Opinion
—Appellant Rebecca Mason was charged in two misdemeanor counts with driving under the influence of alcohol and driving with a blood-alcohol level of 0.08 or more in violation of Vehicle Code section 23152, subdivisions (a) and (b), respectively. She appeals the denial of her pretrial motion to suppress, challenging the ruling with respect to the warrantless blood draw only. She physically submitted to the blood draw, electing that over a breath test, after first declining submission to a voluntary preliminary alcohol screening and after being told by an officer she was “required” to submit to a chemical test under the implied consent law, but without the officer providing the full implied consent admonishment, including any of the consequences of refusal.
After a thorough review of the record, which consists of undisputed facts pertaining to the motion, we hold that notwithstanding California’s implied consent law, which we recognize is a factor to be considered in the totality of the circumstances, the People failed to establish that Mason freely and voluntarily consented to the blood draw, as was their burden. While Mason was driving and using the state’s roads, whatever “deemed consent” she had given to a blood draw in advance by virtue of the implied consent law and
STATEMENT OF THE CASE
I. Factual Background
On May 2, 2013, around 10:00 p.m., Campbell Police Officer Daniel Stromska was driving westbound on Civic Center Drive towards Second Street in Campbell. Civic Center Drive is a one-way, westbound street. The officer conducted an enforcement stop on a silver car that turned eastbound onto Civic Center Drive, thus going the wrong way on that one-way street. Mason was the driver of the car.
The officer approached and asked Mason if she knew why he had stopped her. She responded by acknowledging that she had driven the wrong way on a one-way street, having turned too early while looking for the freeway. During their contact, Officer Stromska smelled an alcoholic odor on Mason’s breath, and could see that she had bloodshot and watery eyes. He also noticed her speech was slurred. Officer Stromska asked Mason if she had consumed any alcohol that evening. She said she had had one or two margaritas and had recently left a nearby restaurant, Aqui.
The officer asked Mason to get out of the car to perform field sobriety exercises. He explained and demonstrated three exercises—the horizontal
Officer Stromska then asked Mason if she would submit to a preliminary alcohol screening (PAS) and told her that this was “an optional test.” Mason declined.
Officer Stromska then placed Mason under arrest for driving under the influence of alcohol, handcuffing her in the process. He transported her to the alcohol investigation bureau (AIB), where a blood draw was ultimately performed. Before the procedure, the officer asked Mason if she would submit to either a blood or breath test. He “told her she was required to give one or the other.” On cross-examination, Officer Stromska was asked if he had “informed [Mason] that she was obligated to give a blood or breath sample once she was arrested” and he replied, “Correct,” meaning yes. When asked, by the trial court, whether he had specifically used the word “require,” i.e., whether he had told Mason she was “required” to provide a blood or breath sample when informing her about the chemical test, Officer Stromska said he could not recall the specific language he had used. But his standard practice in advising a driving-under-the-influence arrestee on the choice of tests is to “let them know that, when requested by an officer, they have a choice of providing either a blood or breath sample, but it is up to them which one they want to provide
The officer testified that “[d]eclining the [chemical] test is an option” but he did not tell Mason that she could refuse to provide a sample and did not advise her of any consequences of such a refusal. Officer Stromska explained it was his general practice to not inform an individual about the consequences of refusing a chemical test unless and until the person has first refused, and that he was under no obligation to “let [Mason] know the admonishment on the back of the ‘DS-367 DMV form’ ” unless she declined to “provide a sample.”
Once informed by Officer Stromska that she was required to submit to a chemical test and of her choice between a blood or breath test, Mason opted for a blood test. She did not inquire into other alternatives and did not otherwise verbally or physically resist the blood draw.
Officer Stromska did not attempt to obtain a warrant for the blood draw because he believed ”[t]here was no need to.” When asked why there was no need for a warrant, the officer explained it was because “there was no need for physical restraints ... to obtain the blood sample from the defendant.” We take the officer to have meant that in his understanding, a warrant is required for a blood draw only in the event a driving under the influence (DUI) suspect physically resists the procedure and actual force would then be required to implement it.
After Mason opted for a blood test, the officer requested through dispatch that a phlebotomist meet him at AIB to perform the blood draw. AIB is a secure facility and Officer Stromska said the area seemed clean to him. He was within six to 10 feet when he observed Mason’s blood draw and had witnessed “[r]oughly 50 to 70” other blood draws in the past. The officer testified that Mason’s blood draw was done consistently with every other blood draw he had observed, though he could not recall the details of this blood draw, including the technique used, the location on Mason’s body from where the blood was drawn, how many attempts “at the puncture” were made, or if Mason showed any signs of discomfort.
