Lead Opinion
delivered the opinion of the court:
A Stephenson County jury convicted William Keene of armed robbery and murder and sentenced him to death. In this direct appeal (720 ILCS 5/9 — l(i) (West 1992); 134 Ill. 2d R. 606), we affirm the convictions and sentence.
BACKGROUND
Evidence showed that Keene and two others, Larry Ehlers and Michael Hoover, planned to rob Bob Peters’ gun shop in Freeport, Illinois. On November 11, 1992, the three left Andrea Krueger’s home in Tinley Park, Illinois, travelling to Freeport in a rented vehicle. They spent the night in a motel room which Ehlers had registered for under an alias.
Early the next morning, Keene, Ehlers, and Hoover drove to the gun shop. Biding their time until Peters was alone, the three entered. Ehlers was armed with a handgun. To distract Peters, Hoover asked to see one of the knives for sale. Ehlers then shot Peters in the chest. Peters did not immediately fall, and Ehlers shot him again in the head. Peters collapsed between the sales counter and a cabinet behind it. While Peters was on the floor, incapacitated but still alive, his throat was slit.
After collecting guns, knives, and money from Peters’ wallet, Keene, Ehlers, and Hoover drove back to Tinley Park.
The jury determined Keene to be eligible for death, finding that he had slit Peters’ throat. The primary evidence of that was supplied by Hoover, who had agreed to testify against Ehlers and Keene in a plea bargain with the State. Hoover told the jury that, during the drive back to Tinley Park, the three had recounted what had happened in the gun shop. Hoover said that Keene admitted to having slit Peters’ throat, though Hoover admitted that he had not actually seen Keene do so. Hoover said, however, that he had seen Keene behind the counter where Peters collapsed.
Other evidence corroborated Hoover’s testimony. Keene had admitted to police that he was left-handed. Hoover and Ehlers were right-handed. Larry Blum, a pathologist, believed that whoever had slit Peters’ throat had likely held the knife in his left hand. Blum based his opinion on how the cut looked to have been formed and the position of Peters’ body.
Against those general facts, Keene raises several challenges to his convictions and sentence. Greater detail regarding the issues is set out in the discussion of them below.
DISCUSSION
Denial of Funds for a Defense Pathologist The defense sought the appointment of an expert in pathology, intending to counter the evidence that a left-handed person had slit Peters’ throat. Funds were allowed for a private investigator, but not a pathologist. Refusal of such funds, Keene argues, violated due process and equal protection guarantees, undermined the credibility of the sentencing determination and deprived him of effective assistance of counsel. Ill. Const. 1970, art. I, § 8; U.S. Const., amends. VI, VIII, XIV.
In People v. Lawson (1994),
What is crucial to the defense effort is often made plain in taking account of the inculpatory evidence offered. (Cf. Ake v. Oklahoma,
An expert opinion that Peters’ throat was not slit by someone using his left hand could have helped rebut the evidence that Keene, the sole left-handed perpetrator, was responsible. But the State’s case against Keene did not turn on proof that the act could only have been done by a left-handed person. That belies the notion that a pathologist’s participation was crucial to the defense.
Blum’s testimony was only that it was likely that whoever had slit Peters’ throat had done so holding the knife in the left hand. The cut, Blum believed, was formed by the knife passing from the right side of Peters’ throat to the left. Making such a cut would have been awkward for a person holding the knife in his right hand given where Peters lay on the floor. But Blum never excluded the possibility that the actor could have held the knife in the right hand. He simply believed it unlikely. Nor, it should be noted, did Blum’s testimony do anything to dispel the idea that a right-handed person, using the weaker hand, might have inflicted the wound.
More importantly, the primary evidence against Keene was not Blum’s opinion as to how Peters’ throat had been slit. The core of the State’s case was Hoover’s testimony that Keene had admitted complicity. A defense pathologist may have rendered an opinion contrary to Blum’s. But such could only indirectly refute what Hoover recounted of Keene’s responsibility for slitting Peters’ throat. Thus, the issue of how Peters’ throat was slit was not, in that way, crucial to Keene’s defense. We therefore find no error in the decision not to make funds available to Keene to retain a pathologist.
