The People of the State of New York, Respondent, v. Pettis Hardy, Appellant.
[43 NE3d 734, 22 NYS3d 377]
Argued October 14, 2015; decided November 18, 2015
POINTS OF COUNSEL
Cyrus R. Vance, Jr., District Attorney, New York City (Jared Wolkowitz, Manu K. Balachandran and Alan Gadlin of counsel), for respondеnt. I. Defendant was not entitled to a circumstantial evidence charge. (People v Daddona, 81 NY2d 990; People v Silva, 69 NY2d 858; People v Santiago, 22 NY3d 990; People v Barnes, 50 NY2d 375; People v Gerard, 50 NY2d 392; People v Von Werne, 41 NY2d 584; People v Roldan, 211 AD2d 366, 88 NY2d 826; People v Holmes, 204 AD2d 243; People v Rodriguez, 17 NY3d 486; People v Guidice, 83 NY2d 630.) II. The court acted well within its discretion in declining to declare a mistrial in response to the jury’s notes stating that they had not reached a unanimous verdict. (People v Pagan, 45 NY2d 725; Allen v United States, 164 US 492; People v Aponte, 2 NY3d 304; People v Baptiste, 72 NY2d 356; Matter of Rivera v Firetog, 11 NY3d 501; Matter of Owen v Stroebel, 65 NY2d 658; Matter of Plummer v Rothwax, 63 NY2d 243; People v Stephens, 63 AD3d 624; People v Walker, 83 NY2d 455.)
Fahey, J.
Thе primary issue on this appeal is whether a surveillance video showing defendant rifling through and then walking off with the victim’s purse constitutes direct evidence of his guilt of larceny, despite the fact that defendant offered an alternative explanation for his behavior. We hold that the surveillance video constituted direct evidence of defendant’s guilt, and that no circumstantial evidence charge was required. A particular piece of evidence is not required to be dispositive of a defendant’s guilt in order to constitute direct evidence.
I.
Defendant was employed as a security guard at a nightclub in Manhattan in February 2011. The victim was also at the club on the night in question, working as a stylist at a music video shoot hosted by the club. As the victim drove home, she
That surveillance video shows that defendant sat down on a couch next to the victim, positioning himself between her and her purse. Defendant then picked up the purse from the couch and put it underneath him, out of view. When the victim and her friends had left that area of the nightclub, defendant picked up the purse again and began rifling through its contents. He looked through the bag for over a minute. The video then shows defendant walking out of that area of the club with the purse in his hand.
Another camera angle shows that defendant briefly exited the club a minute later. At that point, defendant did not appear to be holding the purse in his hand. The victim and her friends were standing a few feet away from the door, and upon exiting the club in close proximity to the victim and her friends, defendant immediately went back inside. A different camera angle shows that defendant then assisted in picking up trash inside the club, also without the purse in his hand.
Another employee of the security group for which defendant was working also viewed the surveillance video, and he testified at trial that he called defendant to confront him. At first, defendant deniеd any knowledge of the purse, but when the witness told defendant that he had seen the surveillance video, defendant responded, “I don’t have it, but I can get it.”
Defendant was charged with four counts of grand larceny in the fourth degree (
The jurors delibеrated for some time and sent out two notes stating that they were unable to reach a unanimous verdict. On both occasions, defendant requested a mistrial. The court
A unanimous Appellate Division affirmed (115 AD3d 511 [1st Dept 2014]). The Appellate Division held that the trial court “properly declined to provide a circumstantial evidence charge, since there was both direct and circumstаntial evidence of defendant’s guilt, notwithstanding that defendant’s intent was a matter to be inferred from the evidence” (id. at 512). The Court also rejected defendant’s contention that the trial court abused its discretion in denying his requests for a mistrial, noting that “[a]lthough the trial was relatively short and simple, at each of the two junctures the circumstances indicated that further deliberations might be fruitful” and that “neither of the jury’s notes was indicative of a hopeless deadlock” (id.).
A Judge of this Court granted defendant leave to appeal (23 NY3d 1037 [2014]). We now affirm.
II.
It is well settled that a trial court must grant a defendant’s request for a circumstantial evidence charge when the proof of the defendant’s guilt rests solely on circumstantial evidence (see People v Santiago, 22 NY3d 990, 991-992 [2013]; People v Roldan, 88 NY2d 826, 827 [1996]; People v Brian, 84 NY2d 887, 889 [1994]). By contrast, where there is both direct and circumstantial evidence of the defendant’s guilt, such a charge need not be given (see Roldan, 88 NY2d at 827; People v Barnes, 50 NY2d 375, 380 [1980]).
