Lead Opinion
delivered the opinion of the court:
Following a hearing, the respondent Mario T. was adjudicated delinquent based on his possession of cocaine and cannabis and sentenced to one year’s probation. On appeal, the respondent contends that the trial court erred in denying his pretrial motion to quash arrest and suppress evidence. We agree and reverse.
BACKGROUND
Prior to the adjudicatory hearing, the respondent filed a motion to quash arrest and suppress evidence. The respondent alleged that the police lacked justification for a protective pat-down search that resulted in the recovery of illegal drugs.
At the suppression hearing, Chicago police officer Hickey testified that at 8 p.m. on July 18, 2005, she and her partner went to 2964 S. State Street in response to a radio call that three males were breaking into a vacant unit on the second floor of the building. The officers proceeded to the second floor by separate stairways to investigate. Upon reaching the second floor of the six-story Chicago Housing Authority building, Officer Hickey and her partner observed four males “loitering”
Officer Hickey testified that after observing the group for a “few seconds,” she decided to conduct a field interview to determine “if they lived in the vicinity or in the building.” Officer Hickey learned that they did not live in the 2964 building and that the respondent lived in apartment 406 of the 2940 S. State building. Fearing for her safety, Officer Hickey “performed a protective pat-down” by feeling around the respondent’s waistline and pocket to ensure that he was unarmed. As she felt his front pocket, Officer Hickey “felt several small rock like objects.” When she asked the respondent what it was, the respondent told her it was “rocks.” Officer Hickey understood “rocks” to be crack cocaine. She then removed 26 rocks of suspected crack cocaine from the respondent’s pocket, placed him into custody, and performed a second custodial search which revealed four Ziplock baggies of suspected marijuana.
Officer Hickey testified that she feared for her safety because the 2964 building is known as an area of high narcotics and gang activity and, in her experience, weapons are often associated with drug offenses. Officer Hickey testified that she had been a Chicago police officer for five years and had made 50 to 100 narcotics arrests. She had made 10 to 20 arrests at this address. She estimated she had made 10 to 20 arrests where both drugs and weapons were involved.
Regarding the timing of the pat-down in relation to the field interview, Officer Hickey testified, “Yeah, after I spoke with him, yes, I patted him down while I was speaking with him.” The respondent was cooperative; he did not attempt to run away nor did he make any threatening gestures.
The respondent testified that he was on his way to his sister’s apartment on the fifth floor of the 2964 S. State Street building when police stopped him and his three friends on the second floor. The respondent said that the police “put us on the wall and went in our pockets” and found “weed and rocks” in his pocket. The respondent testified that he told the police at the beginning of the encounter that he was on his way to visit his sister.
In support of the motion, defense counsel argued: “Under the State’s Attorney’s theory, then everyone that lives there at any point is subject[ ] to a reasonable search and seizure by the officers because going by that theory, anyone that lives in that area is under suspicion based on the fact that they simply live there.”
As to its reasoning for denying the respondent’s motion to quash arrest and suppress evidence, the trial court stated:
“[Based] on the officer’s experience and based on the circumstances, the circumstances being two officer[s] alone in a hallway with four males. The circumstances being the experience that this officer has regarding drugs and investigations in areas where drugs are prevalent, the officer’s experience with guns, the [Terry] analysis and search analysis is not a two-prong analysis, it’s three-prong analysis of whether [there’s] sufficient basis for the stop. Second, whether there’s a sufficient basis for a limited search. And third, whether there’s a sufficient basis for a weapons frisk. I believe it was a limited search on the officer’s reasonable belief that they could be in danger. The articulated facts that made her concerned] for her safety ***, a limited search to determine whether the minor had any weapons [by] which she could be harmed. *** I do believe that she had a right to make a limited search [under] the circumstances of the case ***.”
An adjudicatory hearing ensued wherein the parties stipulated to the evidence presented at the suppression hearing. The parties also stipulated that Nancy McDonagh, a forensic chemist with the Illinois State Police crime lab, would testify that the recovered items tested positive for cocaine and cannabis. She estimated the cocaine weighed 15 grams and the cannabis weighed .5 grams. The parties further stipulated that a proper chain of custody was maintained at all times. The court found the respondent delinquent and sentenced him to probation for one year. The respondent renewed his motion to quash arrest and suppress evidence posttrial, which the court denied.
