THE PEOPLE, Plaintiff and Respondent, v. RYAN JOSEPH PACK, Defendant and Appellant.
A161564
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FIRST APPELLATE DISTRICT DIVISION FOUR
Filed 2/7/23
CERTIFIED FOR PUBLICATION; (Contra Costa County Super. Ct. No. 52005692)
BACKGROUND
In May 2020, Pack was charged by amended information with four counts and an enhancement for count two. The triаl court later dismissed count one on the prosecution‘s motion. At issue here is count three for assault with a deadly weapon (
The preliminary hearing testimony showed that at the time of the alleged assault on Markham, Pack had on his person “silver edged metal knuckles,” and that Markham‘s cousin, Stanley Walker, observed Pack holding what Walker thought was a knife when Pack tried to hit Markham.
At trial, Markham testified that he was on his apartment patio at night when he heard the engine of his Mazda idling, and he saw someone drive it away. Markham later identified Pack as the person driving his Mazda. Markham described how he and Walker got into his other car and followed the Mazda. Markham testified that Pack eventually stopped the car on a
Walker testified that after Markham grabbed Pack, he saw Pack swing at Markham. Walker said he “couldn‘t tell what [Pack] had, so I just told [Markham] to watch out, . . . I just said a knife because I don‘t—could have been anything, that‘s the worst thing I‘m thinking аbout, so it‘s the first thing I said.” He clarified that he could see an object in Pack‘s hand, and he assumed it was a knife because of “the way it was swung.”
One of the responding officers testified that he searched Pack and found in his coat pocket a silver metal object that had “substantial weight.” Another responding officer testified that the object resembled metal knuckles but was flatter and sharp, and it had no finger holes.
After the defense rested, the court instructed the jury on the elements of the crimes charged and their lesser included offenses. As relevant here, the court instructed the jury that assault with force likely to produce great bodily injury (hereafter, assault with force likely) (
The jury found Pack guilty of counts two and four and found true count two‘s enhancement. Regarding count three, the jury found Pack not guilty of assault with a deadly weapon but guilty of assault with force likely.
Pack timely appealed after sentencing.
DISCUSSION
Pack contends that his right to due process was viоlated when the trial court instructed the jury it could find him guilty of the offense of assault with force likely as a lesser included offense of assault with a deadly weapon. We agree with the parties that, under both the “elements” test and the “accusatory pleading” test, assault with force likely is not a necessarily included offense. While in most cases the due process inquiry would end there, some courts have applied a different test where the offenses at issue are different theories of the same offense, concluding that a conviction for one speсies of an offense under an information charging another is not fatally flawed for lack of notice where the “variance” between the offense alleged and the offense proved was “immaterial.” (People v. Collins (1960) 54 Cal.2d 57, 60 (Collins).) The Collins test does not expand the definition of necessarily included offenses; instead, it “describe[s] circumstances under which a defendant may not complain of conviction of a lesser offense which is not an included offense . . . .” (People v. West (1980) 107 Cal.App.3d 987, 993.) In People v. Chavez (1968) 268 Cal.App.2d 381, the Second District applied the Collins test to determine whether reversal was required where the defendant was charged with assault with a deadly weapon but cоnvicted of assault with force likely under former
After briefing was complete in this case, our Supreme Court decided Aguayo, supra, 13 Cal.5th 974, which found that the Legislature intended for assault with a deadly weapon and assault with force likely to constitute the same offense under the current version of
I. Pack Did Not Receive Notice That He Could Be Convicted of Assault with Force Likely as an Offense Necessarily Included in the Charged Offense of Assault with a Deadly Weapon
” ‘Due process of law requires that an accused be advised of thе charges against him in order that he may have a reasonable opportunity to prepare and present his defense and not be taken by surprise by evidence offered at his trial.’ ” (People v. West (1970) 3 Cal.3d 595, 612.) The required notice is provided as to any charged offense and any offense that is necessarily included in the charged offense. (People v. Reed (2006) 38 Cal.4th 1224, 1227.) To determine whether an offense is a necessarily included offense, courts apply the “elements” test or the “accusatory pleading” test. (People v. Lopez (1998) 19 Cal.4th 282, 288.) We first consider the elements test.
