THE PEOPLE, Plaintiff and Respondent, v. LAMAR JOHNSON, Defendant and Appellant; In re LAMAR JOHNSON on Habeas Corpus
Nos. A136573, A140310, A143775
Court of Appeal, First District, Division One, California
March 13, 2015
A petition for a rehearing was denied April 7, 2015
235 Cal. App. 4th 80
[CERTIFIED FOR PARTIAL PUBLICATION*]
Counsel
Michele Kemmerling, under appointment by the Court of Appeal, for Defendant and Appellant.
Opinion
HUMES, P. J.—Lamar Johnson was involuntarily committed to a state mental hospital after a jury found him to be a sexually violent predator (SVP). He appealed, and he later filed two petitions for a writ of habeas corpus. We consolidated the actions after issuing orders to show cause. In his appeal, Johnson argues (1) insufficient evidence supports the jury‘s determination that he is an SVP; (2) the jury was improperly instructed on the burden of proof; and (3) the Sexually Violent Predator Act (the SVPA or Act)1 is unconstitutional. In both habeas corpus petitions, he argues that his commitment must be vacated because the newest edition of the Diagnostic and Statistical Manual of Mental Disorders2 (DSM), a manual published by the American Psychiatric Association to identify criteria for the classification of mental disorders, does not allude to the psychiatric diagnosis upon which his commitment was based: “paraphilia[,] not otherwise specified, . . . with non-consenting persons.” We reject these arguments, affirm the judgment, and in the published portion of our decision deny the habeas corpus petitions.
I.
Background
A. The Statutory Background.
Under the SVPA, a person who is found to be an SVP beyond a reasonable doubt by a unanimous jury may be involuntarily committed to a state mental hospital for an indefinite term. (
At a hearing to consider an SVP‘s conditional release, the trial court must determine whether “it is likely that [the committed person] will engage in sexually violent criminal behavior due to his or her diagnosed mental disorder if under supervision and treatment in the community.” (
Not surprisingly, the constitutionality of the SVPA and other states’ civil commitment schemes has been challenged. Our state Supreme Court has upheld the SVPA against due process and equal protection challenges, and it did so by adopting the same analysis that applies under the United States Constitution. (Hubbart v. Superior Court (1999) 19 Cal.4th 1138, 1152, fn. 19 [81 Cal.Rptr.2d 492, 969 P.2d 584].) Under both the federal and state Constitutions, a finding of dangerousness alone is insufficient to justify an involuntary commitment. (Kansas v. Hendricks (1997) 521 U.S. 346, 356-357 [138 L.Ed.2d 501, 117 S.Ct. 2072] (Hendricks); see Hubbart, at p. 1152, fn. 19.) Rather, a state can only involuntarily commit someone who has a
B. The Factual Background.
Between 1983 and 1992, Johnson committed sexually violent offenses against three victims. In 1984, he pleaded guilty to one count of assault with intent to commit rape (
The day before Johnson‘s scheduled release date, the San Mateo County District Attorney petitioned to have Johnson committed to a state hospital as an SVP. A jury trial ensued, and four psychologists testified as experts: Deirdre D‘Orazio, Ph.D., and Jesus Padilla, Ph.D., testified for the state, and Brian Abbott, Ph.D., and Christopher Heard, Ph.D., testified for Johnson.