Failure to Excuse Venireperson
Having used all of its allotted peremptory challenges, the defense unsuccessfully sought to excuse for cause from the venire Delbert Folgate. Folgate, it is asserted, was predetermined to "automatically” vote for death and therefore should not have served as a juror.
As the point was not set out in Keene’s post-trial motion, the State urges that we ignore it. The State argues that "plain error,” which it says is the means to reach the issue’s merits, is not satisfied by the circumstances of the case.
Generally, the filing of a post-trial motion is necessary to preserve issues for appellate review. The requirement is a statutory one (see 725 ILCS 5/116 — 1 (West 1992)), different from the additional, initial need for a timely trial objection. (See People v. Enoch (1988),
In capital cases, however, procedural defaults are excused for three categories of error: errors for which a timely trial objection was made and which could be asserted in a post-conviction petition (725 ILCS 5/122 — 1 (West 1992) (permitting only claims of "substantial denial of *** rights under the Constitution of the United States or of the State of Illinois”)), challenges to the sufficiency of the evidence, and "plain” errors. (People v. Enoch (1988),
Plain error is not the reason for which the merits of Keene’s argument may be considered. The purported error — participation of a juror who would vote indiscriminately to impose death — is assailable as a fourteenth-amendment-based due process claim. (See Morgan v. Illinois (1992),
The contention, however, fails substantively. Folgate did initially say during voir dire that he was "for” the death penalty and would vote to impose it if Keene should be found guilty. But Folgate’s answers to later questions show that he simply misunderstood, at first, the sentencing options. Folgate had thought that Keene was to be put to death if found guilty on one or all of the pending charges. Folgate was confused by questions indicating that he did not have to vote for death and said so. The trial judge then explained that the imposition of death was not automatic given a finding of guilt. He also explained the difference between a finding of death eligibility in the first stage of the sentencing considerations and the imposition of that penalty in the second stage. Folgate then indicated that he would not vote for death if he believed, in the end, that the ultimate penalty was inappropriate.
The record does not, therefore, reveal what is essential to Keene’s claim: Folgate’s promise to vote for death regardless of mitigating circumstances. There was no error in the refusal to dismiss Folgate for cause.
Exclusion from Voir Dire Examination
As part of his plea bargain, Hoover accepted a 40-year prison sentence on one count of murder. He also agreed to serve a concurrent 15-year sentence for armed robbery. But prior to testifying at trial, Hoover moved to withdraw his plea. He felt that the sentence he had agreed to was too harsh. Correspondence also indicated that Hoover feared harm in jail if he testified for the State. The State believed Hoover’s cooperation was in jeopardy. It sought, and was allowed, to question Hoover outside of the jury’s presence to see if he would testify as he had promised.
The trial judge excluded Keene from the courtroom during Hoover’s voir dire. Although defense counsel was present, Keene contends that his exclusion violated his right to confront witnesses and his right to due process under the sixth and fourteenth amendments (U.S. Const., amends. VI, XIV). He also claims his sixth amendment right to effective assistance of counsel was violated. U.S. Const., amend. VI.
The measure for assessing whether Keene’s exclusion violated due process and confrontation clause guarantees is Kentucky v. Stincer (1987),
As for the right of confrontation, the Court reasoned that the exclusion did not compromise the defendant’s opportunity at trial to cross-examine the witnesses. (Kentucky v. Stincer,
Here, as in Stincer, defense counsel was present during Hoover’s voir dire. This case differs in that the questioning of Hoover did not include cross-examination. But under the Supreme Court’s confrontation clause analysis, the distinction is one of no material difference. The reason: it is the opportunity to cross-examine witnesses at trial, not earlier, that is determinative. So long as there is no interference with the usual opportunity for cross-examination at trial, no sixth amendment violation arises.
Opportunity to cross-examine Hoover at trial was in no way interfered with by excluding Keene from the voir dire. Hoover appeared and testified in open court during Keene’s trial. (See Stincer,
As for due process, the Court’s analysis in Stincer turned on the nature of the hearing from which the defendant had been excluded. The Court noted that the competency hearing was a limited one which did not reach the substance of the child witnesses’ trial testimony. (Stincer,
Here, the questioning of Hoover did touch upon his upcoming substantive trial testimony in addition to whether he would comply with the plea agreement. The State asked Hoover about his arrest and inquired as to when he had met Keene and Ehlers. Other questioning permitted the State to read into the record a written recitation of the facts to which Hoover had agreed to testify. The recitation included a summary of a tape-recorded statement Hoover had given to police upon his arrest. The taped statement was played. The same factual recitation, including the taped statement’s contents, had been stipulated to earlier by Hoover and had been read at the announcement of Hoover’s guilty plea.
