THE PEOPLE, Plaintiff and Respondent, v. ALEJANDRO O. GUZMAN, Defendant and Appellant.
No. B265937
Court of Appeal of California, Second District, Division Three
April 27, 2017
THE SUPREME COURT OF CALIFORNIA GRANTED REVIEW IN THIS MATTER (see Cal. Rules of Court, rules 8.1105(e)(1)(B), 8.1115(e)) July 26, 2017, S242244.
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COUNSEL
Verna Wefald, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant Attorney General, Lance E. Winters, Assistant Attorney General, Victoria B. Wilson and J. Michael Lehmann, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
GOSWAMI, J.*—
INTRODUCTION
Defendant challenges his conviction on two counts of lewd and lascivious acts upon a child under 14 years old. As his sole contention on appeal, Defendant maintains the trial court prejudicially erred when it admitted a recorded telephone conversation between a defense witness and the mother of one of the victims. Defendant argues the ruling contravened the exclusionary rule stated in
*Judge of the Los Angeles Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
FACTS AND PROCEDURAL BACKGROUND
1. Charges
The Los Angeles County District Attorney charged Defendant with two counts of lewd acts upon a child under the age of 14; count 1 pertaining to Defendant‘s niece, M.M., and count 2 pertaining to Defendant‘s neighbor, E.F.
2. Count Two; Lewd Acts upon E.F.
E.F. testified that Defendant molested her in May 2011, when she was 10 years old. She had gone to Defendant‘s home to play with his daughter. At some point, Defendant sat down next to E.F. and pointed out that she had a hole in her leggings. He continued to stare at the hole, which made E.F. uncomfortable. Defendant touched E.F.‘s skin through the hole, then told her she had a lot of veins that popped out of her chest. E.F. was wearing a spaghetti strap top and could feel Defendant staring at her chest. Defendant pointed to her chest and told E.F. she should examine the veins in the restroom. When E.F. went to the restroom, Defendant followed her and stuck his foot in the door before she could close it. He pressed her against the sink, touched her on the chest slowly with his right index finger, then took her hand and rubbed her chest with it. When a downstairs neighbor came up the stairs, E.F. left. She was uncomfortable and scared throughout the incident.
E.F. felt unsafe, but she was too scared to tell her mother. Immediately after the incident, she sent a text message to a neighbor, L.M., who was four or five years older. L.M. is Defendant‘s niece, and her family lived downstairs from him. E.F.‘s text message said Defendant had rubbed her chest and thighs; it did not mention Defendant following her to the bathroom. When they spoke later in person, L.M. told E.F. not to go around Defendant if he made her uncomfortable.
The next day a teacher observed E.F. crying at school. E.F. told the teacher that Defendant had touched her chest and rubbed her leg. The teacher contacted social services and E.F. gave a statement to the police later that day.
3. Count One; Lewd Acts upon M.M.
M.M. testified that Defendant molested her in 2012, when she was 12 years old. M.M. regularly visited Defendant‘s family to have sleepovers with her cousin (Defendant‘s daughter). During one overnight visit, M.M. was watching television alone in Defendant‘s living room when Defendant sat next to
In 2013, M.M. told her mother what had happened. The disclosure prompted M.M.‘s mother to contact L.M., because M.M. said L.M. had warned M.M. about Defendant. During their conversation, L.M. told M.M.‘s mother about the incident involving E.F. M.M.‘s mother contacted the police, and M.M. told the investigating officer about the 2012 molestation.2
4. Admission of the Recorded Telephone Conversation Between L.M. and M.M.‘s Mother
On the first day of trial, the court addressed evidentiary issues, including L.M.‘s proposed testimony that Defendant never sexually assaulted her. The prosecutor objected that the testimony was irrelevant, because Defendant was not charged with criminal conduct related to L.M. Defense counsel argued the testimony was relevant to M.M.‘s credibility, because M.M. told police that Defendant molested L.M. The court agreed the testimony was relevant to M.M.‘s credibility.
After the lunch recess, the prosecutor informed the court and defense counsel that M.M.‘s mother had recordings of two telephone conversations she had with L.M. following M.M.‘s disclosure of the abuse allegations. The prosecutor reported that, in the recordings, L.M. said Defendant touched her a lot, sometimes in ways that made her uncomfortable, but Defendant did not touch her in the vagina or breast areas. L.M. also said in the recordings that she believed M.M.‘s allegations against Defendant. The prosecutor did not intend to use the recordings in her case-in-chief, but did want to use them if L.M. testified in a way inconsistent with the conversations.
Defense counsel objected to the recordings, citing the exclusionary rule established by
L.M. confirmed she received a text message from E.F., in which E.F. indicated Defendant rubbed her chest and thighs. L.M. later spoke to E.F. and told her not to go around Defendant if he made her uncomfortable. L.M. did not tell anyone else about E.F.‘s disclosure because she did not think it was her business.