A. The Elements Test
The elements test is satisfied if the statutory elements of the greater offense include аll the elements of the lesser, so that the greater cannot be committed without committing the lesser. (People v. Cook (2001) 91 Cal.App.4th 910, 918.) Here, the trial court relied on In re Jonathan R. (2016) 3 Cal.App.5th 963, 972 in finding that assault by force likely to
However, the parties agree, as do we, that assault with force likely is not a necessarily included offense of assault with a deadly weapon under the elements test. In In re L.J. (2021) 72 Cal.App.5th 37, this court declined to follow Jonathan R. on this issue because Jonathan R. ignored Aguilar‘s recognition that “[t]here remain assaults involving weapons that are deadly per se . . . in which the prosecutor may argue for, and the jury convict of, aggravated assault based on the mere character of the weapon.” (People v. Aguilar, supra, 16 Cal.4th at p. 1037, fn. 10.) This exception recognizes that ” ‘there are nonordinary uses to which one can put an inherently deadly weapon . . . without altering the weapon‘s inherently deadly character.’ ” (In re L.J., supra, at p. 50.) The court provided an example of a defendant using a dagger—an inherently dangerous weapon—to cut a single strand of a sleeping person‘s hair. (Ibid.) In that example, the defendant committed an assault with a deadly weapon but not an assault with force likely to cause great bodily injury, and thus the latter offense is not a lesser included offense of the former. (Ibid.)
We adhere to the reasoning of In re L.J. and conclude that, because assault with a deadly weapon can be committed without the use or threat of
B. The Accusatory Pleading Test
“Under the accusatory pleading test, a lesser offense is included within a greater ’ ” ‘if the charging allegations of the accusatory pleading include language describing the offense in such a way that if committed as specified the lesser offense is necessarily committed.’ ” ’ ” (In re Fernando C. (2014) 227 Cal.App.4th 499, 503People v. Reed, supra, 38 Cal.4th at p. 1229.) “Consistent with the primary function of the accusatory pleading test—to determine whether а defendant is entitled to instruction on a lesser uncharged offense—we consider only the pleading for the greater offense.” (People v. Montoya (2004) 33 Cal.4th 1031, 1036.)
Here, for count three, the first amended information alleges only that on or about February 18, 2020, Pack committed an assault upon Markham with a “stabbing weapon” in violation of subdivision (a)(1) of
Because assault with force likely is not a necessarily included offense to assault with a deadly weapon under either the elements test or the accusatory pleading test, we agree with the parties that Pack did not receive the notice required by due process that he could face conviction for assault with force likely as an offense necessarily included within the charged offense of assault with a deadly weapon.
II. Pack‘s Right to Due Process Was Violated Even Assuming the Material Variance Test Applies
As mentioned, we requested supplemental briefing from the parties about whether Pack‘s due process claim was subject to the material variance analysis of Collins and its progeny, Chavez, and the result of that analysis. After considering the pаrties’ supplemental briefing, we find no basis to alter our conclusion that Pack did not receive the notice that due process requires.
A. Collins and Chavez
Decided in 1960, Collins is derived from the material variance test that was used to determine whether a defendant had adequate due process notice of the particulars of the crimes with which he or she was charged. (People v. Williams (1945) 27 Cal.2d 220, 225-226.) Under that test, a discrepancy between preliminary hearing and trial evidence as to the particulars of the charged crime is not material unless “it is of such a substantive character as to mislead the accused in preparing his defense . . . .” (Id. at p. 226.) Collins appears to be the first case in which that test was used to determine whether a defendant received adequate notice that he could be convicted of an uncharged offense not necessarily included in any of the charged offenses.
In Collins, the information charged the defendants with rape with force in violation of
After Collins was decided, the Second District applied the material variance test in People v. Chavez, supra, 268 Cal.App.2d 381. There, the defendant was charged with assault with a deadly weapon under subdivision (a)(1) of former
The Legislature has since amended
With this precedent in mind, we turn to the parties’ arguments regarding the applicability of the material variance test and whether the variance, if any, was prejudicial to Pack.
