outcome, trial in the form of an unfavorable effect on the in a meaning, trial, an unfavorable effect on the verdict.
To consider
we first choose the
prejudice,
standard—such as
appropriate
the “harmless-beyond-a-reasonable-doubt”
(Chapman v. California
test
18,
(1967)
824, 828,
705,
386 U.S.
24
S.Ct.
17 L.Ed.2d
24 A.L.R.3d
[87
1065]), which
to error violative of the United
generally applies
States
that,
self-defense,
1 Inote
passing
by instructing
voluntary
in
manslaughter
imperfect
via
superior
effectively
voluntary manslaughter
court
instructed on
quarrel
on a sudden
friends,
heat
passion.
Common to both
including
was Breverman’s reaction to Kim and his
Suryaatmadja. Voluntary manslaughter
quarrel
on a sudden
or heat of
requires
provocation that
adequate
(E.g.,
(1946)
is
to arouse a reasonable person.
People v. Valentine
121,
aroused,
1].)
28 Cal.2d
136-144
P.2d
person may
(e.g.,
So
such a
act in terror
[169
45,
(1917)
People Logan
1121]),
ibid.)—not
v.
175 Cal.
P.
revenge (e.g.,
49
but not for
[164
against teenage boys
even
group
of a different ethnic
expensive
who vandalize his
automo
Here,
terror,
bile.
high.
they began
they
Breverman’s emotions doubtless ran
But
if
even
in
rounds,
BMW,
evidently
revenge,
ended in
as he
standing
shot off his last
near his
his
with
level,
arm in a
position, parallel
ground.
assertedly
locked
to the
The same evidence that
supported voluntary manslaughter
imperfect
assertedly
voluntary
via
self-defense
supported
evidence,
course,
manslaughter
quarrel
passion.
rejected
on a sudden
or heat of
That
jury,
unreasonably.
not at all
Kennard,
consider,
Unlike Justice
I decline to
depth,
relationship
in detail and in
manslaughter
statutory
between murder and
and their respective
definitions. I do so because
Court,
(See
parties
did not raise the
Appeal.
issue in the Court of
Cal. Rules of
rule
29(b)(1).)
question
surely
important
escape
one. But it will not
examination. It is
Lee,
21,
implicated
People
(S060352),
in
granted May
currently
v.
review
1997
which is
pending on review.*
*Reporter’s
Supreme
Note: For
see
opinion
Court
185 Constitution; (1956) 46 test v. (People Watson “reasonable-probability” 818, under covers error 243]), usually P.2d which Cal.2d 836-837 [299 law; (1988) test v. Brown (People and the “reasonable-possibility” California 604, 432, 1135]), covers 758 P.2d which Cal.3d 446-448 Cal.Rptr. 46 [250 on the death. bearing error under California law penalty standard, then ask ultimate question chosen the we Having appropriate effect, itself, some- in verbal formulas. We one of two using, prejudice (see at their maj. one majority opinion times do inquire—as point ante, had under the error 177)—whether, at the standard p. question, opn., (1996) 14 the outcome. v. (See, People an unfavorable effect on e.g., Alvarez 155, 385, 234 P.2d reasonable- Cal.4th 926 Cal.Rptr.2d 365] [under [58 799, test]; v. Marshall possibility People 347, P.2d harmless-beyond-a-reasonable- Cal.Rptr.2d 1280] [under test]; Cal.Rptr. doubt Gordon People v. standard]; cf. v. reasonable-probability 251] [under Alvarez, at fn. 38 reasonable-prob- Cal.4th pp. [under of counsel standard for of ineffective assistance ability component prejudice Constitution, VI, and California of United States Amendment violative Constitution, times, I, do the At other we article section inquire—as ante, 178)— (see in their maj. opn., another majority point opinion whether, under would the standard in a more favorable outcome question, (See, resulted in e.g., People have the absence error. Bradford (1997) 14 Cal.4th 929 P.2d Cal.Rptr.2d 544] [under *39 13 test]; (1996) v. Jackson harmless-beyond-a-reasonable-doubt People 1164, 49, Cal.4th P.2d reasonable- 920 Cal.Rptr.2d [under 610, test]; v. 5 Cal.4th Cal.Rptr.2d Wader probability People test]; cf. Ledesma reasonable-possibility 80] [under (1987) 729 P.2d Cal.Rptr. 839] [under of assist- standard for ineffective reasonable-probability prejudice component Constitution, VI, ance of counsel United violative of States Amendment Constitution, I, 15].) California article section we use the other of formulas is a matter Whether one or the two verbal focus on rhetorical and makes no substantial difference—so as we style long fact that an on the When we so is unfavorable effect outcome. prejudice focus, if recognize we a truth that is Reversal is simple: required deceptively is, error caused effect on the outcome. an unfavorable prejudice, Reversal, however, have not if the absence error would required merely situation, is a taint in a more outcome. In the former there resulted favorable latter, is not. on the trial. In the there bar, that, if the court had to the I even
Turning case believe superior or on a sudden by failing manslaughter quarrel erred to instruct voluntary heat of in addition to via self- voluntary manslaughter imperfect defense, its “error” could not been could not have reversible. “error” have caused That is because it could not caused an have unfavor- prejudice. able effect on the It could affected a verdict finding verdict. have Breverman was not returned guilty voluntary manslaughter—which by It could not have affected the verdict him of second jury. finding guilty murder—which degree was.
