THE PEOPLE, Plаintiff and Respondent, v. KENNETH WESLEY BROWN, Defendant and Appellant.
No. C066262
Third Dist.
June 25, 2014
227 Cal. App. 4th 451
[CERTIFIED FOR PARTIAL PUBLICATION*]
Laurie Wilmore, under appointment by the Court of Appeal, for Defendant and Appellant.
Kamala D. Harris, Attorney General, Dane R. Gillette, Chief Assistant Attorney General, Michael P. Farrell, Assistant Attorney General, Catherine Chatman and Daniel B. Bernstein, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
MURRAY, J.—Defendant Kenneth Wesley Brown was convicted of possession of a “short-barreled shotgun” under
We conclude that California‘s ban on shotguns with an overall length of less than 26 inches does not violate the Second Amendment or equal protection. We also reject defendant‘s other contentions.
We affirm.
FACTUAL AND PROCEDURAL BACKGROUND
An information charged defendant with felony possession of a “sawed-off shotgun,” in violation of
“(a) Any person in this state who does any of the following is punishable by imprisonment in a county jail not exceeding one year or in the state prison: [[] (1) . . . possesses . . . any short-barreled shotgun . . . [[] . . . [[]
“(c) [[] (1) As used in this section, a ‘short-barreled shotgun’2 means any of the following:
“(A) A firearm which is designed or redesigned to fire a fixed shotgun shell and having a barrel or bаrrels of less than 18 inches in length.3
“(B) A firearm which has an overall length of less than 26 inches and which is designed or redesigned to fire a fixed shotgun shell.
“(C) Any weapon made from a shotgun (whether by alteration, modification, or otherwise) if that weapon, as modified, has an overall length of less than 26 inches or a barrel or barrels of less than 18 inches in length.” (
Former § 12020 , italics added, now§ 17180 .)
Pretrial Hearing Concerning Expert Testimony About the Shotgun
The trial court conducted an
In the hearing, Codog described that the stock of the shotgun here had been cut, a hole had been filled in with putty, and then the stock had been spray-painted. Additionally, the shotgun barrel had been cut. Codog also testified that generally, the shorter the barrel of a shotgun, the wider the spread of pellets it discharges. A modern-day tactical or combat shotgun typically would have a barrel length of 20 to 26 inches and a pistol grip.
Codog testified that he had spoken with people who had been arrested for possession of illegally modified shotguns about why they carried these weapons and why the weapons had been modified. He also received training concerning the criminal purpose of modifying shotguns. He explained that people shorten shotguns to make the wеapon easily concealable on a person under a shirt or jacket or in a vehicle or house, and “in a use situation on the streets, it‘s easily manipulated because of the size. [[] And there is an intimidation factor to a sawed-off shotgun. It‘s just a psychological-type thing.” The trial court asked Codog, “Would it also be more useful or effective in say, home protection, in that you are in the close confines of a hallway or something like that, that you could actually protect your home or yourself in that situation, as well?” Codog responded, “Yes, it would be.”
The trial court concluded that Codog was sufficiently qualified as an expert in firearms to make the observations that the stock and barrel of the gun had been modified. The trial court sustained defendant‘s objection to Codog‘s testimony that people modify shotguns to make them concealable or easier to handle in confined рlaces on the ground the defense was not provided sufficient notice of this proposed testimony.
Trial Evidence
California Highway Patrol (CHP) officers found the shotgun in defendant‘s home on August 27, 2009, pursuant to a search warrant obtained following defendant‘s remarks to a CHP officer and Department of Motor Vehicles (DMV) employees.
A CHP officer testified that, on March 25, 2009, around noon, he pulled over a car driven by defendant for making an illegal U-turn (
A DMV employee testified that on June 16, 2009, she took a phone call from a person inquiring about why his license had been suspended or revoked. He gave her his license number and identified himself as Kenneth Brown. He was “very upset to begin with, and it got even worse” once the DMV worker got his license number. She explained she could not help him because court action had already been taken. She tried to give him the phone number for the mandatory actions unit to apply for a late hearing, but he got upset and rude and said he knew the DMV did not have metal detectors, and he could come in at any time with a gun and “light the place up.” Defendant ended the phone call. The DMV employee was disturbed and reported the call to her manager. A CHP officer took the employee‘s statement a few days later.
