Opinion
Defendant Erik Austin Flores is the father of three young children (John Doe 1, John Doe 2, and Jane Doe) who were the victims of the charged offenses. The information alleged that, between April 1, 2011, and June 5, 2014, Flores committed torture (Pen. Code, § 206; count 3) 1 and child abuse (§ 273a, subd. (a); count 4) on Jane Doe. The information further alleged that, during that same period, Flores committed torture (§ 206; count 7) and child abuse (§ 273a, subd. (a); count 8) on John Doe 2. The information further alleged that, during the same period, Flores committed child abuse (§ 273a, subd. (a); count 10) on John Doe 1. Finally, the information specifically alleged that Flores personally inflicted great bodily injury (§ 12022.7, subd. (d)) on the victims in connection with counts 4, 8 and 10.
Defendant Mariah Sugg had an “off-and-on” girlfriend relationship with Flores, and was separately charged with the same set of offenses against the same victims, but with differing windows of commission. The information alleged that, between December 1, 2012, and June 5, 2014, Sugg committed torture (§ 206; count 1) and child abuse (§ 273a, subd. (a); count 2) on Jane Doe. The information further alleged that Sugg committed torture (§ 206; count 5) and child abuse (§ 273a, subd. (a); count 6) on John Doe 2. The information further alleged Sugg committed child abuse (§ 273a, subd. (a); count 9) on John Doe 1. Finally, the information specifically alleged that Sugg personally inflicted great bodily injury (§ 12022.7, subd. (d)) on the victims in connection with counts 2, 6 and 9.
The jury convicted Flores and Sugg on all counts, and found true the allegations Sugg personally inflicted great bodily injury in connection with counts 2 and 6 and that Flores personally inflicted great bodily injury in connection with counts 4 and 8. The court sentenced each defendant to two life terms plus six years, and imposed but stayed the sentence on the remaining convictions and true findings.
On appeal, Flores argues the court prejudicially erred by instructing the jury it could return guilty verdicts on the torture counts as an aider and
FACTS 3
A. Background
Flores is the father of John Doe 1, John Doe 2, and Jane Doe. The children’s biological mother left Flores and took the children with her to Oregon in September 2011, but a few months later she sent the children to live with Flores because she had no money and was unable to care for them. She expected that it would be a temporary placement and that she would take the children back after she found a good job.
Flores was living with Janice N. (his then girlfriend) and Janice’s mother (Claudia) when the children were sent to live with him. Because Flores and Janice were homeless but Janice had a job, Flores would drive Janice to work and then take the children to the park, and they would return to Claudia’s home after Janice finished work. Claudia noticed the children always returned home hungry, and she asked Flores on several occasions whether the children ate during the day, but Flores responded angrily by telling her, “Don’t tell me f— what to do with my kids, what to feed my kids.”
Jose wanted to keep the children but ultimately had to return them after Flores called police and claimed Jose had kidnapped them. When police came to Jose’s home, Jose did not mention the suspected sexual abuse but did say the children were not ready to go home because Flores had no home, but police told Jose that Flores was the father and could take the children. Jose reported the suspected sexual abuse after Flores removed the children from Jose’s home.
B. Flores’s Relationship with Sugg
By the summer of 2012, after Flores regained custody of his children from Jose, he and his children had moved to Hesperia, California. A social worker, apparently responding to Jose’s report of possible abuse, visited the children at Flores’s mother’s home sometime in May 2012 to investigate the condition of the children. When the social worker visited them, they appeared healthy. After a few follow-up visits that summer, including one after Flores and the children moved in with Sugg, the social worker closed the case.
Flores was involved in an “off-and-on” romantic relationship with Sugg. By August of 2012, Flores and the children had moved in with Sugg, and
C. The 2014 Reports and Actions
Sonia Jorge worked as a clerk at a grocery store in Hesperia, California. Beginning sometime in the first quarter of 2014, Jorge noticed Sugg (accompanied by a small boy and small girl) frequenting the store on Mondays. Both children were “so skinny” they were “almost bones.” On one occasion, the girl’s forehead was bruised and the boy had a black eye. Another employee asked Sugg if she could give the children some change. When the children lifted their hands to accept the change, they were looking at Sugg and their hands were shaking. Jorge also offered the children a cookie, but Sugg refused the offer, saying they could not have cookies because they would make a mess in the car. Jorge responded she was sure they were good kids, but Sugg said they were only good around other people and told Jorge she could take the children. Jorge telephoned the department of children’s services (DCS) and reported the bruising she had seen and provided DCS with Sugg’s license plate number, but DCS did not follow up on that report.