As I of the rule a trial court to have explained, purpose requiring instruct sua on a lesser offense included within a necessarily greater offense is to avoid the harm of “over-conviction” “over- here, if the rule had been its not Even would acquittal.” applicable purpose been have frustrated. Breverman was obviously by “over-acquitted” Indeed, he was not it at all. Neither was he “over- jury. acquitted convicted.” the evidence of second murder was more than Certainly, degree sufficient to its verdict under the due clauses of the Four- support process I, teenth Amendment to the United States Constitution and article section of the California Constitution. in the most light evidence Viewing favorable to the a rational could have found that it had surely all People, doubt, killed to find reasonable that Breverman beyond namely, unlawfully (See, with malice v. Rowland aforethought. e.g., People Suryaatmadja 841 P.2d Cal.Rptr.2d 269 [14 sum, ante, 25), (see and unlike the fn. I majority maj. opn., am to conclude that the verdict Breverman finding guilty compelled jury’s trial, second murder—a verdict that was returned after untainted degree not, and could and that was more than sufficient evidence—did supported VI, not, to, reflect, a either under article amount “miscarriage justice,” section 13 of the California Constitution or otherwise.2
IV above, of the Court of For the reasons stated I would reverse judgment *40 and remand the cause to that court without directions to reconsider Appeal reversibility. the question of conclusion, failing on 2 Against my might argued be that a trial court’s error in to instruct it necessarily greater charged a offense would be “nomreversible a lesser offense included within “over-acquit.” But the harm that such
per jury se” the does not “over-convict” or if whenever is, course, threatens, not come “over-acquittal,” and does a failure which of “over-conviction” court, situation, by failing to instruct ground to there is no for reversal. In this the trial pass, above, be may prophylaxis—but prophylaxis proved not to provide as indicated have failed necessary. consider, Kennard, any way, relationship decline to in the between murder Unlike Justice I I do so because manslaughter consequences and its under the United States Constitution. and ante, 1.) (See, fn. Appeal. the did not raise the issue in the Court of parties In California, “the defined as un- J., murder is KENNARD, Dissenting. (Pen. aforethought.” a . . . with malice human killing being, lawful however, Code, kills in the “heat of 187.) passion,” One who intentionally § murder, manslaughter. but voluntary and is not of guilty lacks malice Code, (Pen. § trial, case, murder. At heard jury
In this defendant with charged was killed the victim the to show that defendant tending intentionally evidence evidence, sufficient to heat This if credited jury, of passion. however, court, The trial did manslaughter. a verdict of support voluntary lacks malice that one kills in heat of instruct who jury passion defendant of and therefore not of murder. convicted jury is guilty murder. law, that, the trial
I as a matter state court with agree majority in the heat of killing should have instructed that intentional however, not murder but I with manslaughter. disagree, is passion voluntary conclusion the trial court’s failure to so instruct was not majority’s view, constitutional error when a defendant my charged federal as well. a with murder and there is sufficient evidence conviction for support on failure to instruct on a “heat of voluntary manslaughter passion” theory, to a jury the defendant’s federal constitutional trial theory rights violates of law. rests to due This conclusion process unique relationship murder and in which volun- manslaughter, between voluntary relationship all the elemental facts tary manslaughter necessary support includes heat of conviction for murder the additional elemental fact of plus passion. I
A men insults and threats defendant young shouting group approached retreated his house and men night. his one Defendant inside driveway for his Fearing attacked defendant’s car with sticks and metal rods. safety, the door. The defendant and fired several shots got gun through group at the to flee. Defendant came outside and continued began firing fleeing killing one of them. shooting group, that murder
Defendant was with murder.1 The was instructed it was not aforethought; of an with malice required killing unlawful proof malice, making the instructed that a done in the heat of lacks killing not murder. voluntary manslaughter, killing only It held that trial reversed defendant’s conviction. The Court Appeal manslaughter on voluntary failure to instruct on its own initiative court’s *41 law. heat of error under state reason of was reversible passion degree. are in the second 1 References to “murder" to murder 188
II I with a begin my analysis description between unique relationship murder and an voluntary manslaughter, followed of the federal analysis constitutional of that consequences relationship.
