People v. RiosPeople v. Rios
Opinion
MÁRQUEZ, J.—Defendant Jose Rios was convicted by jury of one count of carrying a loaded firearm in a vehicle (
Based on the Supreme Court‘s holding in People v. Rodriguez (2012) 55 Cal.4th 1125 [150 Cal.Rptr.3d 533, 290 P.3d 1143] (Rodriguez) that a person who acts alone cannot be convicted of street terrorism (
Facts
Prosecution Case
Testimony of Maria Garcia and Jacqueline Andrade
In December 2010, Maria Garcia drove her Chrysler New Yorker with Idaho plates (the Chrysler) from Sun Valley, Idaho, to Sacramento, California, where her son was attending college. Garcia‘s close family friend, Jacqueline Andrade, met Garcia in Sacramento. Andrade needed a car and was considering buying the Chrysler. Garcia gave Andrade permission to take the car to her home in Salinas for a “test drive” and to show it to her (Andrade‘s) husband.
Before giving the car to Andrade, Garcia removed her personal belongings from the car. She left the owner‘s manual, registration card, and identification cards that belonged to her son, Jose Ramirez, in the glove box. She did not leave any clothing in the passenger compartment, but may have left some of her son‘s clothing in the trunk.
Andrade drove the car to Salinas on December 24, 2010. The following day, Andrade hosted a Christmas party at her house. There were about 30 people at the party; Andrade knew only 12 or 13 of them; the rest were friends of her guests. Before the party, Andrade washed the Chrysler; she also vacuumed the interior of the car, including under the sеats. She testified that
Andrade‘s party lasted until 4:00 a.m. on December 26, 2010. After awakening around noon that day, Andrade discovered that the Chrysler and the car keys were gone. She had left the car keys on her kitchen counter and last saw the car around 4:30 p.m. the day before. Andrade called the police and reported that the Chrysler had been stolen.
Testimony of Officer Lopez and Maria Magana
At 11:30 p.m. on December 25, 2010, California Highway Patrol (CHP) Officer Pablo Lopez and his partner, Officer Hamilton, were traveling on Williams Road in Salinas in a marked car when they saw the Chrysler at the intersection of Williams Road and Alma Avenue with a cracked windshield.2 Since a cracked windshield is a Vehicle Code violation, the officers decided to make a traffic stop. Lopez testified that defendant, who was wearing a black baseball cap, was driving the car. Neither Andrade nor Garcia knew defendant. They did not give defendant permission to drive the Chrysler.
The officers followed the Chrysler for approximately 10 blocks along a circuitous route that suggests defendant was trying to evade the officers. Along the way, defendant made a wide right turn onto northbound First Avenue and drove partly in the southbound lane, on the wrong side of the road. Officer Hamilton was driving; as soon as he turned on his emergency lights, defendant turned right onto Saint Joseph Circle, a cul-de-sac. Defendant made a U-turn at the end of the cul-de-sac, parked in front of 11 Saint Joseph Circle, and turned off the car‘s headlights. Defendant then pulled the car into the driveway of 6 Saint Joseph Circle. He stepped out of the car and walked toward the front door of the house. Just before he got to the door, defendant turned and walked toward First Avenue, where the officers had parked their car.
The officers approached defendant and told him they were stopping him for the cracked windshield and driving on the wrong side of the road. Defendant said he was 18 and they could not search him. Defendant gave the officers a false name (Juan Rios) and a false date of birth. Defendant told the officers he did not have a driver‘s license or identification. Officer Lopez ran the information defendant gave him through dispatch and was told that no driver‘s license had been issued to that person.
When Officer Lopez asked defendant why he was driving so recklessly, defendant denied that he was driving the car, claiming instead that his
Officer Lopez knocked on the door of 6 Saint Joseph Circle and spoke to Maria Magana. He asked Magana if she had a daughter who had just gotten home who had a boyfriend named “Juan Rios.” Magana said that there was no girl who lived there who had a boyfriend and that the Chrysler did not belong to anyone who lived there. At trial, Magana testified that she had a daughter who was a student at Chico State University, that her daughter did not have a boyfriend, and that her daughter had spent Christmas night at home. Magana did not know defendant and did not recognize the Chrysler.