There was no evidence at the suppression hearing establishing that Mason was a licensed California driver, and thus of any form of advance express consent to a chemical test she, in particular, may have provided in order to obtain a license.
Mason was charged by misdemeanor complaint with two counts—DUI and driving with a blood-alcohol level of 0.08 or more in violation of Vehicle Code section 23152, subdivisions (a) and (b), respectively. She waived arraignment on the complaint on June 17, 2013, and then filed a motion to suppress evidence under Penal Code section 1538.5 on July 29, 2013, 42 days later. (Pen. Code, § 1510 [suppression motion may be reviewed pretrial only if the motion was made by the defendant in the trial court within 45 days following arraignment, unless the defendant was unaware of the issue or had no opportunity to raise it].) The suppression motion was later heard and denied by the trial court, which found the detention to be justified by reasonable suspicion and the arrest to be supported by probable cause. As to the blood draw, the court concluded it had been performed in a reasonable manner and, while characterizing the question of consent as a “very close” decision, the court determined that on these facts, Mason had voluntarily consented to the blood draw. This timely pretrial appeal followed.
DISCUSSION
On appeal, Mason challenges only the warrantless blood draw. She contends the procedure was performed in violation of her Fourth Amendment rights because it was conducted without her free and voluntary consent and in the absence of any other exception to the warrant requirement. As we explain, we agree and, accordingly, reverse the trial court’s ruling denying suppression of the blood draw evidence.
Given this conclusion, we need not reach Mason’s other arguments, including her claim that the blood draw was not performed in a constitutionally reasonable manner.
I. Standard of Review
“The standard of review on a motion to suppress is well established. The appellate court views the record in the light most favorable to the ruling and
II. The People Failed to Justify the Warrantless Blood Draw
Mason claims the blood draw was a search and seizure covered by the Fourth Amendment, the officer acted without a warrant, and no exception to the warrant requirement was shown. The People concede that a blood draw like the one performed on Mason was a search and seizure under the Fourth Amendment and that there was no warrant. But the People assert a warrant was not needed for the blood draw because the totality of circumstances established that Mason voluntarily consented to the procedure. (People v. Panah (2005)
A. The People Did Not Show Actual Free and Voluntary Consent
The Fourth Amendment guarantees ‘“[t]he right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures.” (U.S. Const., 4th Amend.) The extraction of blood or other materials from a person’s body for purposes of chemical testing is a search and seizure within this guarantee. (People v. Robinson (2010)
The state bears the burden of establishing the constitutionality of a search conducted without a warrant. (Coolidge v. New Hampshire (1971) 403 U.S.
Consent to a search may be express or implied by conduct, including nonverbal conduct. (People v. Smith (2010)
That said, the People cannot meet the burden of showing free and voluntary consent by simply demonstrating that a defendant submitted to a claim of lawful authority, as such circumstances may be inherently coercive, thus vitiating consent. (Bumper v. North Carolina (1968)
In Bumper, the police told the owner of a house that they had a warrant to search her house. The owner replied, “ ‘Go ahead,’ and opened the door.” (Bumper, supra,
A similar analysis applies on the undisputed facts of this case. Officer Stromska conveyed to Mason after her arrest—using language he could not specifically recall—that because of California’s implied consent law, she was “required” to submit to either a blood or breath sample. This was true in the sense that under California’s implied consent law, a driver lawfully arrested for DUI is “deemed” to have consented in advance to a chemical test for the purpose of determining the alcoholic content of his or her blood, upon pain of certain consequences of refusal. (Veh. Code, § 23612, subd. (a)(1)(A).) But
True enough, an officer’s failure to have strictly provided the full and accurate statutory consequences of refusal, or his or her violation of a defendant’s statutory rights under the implied consent law, does not, in and of itself, amount to a constitutional violation. (People v. Harris (2015)
A different panel of this court’s Appellate Division confronted a similar situation in Agnew. There, the court found an officer informing a DUI suspect of the “requirement” to submit to a blood-alcohol test under the implied consent law, without also informing of the consequences of refusal, “did not involve the type of coercion or ‘claim of lawful authority’ demonstrated in Bumper.” (Agnew, supra, 242 Cal.App.4th at p. Supp. 18, and authorities cited there.) We disagree and conclude that it is not such a leap in the totality of circumstances to equate the “ ‘claim of lawful authority’ ” in Bumper— there a representation of a warrant that simultaneously induced and vitiated consent—with the representation here, that submission to a chemical test is legally “required” without the accompanying statutory mandate that refusal may lead to certain consequences; both representations imply that the person does not have an actual choice to refuse, at least for Fourth Amendment purposes. (Agnew, supra, 242 Cal.App.4th at p. Supp. 18.) The problem is not just the omission of the right to refuse or even the statutory consequences of a refusal, the absence of neither of which would generally amount to a
Moreover, whether actual free and voluntary consent under the Fourth Amendment has been provided in a particular circumstance is a very different question than whether advance “deemed” consent to a chemical test under the implied consent law would support the imposition of the consequences of refusal in the context of administrative proceedings before the Department of Motor Vehicles. (See Veh. Code, §§ 13353, subd. (d)(4), 13557, subd. (b)(1)(D).) On the question whether a licensed driver’s advance “deemed” consent under the implied consent law equates to actual free and voluntary consent to a search and seizure under the Fourth Amendment, we again respectfully part company with what our colleagues appear to have suggested in Agnew. There, the court concluded that the defendant facing DUI charges had “already provided advance consent under the implied consent law” and the crux of the issue at the suppression motion was whether this advance consent was shown to have been withdrawn. (Agnew, supra, 242 Cal.App.4th at pp. Supp. 14, 18-19.)