Murder is defined statute as an “unlawful with “malice afore- killing” Code, 187, (Pen. (a).)2 thought.” subd. on the Voluntary manslaughter, § hand, other is an “unlawful “without malice” and killing” a sudden “upon (§ 192), or heat of quarrel or a faith but passion”3 good unreasonable upon 186, belief in the need (1995) for self-defense (People v. Barton 531]). 199 P.2d Cal.Rptr.2d murder,
For malice be or purposes may “It is express implied. express when there is a manifested deliberate intention to take unlawfully away life of a creature. It fellow is when no implied, considerable provocation or when the appears, circumstances attending show an abandoned killing (§ 188.) heart.” Malice malignant malice) is the intent to kill or (express intent to do an act to human dangerous life with conscious of its disregard malice); danger murder is (implied accordingly, proven by showing unlawful either the intent to kill or the intent to killing plus do dangerous act with conscious of its disregard danger. (People v. Saille 820 P.2d malice and an Cal.Rptr.2d intent [“express same”], 1115; to kill are one and the unlawfully v. Swain Cal.4th Cal.Rptr.2d
When an unlawful that would otherwise be a murder is done in the killing heat of malice is absent and the passion, man- killing only voluntary malice, however, To establish the absence of it slaughter. is not necessary the absence of the mental states prove used to define malice—the intent to kill or the intent to do an act to human life dangerous with conscious of its disregard absence of malice be shown in this danger. Although may it be way, also shown an additional elemental fact: that the may by proving defendant, kill, even acted in the heat though intending of passion. the intentional results from a sudden heat killing quarrel “[W]hen induced by the killer lacks malice and the passion adequate provocation,” Saille, crime committed is voluntary manslaughter. (People Cal.3d at of heat of the absence establishes presence malice even when one of the mental states for murder is necessary present.
Thus, matter, crime as functional the elemental facts with proving a subset of the elemental facts of the greater punishment—murder—are statutory 2 Further references are to the Code. Penal passion” statutory language “upon quarrel 3 Iuse the term “heat of to refer to the a sudden (§ (a).) passion.” or heat of subd.
189 Proof of the manslaughter. the lesser crime with punishment—voluntary of an additional elemental facts of crime of murder proof elemental the plus the of (heat voluntary manslaughter. of establishes crime fact passion) is unlike the murder and voluntary manslaughter The between relationship offense, and lesser included greater between the offense typical relationship all of the of the offense encompass the elemental facts greater which reversed, Here, of offense. the is elemental facts the lesser relationship encompass facts the lesser crime of voluntary manslaughter the elemental of elemental facts of the crime of murder.4 greater the the of this relation- are federal constitutional consequences unique What murder and voluntary manslaughter? between ship the federal Constitution a defendant to have guarantees right jury The he of the of the of which is decide the existence of all elements offense convicted. As I “The Sixth Amendment to federal recently explained: determine, to a ‘gives Constitution a criminal defendant the have right jury doubt, crime a reasonable his of element of the with guilt every beyond charged.’ (United which he is States v. Gaudin 515 U.S. S.Ct. 132 L.Ed.2d ‘constitutional responsibil- jury’s Gaudin, court to the facts said in includes the law
ity,’ high applying is, each “ulti- determine existence of element of crime—‘that [the] (Id. 514-515.)” mate” or “elemental” needed to convict. at pp. fact[s]’ v. Flood 18 Cal.4th (People Cal.Rptr.2d Kennard, (dis. J.); of see also id. at opn. (maj. opn.).) convict, In order to make fact needed to finding a each elemental crime. must of course instructed elements For be on the jury fully reason, offense, instructions that omit or misdescribe an element of the are from factual constitu- preventing making necessary finding, Flood, defective. tionally (People [“The directed verdicts extends to instruc- prohibition against for the prosecution failed effectively tions that from finding prevent prosecution doubt.”].) element of the crime reasonable beyond prove particular the manner be- relationship Given in which California has structured the of manslaughter, murder and definition malice voluntary complete tween intent to conscious the intent kill or the do a act with dangerous its both heat and unrea- the absence disregard danger plus Where, here, as is sufficient of heat of sonable self-defense. there evidence murder, 4 Indeed, voluntary manslaughter might including be a lesser termed offense murder, all facts although carries a than it includes of the elemental penalty it lesser murder. *43 verdict, passion support voluntary murder manslaughter instructions that fail to inform the it not find the jury may defendant guilty murder if heat is are passion present instructions on the element incomplete of malice.5
The United States
Court’s
Supreme
(1975)
decision in
v.
