THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. GARY G. HAMMONS, Defendant-Appellant.
NO. 4-16-0385
IN THE APPELLATE COURT OF ILLINOIS FOURTH DISTRICT
November 16, 2018
2018 IL App (4th) 160385
JUSTICE CAVANAGH delivered the judgment of the court, with opinion. Justices DeArmond and Turner concurred in the judgment and opinion.
Appeal from the Circuit Court of Clark County No. 13CF75 Honorable Tracy W. Resch, Judge Presiding. FILED November 16, 2018 Carla Bender 4th District Appellate Court, IL
OPINION
¶ 1 Defendant, Gary G. Hammons, challenges the reasonableness and constitutionality of some conditions the Clark County circuit court imposed on his probation. Also, he requests that we vacate some fines the circuit clerk purported to levy against him and that we order the correction of an erroneous notation the clerk made in the record as to the amount of restitution he still owes.
¶ 2 We hold that (1) defendant has procedurally forfeited his objections to the probationary conditions; (2) the doctrine of plain error, invoked by him, does not avert the forfeiture; and (3) we lack subject-matter jurisdiction to address his remaining arguments.
I. BACKGROUND
¶ 3 ¶ 4 On June 10, 2014, defendant entered a negotiated plea of guilty to two counts of the information: count II, residential burglary (
¶ 5 On September 22, 2014, the trial court sentenced him to eight years’ imprisonment for count II, to be followed by 30 months’ probation for count III.
¶ 6 Two conditions of the probation were that defendant (1) “not associate with any person who ha[d] a misdemeanor or felony drug conviction” and (2) “[s]ubmit to warrantless searches by [the] probation officer of his/her person, property (real estate and personal), [and] vehicles[,] including[,] but not limited to[,] the residence and curtilage.” He never objected to those conditions.
¶ 7 The trial court ordered defendant to pay “[c]osts,” which “the State previously estimated in the amount of $857” (the record does not appear to contain an itemization of these “[c]osts“). The court also ordered him to pay $42,529 in restitution but gave him credit against that amount for $21,382 in restitution previously paid, i.e., $15,000 that codefendant Joshua Houle had paid, $1275 from codefendant Jessica Creech‘s bond, $953 from codefendant Shawn Morris‘s bond, $1654 in currency and coins seized from defendant after his arrest, and defendant‘s bond of $2500. Thus, the court calculated the net amount of restitution owed by defendant to be $21,147 ($42,529 minus $21,382 equals $21,147).
¶ 8 Afterward, the circuit clerk imposed additional assessments on defendant, including a court finance assessment of $100, a violent crime victim‘s fund assessment of $200, a medical cost assessment of $20, and two circuit clerk fees of $80 apiece. The clerk also represented, in a certified printout dated January 16, 2018, that defendant still owed the full
¶ 9 ¶ 10 ¶ 11
II. ANALYSIS
A. Defendant‘s Procedural Forfeiture of the Issue of Whether the Conditions of Probation Are Reasonable and Constitutional
Defendant challenges the reasonableness and constitutionality of two of the conditions the trial court imposed on his probation. Those two conditions were that he (1) “not associate with any person who ha[d] a misdemeanor or felony drug conviction” and (2) “[s]ubmit to warrantless searches by [the] probation officer of his/her person, property (real estate and personal), [and] vehicles[,] including[,] but not limited to[,] the residence and curtilage.”
¶ 12 In his motion to reconsider the sentence, defendant never mentioned either of those probationary conditions.
“(d) Appeal by Defendant From a Judgment Entered Upon a Plea of Guilty. No appeal from a judgment entered upon a plea of guilty shall be taken unless the defendant, within 30 days of the date on which sentence is imposed, files in the trial court a motion to reconsider the sentence, if only the sentence is being challenged, or, if the plea is being challenged, a motion to withdraw the plea of guilty and vacate the judgment.
***
The motion shall be in writing and shall state the grounds therefor. ***
***
*** Upon appeal[,] any issue not raised by the defendant in the motion to reconsider the sentence or withdraw the plea of guilty and vacate the judgment shall be deemed waived.”
Ill. S. Ct. R. 604(d) (eff. July 1, 2012).
Although the rule says “waived,” it really means “forfeited.” Courts tend to use the terms interchangeably, but, to be precise, a “waiver” is the voluntary relinquishment of a known right, whereas a party “forfeits” an issue—voluntarily or not—by failing to raise the issue earlier as procedural rules required. People v. Blair, 215 Ill. 2d 427, 444 n.2 (2005).