This deemed “advance consent” under the implied consent law equating to actual free and voluntary consent under the Fourth Amendment seems derived in Agnew on the premise that because driving is a privilege, “it is important to condition that privilege on implied consent to testing if lawfully arrested for drunk driving. By driving on California’s roads, [a driver has] accepted that condition of implied advance consent . . . .” (Agnew, supra, 242 Cal.App.4th at pp. Supp. 7, 6.) The equation appears further premised on the exercise of the driving privilege being likened to a convicted probationer’s advance acceptance of a condition that he or she be subject to search without a warrant or probable cause. (Id. at pp. Supp. 6-7.) But this is a false equivalence.
It is true that an advance, blanket consent to search may be effective to waive Fourth Amendment protections in some circumstances, like probation.
A criminal defendant accepting probation is explicitly told of, and agrees to submit to, the conditions imposed upon his or her enjoyment of the privilege the state grants by withholding the prescribed punishment for the conviction offense. But no such actual notice or agreement can be found as to many drivers on California’s roads; certainly neither appears as part of the record here, as Mason was not shown to be a licensed California driver. And while driving on the public roads has been characterized as a “privilege subject to reasonable regulation, under the police power, in the interest of the public safety and welfare” (Watson v. Division of Motor Vehicles (1931)
Operating a vehicle on a public road can hardly be viewed in a comparable light, and it is questionable that the state may flatly prohibit its citizens from driving, as driving is not so much an act at the state’s sufferance as a right subject to reasonable regulation. (See People v. Hyde (1974)
But we need not pursue this comparative analysis further, because the probation-search cases rest on the premise that the probationer, in accepting a search condition, “truly consents” to the resulting diminution in Fourth Amendment rights. (In re Tyrell J. (1994)
Borrowing from the law of contracts, the consent in these and similar cases is implied “in fact,” not “in law.”
We acknowledge that since 1999, California drivers applying for or renewing a license have been required to give their express consent to blood-alcohol testing. (Veh. Code, § 13384, subds. (a) & (b).)