Another DMV worker testified that on August 17, 2009, she took a phone call from a person who gave defendant‘s license number and identified himself as Kenneth Brown. He was upset about his license being suspended for refusal to take a breath or blood test. He said the DMV did not have metal
Defendant‘s mother, Dorothy Brown, called as a prosecution witness, testified that defendant lives with her in her house. On August 19, 2009, a CHP officer came to her house and asked for defendant, who was not home. She later relayed to defendant the officer‘s request for a phone call. On August 27, 2009, CHP officers returned, banged on the door, busted it open, and entered with guns drawn. Mrs. Brown came out of the bathroom and saw officers with defendant on the floor.
Mrs. Brown testified that defendant was the only person living in the bedroom at the time the police found the shotgun there. Defendant had had a friend living there with him, but the friend moved out a year before the police search. Before that, another person had shared the room but had moved out two to three years before the police search. Mrs. Brown was unaware of any guns in the house until the police search. She did not go into defendant‘s bedroom because she is confined to a wheelchair, and the room was very cluttered. There were items all over the floor and furniture. Her other son and adult grandchildren also had access to the house.
CHP Officer Jeff Asnicar testified that on August 19, 2009, he received a report about defendant‘s threat to the DMV. The officer also had reports of the June 2009 threat to the DMV, and the March 2009 traffic stop. He went to defendant‘s residence and spoke with his mother, who said he was not home. The officer left a card and asked that defendant call him. After a week with no contact from defendant, the officer obtained a search warrant on August 26 and conducted a search for firearms and explosives on August 27, 2009. The search revealed an unloaded Winchester Model 37 shotgun (16-gauge) and fourteen 16-gauge shotgun shells in a pillowcase under the bed in defendant‘s bedroоm. While nothing else under the bed caught the attention of the officer who found the shotgun and ammunition, the officer acknowledged on cross-examination that this did not mean that there was nothing else under the bed and that the entire room was very cluttered. Two additional shotgun shells were found in a storage bin basket near the bedroom door. Because the shotgun appeared short for a shotgun, the officers measured the overall length, from the end of the stock in a straight line parallel to the barrel, to where the barrel ended; it was 25 and one-half inches.
Codog testified to his experience with firearms. He measured the shotgun. The barrel was 18 and a quarter inches from the top of the muzzle to the end of the breach. There was a rough bezel or slant to the edge of the barrel, unlike the smooth clean machine cut made during the manufacturing process.
Defendant did not testify.
The defense called one witness—the officer who took the report of the June 2009 DMV threat. He testified the DMV employee said the caller said that he was not getting any satisfaction over the phone, that there were no metal detectors at the DMV, and that if he could not get any satisfaction, he would get it somehow. The officer testified the DMV employee did not say that the caller said, “I‘ve got a gun and I‘m going to come down there and light the place up.”
Section 1118.1 Motion
Defendant raised a constitutional challenge in the trial court in a motion for judgment of acquittal under
Verdict and Sentencing
The jury found defendant guilty on the single count of illegal possession of a “short-barrel[]ed shotgun.”
The trial court suspended imposition of judgment and sentence and placed defendant on formal probation for five years, with confinement in jail for 180 days, reduced to 90 days if defendant successfully completed an anger management course.
DISCUSSION
I. Second Amendment
Defendant contends the statutory ban on a shotgun with a barrel length of 18 inches and a total length of less than 26 inches (
A. Facial Challenge
The Sеcond Amendment to the United States Constitution provides: “A well regulated militia, being necessary to the security of a free state, the right of the people to keep and bear arms, shall not be infringed.”
The Second Amendment protects an individual‘s right to possess handguns in the home for self-defense. (District of Columbia v. Heller (2008) 554 U.S. 570 [171 L.Ed.2d 637, 128 S.Ct. 2783] (Heller).) The Fourteenth Amendment‘s due process clause makes the Second Amendment fully applicable to the states. (McDonald v. Chicago (2010) 561 U.S. 742 [177 L.Ed.2d 894, 130 S.Ct. 3020] (McDonald).)
The District of Columbia law at issue in Heller totally banned handgun possession in the home and required that any lawful firearm in the
However, the Heller court also said the Second Amendment right is “not a right to keep and carry any weapon whatsoever in any manner whatsoever and for whatever purpose.” (Heller, supra, 554 U.S. at p. 626.) The court noted that some long-standing prohibitions are “presumptively lawful regulatory measures“—laws prohibiting the possession of firearms by felons and the mentally ill, forbidding the carrying of firearms in sensitive places such as government buildings, regulating the carrying of concealed weapons, or imposing conditions on the commercial sale of arms. (Id. at pp. 626-627 & fn. 26.) The court offered this list of “presumptively lawful regulatory measures” merely as examples and expressly stated it is not an exhaustive list. (Id. at p. 627, fn. 26; see People v. Ellison (2011) 196 Cal.App.4th 1342, 1348 [128 Cal.Rptr.3d 245] (Ellison).)