In May 2014 Sugg and Flores went to a beauty school to enroll Sugg in a program offered at the school. They were accompanied by Jane Doe and John Doe 2. The school director, Ms. Armas, saw the children were so thin their skin hung off their arms and they were able to sit side by side in a normal chair. She tried to talk to the children, but they “had no energy whatsoever.” John Doe’s eyes were dark and sunken, and he had dark circles under his eyes. He also had bruises on his forehead and shins, and his skin had no color. 6
Armas telephoned the San Bernardino County Department of Children and Family Services and reported Flores and Sugg, and told the authorities the children looked malnourished, emaciated, and looked as though they’d been in a concentration camp. Ms. Jones, a social services worker, went to Sugg’s home on May 22, 2014, to investigate the report, but Sugg told her that Flores was not home and said Jones would need Flores’s permission to have contact with the children. Jones returned a week later, after obtaining Flores’s
Jones spoke with the nurse on June 5, 2014, who expressed concerns about possible malnourishment. Jones contacted Flores and told him he needed to get the children to a doctor as soon as possible. After several conversations, he told Jones he could not get an appointment until the end of June. Jones was uncomfortable with that timetable but Flores became upset at her insistence that immediate action was required and demanded to talk to a supervisor. That request was accommodated, and Flores then called Jones back and asked if taking the children to an emergency room would “just end this.” Jones agreed, and Flores took the children to an emergency room.
The emergency room doctor diagnosed the children with severe malnutrition and neglect and told Jones the children needed to be admitted to a hospital within a week. The next day, Jones obtained a detention warrant and removed the children from Flores and Sugg’s home. Jones stopped at a McDonald’s with the children and John Doe 2 ate all of his breakfast, part of Jane Doe’s breakfast, and said he was still hungry and repeatedly asked for more food. Jane Doe vomited 20 to 30 minutes after eating. Jones also changed Jane Doe’s diaper and notice she was inflamed and red, and flinched when Jones wiped her. Jane Doe’s vagina appeared “a lot more open than what a four-year old’s vagina . . . should look like, it looked like there was a hemorrhoid and discharge.”
Dr. Massi, a forensic pediatrician, examined John Doe 2 and Jane Doe. He concluded their condition resulted from deprivation of adequate nutrition for a long period of time. Jane Doe’s condition was “approaching death”: she was four years 10 months old but weighed only 22 pounds. John Doe 2, who was five years old but weighed just over 32 pounds, could have died had he not been hospitalized. Both had abnormally low heartbeats that were concerning, had developed lanugo from prolonged malnutrition, and had suffered pancreatic injury. Jane Doe also had scarring and trauma to her genitalia consistent with having been penetrated, and showed behavioral signs of emotional trauma as well. John Doe 2 had scrapes and abrasions on his legs, left shoulder and forehead. Dr. Massi also explained the deleterious consequences of their condition over the remainder of their lives. The social worker who had investigated the condition of the children in mid-2012 saw
D. Evidence from John Doe 1 and John Doe 2
A social worker interviewed John Doe 2, who described Sugg as his “new mom that’s mean.” John Doe 2 told the social worker that Sugg did not feed him or his brother, and John Doe 2 told Flores about that. John Doe 2 told the social worker Sugg made him stay outside and in the garage when Flores was gone, but Flores told John Doe 2 that he did not want to stand up for the children because they were too old and did not behave for him. Sugg beat John Doe 1 and John Doe 2 because she wanted them to go outside. John Doe 2 told the social worker that, in one incident, Sugg beat him with a belt and didn’t care that it made him bleed. Flores saw this and told her to stop, and physically assaulted Sugg, but Flores then left the house and left the children alone with Sugg.