The state‘s experts, Drs. D‘Orazio and Padilla, diagnosed Johnson with “paraphilia[,] not otherwise specified, . . . with non-consenting persons.” We shall follow the lead of at least one of the experts who testified below and will refer to this diagnosis as “paraphilic coercive disorder.” The state‘s experts relied on several factors in forming the diagnosis, and they generally described it as marked by sexual arousal or gratification involving nonconsenting persons persisting over a six-month period. Johnson did not object to the introduction of this testimony, and his counsel cross-examined both doctors.4
The edition of the DSM current at the time of Johnson‘s trial was the text revision of the fourth edition, published in 2000.5 It states that “[t]he essential features of a Paraphilia are recurrent, intense sexually arousing fantasies, sexual urges, or behaviors generally involving 1) nonhuman objects, 2) the suffering or humiliation of oneself or one‘s partner, or 3) children or other nonconsenting persons that occur over a period of at least 6 months.” This edition of the DSM identifies eight classifications of paraphilia and also references a residual category, “Paraphilia Not Otherwise Specified,” which includes paraphilias that are less frequently encountered. The state‘s experts asserted that paraphilic coercive disorder falls within this residual category. After the trial, the American Psychiatric Association published a fifth edition of the DSM, DSM-5. The description of paraphilia in DSM-5 does not reference “nonconsenting persons” as did the fourth edition‘s, and DSM-5 does not otherwise allude to paraphilic coercive disorder.6
The experts also disagreed about Johnson‘s risk of engaging in sexual violence if released. To assess Johnson‘s risk of reoffense, Dr. D‘Orazio used the Static-99R, an actuarial instrument based on studies of known sex offenders that identifies factors related to reoffense. Dr. D‘Orazio also used another instrument, the Structured Risk Assessment, Forensic Version, to
Johnson‘s experts testified that his risk of reoffense was lower. Although, as did the state‘s experts, Dr. Abbott used the Static-99R, he concluded that Johnson fell into the “routine corrections offender group,” which has a 6 percent chance of reoffense over a five-year period, with the chance declining about 2 to 4 percent per year. Unlike Dr. D‘Orazio, Dr. Abbott did not use the Structured Risk Assessment, Forensic Version, to select a reference group, stating the instrument was experimental, and its reliability has never been tested. Dr. Heard testified that the current rate of sexual reoffense in the United States is 7 percent and that Johnson‘s risk was lower than that due to his age and declining sex drive. Dr. Heard did not use any sort of instrument or actuarial tool because he does not believe they provide accurate results.
The jury unanimously found Johnson to be an SVP, and the trial court imposed an indeterminate commitment. Johnson then filed a motion to strike the indeterminate commitment and to be given a two-year commitment instead, asserting that being held indefinitely would violate his constitutional rights. The court denied the motion.
II.
Discussion
A. Johnson‘s Appeal.*
*See footnote, ante, page 80.
B. Johnson‘s Habeas Corpus Petitions.
Having rejected the arguments Johnson raises in his appeal, we turn to his petitions for habeas corpus. In the first, he contends that the state‘s case is completely undermined by two pieces of newly discovered evidence—specifically, the DSM-5, which was published in May 2013, and the declaration of Allen Frances, M.D., which was submitted with the
We begin by observing that, in general, a person involuntarily committed under the SVPA may challenge the confinement through a petition for writ of habeas corpus. (
A habeas corpus petition may also be based on a claim that “false evidence that is substantially material or probative on the issue of guilt or punishment was introduced against a person . . . .” (
Being an extraordinary remedy, the writ is not available when an alternative remedy is available. (In re Clark, supra, 5 Cal.4th at p. 764, fn. 3.) Seizing on this principle, the Attorney General argues that Johnson‘s petitions must be denied because Johnson could argue in a section 6608 proceeding that the DSM-5 requires his release. We are not persuaded. A section 6608 proceeding does not provide Johnson with an adequate remedy because
We now turn to the merits of Johnson‘s petitions. According to Johnson, the drafters of the fifth edition of the DSM rejected a proposal from certain groups to clarify the fourth edition‘s language by including a specific diagnosis for paraphilic coercive disorder. He points out that the drafters also removed the passage in the fourth edition concerning nonconsenting persons and did not mention paraphilic coercive disorder when discussing conditions needing further research before being identified as official diagnoses.13 Johnson contends that the upshot of these changes is that paraphilic coercive disorder can no longer be considered a valid mental disorder under the SVPA. Although we accept that the fifth edition may cast additional doubt on the validity of paraphilic coercive disorder, we cannot agree that it completely undermines the state‘s case or renders the state‘s experts’ testimony false evidence.
