On appeal, Flores asks that we reverse his two convictions, asserting that under McCoy it was structural error for counsel to take a factual position at odds with Flores's insistence that he did not commit the criminal acts alleged by the prosecution. Among other arguments, the People contend that the disagreement between Flores and his lawyer amounted to a strategic dispute about how to best achieve an acquittal-traditionally the province of counsel-rather than an intractable conflict about Flores's goal of maintaining his factual innocence of the charged crimes, purportedly the narrow scope of the McCoy holding.
Based on our reading of McCoy , however, we are unable to characterize Flores's statements as presenting a mere dispute over trial strategy where counsel's judgment trumps that of the client. In McCoy , counsel for the defendant did not admit guilt of the charged first degree murder; he conceded the killing (actus reus) and argued that McCoy was not guilty because he lacked the necessary intent (mens rea) for the offense in light of his serious mental and emotional issues. ( McCoy , supra , --- U.S. ----,
The record before us demonstrates that counsel overrode Flores's stated goal of maintaining his innocence of the alleged acts. Instead, in pursuit of the understandable objective of achieving an acquittal, he conceded the actus reus of the charged crimes at both trials. Although any reasonable lawyer might agree with counsel's judgment, McCoy instructs that this is a decision for the client to make. Accordingly, we reverse.
FACTUAL AND PROCEDURAL BACKGROUND
A. Arrest for Weapons Possession
In March 2017, Hilary,
Shortly thereafter, on the same day his and Elizabeth's newborn son was brought home from the hospital, Flores was arrested on weapons possession charges. He called Elizabeth several times from jail and expressed anger towards the law enforcement officers that arrested him, swearing that when he was released he would go after the people who were responsible. He said the officers harassed and mocked him and discriminated against him. He also asked Elizabeth to claim ownership of the guns and the rest of the property because she did not have a felony conviction and would not be liable. Flores was eventually released on bail.
B. Arrest for Attempted Murder
While out on bail, Flores drove a Dodge Neon automobile into a police officer while the officer was conducting a traffic stop on another vehicle for an expired registration sticker. A few minutes earlier, after initiating the stop, the officer got off his motorcycle and approached the driver's side window of an Acura vehicle in full uniform, including his helmet. According to the driver of the Acura, the Dodge Neon struck the officer, causing him to fly through the air as the Dodge accelerated through the collision and sped away. Other witnesses saw the motorcycle officer slam onto the windshield and tumble up and over the car while, in a single burst of acceleration, the Dodge drove away. The Dodge had plenty of room to drive past without hitting the officer or the Acura, which was scraped in the collision. The officer's injuries were grave and life threatening, but fortunately he survived.
Flores quickly abandoned the car and ran towards a nearby light rail Sprinter Station, discarding a hat and beer can along the way. He was stopped by police officers in the station's parking lot, but he continued to resist. After he was arrested, officers observed Flores's "droopy" appearance with eyes "rolling in the back of his head," as well as glass on his hands and clothing. Analysis of a blood sample taken at 3:00 p.m. showed methamphetamine in his system. The Dodge Neon had a shattered windshield, with the motorcycle officer's radio embedded in it and significant damage to the passenger side and roof. Several empty cans and bottles of beer and propane were found inside the car.
From the outset, Flores expressed considerable discontent with his representation, which was provided by the public defender's office. At the first Marsden hearing, Flores said he wanted a new attorney because "they are trying to make me admit to something that I don't want to admit." (See People v. Marsden (1970)
At the trial on attempted murder charges, Flores's counsel pursued a lack-of-premeditation defense, arguing that while the evidence showed Flores was driving the car that hit the officer, he acted in "the spur of the moment" "especially in light of his intoxicated state." The prosecution, in turn, emphasized that his acceleration through the impact, on a street with considerable room to maneuver, was more than sufficient to demonstrate Flores's premeditation and intent. "When you accelerate your car at another human being, what are you doing? You are intending to kill. That's plain old-fashioned common sense."