John Doe 1 testified at trial that Sugg was abusive, including making them run around the car in the garage at night until they had to go to bed. He described an occasion when Sugg and Flores punished the children (because John Doe 2 took some cookies while John Doe 1 was supposed to be watching him) by making all three children spend part of the night in the garage without blankets. John Doe 1 testified he was scared because he thought the garage was full of spiders that would bite him, but Flores and Sugg were laughing about it.
Sugg did not feed them enough food, 7 and Flores was aware the children were not getting enough food. Sugg forced the children to do exercises all day while she watched television or laughed at them. She denied their requests for more food, and even denied requests for water and made them stand in the corner for asking for water. On one occasion, John Doe 1 saw Jane Doe drinking water from the toilet.
Sugg hit all three children, including the use of a belt and a hanger, and did so without explanation. Flores also hit the children. Sugg frequently made the children stand in the corner, from breakfast until lunch, and John Doe 1 often did not know why. When Flores came home, he did not stop it, but made them continue standing in the corner. Sugg assigned John Doe 1 over 30 chores, including cleaning the toilets, which were impossible to complete in a single day. Sometimes he had to stand in the corner all day as punishment for not finishing his chores the previous day, and was only allowed to sit to eat
E. The Defense
When asked if he had ever seen the children mistreated, a neighbor testified he never saw anything out of the ordinary.
II
ANALYSIS OF FLORES’S APPELLATE CLAIMS
A. The Aider and Abettor Instruction Was Proper
Flores argues the court’s instructions were prejudicially erroneous because this permitted the jury to find Flores guilty of the nontarget offense of torture if it concluded (1) he aided and abetted Sugg in the target offense of felony child abuse and (2) the torture by Sugg was a natural and probable consequence of the felony child abuse he aided and abetted. He argues that, under
People
v.
Chiu
(2014)
Aider and Abettor Liability
An aider and abettor may be convicted for crimes committed by the direct perpetrator under two alternative theories: under direct aiding and abetting principles and under the so-called “natural and probable consequences doctrine.”
(People
v.
McCoy
(2001)
Chiu
In
Chiu, supra,
Chiu,
after noting it had not considered aider and abettor liability for first degree premeditated murder under the natural and probable consequences doctrine, articulated its reasons for concluding an aider and abettor cannot be convicted of the nontarget offense of first degree premeditated murder under that doctrine.
(Chiu, supra,
59 Cal.4th at pp. 163-167.)
Chiu
noted the natural and probable consequences doctrine is a common law doctrine “firmly entrenched in California law”
(id.
at p. 163) but, because it is not part of the statutory scheme, the court “may . . . determine the extent of aiding and abetting liability for a particular offense, keeping in mind the rational function that the doctrine is designed to serve and with the goal of avoiding any unfairness which might redound from too broad an application”
(id.
at p. 164).
Chiu
recognized aider and abettor culpability under the natural and probable consequences doctrine “is vicarious in nature” because it is “ ‘not premised upon the intention of the aider and abettor to commit the nontarget offense because the nontarget offense was not intended at all. It imposes vicarious liability for any offense committed by the direct perpetrator that is a
Chiu
explained the natural and probable consequences doctrine is based on the principle that liability extends to reach “ ‘the actual, rather than the planned or “intended” crime, committed on the
policy
[that] . . . aiders and abettors should be responsible for the criminal
harms
they have naturally, probably, and foreseeably put in motion.’ ”
(Chiu, supra,
Analysis
Flores, although acknowledging
Chiu
examined only an aider and abettor’s liability for first degree murder on a natural and probable consequences theory, asserts the same rationale employed in
Chiu
should apply to an aider and abettor’s liability for torture on a natural and probable consequences theory, because torture is also focused on the mental state of the direct perpetrator rather than on the pain inflicted on the victim. (See, e.g.,
People v. Pre
(2004)
We conclude
Chiu
is limited to an aider and abehor’s liability on a natural and probable consequences theory for first degree murder, and the animating concerns of
Chiu
are not sufficiently analogous to extend its application to an aider and abehor’s liability on a natural and probable consequences theory for torture. First degree murder, apart from the felony-murder variety, requires both that the direct perpetrator acted with the specific intent to kill and that the direct perpetrator acted willfully, deliberately and with premeditation.