Because defendant did not have a driver‘s license, the officers decided to impound the Chrysler; they conducted an inventory sеarch of the car before arranging to have it towed. (At that point, the Chrysler had not yet been reported stolen.) During the search, the officers found a black knit beanie in the trunk, a black Oakland Raiders baseball cap on the backseat, some shirts and a pair of slacks in the trunk, a letter that had “gang writing” and the phrase “northern killer” in it in the glove box,3 and a gun under the front passenger seat. The officers found Jose Ramirez‘s (the Chrysler owner‘s son‘s) identification cards on the floorboard in front of the front passenger seat. The officers also found a bag of marijuana.
The black beanie had the word “Salinas” embroidered in red letters on the front and a red “[H]uelga bird” embroidered on the back. The baseball cap had the phrase “Raiders 4 Life,” the area codes for both Oakland and Salinas, four dots, and four stars drawn on the underside of the bill. Garcia testified that neither the beanie nor the baseball cap belonged to her son.
The gun (a .38-caliber Arminius Titan Tiger revolver) had been carefully wrapped in a white T-shirt that was folded over the gun two or three times. The gun was loaded and had black electrical tape wrapped around the handle. It was not registered. Garcia testified that the gun was not in the car when she gave it to Andrade. Andrade testified that before the car was stolen, she cleaned and vacuumed the car, including under the seats, and did not find any guns.
Defendant had “Salas” (which refers to the city of Salinas) tattooed in large letters across his chest, “Rios” tattooed in large letters on the back of his neck, and “Karina” tattooed on the right side of his neck. Since the dispatcher
After informing defendant of his Miranda4 rights, Officer Lopez asked defendant if he wanted to speak with him and defendant said he did. Defendant said he was not driving the Chrysler. Defendant said he did not know anything about the gun, but told Officer Lopez that he would not find any fingerprints on it. The officers did not find the keys to the Chrysler on defendant‘s person.
At booking, the intake officer asked defendant if he belonged to a gang and defendant said that he was a Norteño and that Sureños were his enemies. When asked if he wanted to be housed with other active Norteños, defendant said, “Yes.” At the end of the booking process, defendant told the officers his real name was Jose Rios and his date of birth was November 14, 1992. At the jail, Officer Lopez looked through defendant‘s cell phone and found photographs of (1) Salinas Police officers conducting traffic stops, (2) the letter “L” in a font that matched the letters in defendant‘s chest tattoo, and (3) the letters “NS.” According to Officer Lopez, “NS” is a gang reference; it stands for “Northside.”
The officers never found the keys to the Chrysler. Since the keys were small, it is possible defendant dropped them as he walked toward the officers, without the officers seeing it. There was no evidence that anyone started the car with a screwdriver or “punched” the steering column.
Testimony of Deputy Dorgan
Monterey County Sherriff‘s Deputy Cynthia Dorgan works in the classification unit of the county jail. Her duties include maintaining the safety and security of the jail by making sure inmates, especially gang members, are assigned to the proper housing units. The jail housing units include separate dorms for (1) people who do not associate with gangs, (2) Norteño gang members and associates, (3) Sureño gang members and associates, (4) parolees, and (5) persons who have been sentenced. The jail also has “lockdown pods” for gang members who are arrested for serious crimes or are disruptive, protective custody dorms and cells for inmates who are at risk
Upon intake, the deputies interview the inmates and complete an inmate screening questionnaire (ISQ). The deputies also check computer records to determine whether the inmate has been in custody before and, if so, where the inmate was housed previously. Regarding gang affiliation, inmates are asked whether they are gang members, associate with gangs, or have family members who are in gangs. After the deputies fill out the ISQ‘s, the inmates review and sign them. Upon intake, defendant stated that he was a “Northerner associate.” Defendant was housed in the K-5 pod, a dormitory for active Norteño gang members and their associates.