The challenges and impracticalities of obtaining express advance consent from all drivers under the implied consent law, one might suppose, is the reason the Legislature elected to “deem” the act of driving within the state, in and of itself, the legal equivalent of actual consent. (Serenko v. Bright (1968)
We do not think that consent of this kind can be characterized as “free[]” (People v. Michael (1955)
“The immediate purpose of [the implied consent law] is to provide an incentive for voluntary submission to the chemical test and to eliminate the potential for violence inherent in forcible testing. [Citation.] The ultimate purpose is to deter drinkers from driving, thereby reducing the carnage on our highways. [Citations.]” (Hughey, supra,
As we have noted, toward these ends, Vehicle Code section 23612, subdivision (a)(1), posits a “deemed” consent on the part of all drivers and then imposes administrative penalties, as well as enhanced punishment for any qualifying criminal conviction, on one who “refuses ... to submit to, or fails to complete,” the test to which the driver is already deemed to have consented. (Veh. Code, § 13353, subd. (a) [suspension or revocation of license, depending on prior offenses]; see id., subd. (b) [lifetime disqualification from driving for refusal on second occasion]; id., § 23577, subd. (a) [mandatory “imprisonment ... in the county jail” for conviction after willful
While this statutory “deemed” consent may be sufficient where the issue is whether the administrative consequences of refusal to consent are properly imposed (Hughey, supra,
The United States Supreme Court in McNeely, which principally held that the natural dissipation of intoxicating substances in the bloodstream did not constitute a per se, categorical exigency, did cite the states’ “broad range of legal tools” available “to enforce their drunk-driving laws and to secure BAC evidence without undertaking warrantless nonconsensual blood draws,” referring to implied consent laws. (McNeely, supra, 569 U.S. at pp. 160-161 [133 S.Ct. at
Navigating the intersection of the implied consent law in California and the Fourth Amendment after McNeely, the Court of Appeal in Harris, supra,
Harris did not hold that advance “deemed” consent under the implied consent law itself furnishes Fourth Amendment consent in a criminal prosecution. Nor did it hold that a statement by an officer that submission to a chemical test is required, without relaying any of the consequences of refusal, does not amount to a claim of lawful authority vitiating resulting consent as in Bumper. Instead, the court held that in the totality of circumstances of that case, which included the officer’s statement that submission to a chemical test was “required,” followed by the advisements that Harris did not have the right to talk with a lawyer when deciding whether to submit to the test, that refusal to submit would result in the suspension of his driver’s license, and
To recap, we have concluded that advance “deemed” consent under the implied consent law cannot be considered actual Fourth Amendment consent. We have also concluded that the scope of advance express consent under the implied consent law may not necessarily extend to Fourth Amendment considerations in a criminal prosecution, and that, in any event, no such advance express consent was shown here. Finally, we have concluded that, depending on the totality of the circumstances, a representation by an officer that submission to a chemical test is “required” under the implied consent law without reference to any of the consequences of refusal such that the substance of what is conveyed is that there is no actual choice to refuse may amount to a claim of lawful authority vitiating consent for Fourth Amendment purposes.
Here, Officer Stromska did not claim he had a warrant, like in Bumper. But his statements of legal compulsion to Mason in combination with other factors, like his having failed to provide any of the statutory admonishments about the consequences of refusal and the absence of any evidence at the hearing of the consent Mason was argued to have given in advance or that she had actual advance notice of the consequences of refusal, mean that her choice of a blood test over a breath test, and her compliance with the procedure, do not establish her actual free and voluntary consent under the Fourth Amendment. This is so notwithstanding whatever advance consent was “deemed” under the implied consent law.
Further bearing on the totality of circumstances here is the larger context in which the officer made his statements about the blood draw. There is no
The People attempt to distinguish Bumper, but their arguments miss the mark. As we have noted, there, the homeowner’s consent to search was not valid in the end because a reasonable person presented with a search warrant would not have believed there was an option to decline consent, thus vitiating whatever consent was given. The same is true here, based on the totality of the undisputed facts in the record. While the officer could not recall the exact language he used, his testimony made it clear that, with whatever words he said, he conveyed to Mason that she was legally required to provide a blood or breath sample, that she had no option to decline to give one or the other, and that the only choice available to her was to decide which one. And, contrary to the People’s assertion, this advisement was inaccurate—and not insubstantially so. As we have shown, California’s implied consent law provides that “[t]he person shall be told” about the consequences of refusal, thus informing the person that he or she does indeed have a choice to submit or to refuse and bear the consequences. (Veh. Code, § 23612, subd. (a)(1)(D), italics added.) Officer Stromska mentioned not a single repercussion of a choice to refuse a chemical test, and in fact misunderstood his statutory obligation to provide this information before, not after, a choice to submit or refuse. In the context of the Fourth Amendment, the information he provided was thus inaccurate to the extent that what he entirely omitted rendered what he did say misleading, at least for Fourth Amendment purposes as Mason maintained a constitutional right to withhold consent to the blood draw. (See, e.g., Civ. Code § 1710, subd. 3 [actionable deceit includes the suppression of
The People also look to Harris for support. But Harris offers none. There, unlike here, the conduct of the officer seeking consent for the blood draw did not, in effect, announce that the defendant had no right or choice to refuse to submit to a chemical test. To the contrary, the deputy in Harris substantially informed the defendant of the consequences of refusing to submit to the chemical test under the implied consent law, thus conveying, albeit impliedly, that refusal was an option. (Harris, supra, 234 Cal.App.4th at pp. 690-692.) In finding actual, voluntary Fourth Amendment consent, the Harris court underscored this, even if the advisement given was not entirely perfect or complete. Because there was substantial compliance, the lack of perfection or completeness of the advisement did not impair the conveyance of an actual choice. In contrast, Officer Stromska told Mason her submission was required and then omitted any mention of the consequences of refusal, thus suggesting it was not an option. The officer indeed testified that he never complied with the implied consent law by providing the full advisement, unless and until a suspect exercised the choice to refuse, arguably someone less in need of being informed there is a choice at hand.