At the separate trial on the weapons charges, Flores's lawyer similarly decided to concede possession given the weight of the evidence. But with respect to the charge for manufacturing an assault weapon, counsel contested whether the specific modifications rendered it an assault weapon and argued that Flores did not "reasonably believe[ ] ... this was [an] illegal weapon as defined as an assault weapon." During this trial, too, Flores expressed his firm disagreement with counsel's decision-making, arguing that counsel was "incriminating me, saying that [the weapon at issue] is mine."
The court sentenced Flores to a total term of 29 years to life in prison for the convictions from both trials. It imposed a term of eight years for manufacturing an assault weapon, a stayed two-year term for possession of a firearm by a felon, and stayed sentence on the prison prior. It also imposed a consecutive term of 15 years to life for attempted murder, three years for the great bodily injury enhancement, two years for the on-bail enhancement, and one year for the prison prior. The sentence on
DISCUSSION
The Sixth Amendment guarantees to individuals accused of crimes the right to the assistance of legal counsel in preparing and presenting their defense. (See U.S. Const. Amend. VI ; Gideon v. Wainwright (1963)
A. The Supreme Court's McCoy Decision
In 2008, law enforcement officers arrested Robert Leroy McCoy in Idaho, just a few days after three of his estranged wife's family members-her mother, stepfather, and son-were shot and killed in Louisiana. (McCoy , supra , --- U.S. ----, 138 S.Ct. at pp. 1505-1506.) After he was extradited to Louisiana, McCoy was appointed counsel from the public defender's office. ( Id . at p. 1506.) A grand jury indicted him on three counts of first degree murder, and the prosecutor sought the death penalty. ( Ibid . ) McCoy pleaded not guilty. He insisted throughout the proceedings that he was not in Louisiana at the time of the killings and that corrupt police murdered the victims after a failed drug deal. ( Ibid . )
Before trial, McCoy asked the court for leave to represent himself until he could engage new counsel, citing an irreconcilable conflict in the relationship with his assigned attorney. ( McCoy , supra , --- U.S. ----,
The evidence against McCoy was overwhelming.
At the beginning of his opening argument, English told the jurors there was "no way reasonably possible" for them to hear the prosecution's evidence and reach "any other conclusion than Robert McCoy was the cause of these individuals' death." ( McCoy , supra , --- U.S. ----,
The Louisiana Supreme Court affirmed the judgment, concluding that Louisiana Rule of Professional Conduct 1.2(a) (2016) required English to refuse McCoy's request to maintain his innocence of the killings. ( McCoy , supra , --- U.S. ----, 138 S.Ct. at pp. 1509-1510.) According to the court, presenting McCoy's alibi defense would have implicated English in perjury.
In an opinion by Justice Ginsburg, the Supreme Court reversed McCoy's conviction, holding that the Sixth Amendment's guarantee of the right to the assistance of counsel precluded his lawyer from admitting McCoy's guilt of the acts alleged as the actus reus of a charged crime over his objection. ( McCoy , supra , --- U.S. ----, 138 S.Ct. at pp. 1505, 1509.) It was for the client-not the lawyer-to determine the objective of the client's defense, and McCoy had a right to insist that he did not kill the victims. He was thus entitled to a lawyer who would represent and attempt to further the object of the defense that McCoy had established. Justice Ginsburg's opinion further explained that defense counsel's actions amounted to structural error requiring a new trial for "at least" two reasons. ( Id . at p. 1511.) First, the error interfered with McCoy's right to make fundamental choices about his own defense. Second, its effect "would be immeasurable, because a jury would almost certainly be swayed by a lawyer's concession of his client's guilt." ( Ibid . )
As the Court explained, " '[t]he right to defend is personal,' and a defendant's choice in exercising that right 'must be honored out of "that respect for the individual which is the lifeblood of the law." ' " ( McCoy , supra , --- U.S. ----,
The Court specifically referenced opinions from state courts of last resort discussing circumstances where, as in McCoy , "the defendant repeatedly and adamantly insisted on maintaining his factual innocence despite counsel's preferred course: concession of the defendant's commission of criminal acts and pursuit of diminished capacity, mental illness, or lack of premeditation defenses." ( McCoy , supra , --- U.S. ----,
B. Because Flores Repeatedly Objected to Counsel's Concessions and Expressed His Desire to Maintain His Innocence, McCoy Controls and Compels Reversal.