The question is whether the substantive points elicited during the voir dire bore a "substantial relationship” to Keene’s trial defense. (See Cates v. Cates (1993),
But, in fact, Keene’s exclusion from the voir dire could not have hampered — or, to mirror the Court’s concern, Keene’s presence could not have advanced (see Stincer,
Keene has presented no other grounds to establish a "substantial relationship” between the answers Hoover gave during voir dire and Keene’s trial defense. Because Keene’s ability to defend himself at trial was not in any way materially affected by his exclusion during Hoover’s voir dire, there was no due process violation.
Finally, there is the contention that Keene’s exclusion violated his right to effective assistance of counsel. Keene takes no issue with what counsel actually did or did not do regarding Hoover’s questioning. Rather, Keene argues that because he could not confer with counsel during the voir dire, the representation necessarily suffered.
But, again, Keene’s presence was, in reality, of no real consequence in view of the evidence touched upon. Defense counsel simply did not need what Keene’s presence could provide: Keene’s personal input. Keene suffered no prejudice sufficient to support an ineffectiveness-of-counsel claim. See Strickland v. Washington (1984),
Admission of Prior Consistent Statements
Audrey Krueger was Lárry Ehlers’ girlfriend. Krueger had helped Ehlers rent the vehicle used in the crimes. Keene, Hoover, and Ehlers had gathered at Krueger’s home before leaving for Freeport. The three had returned to Krueger’s home after the robbery and murder. Krueger, however, was not charged in the crimes, and she testified against Keene as a State witness.
During cross-examination, Krueger admitted that, when questioned by police officers investigating the crimes, she had lied about several matters. The matters related, primarily, to the lease of the vehicle, whether she viewed the stolen weapons at her home, and whether there had been an inventory of them. During redirect examination, the State focused on statements Krueger had given to police which were consistent with what she had testified to during direct examination.
The use of the prior consistent statements, Keene asserts, improperly bolstered Krueger’s credibility. Keene notes the absence here of circumstances such as would justify the use of such statements. See People v. Powell (1973),
The State contends, and we agree, that no basis exists to reach the merits of the issue. Keene’s post-trial motion did not contest the substance of Krueger’s redirect examination. None of the exceptions which would allow for taking notice of the claim given the procedural default apply. The claim is not based on the sufficiency of the evidence. (See Enoch,
The final basis for excusing the procedural default, plain error, lies within our Rule 615(a). The rule states that notice may be taken of "[a]ny error, defect, irregularity, or variance” which affects "substantial rights” though such was not "brought to the attention of the trial court.” (134 Ill. 2d R. 615(a); see also People v. Pickett (1973),
Finally, though it is often not expressed, short of a conclusion that an asserted error is a "plain” one, the so-called plain error doctrine offers no basis to excuse a procedural default. (See Wangerin,
Rule 615(a) provides that if "substantial rights” are not affected, any such claim "shall be disregarded.” (134 Ill. 2d R. 615(a).) That language, this court has observed, mandates that "[bjefore plain error can be considered as a means of circumventing the general waiver rule, it must be plainly apparent from the record that an error affecting substantial rights was committed.” (People v. Precup (1978),
As a result, a disjunctive approach has evolved for determining the existence of plain error. A procedural default may be excused either because the error affected "substantial rights” or, independent of the nature of the right affected, simply because the evidence in the case was closely balanced. (See, e.g., People v. Speight (1992),
Assuming that prior consistent statements in fact were used improperly to bolster Krueger’s credibility — a point the State by no means concedes — the claim does not implicate a substantial right. (See Cox,
We therefore dismiss, without reaching the merits, the claim of error with regard to the redirect examination of Krueger.