Mullaney Wilbur
1881,
Another avenue of federal constitutional also leads to this con- analysis clusion. Due fundamental fairness in the process requires criminal proce- dures which a defendant is (United convicted of a crime. States v. (1982) 3440, 3449, 458 U.S. 872 S.Ct. 73 Valenzuela-Bernal [102 L.Ed.2d that a guarantees criminal defendant will be process 1193] [“Due treated with ‘that fundamental fairness essential to the very concept ”]; (1967) v. Texas justice.’ Spencer 385 U.S. S.Ct. 653, 17 L.Ed.2d Due Process Clause guarantees fundamental 606] [“the trial”]; criminal Quartermain elements of fairness in a 16 Cal.4th Cal.Rptr.2d due particular, fundamental process fairness the determination of guilt “ensure[s] 807, 818, trial.” (Albright v. Oliver 510 U.S. S.Ct. (conc. J.).) L.Ed.2d opn. Kennedy, 5 Here, correctly jury the trial court did instruct on the unreasonable self-defense form of
voluntary manslaughter. voluntary above, murder between the relationship I have noted
As with is consistent of heat of passion presence manslaughter unique. verdict, but a murder that would support and other facts the mental state has chosen If a state a murder verdict. heat of precludes nonetheless X fashion, facts plus if the finds jury crimes such that in this to structure its finds facts than if the crime with a greater punishment Y it is a different there is evidence Z, (at least when unfair fundamentally it is X Y plus plus it may if Z is record) present not to inform of Z in the *44 is, an cannot omit the state crime. That defendant of the greater the convict the from jury manslaughter thereby prevent voluntary instruction on make that would heat of circumstance of passion the additional determining murder; to have has a right of the defendant innocent factually the defendant circumstance, is entirely which additional decide whether that the jury murder, is defendant of to convict the the facts necessary consistent with present. the defendant the real very possibility omit the instruction creates
To view, which, he is factually in the jury’s of an offense of will be convicted trial, hard to imagine and it is innocent under evidence presented to is manifestly unjust unfair than that. It more fundamentally anything the elements of voluntary ignorance the state to use the jury’s permit had it known jury, of murder when to convict defendant manslaughter the additional circumstance could have found of voluntary manslaughter, liable for only instead made the defendant heat of that would have passion fairness in fails to ensure fundamental that lesser crime. Such a procedure is that at trial. The crucial consideration the determination of guilt circumstance, consistent with is an additional of heat of presence passion verdict, establishes that not facts a murder elemental required support for murder. liability but manslaughter liability voluntary precludes Ill error in failing constitutional whether the federal
Before analyzing
in the heat
malice
it occurs
that a
lacks
when
killing
instruct
case,
conclusion that
in this
I address
majority’s
was harmless
passion
ante,
170, fn.
(Maj. opn.,
not been raised
parties.
the issue has
brief,
are the
who
People,
In their
19.) The
is mistaken.
majority
opening
this court and
here,
is before
that the issue
correctly recognized
petitioners
discussed
they
the course of
pages
addressed it at
Over
length.
the misdescription
the error here was
conclude
that we would
possibility
the following
in
acknowledged
murder. They
element of the offense of
an
of the elements
to a misdescription
the error here amounted
that if
words
error
to harmless
murder,
subject
error
a federal constitutional
it would be
824, (1967)
Defendant addressed this issue in his answering
malice
that a
in the heat of
lacks
killing
passion
failure to instruct
jury
violated his federal constitutional
manslaughter
and is at most voluntary
and to a
trial “and the
jury
requirement
prosecution
to due
rights
process
the crime
a reason-
charged beyond
each fact
constitute
necessary
prove
Constitution]).”