Flores's objective at both trials was express and unambiguous: to maintain his
Flores also expressed his desire to maintain his innocence at his weapons-charges trial, telling the court, "I told him not to incriminate me." Flores's attorney then interjected that "this might be, again, more of a Marsden hearing type issue. Mr. Flores's issue is with [defense counsel's] strategy to say whether or not I'm-" Flores interrupted: "He is incriminating me. I told him I had nothing to do with the property." "He is incriminating me saying that [the weapon] is mine." While Flores did not specifically reference the manufacturing or assembling element of the manufacturing-an-assault-weapon charge, we infer from his statement regarding the threshold question of possession that he also wished to maintain that he did not assemble the weapon.
It was not unreasonable for counsel to conclude that conceding the actus reus offered
The People propose several arguments here for why McCoy should not apply. First, they suggest that McCoy broke little, if any, new ground and merely confirmed a defendant's right to plead not guilty: " McCoy confirmed that 'a defendant has the right to insist that counsel refrain from admitting guilt.' " (Italics added.) Consistent with this reasoning, the People suggest
Second, the People "presume[ ]" that Flores's objective was an acquittal, not maintaining innocence of the alleged acts. They argue that Flores "may have disagreed on certain factual concessions his counsel wanted to strategically make, but he never suggested an alternative defense or demonstrated the concessions were in direct conflict with his objective." To make such an argument, however, one must ignore all of Flores's repeated, specific objections. The argument also disregards McCoy 's discussion of plausible objectives that a defendant might have at trial, among others the avoidance of the "opprobrium that comes with admitting [one] killed family members." ( McCoy , supra , --- U.S. ----, 138 S.Ct. at pp. 1508-1509, citing Hashimoto, Resurrecting Autonomy: The Criminal Defendant's Right to Control the Case,
Third, the People suggest that McCoy may not apply outside of trials for capital offenses. But while the Supreme Court discussed the capital nature of the case before it, it did not limit its holding to trials for capital offenses, and several aspects of the majority opinion confirm that the same right to dictate one's trial objective applies outside of trials for capital offenses-and perhaps with even greater strength. (See Thompson v. Cain (2018)
In light of our conclusion, based on McCoy , that the violation of Flores's Sixth Amendment rights constitutes structural error requiring reversal of his convictions, we need not reach his alternative arguments claiming Miranda and due process violations as well as prosecutorial error in closing argument.
DISPOSITION
The judgments are reversed.
WE CONCUR:
McCONNELL, P. J.
IRION, J.
Notes
We use first names for individuals like Hilary and Elizabeth, intending no disrespect.
All three of Flores's Marsden motions were denied.
Further statutory references are to the Penal Code unless otherwise indicated.
First, McCoy's estranged wife was under police protection at the time of the murders because McCoy had threatened to kill her. (McCoy , supra , --- U.S. ----,
A court-appointed sanity commission examined McCoy and found him competent to stand trial. (McCoy , supra , --- U.S. ----,
The Supreme Court ultimately rejected this rationale, noting that English "harbored no doubt that McCoy believed what he was saying" and that "English simply disbelieved McCoy's account in view of the prosecution's evidence." (McCoy , supra , --- U.S. ----, 138 S.Ct. at pp. 1509-1510.) In such circumstances, the Court identified no authority "requiring English to admit McCoy's guilt over McCoy's objection." (Ibid ., citing 3 W. LaFave, J. Israel, N. King, & O. Kerr, Criminal Procedure § 11.6(c), p. 935 (4th ed. 2015) ["A lawyer is not placed in a professionally embarrassing position when he is reluctantly required ... to go to trial in a weak case, since that decision is clearly attributed to his client."].)
For both attempted murder of a peace officer (count 1) and assault on a peace officer likely to produce great bodily injury (count 2), the prosecution argued that Flores committed the actus reus of the crimes by driving the Dodge Neon into the officer: "He did an act with the intent [to] kill. His act is driving the car." At the second trial, the charges required showing, among other elements, that Flores acted by possessing an assault weapon and assembling it.
This assumes that the costs of the Sixth Amendment's protection of individual autonomy are the outcomes where adherence to the defendant's objective increased their sentence.