On the totality of these circumstances, we conclude the People failed to show that Mason actually—freely and voluntarily—consented to the blood draw performed on her. It was their burden to show that her consent was the product of her free will and, further, that any consent to the procedure given was not a mere submission to an express or implied assertion of authority. In the absence of proof of her actual free and voluntary consent, the blood draw violated Mason’s Fourth Amendment rights. We further conclude that suppression of the results of the blood draw is warranted, given Officer Stromska’s stated standard practice of failing to comply with the implied consent law by providing suspects under arrest for DUI with the full statutorily mandated advisement of the consequences of refusal of a chemical test, unless and until a suspect refuses.
B. There Is No Other Applicable Exception to the Warrant Requirement
The People do not attempt to justify the warrantless blood draw on any other basis except Mason’s purported consent. Nor does our review of the record indicate that any other exception to the warrant requirement would apply.
The trial court’s ruling, to the extent it denied the suppression motion as to the blood draw evidence based on consent as an exception to the warrant requirement, is reversed. The trial court is directed to enter a new order granting the motion to suppress the evidence obtained as a result of the warrantless blood draw.
Notes
The facts are taken from Officer Daniel Stromska’s testimony at the motion healing. He was the only witness.
This form is apparently used in connection with administrative proceedings before the Department of Motor Vehicles when a licensed driver is arrested for driving under the influence. It contains the advisements that are not optional but, rather, mandated by Vehicle Code section 23612, subdivision (a)(1)(D) and (4). But law enforcement officers use and fill it out in connection with the arrest.
We also note that Mason’s appellate challenge to the maimer in which the blood draw was performed was forfeited because it was not presented in her opening brief, instead raised for the first time in her supplemental brief, though this court did not ask for supplemental briefing on that issue. (People v. Baniqued (2000)
Some cases have characterized the facts in Bumper as police having falsely told the homeowner they had a warrant. (See, e.g., Agnew, supra, 242 Cal.App.4th at p. Supp. 18 [law enforcement “falsely announc[ed]"’ they had a warrant].) But an actual reading of the case does not suggest this. Instead, the court describes law enforcement’s assertion of a warrant at the homeowner’s front door, her affirmative submission in response, and then the prosecution’s later reliance on consent instead of the warrant. (Bumper, supra.
An “implied-in-fact” contract is an actual agreement manifested not in words, but in the parties’ conduct. (Black’s Law Diet. (10th ed. 2014) p. 394, col. 2 [“A contract that the parties presumably intended as their tacit understanding, as inferred from their' conduct and other circumstances.”].) But an “implied-in-law” contract is not a real contract at all. It is rather a “quasi-contract” imposed upon a party to remedy unjust enrichment or other inequity. (Ibid, [“An implied-in-law contract is not actually a contract, but instead is a remedy that allows the plaintiff to recover a benefit conferred on the defendant.”]; Arcade County Water Dist. v. Arcade Fire Dist. (1970)
We think this observation in Birchfield would further undercut the premise that a driver provides advance, implied consent that is valid under the Fourth Amendment by exercising the privilege to drive in California and that the relevant analysis then becomes whether one later withdraws that consent by a refusal to submit to chemical testing upon a valid arrest for DUI. (Compare Birchfield, supra, 579 U.S. at pp. _ [136 S.Ct. at pp. 2185-2186] with Agnew, supra, 242 Cal.App.4th at pp. Supp. 6-7, 18-19.)
Vehicle Code section 13384 provides in part: “(a) The department shall not issue or renew a driver’s license to any person unless the person consents in writing to submit to a chemical test or tests of that person’s blood, breath, or mine pursuant to Section 23612, or a preliminary alcohol screening test pursuant to Section 23136, when requested to do so by a peace officer. [¶] (b) All application forms for driver’s licenses or driver’s license renewal notices shall include a requirement that the applicant sign the following declaration as a condition of licensure: [¶] T agree to submit to a chemical test of my blood, breath, or mine for the purpose of determining the alcohol or drug content of my blood when testing is requested by a peace officer acting in accordance with Section 13388 [PAS test] or 23612 [deemed consent] of the Vehicle Code.’ ”
Observant readers will note our homage in this opinion to the Sixth District Court of Appeal’s opinion in Arredondo, supra,