(Chiu, supra,
In contrast, the crime of torture is akin to the crime of second degree murder and imposes punishment when the perpetrator causes a harm and has a specific mental state. Moreover, torture is not divided into degrees in which a uniquely subjective or personal intent element elevates the punishment above that imposed for a lesser form of torture. Finally, the public policy concerns discussed in Chiu are satisfied if Flores is held culpable (as an aider and abettor) for Sugg’s conduct under the natural and probable consequences doctrine, because he aided and abetted the target offense of felony child abuse and facilitated escalation of that conduct into the nontarget offense. 8 We conclude that, because Chiu approved liability for an aider and abettor for second degree murder under the natural and probable consequences doctrine, and the policy factors that animated Chiu to disapprove first degree murder culpability lack sufficient analogues to extend Chiu to aider and abettor liability for torture under the natural and probable consequences doctrine, the court did not err in instructing the jury on aider and abettor liability.
B. Substantial Evidence Supports the Convictions for Torture
Flores secondarily argues the evidence was insufficient to support the convictions for torture, because there is no substantial evidence either he or Sugg intended to inflict severe pain and suffering, and there was insufficient evidence they intended to inflict such pain for a purpose proscribed by statute.
Legal Framework
The crime of torture, as set forth in section 206, provides: “Every person who, with the intent to cause cruel or extreme pain and suffering for
When evaluating a challenge to the sufficiency of the evidence, our role is limited. The appellate court “ ‘must ‘“review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.” [Citations.] [¶] . . . But it is the
jury,
not the appellate court, which must be convinced of the defendant’s guilt beyond a reasonable doubt. [Citation.] Therefore, an appellate court may not substitute its judgment for that of the jury.’ ”
(People
v.
Sanchez
(1998)
Analysis
The first element of torture requires evidence Flores or Sugg
intended
to inflict extreme or severe pain.
(People
v.
Burton
(2006)
Flores alternatively argues there is no substantial evidence to satisfy the second prong of torture because, even assuming the evidence supported a finding that Flores and Sugg intended to cause cruel and extreme pain and suffering, there was no evidence they did so “for the purpose of revenge, extortion, persuasion, or for any sadistic purpose.” (§ 206.) However, inflicting cruel and extreme pain and suffering to discipline children appears to be encompassed within the torture statute (see, e.g.,
People
v.
Jennings
(2010)
We conclude there was evidence from which a jury could have inferred Flores and Sugg inflicted great bodily injury on the victims with the intent to cause cruel and extreme pain and suffering for the purpose of persuasion, and therefore we affirm the convictions for torture as alleged in counts 3 and 7 against Flores.
ANALYSIS OF SUGG’S APPELLATE CLAIMS
Sugg argues section 273a is unconstitutionally vague under the rationale of
People
v.
Heitzman
(1994)
A. Legal Framework
Section 273a
Section 273a has been described as “an omnibus statute that proscribes essentially four branches of conduct.”
(People
v.
Sargent
(1999)
The courts have also stated that “a violation of [section 273a] can occur in a wide variety of situations: the definition broadly includes both active and passive conduct, i.e., child abuse by direct assault and child endangering by extreme neglect.”
(People
v.
Smith
(1984)
Heitzman
In
Heitzman, supra,
The
Heitzman
court evaluated a challenge to a segment of section 368, which facially criminalized passive conduct (resulting in the requisite injury) by a certain category of persons, under these void-for-vagueness principles.
(Heitzman, supra, 9
Cal.4th at p. 193.) The court began by noting the structure of section 368 “reaches two categories of offenders: (1)
any person
who willfully causes or permits an elder to suffer, or who directly inflicts, unjustifiable pain or mental suffering on any elder, and (2) the elder’s
caretaker or custodian
who willfully causes or permits injury to his or her charge, or who willfully causes or permits the elder to be placed in a dangerous situation.”