Amendment
Defend-
(Fourteenth
the federal
able doubt
[to
Nor
that neither
raised the issue in the Court of
surprising
party
At that
the case was controlled
the well-established state
Appeal.
stage,
law
v. Sedeno
We have never in as the of required perfection briefing recognizing price Defendant, a defendant’s constitutional rights. in this responding party court a favorable the Court of defending judgment by decided Appeal solely on state grounds, law more than raised the issue of whether adequately to instruct on heat failing of was federal constitutional error passion resulting in instructions on the elements murder. incomplete of Even though remands the case for majority further it remains a grave proceedings, ante, 169, opn., at p. illogical, fn. This conclusion is erroneous and for the offense murder, convicted, only defendant refers to can be the offense of which he was and not voluntary manslaughter, danger jury an offense posed by of which he was not convicted. The omitting instructions unjustly an element of the offense is that the defendant will be convicted jury finding of an offense without the present. that all its elements are Defendants thus can be omitting they harmed instructions an element of an offense if are convicted of the omitting offense. Because an element of an offense of which a defendant been has not case, defendant, (in manslaughter) majority’s convicted this cannot harm the alteration turns defendant’s sentence into nonsense. claim and him deny defendant’s recognize for this court to refuse injustice his constitutional rights.
IV of instructions on heat passion concluded that the failure to give Having error, of turn to the whether federal constitutional I now question was an element of an or omitting misdescribing error harmless. Instructions was of v. Chapman error under test analysis offense are to harmless subject (1993) 508 v. Louisiana as Sullivan 386 U.S. California, supra, applied Flood, supra, v. (People S.Ct. 124 L.Ed.2d U.S. 275 182]. Kennard, accord, J.).) The 470, 503-507; (dis. id. at opn. Cal.4th error, whether, without the in a trial that occurred “is not essential inquiry rendered, the guilty but whether have been surely verdict would guilty to the error.” unattributable surely rendered in this trial was actually verdict 2081], Louisiana, S.Ct. (Sullivan 508 U.S. v. italics.) original it be concluded may circumstances which
The three most common (1) are has jury to the error” when the verdict is unattributable “surely under other given the omitted factual question properly resolved necessarily is the func- instructions, has made some factual finding when (because no on the omitted factual question tional of a finding equivalent finding find found without also could the fact actually rational jury admitted conceded affirmatively or fact), the defendant omitted when Flood, (People the omitted factual question. Kennard, these J.).) None of 504-507; (dis. id. at opn. pp. did not resolve question here. The jury circumstances is present of the instructions under any acted in the heat passion whether defendant the functional equivalent that was nor did the decide any question given, Defendant under the heat of passion. defendant acted whether deciding acted in the heat of that he had not concede affirmatively did not admit passion. reason of voluntary manslaughter instruction on
The omission of an therefore harmless, and defendant’s conviction heat of *47 unconstitutional.7
Conclusion of murder was never case, defendant guilty that found In this in the heat of passion had acted defendant asked to determine whether voluntary stated, relationship between murder unique this case turns on 7 As I earlier should be of what standard question address the no occasion to manslaughter. presents It sponte sua on to instruct a trial court’s failure general to determine whether applied in offense is harmless. typical lesser included therefore lacked malice and was not of murder but guilty voluntary There was sufficient evidence to the conclusion that manslaughter. support defendant had acted in the heat of I affirm the Accordingly, would passion. of the Court of judgment defendant’s conviction. Appeal reversing BROWN, J., Dissenting. that the trial majority, court erred in to instruct sua concluding failing on a heat of directs the
sponte voluntary manslaughter passion theory, Court of to reconsider the of that Appeal error. prejudicial impact my view, all, Therefore, the trial court did not err at reversibly otherwise. I dissent. respectfully
I 703, The majority (1974) cites v. Sedeno People 10 Cal.3d 715-716 [112 1, (Sedeno), 518 P.2d Cal.Rptr. for the that trial courts have proposition a “sua sponte duty instruct on lesser included offenses.” necessarily (Maj. ante, decision, 148.) opn., Following today’s citation Sedeño proper for this Sedeno, seemingly straightforward will read as proposition follows: 715-716, 10 Cal.3d at pages overruled on other in grounds v. People 668, Flannel (1979) 1], Cal.3d 684-685 603 P.2d Cal.Rptr. footnote 12 (abrogating Sedeno's instructions must be requirement given whenever any evidence is no matter presented, weak) how and over- ruled on other 142, 163, grounds (1998) v. Breverman People footnote 10 Sedeno's (abrogating characterization of heat of as a defense) and Breverman, overruled on other grounds v. People supra, 19 Cal.4th at 164-178 pages Sedeno's standard (abrogating for determining whether the failure to instruct is prejudicial).1
This to be ought our first clue.