The Heller court also indicated the Second Amendment‘s protection does not extend to all types of guns but instead to firearms “typically possessed by law-abiding citizens for lawful” nonmilitary purposes such as self-defense. (Heller, supra, 554 U.S. at pp. 625-626.) The Heller court discussed United States v. Miller (1939) 307 U.S. 174 [83 L.Ed. 1206, 59 S.Ct. 816] (Miller), which rejected a Second Amendment challenge to federal statutory restrictions on transporting unregistered short-barreled shotguns.6 (Heller, at pp. 621-625.) The court endorsed what it construed as Miller‘s
The Heller court declined to establish what level of scrutiny applies to Second Amendment claims, and it left many issues unresolved regarding application of the right. (Heller, supra, 554 U.S. at pp. 634-635; Rostron, Justice Breyer‘s Triumph in the Third Bаttle over the Second Amendment (2012) 80 Geo. Wash. L.Rev. 703 [examines the various approaches taken by lower courts post-Heller].) The Heller court said, “since this case represents this Court‘s first in-depth examination of the Second Amendment, one should not expect it to clarify the entire field . . . . And there will be time enough to expound upon the historical justifications for the exceptions we have mentioned if and when those exceptions come before us.” (Heller, at p. 635.)
California courts have grappled with what level of scrutiny to apply in Second Amendment challenges. (See, e.g., Ellison, supra, 196 Cal.App.4th at p. 1347 [applied intermediate scrutiny to 2d Amend. challenge to a statute prohibiting the carrying of concealable firearms in a vehicle]; People v. Delacy (2011) 192 Cal.App.4th 1481, 1488-1493 [122 Cal.Rptr.3d 216] [concluding that means-end scrutiny does not apply to the prohibition of possession of firearms by certain misdemeanants because the prohibition is a presumptively lawful regulatоry measure].)
After issuance of the Heller opinion, this court applied presumptive validity to a Second Amendment challenge to California‘s ban of specified assault weapons and .50-caliber BMG rifles. (People v. James (2009) 174 Cal.App.4th 662 [94 Cal.Rptr.3d 576] (James).) This court held that California‘s prohibition against the possession of these weapons does not violate the Second Amendment. (James, at pp. 664, 676.) In doing so, this court relied on Heller‘s endorsement of Miller‘s conclusion that a prohibition of short-barreled shotguns does not violate the Second Amendment. Thus, this court stated that short-barreled shotguns are not eligible for Second Amendment protection (James, at p. 674), and concluded assault weapons and .50-caliber BMG rifles are at least as dangerous. (Id. at p. 677.)
This court in James noted what weapons are protected under Heller. This court said that the Second Amendment right “is the right to possess and carry weapons typically possessed by law-abiding citizens for lawful purposes such as self-defense. [Citation.] It protects the right to possess a handgun in one‘s home because handguns are a ‘class of “arms” that is overwhelmingly chosen by American sоciety’ for the lawful purpose of self-defense.” (James, supra, 174 Cal.App.4th at p. 676, italics added.)
For similar reasons, we now conclude that California‘s ban on the possession of shotguns less than 26 inches long does not violate the Seсond Amendment. When California first banned shortened shotguns (then termed “sawed-off” shotguns) in 1961, the purpose of the ban was to outlaw a weapon ordinarily used for criminal purposes due to its concealability, ease of handling, ability to induce terror and consequent preference by criminals. Our high court stated, “the purpose of the Legislature in enacting [former] section 12020 was to outlaw the possession of ‘weapons common to the criminal‘s arsenal. . . .’ [Citation.] This purpose proceeds from the recognition that persons who possess the specialized instruments of violence listed in the section are ordinarily persons who intend to use them in violent and dangerous enterprises.” (People v. Satchell (1971) 6 Cal.3d 28, 41-42 [98 Cal.Rptr. 33, 489 P.2d 1361], italics omitted, overruled on other grounds in People v. Flood (1998) 18 Cal.4th 470, 484 [76 Cal.Rptr.2d 180, 957 P.2d 869].) Other California courts have made similar observations about the
The uncontroverted evidence presented in the trial court through the prosecution‘s expert witness is consistent with the purpose of the law. As we have noted, he testified, people shorten shotguns to make the weapon easily concealable on a person under clothing, in a vehicle or in a house and “in a use situation on the streets, it‘s easily manipulated because of the size. [[] And there is аn intimidation factor to a sawed-off shotgun. It‘s just a psychological-type thing.” Additionally, the prosecution‘s expert testified, the shorter the barrel, the wider the spread of shotgun pellets discharged by the weapon. Unlike a handgun that can fire more than one round, but can only discharge one round at a time from its muzzle, a shortened shotgun fires multiple pellets in a single discharge and a wider spread means that a shooter need not necessarily aim directly at the intended target to hit that target and a shooter could hit multiple targets with one shot. Thus, shotguns falling within the statutory definition are more dangerous than the kinds of guns typically possessed by law-abiding citizens for lawful purposes, because these guns combine lethality at the short distances characteristic of the typical criminal attack with a concealability and ease of handling close to that of a handgun and intimidation.