B. The Parties’ Contentions
Citing People v. Lohbauer (1981) 29 Cal.3d 364 (Lohbauer), Pack argues in his supplemental briefing that Collins does not apply here, and even if it
In Lohbauer, the defendant asked the Supreme Court to reverse a conviction for the misdemeanor offensе of entering a noncommercial dwelling without the consent of the owner under
Citing Collins, the prosecution argued that the court should adopt a test for necessarily included offenses in which it would hold immaterial any variance between an offense charged and a lesser offense of which a defendant is convicted unless the variance was prejudicial to the defendant. (Lohbauer, supra, 29 Cal.3d at pp. 369-370.) The prosecution contended that the variance in that case was not prejudicial because the evidence offered at the preliminary hearing put the defendant on notice of the ” ‘specific conduct’ ” that supported his conviction of the uncharged offense of unauthorized entry. (Id. at p. 370.) The court rejected such a test in part because “sеrious due process questions would be raised by its adoption, not
With respect to Collins, the court held that the force of its specific holding “has been abrogated, of course, by the Legislature‘s repeal of subdivision 1 of section 261 and the еnactment in 1970 of a separate statute, section 261.5 prohibiting sexual intercourse with a female under age 18.” (Lohbauer, supra, 29 Cal.3d at p. 372.) And “[i]n any event, Collins had neither redefined a ‘necessarily included’ offense within the meaning of
Because the charged offense of assault with an inherently deadly weapon does not require the same proof as assault with force likely, and the evidence adduced at the preliminary hearing in this case supported the charged offense, we are presented with the same due process concerns raised
But even if we assume that the material variance test has continuing validity in these circumstances, the variance between the accusatory pleading and Pack‘s conviction was material and prejudicial. This is not a case like Collins where the facts supporting the variance—in that case, the victim‘s age—could not be disputed by the defendants, and where defense counsel expressly acknowledged at the preliminary hearing that the evidence supported only the offense of which the defendants were ultimately convicted. Here, the accusatory pleading indicаted only that Pack‘s alleged assault involved an inherently deadly weapon, and the parties produced evidence at the preliminary hearing regarding the nature of the weapon officers found on Pack‘s person. Although the evidence adduced at the preliminary hearing also showed that Pack swung the weapon in a downward motion at Markham, evidence that the prosecutor cited at the section 995 hearing in
III. Pack‘s Conviction Should Not Be Modified from Assault with Force Likely to Simple Assault
Citing
The Legislature added subdivision (6) of
As the Supreme Court later explained, “[n]umerous cases, both from this court and the Courts of Appeal, subsequently applied Kelley to modify a verdict on appeal to reflect a conviction on a lesser included offense after finding insufficient evidence supported conviction of the greater offense.” (Navarro, supra, 40 Cal.4th at p. 677.) The cases cited by the Attorney General—People v. Matian (1995) 35 Cal.App.4th 480 and People v. Beasley (2003) 105 Cal.App.4th 1078—likewise involve a situation in which, consistеntly with the language of
The error in this case is one of due process, not the insufficiency of the evidence to support the cоnviction of a greater offense. Moreover, the Attorney General does not cite any authority establishing that it is proper for us to rely on what the jury must have found true in order to convict Pack of an offense in violation of due process. Accordingly, we are not persuaded that we may expand the scope of
DISPOSITION
The conviction of assault with force likely as a lesser included offense of assault with a deadly weapon is reversed.3 The trial court is directed to
GOLDMAN, J.
WE CONCUR:
STREETER, Acting P. J.
BROWN, J.
Trial Judge: Anita L. Santos
Counsel for Defendant and Appellant: HAMRICK LEGAL Lillian Hamrick
Counsel for Plaintiff and Respondent: Rob Bonta Attorney General of California Lance E. Winters Chief Assistant Attorney General Jeffrey M. Laurence Senior Assistant Attorney General Donna M. Provenzano Supervising Deputy Attorney General Clarissa Limón Deputy Attorney General