¶ 13 Because defendant‘s motion for reconsideration of the sentence never mentioned any conditions of probation, one might assume that, under
¶ 15 ¶ 16 ¶ 17
B. Defendant‘s Invocation of the Doctrine of Plain Error
1. The Threshold Question of Whether There Was an Error That Was “Plain,” That Is, Clear or Obvious
Defendant argues that the doctrine of plain error should avert the forfeiture in this case.
“[S]hort of a conclusion that an asserted error is a ‘plain’ one, the so-called plain error doctrine offers no basis to excuse a procedural default. [Citation.] The point is crucial, for while all plain errors are reversible ones, not all reversible errors are also ‘plain’ for purposes of
Rule 615(a) .” People v. Keene, 169 Ill. 2d 1, 17 (1995).
The plain error doctrine is not a backdrop to catch merely arguable issues that could have been raised in the trial court. The error had to be manifest or patent.
¶ 18 We now will consider the probationary conditions of which defendant complains, to determine whether the trial court committed a plain error by imposing the conditions.
¶ 19 ¶ 20 ¶ 21
a. The Condition That Defendant Refrain From Associating With Any Person Who Has a Drug Conviction
i. The Reasonableness of This Condition
Section 5-6-3(a) of the Unified Code of Corrections (
¶ 22 The supreme court and the appellate court “have consistently held that any additional condition not expressly authorized by statute may be imposed as long as it is (1) reasonable and (2) relates to (a) the nature of the offense or (b) the rehabilitation of the
¶ 23 We cannot say it is clear or obvious that forbidding defendant to associate with people who have drug convictions violates
¶ 24 ¶ 25 ¶ 26
ii. The Constitutionality of This Condition
(a) The Asserted Overbroadness of the Condition
Defendant argues that by forbidding him to associate with people who had drug convictions, the trial court committed plain error by unconstitutionally infringing on his right to
¶ 27 The relevant constitutional standard resembles
“[W]here a condition of probation requires a waiver of precious constitutional rights, the condition must be narrowly drawn; to the extent it is overbroad[,] it is not reasonably related to the compelling state interest in reformation and rehabilitation and is an unconstitutional restriction on the exercise of fundamental constitutional rights.” (Internal quotation marks omitted.)
Id.
“To be reasonable, a condition of probation must not be overly broad when viewed in the light of the desired goal or the means to that end.”
¶ 28 The reasonableness analysis that we performed under
¶ 29 ¶ 30
(b) In re Omar F.
Defendant compares his case to In re Omar F., 2017 IL App (1st) 171073, ¶ 63, which held that a probationary condition unconstitutionally infringed on the respondent minor‘s freedom of association by forbidding him to “hav[e] any contact, directly or indirectly, with *** members of street gangs” (internal quotation marks omitted) (id. ¶ 61).
¶ 31 One problem with defendant‘s reliance on Omar F. is that Omar F. did not exist in September 2014, when the trial court sentenced defendant to probation; therefore, the court‘s purported plain error could not have been a disregard of (the as of yet nonexistent) Omar F. See People v. Williams, 2015 IL App (2d) 130585, ¶ 11 (“Plain-error review is reserved for errors that are clear or obvious based on law that is well settled at the time of trial ***.” (Internal quotation marks omitted.)). It would make no sense to hold that the court plainly erred by failing to follow Omar F. some three years before that decision was issued.
¶ 32 Even if we disregarded this problem of anachronism, applying Omar F. to the present case is far from straightforward. There are a couple of significant differences between Omar F. and the present case.