The federal Constitution does not require an SVP‘s commitment to be based on a disorder that is uniformly recognized by the mental health community. In Hendricks, supra, 521 U.S. 346, the United States Supreme Court rejected the argument that Kansas‘s SVP act violated due process because it allowed commitment based on a “‘mental abnormality[,]’ . . . a term coined by the Kansas Legislature, rather than by the psychiatric community.” (Id. at pp. 357, 359.) The court observed, “[W]e have never required State legislatures to adopt any particular nomenclature in drafting civil commitment statutes. . . . As a consequence, the States have, over the years, developed numerous specialized terms to define mental health concepts. Often, those definitions do not fit precisely with the definitions
The Supreme Court later reaffirmed this principle in Crane, supra, 534 U.S. 407, another case involving Kansas‘s SVP act. The court rejected the argument that the statute required the state to prove an offender had a total or complete lack of control over his or her dangerous behavior. (Id. at pp. 412-413.) It also concluded that an offender could not be committed without any lack-of-control determination. (Id. at p. 413.) Although an alternative standard might be more precise, “the Constitution‘s safeguards of human liberty in the area of mental illness and the law are not always best enforced through precise bright-line rules.” (Ibid.) The court reasoned that “the States retain considerable leeway in defining the mental abnormalities and personality disorders that make an individual eligible for commitment” and that “the science of psychiatry, which informs but does not control ultimate legal determinations, is an ever-advancing science, whose distinctions do not seek precisely to mirror those of the law.” (Ibid.)
Following Hendricks and Crane, the Seventh Circuit Court of Appeals discussed the definitiveness of the DSM in particular in McGee v. Bartow (7th Cir. 2010) 593 F.3d 556. The petitioner in McGee challenged his involuntary civil commitment under an SVP statute, arguing that paraphilic coercive disorder was an invalid disorder because it was not specifically listed in the fourth edition of the DSM. (McGee, at p. 574.) The court ruled, “[W]e cannot adopt any rule that asks the DSM to do what the text itself professes that it was not intended to do: answer ultimate legal questions or create a perfect fit between law and medicine in the realm of involuntary civil commitment.” (Id. at p. 576.) The court observed that regardless whether a diagnosis is accepted by the DSM, “the factfinder has the ultimate responsibility to assess how probative a particular diagnosis is on the legal question of the existence of a ‘mental disorder‘; the status of the diagnosis among mental health professionals is only a step on the way to that ultimate legal determination.” (Id. at p. 577, original italics.) The existence of a professional debate over paraphilic coercive disorder does not mean that the diagnosis is “‘too imprecise a category’ such that it runs afoul of due process.” (Id. at p. 570, quoting Hendricks, supra, 521 U.S. at p. 373 (conc. opn. of Kennedy, J.).) McGee concluded that “a finding of a ‘mental disorder’ does not violate due process even though the predicate diagnosis is not found within the four corners of the DSM.” (McGee, at p. 576.)
We agree with these observations and conclusions and consider them to be equally applicable to the DSM-5. Even if the fifth edition reflects a growing skepticism in the psychiatric community about paraphilic coercive disorder, we cannot conclude that a commitment based on that
Our holding might be different if the SVPA required an SVP‘s mental disorder to be specifically mentioned in the DSM. But it does not. The SVPA does not refer to the DSM, much less require an SVP‘s mental disorder be listed in it. (See
As for Dr. Frances‘s declaration, it cannot even be considered newly discovered evidence or “later scientific research.” (
We think it worth reiterating that the validity of paraphilic coercive disorder was fully litigated at Johnson‘s trial. Johnson did not object to the introduction of the state‘s experts’ testimony on the subject, and he was able
III.
Disposition
The judgment is affirmed, and the petitions for a writ of habeas corpus are denied.
Margulies, J., and Dondero, J., concurred.
A petition for a rehearing was denied April 7, 2015, and the opinion was modified to read as printed above. Appellant‘s petition for review by the Supreme Court was denied July 8, 2015, S225960.