The time is long overdue for a critical reexamination of the court’s lesser
offense
task,
commenced
jurisprudence.
we have
Today,
this important
unanimously overruling People
(1984)
35 Cal.3d
Geiger
510 [199
674 P.2d
1055],
50 A.L.R.4th
Cal.Rptr.
which addressed lesser
(See
related offenses.
v. Birks
People
II little is left of Sed- its what Throughout opinion, majority clings sua that courts must instruct its trial eño—namely, requirement sponte freely admitting lesser included offenses evidence. While supported “[sjeveral . . attack the heart the Sedeño arguments that . People’s ante, 9) and “several rule in all at fn. that (maj. p. its applications” opn., for the instructional of their a distaste sua arguments imply general sponte 6), the stead- majority rule for lesser included offenses” at fn. p. {id. analytical resists serious examination of Sedeño's core fastly any underpin- Instead, the fact the refuge seeks in majority People nings. repeatedly have made no contention “that California rule sua requiring sponte offenses be abro- entirely instructions on lesser should necessarily on a rule such instructions gated requiring party’s favor 6; ante, also at fn. see id. at fn. 9 pp. request.” (Maj. opn., p. [“Of course, indicated, the do not that we as have ask previously People we se.”]; at fn. 17 we stress again overrule Sedeño id. per p. [“Finally, case, in this no the Sedeño instructional general objection raise rule, its sua sponte aspect.”].) including resort, court role is and guidance
As court of last to provide whose courts, cannot cloak ourselves our lower we procedures simply workable “' That “a flexible one which in the doctrine of stare decisis. doctrine from, reconsider, and our own prior this court to ultimately depart permits ’ ” Birks, 19 Cal.4th at p. in an case.” v. {People precedent appropriate '“ 117.) certainty, ‘is based on the predictability “It... assumption ” are . . . objectives legal system the law stability major ante, (Id. (see 116.) citation to demonstrates amply at As “full” Sedeño p. 195), our offense describe lesser included adjectives scarcely at these p. unpredictability, which has been plagued by uncertainty, jurisprudence, “ ‘ “ does indeed serve the doctrine stare instability. ‘[Although decisis] [of values, error from it should not shield court-created nevertheless important Birks, Cal.4th {People p. correction.”” [Citation.]” where, here, true as the error is one of constitutional This is particularly mistake. remedy as to which we can “only [Citations.]” interpretation, {Ibid.) below, no basis sua instruction rule finds
As I Sedeño's explain identi- do the “broader interests” our state Constitution. Nor whatsoever in ante, To the 155) its retention. warrant fied by majority (maj. opn., to the our very underlying system the rule runs counter contrary, premises *49 circumstances, criminal Under to rethink justice. these we have obligation the requirement.2
in
sentence,
In a
found in some of our
deci-
single
language
quoting
prior
sions,
“[cjases
observes that
have
that the
majority tepidly
suggested
arises,
of sua
instructions
other
from the
requirement
among
things,
sponte
defendant’s
under the California Constitution ‘to have the
deter-
right
”
ante,
mine
material issue
at
every
the evidence.’
presented by
(Maj. opn.,
155,
519,
35 Cal.3d at
p.
citing People
Geiger,
v.
v.
supra,
p.
People
307,
436,
(1982)
311],
Wickersham
32 Cal.3d
650 P.2d
Cal.Rptr.
Sedeno,
720,
Modesto,
10 Cal.3d at
supra,
v.
Cal.2d at
p.
People
supra, 59
p.
730.)
all four
Significantly,
cases cited
are cases this court
majority
has largely
The lesser related offense instruction rule
repudiated.
established
510,
Birks,
in Geiger, supra, 35 Cal.3d
was overruled in
v.
People
supra, 19
Cal.4th 108. The characterization of unreasonable
self-defense as defense
Wickersham,
329,
v.
People
supra,
Cal.3d at
was overruled in
p.
186,
569,
v. Barton
Cal.Rptr.2d
Sedeno,
703,
This court has overruled
531].
10 Cal.3d
on three
ante,
different
(See
1-2.)
at
points.
And the standard for
pp.
reversal estab-
Modesto,
722,
Sedeno,
lished in People v.
Cal.2d
supra, 59
was overruled in
ante,
195,
(See
1.)