Defendant asserts that Heller‘s and Miller‘s reference to short-barrеled shotguns related only to the barrel length, not overall length. He points out that when Miller was decided, federal law prohibited firearms only by the barrel length, not overall length. (Miller, supra, 307 U.S. at p. 175, fn. 1.) This is true, but by the time Heller was decided, federal law had long included shotguns with an overall length of less than 26 inches in the list of regulated firearms, and similar to California, the federal Gun Control Act of 1968 included shotguns modified to an overall length of less than 26 inches in the definition of “short-barreled shotguns.” (See fn. 6, ante.) The Heller court mentioned no distinction, substantive or otherwise, between shotguns having a short barrel and those with an overall length of less than 26 inches
Defendant notes that federal law allows people to possess shotguns that are less than 26 inches so long as they are registered and their possession does not conflict with the applicant‘s state laws. (
First, even with the possibility of registering such firearms under federal or state law in other states, no evidence has been presented here indicating that
Second, the federal registration requirement for short-barreled shotguns and other listed weapons is designed to eliminate criminal use of these inherently dangerous weapons. “The registration requirement reflects Congress‘s determination that certain weapons are almost certain to be used for unlawful purposes: ‘The primаry reason that unregistered possession of these particular weapons is a crime is the virtual inevitability that such possession will result in violence.’ ” (U.S. v. Serna (9th Cir. 2006) 435 F.3d 1046, 1048.) In rejecting a defendant‘s argument that because a short-barreled shotgun may be legally possessed in Wisconsin and under federal law, its mere possession does not constitute a crime of violence for purposes of United States Sentencing Guidelines (USSG), the Seventh Circuit said, “While it is true that federal law provides for the legal registration of sawed-off shot-guns [citation], [the defendant‘s] reliance on [s]ection 5861 actually cuts against his argument. Under [s]ection 5861(d) ‘only those firearms must be registered that Congress has found to be inherently dangerous and generally lacking usefulness, except for violent and criminal purposes, such as sawed-off shotguns and hand-grenades.’ [Citation.] Thus, ‘the primary reason that unregistered possession of these particular weapons is a crime is the virtual inevitability that such possession will result in violence.’ [Citations.] . . . [M]ost firearms do not have to be registered—only those that Congress found to be inherently dangerous.” (U.S. v. Brazeau (7th Cir. 2001) 237 F.3d 842, 845 (Brazeau).)9 Thus, defendant‘s reliance on the ability to register shortened shotguns in some states cuts against his argument here. To be law-abiding under federal law and state law allowing the possession of weapons
Defendant asserts that because the shotgun‘s barrel length was legal, “there [is] no concern that the spray pattern would be wide or dangerous as occurs in shortened barrels.”10 But there is no evidence in the record establishing that defendant‘s shotgun, with a barrel length of 18 and one-quarter inches, would not produce a wide spray pattern. To the contrary, the prosecution‘s expert testified, the shorter the barrel, the wider the spray pattern. From this, we understand that the spray pattern for this shotgun would be wider than it would have been had the barrel not been modified.
According to defendant, shotguns that satisfy the legal minimum of 18 inches for barrel length but violate the overall length requirement of the statute, are not necessarily “unusually dangerous” and may even be safer because they may be easier for people to control than longer shotguns. He cites Investigator Codog‘s acknowledgement at the pretrial hearing that a short-barreled shotgun could be more effective than a longer shotgun for in-home protection, because it would be еasier to maneuver in a hallway. Codog did not testify that such weapons may be safer. Furthermore, defendant‘s argument ignores the Congressional determination underlying the federal registration requirement—such weapons are “inherently dangerous.” (Brazeau, supra, 237 F.3d at p. 845; see U.S. v. Delaney (9th Cir. 2005) 427 F.3d 1224 [Prior conviction of
Moreover, the fact that some shotguns with an overall length less than 26 inches might be easier to handle in a home protection situation than an unmodified shotgun does not render them constitutionally protected. A
observation in another case about the short-barreled shotgun‘s “ability to enable violence and that possession of such a weapon makes it more likely that the offender will later use it.” (Id. at p. 443.) Accordingly, we deny defendant‘s petition for rehearing.