Deputy Dorgan testified that if a person is not in good standing with the gang, he will be “rolled up” (turned away or assaulted) within seconds of entering a gang dormitory. When an inmate enters a gang dormitory, the inmates conduct their own screening. After the deputies leave, thе inmates search the new inmate‘s belongings. The new arrival is sent to the bathroom, where he is searched. The new inmate is then placed on a second-tier bunk, where he completes paperwork. He remains on the bunk, under guard, while the rest of the inmates determine whether he is in good standing with the gang. If the inmate is not in good standing, his property will be rolled up and he will be told to leave. If an inmate who is not in good standing is not removed from the unit, he is likely to be assaulted. Defendant was not “rolled up” or assaulted while in the Norteño gang unit. Deputy Dorgan testified that if defendant had been placed in a dorm for nongang members, the inmates there would have concluded that he was a Norteño based on his tattoos and he would have been excluded from that housing unit.
Testimony of Officer Ted Rocha, the Prosecution‘s Gang Expert
CHP Officer Ted Rocha, a member of the Monterey County Joint Gang Task Force and the North Central Coast Gang Task Force, testified on behalf of the prosecution as a gang expert.5
Officer Rocha gave a history of the Norteño and Sureño street gangs. He explained that the Nuestra Familia prison gang was formed in Soledad state prison in the 1960‘s; the Norteños are the street gang affiliated with Nuestra Familia. Officer Rocha described Salinas as “the hub or the mecca ... for
Salinas has approximately 3,000 documented Norteño gang members. Norteños identify with the color red and the number 14 (because “N” is the 14th letter of the alphabet). The number 14 is displayed in a variety of ways, including the numbers “1” and “4” and one dot and four dots. Other Norteño symbols include the skater brand “Nor Cal” and the North Star.
Officer Rocha testified that the primary criminal activities of Norteños in Salinas include terrorizing people, robbery, burglary, murder, attempted murder, vehicle theft, possession of firearms, and narcotic sales. The prosecution solicited testimony from Officer Rocha and presented documentary evidence regarding the criminal activity and convictions of nine different Norteño gang members in Monterey County, several of whom had multiple convictions.6 Three had been convicted of possession of a firearm by a felon coupled with either a gang enhancement (
Officer Rocha also testified that tattoos are a “badge of honor” among gang members, that defendant‘s “Salas” tattoo is a reference to Salinas, and that gang members from Salinas are accorded higher status within the Norteño gang. The officer knew of 10 active Norteño gang members who had the “Salas” tattoo. Officer Rocha opined that defendant‘s “Salas” tattoo was gang related, but that his other tattoos were not. Gang members used to have to earn their tattoos, by either making money for the gang or “putting in work” (i.e., committing crimes).
Officer Rocha testified that there is a difference between the terms “Northerner” and “Norteño.” He said Norteños are unique among gangs because they have their own education system and gang mеmbers take classes. A “Norteño” is someone who has been educated within the organization; a “Northerner” is someone who associates with Norteños (i.e., goes to parties) but has not put in enough work to be a Norteño. Northerners, then, are gang members at a lower level. By saying he was a “Northerner associate” upon entering the jail, defendant stated that he had not put in enough work yet to be a Norteño, but he supported the organization. According to Officer Rocha, gang members know the ISQ forms are used as evidence in court and “downplay” their involvement in the gang to avoid being convicted of gang-related charges.
That defendant was housed in the K-5 pod at the jail without incident was significant to Officer Rocha. He corroborated Deputy Dorgan‘s testimony about the inmate screening process in the Norteño dorm. Officer Rocha explained that Norteños are very structured and that rank is important to them. The inmates have a “new arrival package” form that contains 31 questions; a new inmate‘s responses are reviewed by inmates throughout the unit. The inmates will not allow a nonassociate to remain in the housing unit.