(Heitzman,
at p. 197.) The Supreme Court in
Heitzman
examined whether a defendant in the former category, who the prosecutor acknowledged was
not
the victim’s caretaker or custodian prosecutable under “that portion of the statute pertaining to caretakers or custodians”
(id.
at p. 206), could constitutionally be prosecuted as a member of the “any person”
Heitzman, after observing the statute ‘“may be applied to a wide range of abusive situations, including within its scope active, assaultive conduct, as well as passive forms of abuse, such as extreme neglect” (Heitzman, supra, 9 Cal.4th at p. 197), noted the defendant in that case was charged under section 368, former subdivision (a), with “willfully permitting” her elder father to suffer the requisite injury. (Heitzman, at p. 197.) Heitzman, concluding “[i]t was thus her failure to act, i.e., her failure to prevent the infliction of abuse on her father, that created the potential for her criminal liability under the statute” (ibid.), therefore examined the constitutionality of that portion of section 368 imposing criminal liability for the failure to act as applied to “any person who willfully . . . permits” the requisite injury (Heitzman, supra, 9 Cal.4th at p. 197). Heitzman began with the recognition that, “[u]nlike the imposition of criminal penalties for certain positive acts, which is based on the statutory proscription of such conduct, when an individual’s criminal liability is based on the failure to act, it is well established that he or she must first be under an existing legal duty to take positive action.” (Ibid.) The duty to take positive action can find its source in the statute itself. (Id. at p. 198 [“[a] legal duty to act is often imposed by the express provisions of a criminal statute itself’].) Alternatively, “[w]hen a criminal statute does not set forth a legal duty to act by its express terms, liability for a failure to act must be premised on the existence of a duty found elsewhere” (ibid.), such as another criminal or civil statute or “a common law duty based on the legal relationship between the defendant and the victim, such as that imposed on parents to care for and protect their minor children” (ibid.). Heitzman summarized the “void for vagueness” challenge presented there by stating that, “for criminal liability to attach under section 368[, subdivision] (a) for willfully permitting the infliction of physical pain or mental suffering on an elder, a defendant must first be under a legal duty to act. Whether the statute adequately denotes the class of persons who owe such a duty is the focus of the constitutional question presented here.” (Id. at p. 199.)
Heitzman
concluded section 368, subdivision (a), insofar as it purported to criminalize the willful failure to
prevent
abuse by the class of potential defendants encompassed by the “any person” language of section 368, would be void for vagueness without a limiting principle that a person falling within that class had an affirmative
duty to act
to prevent the harm to the victim, because neither the statutory language itself nor the case law construing it contained that limitation.
(Heitzman, supra, 9
Cal.4th at pp. 199-206; see
id.
at p. 207 [“In sum, contrary to constitutional requirements, neither the
The
Heitzman
court ultimately concluded the validity of the challenged portion of section 368, subdivision (a), could be preserved by giving the “constitutionally offensive portion of the statute ... a clarifying construction,”
(Heitzman, supra,
B. The Due Process Claim
Sugg argues that, under
Heitzman,
section 273a is unconstitutionally vague. We begin by noting that Sugg raises no challenge to the constitutionality of
We conclude that, because “the legislative history reflects that the language of section 368[, subdivision] (a) derives verbatim from the felony child abuse statute, section 273a” (Heitzman, supra, 9 Cal.4th at pp. 204-205), the same limiting construction adopted by Heitzman can appropriately be adopted as an overlay to “the constitutionally offensive portion of the statute” (id. at p. 209), and thereby preserve the constitutionality of section 273a. Accordingly, we follow our Supreme Court’s analysis in Heitzman and construe that portion of section 273a, subdivision (a) that imposes criminal penalties on noncaretakers who “willfully . . . permit[]” the requisite injury to be inflicted on a victim is limited to those persons who had an affirmative duty, under statutory or common law principles, to exert control over the actor who caused or directly inflicted the injury on the victim. As so construed, we follow Heitzman and conclude section 273a comports with relevant due process principles, and we therefore reject Sugg’s assertion that section 273a is unconstitutional.