Hoover’s Statement Regarding Keene’s Imprisonment
Keene had been released from incarceration in Wisconsin shortly before taking part in the crimes underlying this case. Pursuant to a defense motion in limine, the trial judge barred reference to that fact at trial. Nevertheless, Hoover alluded to Keene’s release from prison during his cross-examination. Keene sought a mistrial. The trial judge denied the request. The jury was instructed to disregard Hoover’s statement, as Hoover’s answer had not been responsive to the question asked.
Keene claims it was error not to declare a mistrial. The State, he says, should have "more effectively instructed” Hoover not to mention Keene’s prior imprisonment. Regardless, Keene states, Hoover’s statement was sufficiently prejudicial to violate the due process clause. U.S. Const., amend. XIV.
Such claims of error as Keene raises have been resolved with reference to how the particular testimony challenged came about. Where a challenged statement has not been made in direct response to a question, that fact has been seen to be consequential. (See People v. Naujokas (1962),
The record here tells nothing about the State’s efforts in instructing Hoover as to the scope of permissible testimony. The fact that the statement was made simply does not permit the conclusion that the State was to blame for it. (See generally People v. Gregory (1961),
The concern, then, is whether prejudice resulted. The trial judge here did what he could to reduce the impact that the reference to Keene’s prior incarceration could have on the jury’s collective mind. It is at least arguable that the admonishment could not eliminate all chance of prejudice. But we do not believe that what residual harm may have remained could rise to the level of a due process violation.
Jury Commentary
Keene, who declined to testify at trial, contends that the State impermissibly remarked on that fact during its rebuttal argument to the jury. The State had noted that certain evidence it presented, essentially Hoover’s testimony, was uncontradicted. The problem, Keene asserts, is that the substance of Hoover’s testimony pertained only to matters Keene, himself, could have countered. Thus, Keene argues, the State was impliedly referring to Keene’s having invoked his fifth amendment right not to testify. U.S. Const., amend. V; see also People v. Howard (1991),
Keene concedes that it is generally permissible for the State to point out in closing argument that evidence is uncontradicted. (See People v. Bryant (1983),
The State here insists that the commentary was proper simply because such proof could have been supplied by either of the "two accomplices.” Those would have been Hoover and Ehlers. Given that the State built its case on bargained-for testimony from Hoover, the notion that he could have also provided contrary proof is too clever by half: If Hoover could have testified to a different scenario, what evidence would there have been to contradict? That Ehlers could have supplied contrary proof is nearly as forthright: it is doubtless that Ehlers would have exercised his own fifth amendment right not to testify.
It is certainly the case that Audrey Krueger could have testified that Keene did not intend to take part in the robbery. She could also have provided proof that Keene was unaware that murder was a part of the plan. Marion Janssen, another witness, could also have provided contradictory evidence. Janssen said that she saw Keene, Hoover, and Ehlers walking in the vicinity of the gun shop shortly before the crimes occurred. If Keene had not been with Hoover and Ehlers in Free-port on that day, Janssen could have directly disputed proof of Keene’s participation.
The fact that Krueger and Janssen existed as witnesses is relevant in evaluating the State’s comments within the context of the trial. (See Mills,
Even so, the fact that a witness besides a defendant could have provided contrary proof does not end the analysis: impermissible commentary on the defendant’s failure to testify may nevertheless be expressed.
But that is not the case here. The commentary about the evidence being uncontradicted shows no such "prosecutorial design.” The State kept its remarks to the "what” of the evidence uncontradicted — how the crimes "went down” including testimony that Keene had slit Peters’ throat — and did not stray into the "who” of the issue. For that reason, as well as the fact that other witnesses existed showing the commentary to be appropriate within the context of the trial, Keene’s argument must fail.
Keene also cites as error several other remarks made by the State during rebuttal argument. However, Keene’s post-trial motion preserved for review only the comments about uncontradicted evidence. No objection accompanied any of the other comments and the argument is not based on insufficient evidence. The issue may be reviewed only to the extent permitted as a matter of plain error. For reasons explained previously, the case against Keene was not closely balanced. That leaves the existence of an affected substantial right as the only ground for reaching the claim’s merits.