703.
at
fn.
p.
where in our state
Exactly
Constitution the so-called
to sua
“right”
sponte
fact,
instructions on lesser included offenses is to be found is unclear. In
as
ante,
(see
later
majority
acknowledges
165),
at
maj. opn.,
p.
analyses
Sedeño Modesto are so
that it is not even clear
cursory
whether we
were
on state or federal
relying
constitutional
the same
true of
principles;
Wickersham. The fourth case cited
by majority, People Geiger, supra,
35 Cal.3d at
describes the
page
as “an incident of due
cryptically
right
however,
under the California
process
Constitution.” Once again,
exactly
what it is about our state Constitution’s due
clause that
sua
process
requires
instructions on lesser included
sponte
offenses remains a mystery.
ante,
As the majority
concedes in a
grudgingly
footnote
at
(maj. opn.,
p.
17),
fn.
as
stated that
early
we
reasons must exist
‘cogent
“[a]s
minimum,
2 Ata
ought
every theory
bare
we
not to extend
sponte
the sua
instruction rule “to
ante,
lesser
support
(Maj.
offense that finds rational
in the
opn.,
[a
included]
evidence.”
added.)
p.
People’s proposal—that
italics
trial courts need
instruct sua
theory
on the
of a lesser included offense most consistent with the evidence and the line of
Indeed,
pursued
eminently
defense
at trial—is
Supreme
reasonable.
the United States
Court’s
555],
decision in Schad v.
The only ‘cogent reason[]’
that “the
bald assertion
decisions is its
the United States
Court’s
Supreme
on lesser
to instructions
California approach
reasons for the long-established
.
been
law . . have
a matter of state constitutional
included offenses . . . as
169,
ante,
17.)
fn.
(Maj. opn.,
p.
forth at
in our decisions.”3
length
set
challenge
I
and low for such
explanation.
I
searched high
Where? have
can be found.
where it
exactly
to
to
majority
point
rule is
included offense instruction
not exist. The lesser
In
it does
reality,
is a court-
it
constitutional law. Specifically,
creature of
statutory,
(section
Penal Code section 1159
created
designed
implement
procedure
ante, at p.
to a footnote.
1159),
(Maj. opn.,
the majority relegates
a statute
1872,
. . .
1159,
that
166,
enacted in
provides
“[t]he
fn.
Section
offense,
commission of which
defendant guilty
any
find the
may
or of an attempt
he is charged,
in that with which
included
necessarily
turn,
1159,
on an even earlier
based
commit the offense.” Section
(See
either
law,
party.
on the request
for such instructions
which provided
303; id., 456,
decisions of this
308.) Early
p.
ch.
p.
§
Stats.
§
not be
“a
will
held that
judgment
consistently
section 1159
court interpreting
crime
as to a lesser
had not instructed
the trial court
because
reversed
had requested
one
unless
charged,
in the greater
defendant
P.
Cal.
(1904) 142
v.
(People Bailey
[76
be so instructed.”
the jury
Birles,
may
suggests that “stare decisis
court
People
this
3 In
v.
‘
’
retain,
constitutional
purposes,
for California
“cogent
...
provide
reason[]”
established,
odds with federal
subsequently appears at
principle
even if
principle once
grounded. As
rule- is itself well
extent
the state
agree,
but
to the
jurisprudence.”
I
on lesser
text,
to instruct sua
requiring trial courts
the California rule
explained in the
category.
in this
does not fall
included offenses
added,
49],
322];
(1902)
italics
And of through our “constitutional” auspices judicial alchemy, And, to sua right instructions on lesser included offenses bom. sponte offices, the through similar concludes it to be continued. I majority ought think don’t so.