ANALYSIS
A. Initial Encounter
On appeal, the respondent concedes that the initial encounter was lawful, but contends that the subsequent search was not. The State contends that based on the respondent’s concession that the “stop” was lawful, we need only examine the subsequent frisk to determine whether the officer’s action was justified. While we agree that the initial encounter between the respondent and the officers was lawful, this is so because it was not a “stop” under Terry v. Ohio,
However, sometime in the course of speaking to the respondent, Officer Hickey patted him down, which resulted in the discovery of the cocaine. Once Officer Hickey began the protective pat-down, it changed the fundamental nature of the encounter from a consensual one into a full-blown Terry stop. See generally People v. Gonzalez,
B. Standard of Review
Mixed questions of law and fact are presented upon review of an order denying the respondent’s motion to quash arrest and suppress evidence. People v. Pitman,
The respondent contends that because he does not challenge the substance of Officer Hickey’s testimony, this case presents a legal rather than a factual question, and the standard of review should be de novo, citing People v. Dilworth,
While we question whether the application of either standard of review as to the historical facts would make any difference in the disposition we reach, we see no reason to apply a standard of review other than manifest weight of the evidence even where the testimony in the State’s case is essentially uncontested on appeal. This we believe is consistent with the deference to be accorded to the trial court’s findings reviewed in light of the trial court’s ultimate determination denying the respondent’s motion. Our focus instead is on the legal question of the justification of the stop and frisk so as to warrant the denial of the respondent’s motion to suppress, a ruling we review de novo. Independent appellate review of the ultimate decision to deny relief is appropriate, at least in part, because “ ‘de novo review tends to unify precedent and will come closer to providing law enforcement officers with a defined “set of rules which, in most instances, makes it possible to reach a correct determination beforehand as to whether an invasion of privacy is justified in the interest of law enforcement.” ’ ” In re G.O.,
C. Stop and Frisk
At the start of the pat-down, it seems clear that what started as a consensual encounter was converted into a “stop and frisk,” as such an encounter has become known since Terry v. Ohio,
Burden of Proof
Before we discuss the factors cited by the State in support of the trial court’s denial of the suppression motion, it is important to establish the respective burdens in the context of a Terry challenge.
At the suppression hearing, the respondent was called to establish his prima facie case that he was doing nothing unlawful at the time he was stopped and frisked. This he successfully did as the trial court denied the State’s motion for a directed finding after the respondent testified. “The burden of production then shifted to the State to provide the specific and articulable facts from which the officer reasonably inferred that [the minor] was involved in criminal activity.” People v. F.J.,
1. The Radio Call
The State first sought to justify the pat-down search by revealing why the officers were at the location. The State elicited from Officer Hickey that she and her partner were at that location based on a radio call regarding an attempted burglary by four males on the second floor of the building. Based on the record before us, the radio call did not contain any description of the individuals involved. There was no evidence adduced regarding when the information was provided to the police in relation to when the radio call was sent to the investigating officers. The record is also barren of any evidence that the officers upon arriving on the second floor conducted any investigation to determine the accuracy of the radio call. No testimony was elicited regarding, for example, an apartment door being ajar, pry marks on an entry door, or any other indication that a force was applied to any of the second-floor unit doors to gain entry. In other words, nothing Officer Hickey observed provided a reason to suspect the respondent and his companions were involved in any attempted break-in of a vacant second-floor unit.
Whether the radio call was based on information by a private citizen that identified himself or herself, or a purely anonymous call, whose reliability may be questioned by its very anonymity, we do not know. In fact, based on the record before us, we do not know whether there was any evidence of criminal activity suggesting an attempted break-in beyond the information contained in the call itself.
Nevertheless, whether the broadcast was “anonymous” as that term is used in search and seizure law,
As we noted above, there was no testimony elicited from Officer Hickey regarding any investigation to confirm an attempted break-in. Thus, in terms of the absence of evidence of an actual crime, this case is not unlike People v. Flowers,
Here, the situation is similar to that present in Flowers in that there is nothing in the record to indicate that any investigation conducted by Officer Hickey and her partner revealed “evidence that the possible crime reported by the *** caller had been committed or attempted.” Flowers,
2. High Crime Area
Officer Hickey’s testimony regarding her experience of many prior arrests in the building (of course, not involving the respondent or his companions) added little to any particularized threat posed by the respondent and his companions. While Officer Hickey testified that she had made numerous drug arrests in the 2964 building, many of which involved persons with weapons, as defense counsel made clear in her questioning, Officer Hickey did not “go there specifically for any type of narcotics surveillance.” See People v. Rivera,
3. Respondent Not a Resident of 2964 Building
There is no question that the respondent did not reside at the 2964 building. The respondent testified that he and his companions were on their way to visit his sister, who resided on the fifth floor of the 2964 building. No contrary information was presented. Officer Hickey never testified that the respondent did not inform her that he was on his way to his sister’s apartment. Consequently, there is no conflict between the testimony of the respondent and Officer Hickey on this point. Officer Hickey was correct that the respondent did not reside in the building, but there is nothing to call into question the respondent’s statement that his sister lived in that building and he and his companions were on their way there to visit. Our own assessment of this fact in relation to the issue before us leads us to conclude that it added little to the claimed justification of the weapons frisk on the respondent. See Pitman,