Officer Rocha testified regarding defendant‘s prior contacts with police. In October 2007, when he was 14 years old, defendant was involved in a fight at school. The other boy called defendant a “buster” (a derogatory term for Norteño); defendant called the other boy a “scrap” (a derogatory term for Sureño). At that time, defendant admitted his Norteño association. On May 20, 2009, when defendant was 16 years old, he admitted being a Norteño gang member in a contact with police. On May 28, 2009, defendant was again contacted by police regarding the theft of money by force. The victim reported that defendant and his friends were Norteños, that defendant wore
Officer Rocha testified that guns are status symbols for gang members. A person with a gun is armed all the time and other gang members go to him for help. Gang members share guns with other gang members; they trade them for drugs and sell them. They display guns to scare people and dissuade witnesses from testifying in gang cases. Stolen guns are known as “gang guns“; a gang member with a stolen gun generally does not keep it for himself. Instead, he lets other gang members know he has it and passes it around. The gang prefers that persons who do not have search terms keep such a gun. Most of the guns the police find on gang members have electrical tape wrapped around the handle or the trigger. That way, if the gun is usеd in a crime, a gang member can remove the tape and there are no fingerprints. Officer Rocha opined that a gang member with a firearm promotes, furthers and assists felonious conduct by other gang members. They use guns to protect their drug sales territory and other gang members. An unregistered gun is even more valuable because it cannot be traced back to the gang member. Further, a gang member with an unregistered, loaded gun in a vehicle benefits the gang because the gun is mobile. That the vehicle was a stolen vehicle reinforces the conclusion that the gang member carried the gun for the benefit of the gang. Most Norteños do not commit crimes in their own cars; they use stolen cars because they cannot be traced back to the gang member. Stealing cars benefits gang members because they can use them to commit crimes or sell them to a “chop shop,” and most driveby shootings are done in stolen cars.
Defense Case
Defendant testified that he did not know Andrade, was not at her party, did not steal her car keys or the Chrysler, never drove the Chrysler, was not driving on December 25, 2010, and did not know anything about the gun in the car.
Defendant told the officers he was 18 years old. He said he was not on probation or parole and told the officers they did not have the right to search him. The officers patsearched him, put him in handcuffs, emptied his pockets, and found marijuana. Defendant did not have any keys and denied discarding the Chrysler keys.
Defendant admitted he gave the officers a false name. He said he was on probation and did not want to go to juvenile hall on Christmas. Defendant admitted that he lied to Officer Lopez when he said he was not on probation and gave him false names and dates of birth. He admitted that he gave the jail deputy a false name in December 2010 and that he gave the police a false name in January 2010.
Defendant testified that he is not a Norteño gang member and said he “hangs out” with Norteños because he went to school with them. Defendant denied telling the jail deputy he was a Norteño gang member; he told him he hangs out with Norteños. He also testified that the deputy filled out the form and did not give defendant a chance to fill it out. Defendant testified that he asked the deputy to put him in the general population dorm. Upon entering the K-5 pod, he was not asked any questions by the inmates to determine if he was a Norteño gang member or associate. The only thing the inmates did was search him. Defendant testified that he got along well in the Norteño dorm because he sticks to himself.
Defendant denied fighting with a gang rival at school; he said he used to be friends with “that guy” and was suspended from school over the incident. Defendant testified that he went to juvеnile hall because someone accused him of stealing money to benefit a gang. Defendant said he just asked to borrow $1 so he could buy some ice cream. At juvenile hall, they asked him repeatedly, for hours and hours, whether he was a Norteño or a Sureño. He said nothing, but they told him he had to pick one, so he said he was a Norteño because “those are the people [he] grew up with.” On cross-examination, he admitted that he was on juvenile probation for grand theft and dissuading a witness.
Defendant said he got the “Salas” tattoo when he was 16 or 17. It means “Salinas” and he got it because he grew up in Salinas. Defendant testified that it is not a badge of honor for Norteños and anyone “could get it. Southsiders get ‘em, too.” Defendant‘s evidence included the black White Sox baseball cap he was carrying when Officer Lopez stopped him. There was no writing on the bill of that cap.
Procedural History
The case was tried to a jury. The jury convicted defendant of carrying a loaded firearm in a vehicle (
According to the probation report, defendant had a history of juvenile adjudications. He was declared a ward of the court in May 2008 (at age 15) and spent 30 days in juvenile hall for grand theft and dissuading a witness. He violated his probation seven times and spent 205 additional days in juvenile hall because of those violations. One of his violations was for brandishing a firearm at school. Defendant had successfully completed the Second Chance program and was on a waiting list for tattoo removal services when he was arrested in the auto theft case. He had some work experience. Although he went to school through the 12th grade, he did not graduate from high school. He told the probation officer he was going to give up a life of crime, go back to school, and move out of state because he did not want to spend any more time in an adult jail. Since defendant had never been supervised as an adult, the probation department recommended the court suspend imposition of sentence and grant probation, with a high level of supervision and gang restrictions.
