People v. CarterPeople v. Carter
FACTUAL AND PROCEDURAL BACKGROUND
In November 2015, the People filed a complaint alleging that Carter committed two counts of attempted murder (
In April 2016, the complaint was amended to add a second count of assault with a deadly weapon (
In October 2022, the California Department of Corrections and Rehabilitation referred Carter‘s case to the trial court for recall and resentencing under newly enacted
In March 2023, after holding a hearing, the trial court issued a written resentencing order. The court concluded that Carter‘s prison prior under
At the resentencing hearing, the court ordered Carter‘s prison prior stricken, stated that all other terms of his sentence would remain intact, and sentenced him to 11 years in state prison.
Carter timely filed a notice of appeal.
DISCUSSION
The parties agree that the trial court properly struck Carter‘s prison prior from his sentence. The only issues before us are (1) whether the court erred in finding that it did not have discretion under
A. Governing Law
Before January 1, 2020,
The statute provides specific instructions for the resentencing under
The Legislature declared in an uncodified statement of intent in Senate Bill 483 “that in order to ensure equal justice and address systemic racial bias in sentencing, it is the intent of the Legislature to retroactively apply Senate Bill 180 of the 2017–18 Regular Session and Senate Bill 136 of the 2019–20 Regular Session to all persons currently serving a term of incarceration in jail or prison for these repealed sentence enhancements. It is the intent of the Legislature that any changes to a sentence as a result of the act that added this section shall not be a basis for a prosecutor or court to rescind a plea agreement.” (Stats. 2021, ch. 728, § 1.)
B. Standard of Review
We review issues of statutory construction de novo. (People v. Blackburn (2015) 61 Cal.4th 1113, 1123.) Our fundamental task in interpreting a statute is to ascertain the Legislature‘s intent so as to effectuate its purpose. (Ibid.) We begin with the text of the statute and give the words their usual meaning while construing them in light of the statutory framework as a whole. (Ibid.) If the statutory language is unambiguous, then its plain meaning controls. (Ibid.) If the language “permits more than one reasonable interpretation, courts may consider other aids, such as the statute‘s purpose, legislative history, and public policy. [Citation.] The wider historical circumstances of a law‘s enactment may assist in ascertaining legislative intent, supplying context for otherwise ambiguous language.” (People v. Prudholme (2023) 14 Cal.5th 961, 976 (Prudholme), internal quotation marks omitted.)
“In considering the purpose of legislation, statements of the intent of the enacting body contained in a preamble, while not conclusive, are entitled to consideration.” (People v. Canty (2004) 32 Cal.4th 1266, 1280.) Although such uncodified statements do not confer power, they “properly may be utilized as an aid in construing a statute.” (Ibid.) The Legislature‘s statement of intent in Senate Bill 483 is found within the preamble, or what the Supreme Court has also referred to as a ” ‘plus section’ “—“a provision of a bill that is not intended to be a substantive part of the code section or general law that the bill enacts, but to express the Legislature‘s view on some aspect of the operation or effect of the bill.” (People v. Allen (1999) 21 Cal.4th 846, 858, fn. 13 (Allen).)
C. Analysis
Carter argues that simply striking the one-year enhancement imposed under the repealed portion of former
We turn first to the language of the statute itself.
The People concede that the plain language of
We disagree.
The Supreme Court recently resolved similar ambiguities in Stamps and Prudholme, two cases that “involved the intersection of this statutory scheme of plea bargaining and the retroactivity rule” of In re Estrada (1965) 63 Cal.2d 740. (Prudholme, supra, 14 Cal.5th at p. 971.) In Stamps, the defendant pled guilty, and the parties agreed to a nine-year stipulated sentence, which included a mandatory five-year enhancement for a prior serious felony conviction. (
After analyzing the bill‘s legislative history, the Stamps court was “not persuaded that the Legislature intended” such a result. (Stamps, supra, 9 Cal.5th at p. 701.) The court found that although the “Legislature may have intended to modify the sentencing scheme, . . . the legislative history [of Senate Bill 1393] does not demonstrate any intent to overturn existing law regarding a court‘s lack of authority to unilaterally modify a plea agreement. Indeed, none of the legislative history materials mention plea agreements at all.” (Stamps, at p. 702.)
The court distinguished the language at issue in Stamps from that in its earlier decision in Harris v. Superior Court (2016) 1 Cal.5th 984 (Harris), which considered the effect of Proposition 47 on convictions, including those resulting from plea agreements. (Stamps, supra, 9 Cal.5th at pp. 702–703.) Proposition 47 reduced certain nonviolent crimes from felonies to misdemeanors and created a resentencing petition procedure applicable to those ” ‘serving a sentence for a conviction, whether by trial or plea. . . .’ ” (Stamps, at pp. 702–703, quoting Harris, at p. 991; see also
The Stamps court, on the other hand, concluded that “[n]othing in the language and legislative history of Senate Bill 1393 suggests an intent to modify section 1192.5‘s mandate that ‘the court may not proceed as to the plea other than as specified in the plea’ without the consent of the parties. . . . That Senate Bill 1393 is silent regarding pleas and provides no express mechanism for relief undercuts any suggestion that the Legislature intended to create special rules for plea cases involving serious felony enhancements.” (Stamps, supra, 9 Cal.5th at p. 704.) Accordingly, the court determined that the proper remedy for Stamps was a limited remand of his case to allow him to seek relief under Senate Bill 1393 with the understanding that, should the trial court exercise its discretion to strike the serious felony enhancement, the People would be entitled to withdraw from the plea agreement. (Id. at pp. 707–708.)