Improper jury summations can implicate substantial rights. (See Wangerin,
Four different types of unpreserved comments are cited. The first pertained to Hoover’s improper statement about Keene’s incarceration in Wisconsin. The State mused that Keene was unable to aid in planning the crimes until he "came down” to "get together” with Hoover and Ehlers. In a comment Keene says is related, the State suggested that the crimes were done "pretty professionally.” The implication, Keene argues, is that Hoover sought to include Keene in the crimes because, as evidenced by the prior incarceration, Keene was a career criminal.
Pointing out Keene’s inability to help plan the crimes until he arrived in Illinois was proper commentary rooted in evidence. It is a fact that Keene came to Illinois, joining Hoover and Ehlers at Audrey Krueger’s house in Tinley Park. That fact was elicited by the defense after the jury was told to disregard what Hoover said about Keene’s release from prison. To that extent, there is no basis to conclude that the State was attempting to remind the jury about the impermissible evidence it had heard about Keene’s prior incarceration. Commenting about the "professional” nature of the crimes was also grounded in evidence. The crimes were planned in advance and were accomplished with, for lack of a more appropriate expression, a degree of efficiency.
The comment as to why Hoover asked Keene to join in the crimes is not so directly connected to evidence, and so it is reasonable for Keene to argue that the State meant to imply Keene’s guilt by reference to his prior imprisonment. But, even assuming such was the State’s intent, we believe the harmful effect to have been negligible at most. The implication was subtle and was communicated in a single sentence.
The second and third comments both relate to the law and can be considered together. The State described its burden of proof — -the beyond a reasonable doubt standard — as "universal” and "not unreachable.” The State also described Keene’s presumed "cloak of innocence” to have been "shredded and ripped and pulled [off]” to reveal guilt.
This court has cautioned against attempts by counsel as well as trial judges to explain the reasonable doubt standard. (People v. Speight (1992),
Reviewing courts are, again, ill-equipped to assess what harm may have occurred. (See Chapman,
The State here did not suggest that the standard of proof was a pro forma consideration (see People v. Eddington (1984),
In the final comments Keene cites, the State referred to Hoover’s testimony as being consistent with what Hoover told police on the day he was arrested. The result, Keene argues, underscored improperly the idea that Hoover was a credible witness. The State does not contend that a basis existed for the comments. (See People v. Powell (1973),
True enough. But the commentary is not, for that reason, made innocent, as the State would have it. Pointing out the fact that Hoover had given the police a statement, the State rhetorically asked the jury whether it had heard other versions of how the crimes "went down.” More particularly, the State asked whether Hoover had ever said that Keene was not involved. The State provided the answers to its own questions. The jurors had not heard other versions, the State explained, because Hoover had never recounted different versions. Had Hoover done so, the State assured, the defense would have exposed the fact through cross-examination.
The implication was that Hoover was to be believed because what he testified to was what he had first told police. The commentary was improper. The question is whether it caused sufficient prejudice to warrant a new trial. Again, repetition is a relevant concern. (See People v. Emerson (1983),
The State did, more than once, invite the conclusion that Hoover had been steadfast in relating a consistent version of events. Furthermore, Hoover’s bargained-for testimony was critical to the State’s case. But there was also, in Audrey Krueger’s account of the events, other corroboration the effect of which was to highlight, quite properly, Hoover’s credibility.
For the reasons stated above, we do not believe that the individual comments made during the State’s rebuttal argument caused sufficient harm to have compromised the integrity of the entire guilt phase of the trial. Nor do we believe that the cumulative effect of the comments caused the adversary system to break down. Plain error being absent, there is no ground to excuse the procedural default.
Keene separately complains of comments made by the State in its closing argument at the second stage of the sentencing hearing. Generally, the State drew the conclusion that Keene, by his acts, had sealed his own fate. The effect of the comments, Keene says, was to shift improperly the responsibility of imposing the death sentence away from the jury in violation of the eighth amendment (U.S. Const., amend. VIII).
The comments were not objected to contemporaneously, nor was issue taken in Keene’s post-trial motion with their having been made. As above, the procedural default precluding review of the issue may be excused only as plain error.
We do not believe any harm arose from the State’s attempt to underscore that Keene alone chose to commit the crimes for which he stood convicted. If any harm could have arisen from such commentary, the harm was ameliorated by other comments by which the State impressed upon the jury that it ultimately was the determiner of Keene’s fate. No grounds exist to excuse the procedural default regarding the commentary.