In August 2011, less than two months after sentencing, defendant was arrested for and charged with two new felonies: possession of burglary tools (
Pursuant to a negotiated plea in the prowling case, defendant‘s new offenses were reduced to misdemeanors (
In October 2011, the court sentenced defendant in both cases. In the auto theft case, the court imposed the upper term of three years for the vehicle theft (
In the prowling case, the court denied probation and sentenced defendant to 79 days in jail with credit for 79 days (53 actual days plus conduct credits equal to 26 days). The court also imposed fines and fees that are not at issue on appeal.
Discussion
Defendant raises five issues on appeal, all of which arise out of the auto theft case. First, based on the Supreme Court‘s holding in Rodriguez, supra, 55 Cal.4th 1125 that a person who acts alone cannot be convicted of street terrorism, defendant contends that his conviction for street terrorism (
I. Section 186.22—the STEP Act
Section 186.22 is part of “the California Street Terrorism Enforcement and Prevention Act (the STEP Act) (
In addressing the problem, the STEP Act (California Street Terrorism Enforcement and Prevention Act;
II. Since Defendant Acted Alone, There Is Insufficient Evidence to Support His Conviction for Violating Section 186.22, Subdivision (a)
The elements of the gang participation offense (
In Rodriguez, the Supreme Court addressed the question whether the third element of the gang participation offense (the willful promotion, furtherance, or assistance in any felonious criminal conduct by members of that gang) is satisfied when a gang member commits a felony while acting alone. (Rodriguez, supra, 55 Cal.4th at p. 1131.) The defendant in Rodriguez was a Norteño gang member who committed an attempted robbery. There was no evidence that he “acted with anyone else.” (Id. at p. 1129.) He was convicted by jury of attempted robbery and the gang participation offense (
Defendant contends that under Rodriguez, his gang participation conviction must be reversed because there was no evidence that he stole the car or possessed the loaded firearm in concert with other gang members. The Attorney General concedes that there was insufficient evidence to support defendant‘s conviction for gang participation (
To assess the sufficiency of the evidence, we review the whole record to determine whether any rational trier of fact could have found the essential elements of the crime or special circumstances beyond a reasonable doubt. (People v. Maury (2003) 30 Cal.4th 342, 403 [133 Cal.Rptr.2d 561, 68 P.3d 1] (Maury); Jackson v. Virginia (1979) 443 U.S. 307, 319 [61 L.Ed.2d 560, 99 S.Ct. 2781].) The record must disclose substantial evidence to support the verdict and findings—i.e., evidence that is reasonable, credible, and of solid value; evidence that reasonably inspires confidence—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt. (Maury, at p. 396; People v. Marshall (1997) 15 Cal.4th 1, 33 [61 Cal.Rptr.2d 84, 931 P.2d 262].) When applying this test, we review the evidence in the light most favorable to the prosecution and presume in support of the judgment the existence of every fact the jury could reasonably have deduced from the evidence. (People v. Boyer (2006) 38 Cal.4th 412, 480 [42 Cal.Rptr.3d 677, 133 P.3d 581].)
Officer Lopez testified that defendant was by himself when he saw him driving the Chrysler and when he exited the car at 6 Saint Joseph Circle.
III. Rodriguez Does Not Preclude Gang Enhancements Under Section 186.22(b)(1)
Defendant argues that the holding in Rodriguez applies to gang enhancements imposed pursuant to
This is a question of law involving the interpretation of a statute, which we review de novо. (People v. Cromer (2001) 24 Cal.4th 889, 893-894 [103 Cal.Rptr.2d 23, 15 P.3d 243].)