C. The Instructional Claim
Sugg argues that, even if adopting Heitzman’s limiting construction preserves the constitutionality of that portion of section 273a—the section 368 counterpart of which was examined in
Heitzman,
reversal of her convictions
No Sua Sponte Instructional Obligation Arose Under the Evidence Here
We initially reject Sugg’s claim that, on the facts presented here, the trial court was sua sponte obligated to provide a clarifying instruction that the jury could only convict Sugg if it found she had an affirmative duty to exert control over Flores. Although the sua sponte obligation requires a trial court to “instruct on general principles of law that are commonly or closely and openly connected to the facts before the court and that are necessary for the jury’s understanding of the case . . . [citations] . . . [and instruct] upon every theory of the case supported by substantial evidence, including defenses that are not inconsistent with the defendant’s theory of the case”
(People
v.
Montoya
(1994)
Any Instructional Defect Was Harmless 13
We alternatively conclude that, even if the court should have provided a different instructional charge to the jury, any instructional error was harmless
However, even when a jury
is
provided a potentially legally incorrect theory, a reviewing court may nevertheless affirm when that error can be deemed harmless beyond a reasonable doubt.
(People
v.
Calderon
(2005)
We conclude the inclusion of the legally erroneous theory was harmless beyond a reasonable doubt. The evidence showed Sugg was a direct perpetrator of the requisite injuries caused by depriving the children of the necessary nutrition,
14
and/or the children’s caretaker liable insofar as Sugg permitted them to suffer the requisite injuries, and the closing arguments of counsel never suggested Sugg’s liability was premised on anything other than her conduct as a direct perpetrator or caregiver for the children. (Cf.
People
v.
Aguilar
(1997)
We reject Sugg’s argument that the inclusion of the legally erroneous theory cannot be deemed harmless beyond a reasonable doubt. Her principal argument appears to rest on her claim that, because the evidence was “weak and conflicting” on whether she was a caregiver for the victims (in that the evidence permitted the conclusion she acted as the primary caregiver only two days week while Flores was home providing care for the victims for the rest of the time), it was possible the jury convicted her of the offenses as a mere bystander who “permitted” Flores to inflict the injuries on the victims.
Moreover, even assuming the jury concluded Sugg merely “permitted” (rather than directly inflicted) the requisite injury, the fact Flores was
a
caregiver (or even the principal caregiver) is irrelevant to whether Sugg
also
qualified as a caregiver who could be liable under section 273a for permitting the children to suffer the requisite harm, and the evidence overwhelmingly established she was
a
caregiver for the victims: (1) Flores and Sugg lived together with the children as a family unit for many months; (2) the children described her as their “new mom” and as “act[ing] as [their] stepmom”; (3) Sugg was the
sole
caregiver for at least part of the week; and (4) Sugg dispensed discipline for the children while they lived under her roof. The fact Sugg was not their biological mother, and not wed to Flores, is irrelevant to whether she had “care and custody” over the victims within the meaning of the statute.
(People
v.
Morales
(2008)
DISPOSITION
The matter is remanded to the trial court with instructions that the court shall correct the minute orders and abstracts of judgment to reflect imposition
Appellants’ petition for review by the Supreme Court was denied November 16, 2016, S236938.
Notes
All further statutory references are to the Penal Code unless otherwise noted.
Flores also asserts, in a claim joined in by Sugg, there are clerical errors in the minute order and abstract of judgment that must be corrected, because the court’s oral pronouncement of sentence imposed a life term on counts 3 and 7 (as to Flores) and counts 1 and 5 (as to Sugg) but the minute order and abstract of judgment show a term of seven years to life was imposed on each of those counts. Flores and Sugg argue, and the People concede, that because the court’s oral pronouncement of sentence controls over the minute order and abstract of judgment
(People
v.
Farell
(2002)
Where, as here, a defendant contends the evidence is insufficient to support his conviction, we must “review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible, and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.”
(People
v.
Johnson
(1980)
Jose and Erika enrolled the children in preschool and daycare, and the owner of the daycare (Ms. Moran) noticed Jane Doe did not talk (which Moran thought unusual for that age), kept to herself, and her hah was thin. They had to feed Jane Doe, even though she was two years old, and Moran saw Jane Doe’s ribs protruded. Moran also noticed Jane Doe would flinch when her diaper was changed and that her “private area looked swollen.” Moran ultimately reported her concerns of possible sexual abuse because of the flinching and the swelling around Jane Doe’s genital area.
