People v. JamesPeople v. James
Egan Jr., J. Appeal from a judgment of the Supreme Court (Breslin, J.), rendered November 17, 2014 in Albany County, upon a verdict convicting defendant of the crimes of robbery in the first degree (two counts) and criminal possession of
Defendant was indicted and charged in a four-count indictment with robbery in the first degree (two counts), criminal use of a firearm in the first degree and criminal possession of a weapon in the second degree. The charges stemmed from an incident that occurred during the early morning hours of April 14, 2013 on Madison Avenue in the City of Albany. The victim, who had just left a function at a local establishment, was entering his vehicle when an armed assailant put a gun to his head and said, “[G]ive me all your stuff.” When the victim hesitated, the assailant “cocked the gun back and said, ‘I‘m serious. I‘m not playing,‘” whereupon the victim handed over his jewelry and cash. The assailant then reached into the vehicle and grabbed the victim‘s cell phone from his coat pocket. As he was fleeing the scene, the assailant fired a shot in the direction of the victim‘s vehicle, striking the rear driver‘s side door and shattering the window.
Although the victim did not identify defendant as his assailant (either prior to or at trial), a subsequent forensic analysis of DNA contained in blood droplets found on the driver‘s side door handle of the victim‘s car was deemed to match defendant‘s DNA. Following a trial, a jury convicted defendant of robbery in the first degree (two counts) and criminal possession of a weapon in the second degree,1 and defendant thereafter was sentenced—as a second violent felony offender—to an aggregate prison term of 23 years followed by five years of post-release supervision. Defendant now appeals.
Preliminarily, we reject defendant‘s contention that the People‘s alleged failure to comply with the provisions of
Although we reject defendant‘s assertion that the underlying verdict is against the weight of the evidence, we agree that a new trial is warranted due to Supreme Court‘s denial of defendant‘s request for a wholly circumstantial evidence charge. As the Court of Appeals recently reiterated, “[i]t is well settled that a trial court must grant a defendant‘s request for a circumstantial evidence charge when the proof of the defendant‘s guilt rests solely on circumstantial evidence. By contrast, where there is both direct and circumstantial evidence of the defendant‘s guilt, such a charge need not be given” (People v Hardy, 26 NY3d 245, 249 [2015] [citations omitted]). Direct evidence, which “proves directly a disputed fact without requiring an inference to be made” (id. at 251), may include, among other things, eyewitness testimony attesting to a defendant‘s participation in the crime (see e.g. People v Daddona, 81 NY2d 990, 992-993 [1993]; People v Wall, 92 AD3d 812, 813 [2012], lv
Contrary to the People‘s assertion, this was not a case “where both direct and circumstantial evidence [were] employed to demonstrate . . . defendant‘s culpability[,] thereby negating the need for the [requested] charge” (People v Carter, 97 AD3d at 496 [internal quotation marks and citation omitted]). While there indeed is no question—based upon the victim‘s testimony and the photographic evidence contained in the record—that the charged crimes did in fact occur, the record makes clear—and the People readily concede—that there was no direct evidence identifying defendant as the perpetrator. In this regard, while the People are correct that a DNA match “can provide strong evidence of a person‘s presence at and participation in a criminal act” (People v Wesley, 83 NY2d 417, 421 [1994]; accord People v Rush, 242 AD2d 108, 110 [1998], lvs denied 92 NY2d 860, 905 [1998]; see generally People v Brown, 92 AD3d 1216, 1217 [2012], lv denied 18 NY3d 992 [2012]), a defendant‘s mere presence at the scene of the crime in close temporal proximity to its commission does not establish his or her identity as the perpetrator (see People v Sanchez, 61 NY2d 1022, 1023 [1984]; People v Jones, 105 AD3d 1059, 1060 [2013], lv denied 21 NY3d 1016 [2013]). Simply put, where there is no direct evidence linking the defendant to the charged crimes, courts consistently have required that a circumstantial evidence charge be given (see People v Santiago, 22 NY3d 990, 991-992 [2013]; People v Silva, 69 NY2d 858, 859 [1987]; People v Sanchez, 61 NY2d at 1023; People v Jones, 105 AD3d at 1060; People v Carter, 97 AD3d at 496; People v Saxton, 75 AD3d at 758; People v Lynch, 309 AD2d 878, 878 [2003], lv denied 2 NY3d 742 [2004]). As the People‘s proof relative to the identity of the perpetrator here was entirely circumstantial, Supreme Court should have granted defendant‘s request to charge the jury accordingly; moreover, as the proof against defendant was less than overwhelming, we cannot deem the court‘s failure to grant the requested charge to be harmless error (see People v Saxton, 75 AD3d at 758; People v Lynch, 309 AD2d at 878).
To be sure, Supreme Court did give a hybrid or modified circumstantial evidence charge to the jury and, therefore, this is not a case where the trial court simply outright refused to grant any circumstantial evidence charge at all. That said, we reject the People‘s assertion that the circumstantial evidence charge actually given by Supreme Court here was sufficient. “[W]hen the evidence is circumstantial[,] the jury should be instructed in substance that it must appear that the inference of guilt is the only one that can fairly and reasonably be drawn from the facts, and that the evidence excludes beyond a reasonable doubt every reasonable hypothesis of innocence” (People v Sanchez, 61 NY2d at 1024; accord People v Ford, 66 NY2d 428, 441 [1985]; see People v Harris, 88 AD3d 83, 86 [2011], revd on other grounds 19 NY3d 679 [2012]). Here, although Supreme Court charged the jury that “the inference of guilt should flow naturally from the facts proven and be consistent with them all” and reiterated that “the inference of guilt must flow irresistibly from the facts proven and not be the result of strained or conjectural reasons,” the court‘s charge did not include all of the legally required language (compare People v Wlasiuk, 136 AD3d at 1104-1105). Under these circumstances, “the jury could not have known of its duty to apply the circumstantial evidence standard to the prosecution‘s entire case” (People v Sanchez, 61 NY2d at 1023).
In light of our remittal for a new trial, defendant‘s pro se claim of prosecutorial misconduct is effectively academic. That said, we note in passing that while the bulk of the prosecutor‘s comments relative to the blood found on the victim‘s vehicle and the import of the resulting DNA match to defendant constituted fair comment upon the evidence, the prosecutor exceeded the bounds of permissible commentary when, during the course of his summation, he told the jury, “[Y]ou know that the blood [on the victim‘s car] belongs to the robber.”
Garry, J.P., Devine, Clark and Aarons, JJ., concur. Ordered that the judgment is reversed, on the law, and matter remitted to the Supreme Court for a new trial.