In Rodriguez, the court observed that there are several differences between the gang participation offense (
Defendant argues that the statutory language at issue in Rodriguez (the requirement that the defendant “willfully promote[], further[], or assist[] in any felonious criminal conduct by members of that gang” (
Pertinent to this issue, the lead opinion in Rodriguez9 stated, “A lone gang member who commits a felony will not go unpunished; he or she will be convicted of the underlying felony. Further, such a gang member would not be protected from having that felony enhanced by
Defendant discounts these statements, arguing that they are dicta and do not represent the opinion of a majority of the court since Justice Baxter did not agree that it was necessary to address due process concerns in analyzing
Even though the court‘s comments on
IV. Sufficiency of the Evidence to Support the Gang Enhancement
Defendant contends that even if the holding in Rodriguez does not apply to the gang enhancements to counts 1 and 3, the true findings on the enhancements must be reversed because the only evidence supporting them was the conclusory opinion of the prosecution‘s gang expert.
As we have stated, the relevant question under the substantial evidence standard of review is whether, after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt. (People’ v. Johnson (1980) 26 Cal.3d 557, 576 [162 Cal.Rptr. 431, 606 P.2d 738].) “[The] appellate court must view the evidence in the light most favorable to respondent and presume in support of the judgment the existence of every fact the trier could reasonably deduce from the evidence.” (People v. Reilly (1970) 3 Cal.3d 421, 425 [90 Cal.Rptr. 417, 475 P.2d 649]; accord, People v. Pensinger (1991) 52 Cal.3d 1210, 1237 [278 Cal.Rptr. 640, 805 P.2d 899].) “A reasonable inference, however, ‘may not be based on suspicion alone, or on imagination, speculation, supposition, surmise, conjecture, or guess work. [¶] . . . A finding of fact must be an inference drawn from evidence rather than . . . a mere speculation as to probabilities without evidence.’ ” (People v. Morris (1988) 46 Cal.3d 1, 21 [249 Cal.Rptr. 119, 756 P.2d 843], disapproved on another ground as stated in In re Sassounian (1995) 9 Cal.4th 535, 543, fn. 5, 545, fn. 6 [37 Cal.Rptr.2d 446, 887 P.2d 527].) A trier of fact may rely on inferences to support a conviction only if those inferences are “of such substantiality that a reasonable trier of fact could determine beyond a reasonable doubt” that the inferred facts are true. (People v. Raley (1992) 2 Cal.4th 870, 890–891 [8 Cal.Rptr.2d 678, 830 P.2d 712].)
To subject a defendant to a gang enhancement (
Defendant‘s sufficiency of the evidence challenge does not distinguish between these two prongs. Instead, he lumps them together, referring to them as the “gang-related” element.11 This approach does not aid our analysis.
Defendant begins by citing the rule from Albillar that “[n]ot every crime committed by gang members is related to a gang.” (Albillar, supra, 51 Cal.4th at p. 60.) Citing In re Frank S. (2006) 141 Cal.App.4th 1192 [46 Cal.Rptr.3d 839] (Frank S.) and Ramon, supra, 175 Cal.App.4th 843, defendant argues that a gang expert‘s testimony is insufficient to support the
Frank S. concerned the sufficiency of the evidence to support both prongs of a gang enhancement (
Ramon, the other case cited by defendant, concerned the sufficiency of the evidence to support the specific intent prong of gang enhancement (
On appeal, the defendant in Ramon argued that the facts of his offenses plus the fact of his gang membership and presence in gang territory were insufficient to support the expert‘s opinion on benefit and intent. (Ramon, supra, 175 Cal.App.4th at pp. 849–851.) The appellate court agreed, stating, “The People‘s expert simply informed the jury of how he felt the case should be resolved. This was an improper opinion and could not provide substantial
Defendant also cites People v. Muniz (1993) 16 Cal.App.4th 1083 [20 Cal.Rptr.2d 460] (Muniz), but does so as “an example of a case where the evidence supporting the gang enhancement was sufficient.” Defendant describes Frank S. and Muniz as “relevant guideposts in determining when an expert‘s conclusions are based on sufficient evidence to support a gang enhancement.” In Muniz, Deputy Corrigan, one of the investigating officers, opined that the defendant, a known gang member, was preparing to commit a driveby shooting when other officers observed him holding a loaded semiautomatic rifle in an illegally parked car with three other known gang members. Deputy Corrigan‘s opinion was based on facts observed by the other officers, his own experience with gang investigations, and the defendant‘s admission, in an interview with Deputy Corrigan, that he was on his way to rival gang territory to do a retaliatory driveby shooting. (Muniz, at pp. 1085–1086.) Contrary to defendant‘s assertion, Muniz did not involve a gang enhancement (
In reviewing defendant‘s contentions, we note as to the specific intent prong that “[i]ntent is rarely susceptible of direct proof and usually must be