Assistance of Counsel
David Snyders, a Freeport police detective, had prepared a report summarizing an interview he had conducted with Audrey Krueger. The State failed to disclose the report, but the defense learned of its existence during the course of the trial. The State was never able to locate the report. The trial judge determined that there had been no deliberate attempt to preclude the defense from seeing the report.
Prior to cross-examining Krueger, defense counsel questioned Snyders away from the jury about the interview. In the absence of the report, the defense wanted to learn whether Krueger had related a particular statement which she had attributed to Ehlers. The statement, revealed at the hearing on Keene’s post-trial motion, would have diverged from Krueger’s direct testimony. Snyders remembered Krueger’s having said that Ehlers had told her that he, Ehlers, was responsible for both the shooting and the throat slitting of Peters. Snyders thought that Krueger’s statement might have been tape-recorded during the interview. The statement, however, was not in the transcription of Krueger’s statement.
Defense counsel was aware of the difficulties in admitting the statement as evidence, and the statement was not offered as proof.
Keene contends that the failure to present the statement in the first phase of the capital sentencing hearing amounted to ineffective assistance of counsel. Keene understands that the first concern for such a claim, that counsel’s performance was deficient (see Strickland v. Washington (1984),
Analysis of the exception’s application in Chambers v. Mississippi (1973),
Only the chief factor is satisfied here: Ehlers’ purported statement would certainly have been incriminating.
As Ehlers’ girlfriend, Krueger would be a close acquaintance. However, no time frame was established for when Ehlers supposedly made the statement to her. There might be reason, as Keene suggests, to fault defense counsel for that failure. But larger problems are present in the remaining factors making further scrutiny of the point unnecessary.
Keene argues that Ehlers’ purported statement was corroborated by Hoover’s testimony. The logic: Ehlers’ supposed admission that he slit Peters’ throat is believable because the other half of Ehlers’ supposed admission — that he shot Peters — was corroborated by Hoover. Keene points out that only Hoover’s statement that Keene had said he, Keene, had slit Peters’ throat is contradictory.
The argument is selective of the worth of Hoover’s testimony. First, Hoover’s believability would be championed for what corroborative value it might hold. At the same time, Hoover’s believability would be discounted on the very fact for which admissibility of Ehlers’ supposed statement is argued: who slit Peters’ throat. The argument cannot run both ways. In fact, though Hoover’s testimony would corroborate Ehlers’ supposed admission that he, Ehlers, shot Peters, the same testimony offers nothing to corroborate the supposed admission that Ehlers slit Peters’ throat. It is of no consequence that other evidence would accommodate acceptance of Ehlers’ admissions as fact; corroboration, not consistency, is the operative concern.
Finally, Keene concedes that it is unlikely that Ehlers could have been cross-examined. As a codefendant, Ehlers would almost certainly have invoked his fifth amendment right not to incriminate himself.
There is little indicia of trustworthiness in the statement Ehlers purportedly made to Krueger. There is, therefore, an insufficient basis for the statement-against-penal-interest exception to the hearsay rule by which the statement could be admissible. Without a basis for admissibility, there is no ground to argue that defense counsel should have challenged Krueger on cross-examination as to whether she had made the statement or otherwise sought to present it. Without a basis to find counsel’s performance deficient, the ineffective-assistance claim must fail.
Jury Instructions
The defense sought to have four Illinois pattern instructions read to the jury for the first, death-eligibility, stage of the sentencing hearing. The instructions pertained to witness credibility. Specifically, the instructions addressed testimony relating to prior consistent statements, prior convictions, identification, and statements of accomplices. (See Illinois Pattern Jury Instructions, Criminal, Nos. 3.11, 3.12, 3.15, 3.17 (3d ed. 1992).) The jury had been instructed on those points at the guilt phase of trial the day earlier. For that reason, the trial judge refused the defense request to have the jury reinstructed.
Keene complains that the refusal was an abuse of discretion. The State relies on the fact that the specific instructions regarding witness credibility were given during the guilt phase. But that point, Keene observes, could support his own argument. The logic: if it can be assumed that the jury remembered the guilt-phase instructions, the fact that they were omitted at the eligibility phase could lead the jury to conclude that the same rules did not govern.