Defendant argues the “total ban” on shotguns less than 26 inches places an undue burden on the right to in-home self-defense and cannot survive the heightened level of scrutiny that such restrictions demand. However, as we have noted, we need not engage in any means-end scrutiny, because the Second Amendment does not protect shotguns less than 26 inches long. Moreover, the prohibition here, unlike the handgun ban in Heller, is not a total ban of an entire class of weapons. Law-abiding citizens can still possess shortened shotguns in their homes, so long as the barrel is not less than 18 inches and the overall length is not less than 26 inches.
B. “As Applied” Challenge
Defendant argues the statute “as applied to him” was unconstitutional, because the shotgun was located inside his home and was possessed in a manner suitable for self-defense. However, even assuming for the sake of argument that defendant possessed the gun for self-defense, it does not matter.11 His possession of this gun is not protected by the Second Amendment, as we have already explained.
Defendant also complains that the gun was only half an inch too short, and the barrel length did not violate the 18-inch maximum allowed by the statute. Again, it does not matter. The gun violates the statute and is not protected by the Second Amendment.
II. Equal Protection
Defendant argues the statute violated his right to equal protection, because citizens may possess handguns at home and such weapons are more easily concealable in public than defendant‘s shotgun. For this reason, in defendant‘s view, the owners of shotguns shortened beyond the statutory minimum length should not be treated differently from handgun owners. We reject the argument.
The equal protection clause of the Fourteenth Amendment prohibits the government from treating similarly situated persons differently absent adequate justification, the degree of which depends on the nature of the classification. (Grutter v. Bollinger (2003) 539 U.S. 306, 326-327 [156 L.Ed.2d 304, 123 S.Ct. 2325].) There are three levels of scrutiny. Most legislation is subject to a rational relationship level of scrutiny, i.e., whether the challenged classification bears a rational relationship to a legitimate state purpose. (People v. Hofsheier (2006) 37 Cal.4th 1185, 1200 [39 Cal.Rptr.3d 821, 129 P.3d 29].) Distinctions in statutes that involve suspect classifications or touch upon fundamental interests are subject to strict scrutiny, and can be sustained only if they are necessary to achieve a compelling state interest. (Ibid.) An intermediate level of scrutiny exists, which generally has been applied to classifications based on gender or illegitimacy. (Ibid.) The burden of demonstrating the invalidity of the classification under the rational basis test rests squarely upon the party who assails it. (Kasler v. Lockyer (2000) 23 Cal.4th 472, 480 [97 Cal.Rptr.2d 334, 2 P.3d 581] (Kasler).) “In the ordinary case, a law will be sustained if it can be said to advance a legitimate government interest, even if the law seems unwise or works to the disadvantage of a particular group, or if the rationale for it seems tenuous.” (Romer v. Evans (1996) 517 U.S. 620, 632 [134 L.Ed.2d 855, 116 S.Ct. 1620].)
Defendant argues strict scrutiny applies because the right to bear arms is a fundamental constitutional right, and the statute targets an entire class of firearms. However, we have explained there is no Second Amendment right to have shotguns that are less than 26 inches in length. Consequently, there is no fundamental constitutional right in play here. Strict scrutiny does not apply.
In Kasler, our high court applied the rational basis test and rejected an equal protection challenge to the ban on specified weapons in the Roberti-Roos Assault Weapons Control Act of 1989 (
Accordingly, we apply the rational basis test.
Defendant argues
However, as we explained ante in connection with defendant‘s Second Amendment argument, the Legislature‘s purpose in banning short-barreled or shortened shotguns under
We conclude there is a rational basis for prohibiting the possession of shotguns that are less than 26 inches in length. Accordingly, defendant‘s equal protection challenge fails.
III., IV.*
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
DISPOSITION
The judgment is affirmed.
Blease, Acting P. J., and Robie, J., concurred.
A petition for a rehearing was denied July 21, 2014, and the opinion was modified to read as printed above. Appellant‘s petition for review by the Supreme Court was denied September 24, 2014, S220305.
* See footnote, ante, page 451.