4. Officers Outnumbered
Being outnumbered is a factor to consider in assessing the safety concerns of an officer. See Sorenson,
Even from the position that the officers may have been justified in conducting a Terry stop of the respondent based on (1) the radio call of an attempted break-in, (2) his presence on the second floor when his sister lived on the fifth, (3) not being a resident of the building, and (4) the characterization of the building as an area of high narcotics and gang activity, these factors fail to inform us as to any reasonable inference of criminal conduct on the part of the respondent and his companions that put the officers in reasonable apprehension of an attack. A showing beyond that which is required for an investigatory stop must be made to justify a weapons frisk. See People v. Galvin,
This case is unlike S.V, where the investigating officers responded to multiple calls of gunshots at a particular gang-infested location. The calls also claimed that the shots were fired in the course of a “gang fight.” The investigating officers observed the minor and his companions flashing gang signs of the controlling gang in the area at passing motorists. The minors were also observed walking away from the location of the “shots fired” calls. Based on these facts, and the perceived evasive reaction by the minors, the officers were justified in the inference they drew that the minors were involved in criminal activity and “ ‘were armed and presently dangerous.’ ” S.V.,
Unlike in S.V., the crime investigated here was an “attempted break-in.” There was no information that guns or weapons were present in the course of the attempted break-in. There was no activity directly observed by the officers, at least according to Officer Hickey’s testimony, that might have raised the officers’ suspicion that the respondent was armed and dangerous. In fact, unlike in S.V, we question whether a reasonable inference can be drawn on the facts known to Officer Hickey that the respondent and his companions were involved in the crime being investigated. As the S.V. court cautioned: “Terry clearly does not permit police officers to routinely frisk individuals, without concern for whether a particular person poses a danger.” (Emphasis added.) S.V,
This case is closer to F.J. than to S.V. In fact, to the extent F.J. concerned a hand movement by the respondent that might indicate the concealment of some object in his pocket that could serve as a weapon, the case before us provides less of a showing for the frisk.
5. Officer’s Fear for Her Safety
The State places the greatest weight for justification of the frisk on Officer Hickey’s testimony that she felt in fear for her safety. “In the case of a self-protective search for weapons, [an officer] must be able to point to particular facts from which [s]he reasonably inferred that the individual was armed and dangerous.” Sibron v. New York,
We have scoured the record to discover what in particular about the respondent and his friends made Officer Hickey reasonably suspect they posed a danger to her. We are left without an objective answer. The record also provides no testimony from Officer Hickey as to the inferences she drew about the respondent and his companions. We can draw no reasonable inferences on her behalf. Officer Hickey did mention the numerous arrests for drugs in the building where the respondent was stopped and the likely presence of weapons in drug-related arrests. However, as we have already noted, the officers were not there investigating drug activity. Nor did Officer Hickey testify to anything the respondent or his friends did to arouse her suspicion that the respondent was involved in illicit drugs. That in Officer Hickey’s experience there is often a connection between weapons and drug offenses provides no support for her claim of danger posed by the respondent as the drugs on the respondent were not discovered until after the frisk. See Florida v. J.L.,
Nonetheless, “the officer’s subjective belief regarding the safety of the situation is one of the factors that may be considered in determining whether a weapons frisk was valid under Terry. [Citation.]” People v. Flowers,
We also note, as in Galvin, Officer Hickey “was never asked to specifically state what reasons existed which would lead a prudent person to reasonably believe that in the circumstances which existed at the time of the search, an officer would be warranted in the belief that his safety or that of others was in danger.”
Officer Hickey had to perceive, in the conduct she observed and in light of the circumstances she was presented with, a basis to reasonably conclude that the respondent “might be armed and dangerous.” S.V,
D. Trial Court’s Terry Analysis
Finally, the trial court based its decision in part on its understanding of a Terry analysis.
“[T]he [Terry] analysis and search analysis is not a two-prong analysis, it’s a three-prong analysis of whether [there’s] sufficient basis for the stop. Second, whether there’s a sufficient basis for a limited search. And third, whether there’s a sufficient basis for a weapons frisk.”
The trial court concluded that under the circumstances present here, “a limited search [was justified] on the officer’s reasonable belief that they could be in danger.”
The trial court was wrong in its understanding. A “limited search” is a “weapons frisk” under Terry. There is no “three-prong analysis” under Terry. “[An officer] is entitled for the protection of himself and others in the area to conduct a carefully limited search of the outer clothing of such persons in an attempt to discover weapons which might be used to assault him.” (Emphasis added.) Terry,
The trial court’s own assessment that the circumstances of the stop and frisk justified no more than a “limited search” raises the question whether the trial court rejected the circumstances as being sufficient to warrant a “weapons frisk” under her three-prong analysis. Nonetheless, we rely on our assessment of the facts in reaching our holding that the intrusion of a weapons search on the respondent was not justified.