Although not cited by either party, People v. Ochoa (2009) 179 Cal.App.4th 650, 652 [102 Cal.Rptr.3d 108] (Ochoa) is instructive. The defendant in Ochoa challenged the sufficiency of the evidence to support the gang-related prong of gang enhancement allegations (
Citing Frank S., the Ochoa court explained, “There was no evidence that only gang members committed carjackings or that a gang member could not commit a carjacking for personal benefit, rather than for the benefit of the gang. Indeed, two of the People‘s witnesses testified that gang members can commit crimes on their own without benefitting the gang. While the sergeant effectively testified that carjacking by a gang member would always be for the benefit of the gang, this ’ “did nothing more than [improperly] inform the jury how [thе expert] believed the case should be decided,” ’ without any underlying factual basis to support it.” (Ochoa, supra, 179 Cal.App.4th at p. 662, italics omitted.) The court stated, “[The d]efendant did not call out a gang name, display gang signs, wear gang clothing, or engage in gang graffiti while committing the instant offenses. There was no evidence of bragging or graffiti to take credit for the crimes. There was no testimony that the victim saw any of [the] defendant‘s tattoos. There was no evidence the crimes were committed in [the defendant‘s] gang territory or the territory of any of its rivals. There was no evidence that the victim of the crimes was a gang member or a . . . rival. [The d]efendant did not tell anyone, as the defendant did in Ferraez, that he had special gang permission to commit the carjacking. ([People v. Ferraez (2003)] 112 Cal.App.4th [925,] 928 [5 Cal.Rptr.3d 640].) [The d]efendant was not accompanied by a fellow gang member. [¶] While the sergeant testified that the carjacking could benefit [the] defendant‘s gang in a number of ways, he had no specific evidentiary support for drawing such inferences. Indeed, he admitted that there was no indication that [the] defendant had used the vehicle to transport other gang members. There was no testimony that [the] defendant used the vehicle to transport drugs or manifested any intention to do so. While the sergeant testified that [the]
In reviewing defendant‘s contentions, we consider two Supreme Court cases that were decided after the cases summarized above: Albillar and People v. Vang (2011) 52 Cal.4th 1038 [132 Cal.Rptr.3d 373, 262 P.3d 581] (Vang). In Albillar, three fellow gang members were convicted of forcible rape in concert, forcible sexual penetration in concert, and the gang participation offense (
On the gang-related prong of the
The most recent Supreme Court case to discuss gang expert evidence is Vang. The four defendants in Vang, three of whom admitted membership in a criminal street gang, were convicted by jury of assault by means of force likely to produce great bodily injury after they attacked an individual who at one time associated with the gang. The jury also found true gang enhancement allegations (
Finally, In re Daniel C. (2011) 195 Cal.App.4th 1350 [125 Cal.Rptr.3d 337] (Daniel C.) addressed the sufficiency of the evidence to support the specific
On appeal, the minor in Daniel C. challenged the sufficiency of the evidence to support the gang enhancement and the appellate court agreed that there was insufficient evidence to support the specific intent prong of the enhancement. (Daniel C., supra, 195 Cal.App.4th at pp. 1357–1365.) Distinguishing Albillar, the court concluded that there was no evidence the minor acted in concert with his companions when he stole the whiskey and assaulted the store employee. The minor‘s companions left the store before he stole the liquor and did not assist him in assaulting the store employee; there was no evidence they saw what happened after they left the store or that the store employee knew they were gang members. (Id. at p. 1361.) The court reasoned that since there was no evidence the minor‘s companions committed any crimes in connection with the theft of the whiskey, it could not be inferred from the circumstances of the minor‘s crime, standing alone, that his purpose was to promote, further, or assist criminal conduct by gang members. (Ibid.) There was no evidence the minor or his friends did anything while in the stоre to identify themselves with a gang, other than wear clothing with red on it. No gang signs or words were used and there was no evidence anyone who witnessed the crime knew gang members were involved. (Id. at p. 1363.) The court found no evidence to support the gang expert‘s opinion that the minor, and his friends “planned or executed a violent crime in concert . . . to enhance their respect in the community, or to instill fear” since there was no evidence they entered the store with the intent to commit a violent crime. The juvenile court had found that “the breaking of the bottle was ‘happenstance . . .’ ” and that the attack on the employee was a “spur-of-the-moment” reaction to the employee‘s attempt to recover the bottle. (Ibid.)