IV Apparently recognizing of our case law on the constitu- vacuity prior issue, tional hastens to add that “we stressed majority have consistently the broader interests served the sua instructional mle. As have we said, insofar as the to instmct duty applies regardless parties’ requests it objections, or mistakes’ of either prevents ‘strategy, ignorance, choice,’ from party jury with ‘unwarranted presenting all-or-nothing ‘a verdict ... no harsher or more lenient than the encourages evidence 324, (Wickersham, added), merits’ 32 Cal.3d at italics and thus supra, p. 200 (.Barton, ‘truth-ascertainment function’ jury’s
protects 186, 196). ‘These reflect for the only] rights persons concern policies [not accused of for the overall administration of justice.’ crimes also] [but (Wickersham, ante, 324.)” Cal.3d at (Maj. 32 opn., p. means fundamentally
This sounds nice. But what does it mean? It we very distrust the Such distrust runs counter to adversary process. “[t]he of our is that criminal adversary system justice[, partisan premise which] of a case will best ultimate advocacy objective both sides promote York that the be and the innocent free.” v. New guilty go (Herring convicted 2550, 2555, 593]; (1975) 422 U.S. S.Ct. 45 L.Ed.2d see also 862 [95 P.2d (1996) re Cal.4th Visciotti 926 Cal.Rptr.2d 987] Brown, words, adver- (dis. J.).) “In other ‘The assumes that system opn. and fair- sarial will advance the interest in truth testing ultimately public ” ness.’ v. (People Cal.Rptr. Bloom Mosk, J.), County and dis. Polk (cone, opn. quoting 445, 449-450, 509], Dodson 70 L.Ed.2d U.S. S.Ct. added.) in a concrete evidence that the adversary italics Absent process *52 has, fact, Visciotti, re 14 (see, case in broken down e.g., supra, given Brown, J.)), in the (dis. Cal.4th at of I decline to indulge 362-366 pp. opn. across-the-board to the majority’s assumption contrary. the sua that at the time cases first articulated
It is worth our noting prior rule, of a to the efficacy instruction there was more of reason question sponte counsel the because the of criminal defense adversary performance process (See v. to the same level of as it is scrutiny today. People was subjected 863, 460, P.2d (1963) 60 464 386 Cal.Rptr. Ibarra Cal.2d [34 487] [To of counsel must obtain relief based on ineffective assistance appear “[i]t a of to a ‘farce or counsel’s lack reduced trial diligence competence 412, (1979) Cal.3d [Citations.]”], overruled v. 23 People Pope sham.’ 859, Now, 732, 2 A.L.R.4th with 421-426 590 P.2d Cal.Rptr. [152 both on direct appeal of defense counsel’s heightened scrutiny performance, a no need for instruc and in habeas there is sua sponte corpus proceedings, Indeed, rule to error. to continue attorney requirement tion guard against ” “ it into halls’ turn our courts only very ‘gambling serves Barton, 204.) For 12 at to close v. Cal.4th (People p. down. designed observe, his a as the rule allows defendant pursue example, People inconsistent, other, defense, line of remain silent about strongest potentially evidence, then, if unsuccessful on primary defenses and supported by defense, (See v. Guiuan People for the first time on appeal. complain 239, 558, (conc, and P.2d (1998) 18 Cal.4th 578 957 Cal.Rptr.2d 928] [76 Brown, (1996) 14 Cal.4th J.), People Prettyman of v. dis. opn. quoting Brown, J.) dis. (conc, 926 Cal.Rptr.2d opn. 293 1013]
201 sua for instructions little to [Generally, improve quest “do[] in the trial for courts while justice frequently generating argument [Citation.]”]; reversal on cf. Cowan v. Court appeal. Superior (cone, Cal.4th 926 P.2d and dis. Cal.Rptr.2d opn. 438] Brown, J.) a defendant to raise statute limitations defense [permitting for the first time on appeal “encourage[s] gamesmanship”].) problem has been exacerbated recent of lesser offenses and by proliferation the attendant difficulties in constitutes an “included” what determining J., (See Mosk, ante, offense. dis. at opn. pp. [arguing related, included, murder]; is a lesser not a manslaughter lesser offense of but see v. Watson People Cal.App.3d Cal.Rptr. established” treatment of [chronicling “firmly as lesser manslaughter murder].) included offense of do, as I criminal
Trusting,
our
I
adversary system
justice, would adopt
offenses,
the federal rule
instructions on lesser included
governing
which is
well summarized in
(D.C.
1969)
Walker v. United States
Cir.
Justice dissenting opinion, party Mullaney Kennard’s neither has or even 508], Wilbur 421 U.S. point. S.Ct. L.Ed.2d the seminal case on the issue, briefing Since this court supplemental has ordered on the I decline to address it in note, however, Mullaney, detail. I do Supreme that the United States Court’s decision in area, grants 421 U.S. the states expressly requiring considerable latitude in this (id. 1892]) passion that the heat of “properly presented” p. p. issue be S.Ct. at “ ” expressly upholding requirements state that a present law defendant ‘some evidence’ 701-702, (id. 1891]). pp. may the issue fn. 28 S.Ct. at It be that a heat well
V above, the judgment I would reverse For the reasons discussed to address that court with directions and remand this case to Court of Appeal defendant on appeal. issues raised remaining *54 requests defendant Mullaney and until a purposes unless presented for properly issue is not * (cone. opn. (Cf. p. S.Ct. at id. at 704 & fn. the issue. instructions on object the defendant’s failure J.) any point made [noting that the state had not Rehnquist, error from might prevent the exception . . . “making objection in the trial court where occurring”].) ever