L.M. testified she was surprised to learn M.M. had also made allegations against Defendant. She and M.M. were close and M.M. had never said anything about Defendant molesting her before. Although L.M.‘s initial reaction was to believe M.M., she also said she was confused as she had never observed M.M. acting uneasy around Defendant.
L.M. later learned that M.M. told police that Defendant had also molested L.M. L.M. testified this had not occurred and that she was angry the accusation had been made.
Following L.M.‘s testimony, the court revisited the admissibility of the recorded telephone conversations. After hearing counsels’ arguments, the court ruled that “[t]o deny admission of this evidence would be a direct violation of the Right to Truth[-In-]Evidence provision of the California Constitution,” which had abrogated the exclusionary rule set forth in
The court allowed Defendant to recall L.M. to testify regarding the recording. L.M. confirmed she spoke with M.M.‘s mother on the telephone, but was unaware the call was being recorded. She testified that she had listened to the recordings and noted they did not include the entire conversation. Concerning the contents of the recordings, L.M. said Defendant had been overly affectionate with her at times, but it did not make her uncomfortable. She explained that Defendant was a “very affectionate” and “very loving and caring person,” who sometimes “comes at you too close,” but “never had [she] been touched by him in [her] vagina or [her] breast.” L.M. testified she was “being sympathetic” when she said on the recording that she believed M.M.
5. Verdict and Sentence
The jury found Defendant guilty on both counts. The court sentenced Defendant to a total term of five years in prison, consisting of three years on count one and two years on count two.
DISCUSSION
As his sole contention on appeal, Defendant argues the trial court prejudicially erred when it admitted the recorded telephone conversations between L.M. and M.M.‘s mother into evidence. Specifically, Defendant contends the recordings were inadmissible under
A trial court‘s ruling on the admissibility of evidence is generally reviewed for abuse of discretion. (See People v. Williams (1997) 16 Cal.4th 153, 196-197 [66 Cal.Rptr.2d 123, 940 P.2d 710]; see also People v. Carmony (2004) 33 Cal.4th 367, 377 [14 Cal.Rptr.3d 880, 92 P.3d 369] [“a trial court does not abuse its discretion unless its decision is so irrational or arbitrary that no reasonable person could agree with it“].) However, where the court‘s evidentiary ruling turns on the proper application of a statute, the question is one of law that we review de novo. (See People v. Grimes (2016) 1 Cal.5th 698, 712 [207 Cal.Rptr.3d 1, 378 P.3d 320].)
“The California Invasion of Privacy Act (
While it appears no published opinion has applied Proposition 8 to evidence obtained in violation of
In Ratekin, federal agents investigating a narcotics operation obtained a wiretap order from the United States District Court pursuant to
evidence obtained as a result of eavesdropping upon or recording a confidential communication in violation of this section shall be admissible in any judicial, administrative, legislative, or other proceeding” (italics added)].) Because the changes were technical and nonsubstantive, we quote from the statute as currently written.
The Ratekin court‘s analysis is sound and wholly apposite to the evidentiary ruling at issue in this appeal. Under Ratekin, the recorded telephone conversations between L.M. and M.M.‘s mother are admissible, notwithstanding
First, the recorded telephone conversations were not subject to exclusion under the United States Constitution. This is because the federal Constitution proscribes only acts of government officers or their agents, and M.M.‘s mother was acting as neither when she recorded her telephone conversations with L.M. (See Skinner v. Railway Labor Executives’ Assn. (1989) 489 U.S. 602, 614 [103 L.Ed.2d 639, 109 S.Ct. 1402] [the 4th Amend. applies only to the acts of government officers or their agents]; Jones v. Kmart Corp. (1998) 17 Cal.4th 329, 333 [70 Cal.Rptr.2d 844, 949 P.2d 941] [“‘In order for conduct by private parties to be deemed state action under the federal Constitution, “the party charged with the deprivation [of a federal right] must be a person who may fairly be said to be a state actor. This may be because he is a state official, because he has acted together with or has obtained significant aid from state officials, or because his conduct is otherwise chargeable to the State.” ’ “].)
There is a final issue to address concerning
Our Supreme Court‘s analysis in Lance W. controls our resolution of this issue. There, the Supreme Court addressed
The Lance W. court concluded the amendments did not reinstate the abrogated provision, because the effect of the amendments was to reenact
The same analysis applies to the legislation amending the Invasion of Privacy Act after the passage of Proposition 8. As explained, none of the
Proposition 8 limited the exclusionary rule set forth in
DISPOSITION
The judgment of conviction is affirmed.
Edmon, P. J., and Aldrich, J., concurred.
Appellant‘s petition for review by the Supreme Court was granted July 26, 2017, S242244. Kruger, J., did not participate therein.