In a statement to police after the children were taken away, Flores said he moved in with Sugg to help with rent and expenses. He said he had moved back in with his mother for a period beginning in October 2013 because she had back surgery and needed his help, but by March 2014 Flores and the children had moved back in with Sugg.
Other people at the beauty school were equally shocked by the children’s appearance, looking like they had come out of a horror movie. One witness indicated they sat in a chair', holding hands, and did not move or make a sound, and “you could just see and sense the fear ... of these kids.”
For example, John Doe 1 told a detective Sugg would give a him a third of a cup of macaroni and cheese for dinner, or would strip off the breading from a single corn dog and give him one half of the remaining meat for his meal while she consumed the rest.
Our evaluation of Flores’s argument, and our conclusion Chiu’s limitations on the natural and probable consequences doctrine should not be extended to the offenses here, proceeds from the unstated assumption the jury found Flores guilty of felony child abuse (and the greater related crime of torture) on aiding and abetting principles rather than as the direct perpetrator of the felony child abuse and torture. However, we note the jury found true the allegations Flores personally inflicted great bodily injury in connection with the felony child abuse of the victims of the torture charged in counts 3 and 7, which undercuts the assumption the jury found him guilty based on aider and abettor principles. (See fn. 15, post.)
Both forms of abuse appeal' to qualify under the torture statute (see
People
v.
Lewis
(2004)
For example, when Sugg elected to discipline all three children (because one had eaten a cookie without permission) by making them sleep in the garage without blankets, and despite the distress it caused the children, Flores and Sugg were in the house laughing about it. Sugg also disciplined the children by making them stand all day in a corner and, when Flores returned home, he did nothing to relieve the children of that punishment; instead, they continued to have to stand in the corner. Indeed, when John Doe 2 told Flores about Sugg’s mistreatment of them, Flores said he would not stand up for the children because they were too old and were not well behaved. On another occasion, when Sugg disciplined John Doe 2 by making him stand outside while everyone else was inside eating dinner, Flores did not countermand that discipline but instead told John Doe 2 to “just roll with it.”
Other courts have rejected void-for-vagueness challenges to the liability imposed on persons having the care and custody of the child (see, e.g..
People
v.
Beaugez
(1965)
Sugg’s argument appears to be that there was some evidence from which the jury could have concluded Flores was the direct perpetrator of denying the children adequate food (because the children were denied adequate food even before Flores moved in with Sugg), and she merely permitted this pattern of conduct to continue after Flores and the children moved in with her. Although that evidence (even if credited) may have provided an argument for exoneration under the prong of section 273a criminalizing the
direct
infliction of the requisite injury
(Sargent, supra,
19 Cal.4th at pp. 1219-1224), the evidence was overwhelming that Sugg was a person who was at least a
joint
caretaker of the children, which triggered liability under those prongs in which a
caretaker or custodian
willfully permitted injury to his or her charge
(Heitzman, supra,
It appears the court’s instructions, if the court had merely
omitted
the words “or permitted” from segment 1-B of its instruction, would have been accurate and required no amplification under
Heitzman.
Sugg’s argument regarding sua sponte instructional error—that once the court included the “willfully . . . permits” prong it was
also
required to instruct the jury to determine whether the defendant owed a duty to
control
the actions of the actual
When “other aspects of the verdict . . . leave no reasonable doubt” that the jury rested its verdict on a legally correct theory, the inclusion of a legally incorrect theory may be deemed harmless beyond a reasonable doubt. (Cf.
People
v.
Chun, supra,
John Doe 2 told the social worker Sugg was mean and personally denied food to them, and personally used corporal discipline with a belt and made him bleed. John Doe 1 testified Sugg personally denied adequate food to them (and even scolded him when he tried to share his food with his siblings) even though there was food in the refrigerator, personally used a belt to inflict corporal discipline, and also punished the children by requiring them to sleep in the garage (as a punishment for one of them taking some cookies) or stand in a corner for an entire day or do exercises until they were “falling down.”