¶ 33 First, the condition of probation at issue in Omar F. is different from the condition at issue in the present case. Therefore, an analogy must be drawn. For that reason alone, Omar F. is not obviously on point. See Piatkowski, 225 Ill. 2d at 564-65 n.2 (a plain error is an error that is clear or obvious). Defendant does not cite any case that is directly on point; he does not cite
¶ 34 Second, the prohibition in Omar F. is broader than the prohibition in the present case. The trial court in Omar F. forbade the respondent to “hav[e] any contact, directly or indirectly, with *** members of street gangs” (emphasis added and internal quotation marks omitted) (Omar F., 2017 IL App (1st) 171073, ¶ 61), whereas the trial court in the present case forbade defendant to ”associate with any person who ha[d] a misdemeanor or felony drug conviction” (emphasis added). Having contact with someone and associating with someone are not the same thing. Direct or indirect contact does not necessarily amount to association. To “associate” means “[t]o join[,] often *** in a loose relationship[,] as a partner, fellow worker, colleague, friend, companion[,] or ally.” Birzon v. King, 469 F.2d 1241, 1243 n.3 (2d Cir. 1972). “‘Association’ generally has been interpreted to mean intentional, knowing[,] and substantial contact, or the development of a significant or meaningful relationship, with a convicted criminal over a substantial period of time.” State v. Allen, 634 S.E.2d 653, 659 (S.C. 2006). Contacting someone does not necessarily entail entering into a relationship with that person. See Arciniega v. Freeman, 404 U.S. 4, 4 (1971) (“[The] petitioner was forbidden to ‘associate’ with other ex-convicts. *** We do not believe that the parole condition restricting association was intended to apply to incidental contacts between ex-convicts in the course of work on a legitimate job for a common employer.“). Also, “given that certain areas of Chicago [were] gang-infested” (Omar
¶ 35 Therefore, just because the probationary condition in Omar F. was “overbroad” (id. ¶ 63), it is not clear or obvious that the more narrow probationary condition in the present case is overbroad. See People v. Albea, 2017 IL App (2d) 150598, ¶ 17 (“The first step in plain-error review is to determine whether clear or obvious error is present.“). Conditioning defendant‘s probation on his refraining from associating with people who had a drug conviction was not plain error. The plain-error doctrine does not avert the procedural forfeiture of this issue.
¶ 36 ¶ 37
b. The Condition That Defendant Submit to Searches by the Probation Officer
The other probationary condition that defendant challenges, for the first time, on appeal, is that he “[s]ubmit to warrantless searches by [the] probation officer of his/her person, property (real estate and personal), [and] vehicles[,] including[,] but not limited to[,] the residence and curtilage.” Defendant argues that this condition is unreasonable because it does not require reasonable suspicion of criminal activity prior to a search. See People v. Lampitok, 207 Ill. 2d 231, 252-253 (2003) (“After balancing these privacy and government interest considerations under the circumstances of this case, we find that the [police] officers were constitutionally authorized to search the motel room only if they had reasonable suspicion of a probation violation by [the defendant].“).
¶ 38 Defendant‘s interpretation of this probationary condition is debatable because, in People v. Eiland, 217 Ill. App. 3d 250, 258 (1991), the appellate court stated: “[W]e believe a probationer‘s waiver of fourth amendment rights extends only to searches conducted upon a reasonableness standard, as any probation condition imposed must be ‘reasonable’ under the
¶ 39 ¶ 40
2. The Further Question of Whether the Probationary Conditions Threaten the Integrity and Reputation of the Judicial Process
Again, the threshold question in plain-error analysis is whether the error was plain, that is to say, clear or obvious. “The first step in a plain-error analysis is to determine whether a clear and obvious error occurred. [Citation.] If a clear and obvious error occurred, we then consider whether either of the two prongs of the plain-error doctrine has been satisfied.” (Emphasis added.) People v. Henderson, 2017 IL App (3d) 150550, ¶ 37. “[The] [d]efendant bears the burden of persuasion in showing both that a clear and obvious error exists and that one of the prongs is satisfied.” (Emphasis added.) People v. Marcos, 2013 IL App (1st) 111040, ¶ 58. The two alternative prongs of plain error are that “(1) the evidence is close, regardless of the seriousness of the error, or (2) the error is serious, regardless of the closeness of the evidence.” People v. Herron, 215 Ill. 2d 167, 186-87 (2005). Defendant argues only the second prong of plain error.
¶ 41 Before we even reach the second prong, we must find an error that was clear or obvious. See Henderson, 2017 IL App (3d) 150550, ¶ 37. As we discussed earlier, defendant fails to make the threshold showing that the two probationary conditions of which he complains for the first time on appeal were clearly or obviously erroneous under the law.
¶ 43 ¶ 44
C. The Claim of Ineffective Assistance of Counsel
Defendant argues that defense counsel rendered ineffective assistance by omitting to object to the two probationary conditions.