CONCLUSION
Accordingly, we find that the circuit court erred in denying the respondent’s motion to quash arrest and suppress evidence. Under the facts of this case, the sum of the five factors relied upon by the trial court is no greater than the weight to be given to each individual factor. Under the totality of the circumstances in this case, the relief sought by the respondent should have been granted.
Reversed and remanded.
McBRIDE, J., concurs.
Notes
We take the officer’s testimony of the group’s “loitering” in the hallway as being descriptive of their activity and not suggestive of any criminal acts on their part, especially where neither the State nor the trial court expressed reliance on the use of that word.
This leads us to wonder whether the call was based on observed conduct suggesting criminal activity or simply as a means of extracting the young men from a place where they were not wanted to the extent they were the subject of the call.
See Florida v. J.L.,
This situation must be distinguished from a situation where the police officer testifies that a suspect aroused her suspicion based on her observations of the suspect, and so justifies a stop and frisk. In the latter case, “the courts can weigh the officer’s credibility and admit evidence seized pursuant to the frisk even if no one, aside from the officer and the defendant themselves, was present or observed the seizure.” Florida v. J.L.,
Officer Hickey was asked whether she “had any reason to suspect that [the respondent] was armed in any way.” The trial court, however, sustained the State’s objection that the question called “for speculation” and, thus, may have prevented Officer Hickey from explaining her actions.
Dissenting Opinion
dissenting:
I respectfully dissent. I believe the majority discussion of the standard of review (
“The defendant challenges the propriety of the trial court’s denial of his motion to suppress. Traditionally, this court has stated that when a trial court’s ruling on a motion to suppress evidence involves factual determinations and credibility assessments, the ultimate ruling will not be disturbed on appeal unless it is manifestly erroneous. See People v. Buss,
I suppose the majority would argue that what it has written is an accurate paraphrase of Sorenson. I strongly disagree. Absent from the paraphrase is a requirement that trial court findings of historical fact are to be reviewed only for clear error. Absent as well is the supreme court’s choice of words: “great deference” and “due weight to inferences.” I come away from this opinion with the definite impression that the majority has reweighed the historical facts de novo. There is nothing in this opinion that speaks to what factual findings of the trial court were clearly in error or against the manifest weight of the evidence.
I am also troubled by the footnotes and to what end they have been inserted. The first, ruminating on the word “loitering,” announces it will be taken as simply “descriptive of [the group’s] activity.”
The second is more troublesome. It states that the majority “wonders” whether the radio call that prompted the police investigation was motivated by someone’s desire to “extract” young men from a place where they were not wanted.
Footnotes 3 and 4 (
Finally, the amendment to our fourth amendment jurisprudence announced by Terry v. Ohio,
“The crux of this case, however, is not the propriety of Officer McFadden’s taking steps to investigate petitioner’s suspicious behavior, but rather, whether there was justification for McFadden’s invasion of Terry’s personal security by searching him for weapons in the course of that investigation. We are now concerned with more than the governmental interest in investigating crime; in addition, there is the more immediate interest of the police officer in taking steps to assure himself that the person with whom he is dealing is not armed with a weapon that could unexpectedly and fatally be used against him. Certainly it would be unreasonable to require that police officers take unnecessary risks in the performance of their duties. American criminals have a long tradition of armed violence, and every year in this country many law enforcement officers are killed in the line of duty, and thousands more are wounded. Virtually all of these deaths and a substantial portion of the injuries are inflicted with guns and knives.
In view of these facts, we cannot blind ourselves to the need for law enforcement officers to protect themselves and other prospective victims of violence in situations where they may lack probable cause for an arrest. When an officer is justified in believing that the individual whose suspicious behavior he is investigating at close range is armed and presently dangerous to the officer or to others, it would appear to be clearly unreasonable to deny the officer the power to take necessary measures to determine whether the person is in fact carrying a weapon and to neutralize the threat of physical harm.” Terry,
The majority here spends some little time suggesting that the trial judge in ruling from the bench was wrong in the way she articulated the steps to be undertaken in a Terry analysis. This is partly true, but the majority is holding the trial judge to an unrealistic standard of precision when ruling in real time on a motion to suppress. The trial judge got the historical facts right and concluded: “I believe it was a limited search based on the officer’s reasonable belief that [she] could be in danger.”
The majority discounts the officer’s statement that she believed herself to be in danger because the predicate for that belief is not fleshed out to this court’s satisfaction. But the trial court was satisfied based on the historical facts, and under a proper standard of review, so should we be. Based on the record, I believe that a prudent police officer would and should have done exactly what Officer Hickey did. I would affirm the trial court.