Because, again, Keene did not include in his post-trial motion the argument now asserted, the first concern is whether the merits of the claim may be addressed.
Our Rule 451(c) provides that "substantial defects” in jury instructions "are not waived by failure to make timely objections.” (134 Ill. 2d R. 451(c).) The rule offers a remedy for "grave” errors with regard to instructions in the same manner as Rule 615(a) offers a remedy for plain errors generally. (See People v. Roberts (1979),
Rule 451(c) is not expressly addressed to the type of procedural default arising here, the failure to include an issue in a written post-trial motion. The rule is expressly addressed to the failure to make a timely trial objection. But the point is immaterial. Rule 451(c) and Rule 615(a) are construed identically. Even if no chance of excusing the bar could exist under the language of Rule 451(c), plain error would remain an avenue for relief pursuant to Rule 615(a): jury instructions are recognized as implicating substantial rights. (See People v. Thurman (1984),
The deliberation of a jury ignorant of a concern so elemental to its task as how to consider witness testimony could certainly work fundamental unfairness. The jury here, however, did receive instruction at the eligibility phase on the point, generally. The trial judge told the jury that it could take into account a witness’ ability and opportunity to observe as well as age, memory, and manner while testifying. The jury was also informed it could consider any interest, bias or prejudice of the witness and the reasonableness of the testimony in the light of all of the evidence in the case.
The possibility exists that the omission of the more specific guilt-phase credibility instructions might cause a jury recalling the instructions to conclude that they did not apply in the death eligibility phase. It is impossible to determine if that, in fact, happened. The question is whether the possibility is enough to compromise the very integrity of the death-eligibility determination. We believe that the general instructions given to the jury at the eligibility phase provided at least a minimum assurance that no fundamental unfairness resulted. No basis exists for excusing the procedural default.
Death Penalty Instructions
Keene raised objections at both stages of the sentencing hearing regarding the understandability of the jury instructions for deliberating death. Keene based his objections on Free v. Peters (N.D. Ill. 1992),
Death Penalty Statute
Keene challenges the constitutionality of the Illinois death penalty statute under the eighth amendment (U.S. Const., amend. VIII).
First, it is asserted that language outlining the second phase of the sentencing hearing "erects a far greater barrier” in the evaluation of mitigating evidence than other States’ death statutes which the Supreme Court has approved. (See, e.g., Walton v. Arizona (1990),
In fact, the Illinois and Arizona statutes merely employ different perspectives to outline the consideration of mitigating evidence. The considerations are otherwise materially the same. The Arizona statute states the consideration positively: sufficient mitigation is that which calls for leniency; death is precluded. The Illinois statute simply states the consideration in the negative: insufficient mitigation is that which cannot preclude death; leniency is not called for. The consideration of mitigating evidence directed under the Illinois statute is no different in that respect from the Arizona statute which the Supreme Court has approved. See People v. Hampton (1992),
Keene also states that the Illinois statute is vague in that it allows the sentencer to weigh "any other reason” than the statutory aggravating factors in deciding if to impose death. (720 ILCS 5/9 — 1(c), (e) (West 1992).) The argument has been previously considered and rejected. (See People v. Todd (1992),
The Illinois death penalty statute is not unconstitutional for the reasons Keene advances.
Finally, Keene invites us to consider the collective effect of unsuccessful assertions that the Illinois death scheme does not adequately minimize the risk of arbitrariness. We rejected a similar contention in People v. Williams (1994),
CONCLUSION
The judgment of the circuit court of Stephenson County is affirmed. The clerk of this court is directed to enter an order setting Tuesday, March 12, 1996, as the date on which the sentence of death is to be carried out. Defendant shall be executed in the manner provided by law. (725 ILCS 5/119 — 5 (West 1992).) The clerk of this court shall send a certified copy of the mandate to the Director of Corrections, to the warden of Stateville Correctional Center, and to the warden of the institution where defendant is now confined.
Affirmed.
Notes
The record contains a discovery motion in which the defense requested the inspection of statements of codefendants and intended prosecution witnesses. No argument is made, nor is there otherwise any indication, that Keene was not able to inspect Hoover’s statements underlying his guilty plea.