The court considered a different statute in Prudholme. There, the defendant‘s appeal was pending when the Legislature enacted Assembly Bill No. 1950 (2019–2020 Reg. Sess.) (Assembly Bill 1950). (See Stats. 2020, ch. 328, § 2, amending
Here, unlike in Stamps and Prudholme, there is no question as to the retroactivity of Senate Bill 483. By its terms, the bill applies exclusively to sentence enhancements imposed before January 1, 2020 (
As in Stamps and Prudholme, however, the application of
The First District Court of Appeal, Division One recently addressed this issue. (People v. Coddington (2023) 96 Cal.App.5th 562 (Coddington).) In Coddington, the defendant contended that
However, the court relied on Stamps to further conclude that although Coddington must be provided the opportunity to seek a full resentencing under
We agree with the Coddington court that a defendant eligible for removal of a prison prior under
The Coddington court observed, as we have, that when the Legislature enacted Senate Bill 483, “it specifically declared in an uncodified section that it was ‘the intent of the Legislature that any changes to a sentence as a result of the act that added this section shall not be a basis for a prosecutor or court to rescind a plea agreement.’ ” (Coddington, supra, 96 Cal.App.5th at p. 570, quoting Stats. 2021, ch. 728, § 1; see also Stamps, supra, 9 Cal.5th at pp. 702–704 [entering a plea agreement does not insulate the parties from a law the legislature expressly intends to apply to them].) The court then stated: “The trial court here followed Senate Bill No. 483‘s clear directive in striking the prison prior but otherwise leaving intact the plea agreement.” (Coddington, at p. 570.)
But the court did not explain where it found this “clear directive,” and we do not see it. The statement of legislative intent in Senate Bill 483 does not differentiate between a sentence reduced by removal of the prison-prior enhancement and a sentence reduced due to other resentencing decisions made by the trial court. Instead, it broadly refers to “any changes” to the sentence resulting under the new law and then states that those changes do not give the prosecution a right to withdraw from a plea agreement. (Stats. 2021, ch. 728, § 1.) Nor does the statutory language or legislative history make such a distinction. In fact, the statute does not even allow a court to merely strike a legally invalid prison-prior enhancement. Instead,
In our view, the Legislature‘s clear directive is that any reduction of the defendant‘s sentence on resentencing shall not be a basis for the prosecutor or the court to withdraw from a plea agreement. The Legislature expressly stated that ”any changes to a sentence as a result of the act that added this section shall not be a basis for a prosecutor or court to rescind a plea agreement.” (Stats. 2021, ch. 728, § 1, italics added.) The all-inclusive phrase “any changes to a sentence as a result of the act” (
The language at issue here is closer to that in Harris, which expressly mentioned plea agreements, than to the provision and legislative history materials in Stamps or Prudholme, which did not. The Supreme Court concluded in Harris that “[b]y expressly mentioning convictions by plea, Proposition 47 contemplated relief to all eligible defendants.” (Harris, supra, 1 Cal.5th at pp. 991–993.) The same is true here. The statement of intent in the “plus section” of Senate Bill 483, which expressed the Legislature‘s view
Additional legislative history materials are consistent with our interpretation of the Legislature‘s intent here. The Assembly Committee on Public Safety‘s analysis of Senate Bill 483 emphasized the bill author‘s statement “that long prison and jail sentences have no positive impact on public safety, but are demonstrably injurious to families and communities—particularly Black, Latino, and Native Americans in the United States and in California.” (Assem. Com. on Public Safety, Rep. on Sen. Bill No. 483 (2021–2022 Reg. Sess.) July 13, 2021, p. 3.)4 It also included a section titled “Effect on Guilty Pleas,” which expressly stated that the “legislative intent [is] that its provision for retroactive application and resentencing applies to guilty plea cases. This would include those in which there may have been a negotiated disposition.” (
Several other legislative committee reports on Senate Bill 483 also noted the Legislature‘s intent to prohibit rescission of a plea agreement based on any change in sentence resulting from the law. (See Senate Third Reading on Sen. Bill No. 483 (2021–2022 Reg. Sess.) as amended Sept. 1, 2021, p. 2 [the bill “[s]tates Legislative intent that any changes to a sentence as a result of these provisions is not a basis for a prosecutor or a court to rescind a plea agreement.“]; Sen. Rules Com., Off. of Sen. Floor Analyses, Rep. on Sen. Bill No. 483 (2021–2022 Reg. Sess.) as amended Sept. 1, 2021, p. 4 [same].)
The Coddington court did not mention these committee reports, but it cited to the Legislative Counsel‘s Digest for Senate Bill 483 as stating “that the legislation would declare prison priors ‘to be legally invalid’ and would state the intent of the Legislature to prohibit the rescission of a plea agreement based on eliminating them.” (Coddington, supra, 96 Cal.App.5th at pp. 571–572, italics added.) But the actual language of the Legislative Counsel‘s Digest is broader than what Coddington suggested. Consistent with the bill‘s uncodified statement of intent and the legislative committee
We disagree with Coddington that this result is equivalent to finding that the provisions of
The People also argue that even assuming the Legislature intended to apply the full-resentencing provisions of
The United States and California Constitutions’ contracts clauses “prohibit states from passing laws impairing the obligation of contracts.” (People v. Gipson (2004) 117 Cal.App.4th 1065, 1068, citing
This well-established rule applies here. A county district attorney acts as an agent of the State of California when prosecuting crimes. (People v. The North River Ins. Co. (2018) 31 Cal.App.5th 797, 806; see also
In sum, we determine that, in enacting Senate Bill 483, the Legislature intended that the full resentencing procedure in
DISPOSITION
The order is reversed. The case is remanded for further proceedings consistent with this opinion.
BUCHANAN, J.
WE CONCUR:
DATO, Acting P. J.
DO, J.