We agree with defendant that his statement to the prosecution witness that he did not have the purse but could get it was not direct evidence of his guilt. A defendant’s statement is direct evidence only “if it constitutes ‘a relevant admission of guilt’” (People v Guidice, 83 NY2d 630, 636 [1994], quoting People v Rumble, 45 NY2d 879, 880 [1978]; see People v Licitra, 47 NY2d 554, 558-559 [1979], rearg denied 53 NY2d 938 [1981]). For example, where the defendant was charged with assault under an accomplice liability theory, and the defеndant’s statements consisted of admissions that “he ‘sent two guys to break [the victim’s] legs’ and ‘put [the victim] in the hospital,’” we held that the defendant’s statements constituted direct evidence of his guilt (Guidice, 83 NY2d at 636).
By contrast, where the defendant makes an admissiоn that merely “includ[es] inculpatory acts from which a jury may or
Here, defendant’s statement—that he did not have the purse but could get it—was not a direct admission of his guilt of larceny. Rather, defendant’s statement was also сonsistent with an inference that although he did not steal the purse, he knew where the purse was located and thought he could obtain it. Inasmuch as his statement merely included inculpatory facts from which the jury may or may not have inferred guilt, his statement was circumstantial rather than direct evidence (see Burke, 62 NY2d at 861).
We agree with the People, however, that the surveillance video constituted direct evidence of defendant’s guilt of larceny. The “taking” elemеnt of larceny “is satisfied by a showing that the thief exercised dominion and control over the property for a period of time, however temporary, in a manner wholly inconsistent with the owner’s continued rights” (People v Jennings, 69 NY2d 103, 118 [1986]; see People v Olivo, 52 NY2d 309, 318 [1981], rearg denied 53 NY2d 797 [1981]). “Thus, a shoplifter who exercises dominion and control over the goods wholly inconsistent with the continued rights of the owner can be guilty of larceny even if apprehended before leaving the store” (People v Robinson, 60 NY2d 982, 983-984 [1983], citing Olivo, 52 NY2d 309).
Here, the surveillance video shows defendant hiding the purse from the victim’s view, waiting until she and her friends had left the area to rummage through its contents, and then picking it up and walking out of the area while holding it in his hand. The video is therefore direct evidence of a taking, inasmuch as the video requires no inference to conclude that defendant exercised dominion and control over the purse, however temporary, in a manner that was wholly inconsistent with the victim’s continued rights as the owner (seе Jennings, 69 NY2d at 118).
This Court has described circumstantial evidence as evidence that “‘never proves directly the fact in question’” (People v Bretagna, 298 NY 323, 325 [1949], cert denied 336 US 919 [1949], reh denied 336 US 922 [1949], quoting Pease v Smith, 61 NY 477, 485 [1875]). By contrast, the surveillance video constitutes direct evidence because it requires no inference to establish the taking element of a larceny. The fact that defendant offered the jury an alternative explanation of his behavior, one that was inconsistent with larcenous intent, does not change the character of the evidence from direct to circumstantial. Furthermore, a particular piece of evidence is not required to be wholly dispositive of guilt in order to constitute direct evidence, so lоng as it proves directly a disputed fact without requiring an inference to be made. In other words, even if a particular item of evidence does not conclusively require a guilty verdict, so long as the evidence proves dirеctly a fact in question, the evidence is direct evidence of guilt. Inasmuch as the proof against defendant consisted of both direct and circumstantial evidence, the trial court was not required to provide a circumstantial evidence charge to the jury (see Roldan, 88 NY2d at 827; Barnes, 50 NY2d at 380).
III.
Finally, we reject defendant’s contentions that the trial court abused its discretion as a matter of law in refusing to grant his requests for a mistrial and that the trial court’s procedure coеrced the jury into delivering a verdict. “It is well settled that a trial judge’s determination regarding the declaration of a mistrial on jury deadlock grounds involves the exercise of judicial discretion” (Matter of Rivera v Firetog, 11 NY3d 501, 507 [2008], cert denied 556 US 1193 [2009]; see People v Baptiste, 72 NY2d 356, 360 [1988]). Trial courts are “‘best situated to take all [the] circumstances into account and determine whether a mistrial is in fact required in a particular case’” (Matter of Owen v Stroebel, 65 NY2d 658, 660 [1985], cert denied
We cannot say that the trial court abused its discretion as a matter of law in refusing to grant defendant’s mistrial requests. We agree with the Appellate Division that although the trial was not lengthy, “at each of the two junctures the circumstances indicated that further deliberations might be fruitful,” and “neither of the jury’s notes was indicative of a hopeless deadlock” (Hardy, 115 AD3d at 512). Moreover, the trial court’s procedures were not coercive. The court’s Allen charges were appropriately balanced and informed the jurors that they did not have to reach a verdict and that none of them should surrender a conscientiously held position in order to reach a unanimous verdict (cf. People v Aponte, 2 NY3d 304, 308-309 [2004]).
Accordingly, the оrder of the Appellate Division should be affirmed.
Chief Judge Lippman and Judges Pigott, Rivera, Abdus-Salaam and Stein concur.
Order affirmed.