Concurrence Opinion
concurring:
I concur in the judgment of the court but write separately to address two issues: (1) the trial court’s denial of funds for an expert pathologist, and (2) the trial court’s failure to reinstruct the jury as to the accomplice instruction at the death eligibility stage of sentencing.
I
I concur in the majority’s judgment concerning the denial of funds for a pathologist, but disagree with its reasoning. I believe that under the facts presented in the majority opinion, funds were necessary "to prove a crucial issue in the case.” (Glover,
The majority finds this issue not crucial to the defense because: (1) the pathologist did not testify that only a left-handed person could have cut the victim’s throat; and (2) the primary evidence against defendant on this issue was Hoover’s testimony. (
While it is true the pathologist could not exclude the possibility that the knife was wielded with the right hand, the pathologist testified "to a reasonable degree of medical certainty” that the knife was held in the offender’s left hand. Moreover, the inference drawn from the pathologist’s testimony is clear in the record from the comments of the trial judge: "I think the doctor’s testimony [on direct examination] *** was that it would have been by a left-handed person.” The pathologist’s testimony thus left the strong inference that a left-handed person had slit the victim’s throat.
The State’s only other evidence to prove defendant slit the victim’s throat was the testimony of Hoover, an accomplice. Accomplice testimony is to be viewed with suspicion due to its "inherent weaknesses, being testimony of a confessed criminal and fraught with dangers of motives such as malice toward the accused, fear, threats, promises or hopes of leniency, or benefits from the prosecution.” (People v. Holmes (1990),
While I disagree with the majority’s reasoning, I do nonetheless agree that the trial court’s denial of funds to retain an expert pathologist at the time the request was made was not error. Prior to trial and before answering discovery, defendant filed a pro se motion for experts that included a request for a pathologist. At the hearing on the motion, defendant informed the court that he needed a pathologist because (1) the State sought to prove that defendant had slit the victim’s throat, and (2) a pathologist would determine whether a left-handed or right-handed person had slit the victim’s throat. Defendant argued that he would use the pathologist’s report to prove that he did not slit the victim’s throat. However, defendant did not specify how a pathologist could prove he did not cut the throat: defendant did not inform the court that (1) he was left-handed and the other two co-felons were right-handed, or (2) he believed the pathologist would conclude that a right-handed person cut the victim’s throat. Moreover, the record does not reflect that the trial court knew the specifics of defendant’s theory at this time.
The trial court found defendant’s motion premature and noted defendant had not alleged any specific defenses at that time which would require expert testimony. Thus, the court found it appropriate to deny the motion until defendant raised such a defense. Defendant and standby defense counsel, who later assumed control of defendant’s case, never raised this issue again during trial.
I therefore concur in the majority’s decision because the trial court found only that defendant had not yet, at that preliminary stage of the proceedings, shown that such an expert was necessary to prove a crucial issue in the case. In doing so, the court suggested that defendant raise the issue at some later point in the proceedings when it would be clearer why such an expert was needed. Defendant, having never raised the issue again until after trial, and having never fully presented the issue to the court until after trial, cannot now complain of the trial court’s decision.
II
Concerning the waiver of the accomplice instruction at the death eligibility phase, I believe the trial court should have reinstructed the jury as to accomplice testimony. I do not agree with the majority that the general witness credibility instructions ensured that fundamental fairness resulted. However, based on facts not discussed in the majority opinion, I agree that no fundamental unfairness resulted in this case.
During the jury instruction conference, the trial court noted that the IPI committee comments did not address whether the jury should be reinstructed as to accomplice testimony at the eligibility phase of a death penalty hearing. The trial judge refused to give the instruction again because he thought it would be repetitive. However, the trial court informed defense counsel that it would be proper to argue to the jury that it was to follow the law as given during the guilt-innocence phase and to argue that the accomplice instruction still applied to Hoover’s testimony. Defense counsel did so, informing the jury that the accomplice instruction given during the guilt-innocence phase was still the law at the eligibility phase and arguing that Hoover’s testimony should be viewed with suspicion. For this reason, I believe that fundamental fairness was met for purposes of waiver.
I therefore concur in the judgment of the court.
joins in this concurrence.