¶ 45 A claim of ineffective assistance of counsel has two elements: (1) counsel‘s performance fell below an objective standard of reasonableness (Strickland v. Washington, 466 U.S. 668, 687-88 (1984)) and (2) the defendant consequently suffered “prejudice,” defined as “a
¶ 46 We disagree that refraining from objecting to the two conditions of probation was professionally unreasonable. For all we know from the record, defendant might have told defense counsel not to object. See In re Luis F., 177 Cal. Rptr. 3d 174, 180 (Cal. Ct. App. 2009). In any event, defense counsel could have reasonably concluded that, for the reasons we already have explained, an objection to the two probationary conditions would have been futile. “Defense counsel is not required to make futile motions or objections in order to provide effective assistance.” (Internal quotation marks omitted.) People v. Mister, 2016 IL App (4th) 130180-B, ¶ 95. If defense counsel had objected to the broadness of the condition that defendant refrain from associating with anyone who had a drug conviction, the trial court might well have responded that, given defendant‘s history of drug abuse, this was the safest policy for him and that it was best to err on the side of caution. As for the other probationary condition—that he consent to searches by the probation officer—the court, on the authority of Lampitok, might have agreed to add an express requirement of reasonable suspicion. Defendant would have gained nothing, however, because Eiland already implied a reasonableness requirement into the search condition.
¶ 47 ¶ 48
D. Fines Imposed by the Circuit Clerk
Defendant argues, and the State concedes, that we should vacate the following three assessments the circuit clerk imposed upon defendant, because they are essentially fines and only the trial court can impose fines: (1) a court finance assessment of $100 (see
¶ 49 Under People v. Vara, 2018 IL 121823, which the supreme court issued after the parties filed their briefs in this appeal, we lack subject-matter jurisdiction to review clerk-imposed fines because article VI, section 6, of the Illinois Constitution (
¶ 50 ¶ 51
E. Duplicate Circuit Clerk Fees
According to a printout the circuit clerk generated on January 11, 2018, and with which we allowed defendant to supplement the record (but see Vara, 2018 IL 121823, ¶ 22 (holding that such a “payment status information sheet” is not properly part of the record on appeal)), the circuit clerk imposed two circuit clerk fees in the amount of $80 apiece, one for each count of which defendant was convicted. Defendant argues that the circuit clerk had statutory authority to impose only one of those fees.
¶ 52 Section 27.1a(w)(1)(A) of the Clerks Act provides as follows:
“(1) The clerk shall be entitled to costs in all criminal and quasi-criminal cases from each person convicted or sentenced to supervision therein as follows:
(A) Felony complaints, a minimum of $40 and a maximum of $100.” (Emphasis added.)
705 ILCS 105/27.1a(w)(1)(A) (West 2012).
¶ 53 The State concedes that the circuit clerk should have charged defendant only one circuit clerk fee since there was only one felony complaint.
¶ 54 Even so, the same reasoning from Vara that we applied to clerk-imposed fines likewise applies to the circuit clerk fees. We begin by observing that we have subject matter jurisdiction to review only final judgments entered by the circuit court (see
¶ 55 ¶ 56
F. Restitution
If the defendant‘s criminal act caused a person to receive “any *** damage to his or her real or personal property,” the trial court must order restitution.
¶ 57 In determining the amount of restitution, the trial court may rely on the uncontested facts in the presentence investigation report. People v. Gallinger, 252 Ill. App. 3d 816, 820 (1993). According to the presentence investigation report in this case, the victims of the
¶ 58 The trouble is, this argument against the circuit clerk‘s calculation of the net restitutionary obligation is not an argument against the trial court‘s judgment, any more than the arguments against the clerk-imposed fines and fees are arguments against the judgment. It was not the trial court‘s judgment that defendant should pay a court finance assessment of $100, a violent crime victims fund assessment of $200, a medical cost assessment of $20, and an extra circuit clerk fee of $80. Nor was it the trial court‘s judgment that he presently owed the full $42,529 in restitution. These things of which defendant complains are all clerical departures from the trial court‘s judgment. Cf. Vara, 2018 IL 121823, ¶ 20 (“Thus, this case presents the anomalous circumstance in which a defendant has filed an appeal seeking to uphold the judgment entered by the circuit court.” (Emphasis in original.)). Under article VI, section 6, of the Illinois Constitution (
¶ 59 ¶ 60
III. CONCLUSION
For the foregoing reasons, we affirm the trial court‘s judgment, and we assess $75 in costs against defendant.
¶ 61 Affirmed.