We begin by examining the sufficiency of the evidence to support the specific intent prong of the gang enhancements (
Since we hold that a lone actor may be subject to the gang enhancement, we must determine whether, absent evidence that defendant acted in concert with other gang members, there was substantial evidence that he committed the offenses with the specific intent to promote, further, or assist in any criminal conduct by gang members. For example, the prosecution could have presented evidence that another gang member had directed defendant to steal a car to use in a robbery, or that defendant was transporting the loaded gun from one gang member to another to use in a robbery or driveby shooting.
Under Albillar and Vang, the jury could rely on Officer Rocha‘s responses to hypothetical questions as circumstantial evidence of defendant‘s specific intent to promote, further, or assist in any criminal conduct by gang members to support their findings on the gang enhancement as long as those questions were based on the evidence presented at trial. (Albillar, supra, 51 Cal.4th at pp. 63–68; Vang, supra, 52 Cal.4th at p. 1048.) At trial in this case, the prosecutor asked Officer Rocha hypothetical questions related to the specific intent prong of the gang enhancement (
The only facts that the prosecution asked the expert to consider in the hypothetical were (1) the person was a gang member and (2) he possessed a gun. In our view this was insufficient to impose the gang enhancement (
Second, regarding the vehicle theft (
And like Frank S. and Ochoa, there was no evidence that defendant was in Norteño territory or rival gang territory when he stole the car; that he called out a gang name, displayed gang signs or otherwise stated his gang affiliation; or that the victims of the car theft were rival gang members or saw his tattoos or gang clothing. Here, although there was evidence that auto thefts and illegal gun possession were among the primary activities of the Norteño gang in Salinas, that evidence alone was insufficient to support the inference that defendant stole the Chrysler and possessed the gun with the specific intent to promote, further, or assist in any criminal conduct by gang members.
For all these reasons, we hold that there was insufficient evidence to support the specific intent prong of the gang enhancement (
V. Alleged Errors in Jury Instructions
Defendant argues that if we conclude that the gang participation offense and the gang enhancements were supported by substantial evidence, “they must still be reversed and remanded for a new trial based on the trial court‘s failure to adequately instruct the jury in light of Rodriguez.” He contends the jury should have been instructed that (1) a defendant is only guilty of the gang participation offense “if he commits the felonious criminal conduct collectively with other gang members” and (2) for the gang enhancement to apply, the defendаnt must act with the specific intent to promote, further, or assist in criminal conduct done collectively with other gang members. Since we are reversing the conviction on the gang participation count (
VI. Fines and Fees
Defendant argues that (1) the second restitution fine of $5,400 (
The Attorney General concedes these errors. She agrees that the $5,400 restitution fine (
We agree that the trial court erred when it imposed the second restitution fine of $5,400 (
When defendant was first sentenced, the trial court ordered him to pay “a total restitution fine of $600. That‘s $200 for each felony.” Since we are reversing the gang participation count (
Both times defendant was sentenced, the court imposed a $90 court facilities assessment ($30 for each count;
DISPOSITION
The judgment is reversed. The trial court is directed to strike the gang participation (
The trial court‘s orders of October 6, 2011, imposing a restitution fine of $5,400 (
Elia, Acting P. J., and Bamattre-Manoukian, J., concurred.
A petition for a rehearing was denied January 15, 2014, and the opinion was modified to read as printed above.