Lead Opinion
Opinion
In a two-count indictment defendant John M. Satchell was charged respectively with murder (Pen. Code, § 187) and assault with a deadly weapon upon a peace officer (Pen. Code, § 245, subd. (b)). As
For the reasons set forth below we have concluded that it was prejudicial error for the trial court to instruct the jury on the theory of second degree felony murder. Accordingly we reverse the judgment.
The facts relevant to our determination can be briefly stated. On July 2, 1969, defendant and the victim Jordan became engaged in a heated argument on a public street in San Francisco. The argument progressed beyond mere harsh language when defendant shoved Jordan. The latter then withdrew some distance down the street; defendant went to his automobile, which was parked nearby and got in. A few minutes later Jordan returned and walked over to defendant’s car. The argument then resumed, but it was abruptly terminated when defendant emerged from the car holding a sawed-off shotgun, shot Jordan once in the chest, and then drove off. Jordan died of the shotgun wound.
At trial defendant took the stand and testified that he had shot Jordan, with whom he had had no prior acquaintance, in self-defense when the latter threatened him and made movements which defendant interpreted as efforts to draw a weapon. A defense witness testified that Jordan had a gun in his hand at the time of the shooting, which gun was taken from the victim after defendant had departed.
The trial court instructed the jury on the definition of murder and malice (CALJIC No. 301 (supp.))
The trial court went on to give a series of instructions
Finally, the court gave instructions concerning manslaughter, heat of passion, and provocation,
Defendant moved for a new trial on the ground that the second degree felony-murder instruction should not have been given, but the motion was denied. He appeals from the judgment of conviction on the same ground among others.
In the case of People v. Washington, (1965) 62 Cal.2d 777, at page 783 [
Applying this principle to various concrete factual circumstances, we have sought to insure that the “highly artificial concept” (People v. Phillips (1966)
At the outset it is clear that this court has unequivocally held on more than one occasion that the offense set forth in section 12021 is a felony (see fn. 13, ante) capable of supporting a second degree felony-murder instruction. (See People v. Ford (1964)
It is useful to consider the subject decisions within the chronological development of the principle of inherent danger. That principle, although it was foreshadowed in People v. Poindexter (1958) 51 Cal.2d
However, in 1965 we held that, in assessing whether a felony was inherently dangerous within the meaning of Ford, “we look to the elements of the felony in the abstract, not the particular ‘facts’ of the case.” (People v. Williams (1965) supra,
The opportunity to apply the principles of Williams and Phillips to the offense here in question (Pen. Code, § 12021) arose in the second Ford appeal. (People v. Ford (1966) supra,
The foregoing chronological review clearly shows that the prior decisions of this court concerning violation of Penal Code section 12021 as a basis for felony murder have applied a standard different from that required by our Williams and Phillips cases in that they have not undertaken to view that felony in the abstract when assessing the danger to human life inherent in its commission. Accordingly, in addressing ourselves to that task for the first time today, we decide what is in effect
We first consider two decisions of the Court of Appeal which have treated this question. In People v. Lovato (1968)
It was urged upon, the court, however, that in light of the line of cases holding that possession of a concealable firearm by a felon was inherently dangerous to life (i.e., Schader and the two Ford cases), the same result should follow in cases involving aliens. In answering this contention the court, still applying the Williams-Phillips principle of considering the felony in the abstract, stated:-“[W]e conclude that there is a clear, rational and logical distinction between the nature of the offense when committed by an ex-felon and when committed by an alien. An ex-felon by his felony conviction has demonstrated instability and a propensity for crime. Thus, there is a core of logic in the assumption that if such a person arms himself with a concealable weapon he commits a crime per se dangerous to human life. However, a person does not demonstrate instability, nor does he show a tendency toward crime, simply because he is not a citizen of this country.
The italicized language, clearly dictum in Lovato, was made the basis of the holding in People v. Asher (1969)
While we agree with the approach and reasoning of the Lovato court in assessing the danger inherent in the crime of possession of a concealable firearm by an alien, we believe that its dictum concerning such possession by an ex-felon departs from that approach and reasoning and reaches an incorrect conclusion. Thus, we cannot agree that, whereas on the one hand it would be “illogical” and “arbitrary” to conclude “that a person’s citizenship is the controlling factor as to whether a homicide was committed with malice” (
It bears emphasis that, in determining whether a felony is inherently dangerous for purposes of the felony-murder rule we assess that felony in the abstract. The felony here in question is possession of a con
It is manifest that the range of antisocial activities which are criminally punishable as felonies in this state is very wide indeed. Some of these felonies, such as certain well-known crimes against the person of another, distinctly manifest a propensity for acts dangerous to human life on the part of the perpetrator. Others, of which a random sampling is set forth in the margin,
Thus, it was error in this case to give a second degree felony-murder instruction based upon defendant’s violation of section 12021 of the Penal Code. That error was clearly prejudicial because it “relieved the jury of the necessity of finding one of the elements of the crime of murder” (People v. Phillips, supra,
Our consideration of an issue which may arise upon retrial reveals an even more fundamental reason why the felony-murder instruction was erroneous in this case.
Although the jury was given a second degree felony-murder instruction based upon section 12021 of the Penal Code, it was not given such an instruction based upon section 12020 of the same code. That section, which is set forth in full in the margin,
This court has stated that the purpose of the Legislature in enacting section 12020 was to outlaw the possession of “weapons common to the criminars arsenal. . . .” (People v. Grubb (1965)
While we have no doubt that—as the Ferguson court held—the proscription of the mere possession of articles of this sort lies within the constitutional competency of the Legislature, we decline to hold that such a statute, which makes no distinction between the innocent “collector” and the hardened criminal, can be utilized to posit malice aforethought in a prosecution for murder. Looking at the subject felony in the abstract, as we are required to do, it appears that to permit the application of the felony-murder doctrine on the ground of violation of section 12020 would “erode[ ] the relation between criminal liability and moral culpability” beyond all recognition and would extend the operation of that doctrine “beyond any rational function that it is designed to serve.” (People v. Washington, supra,
Viewing the matter from the standpoint of inherent danger, we find it difficult to understand how any offense of mere passive possession can be considered to supply the element of malice in a murder prosecution. To be sure, if such possession is of an extremely reckless nature manifesting a conscious disregard for human life, malice may be imputed by means of basic murder principles. (See fn. 11, ante.) Moreover, if passive possession
We emphasize in closing that our decision in this case, by refusing to. permit application of the felony-murder doctrine to the felonies here in question, does not thereby insulate from murder liability all those who kill while engaged in the commission of such felonies. Under well-settled principles of criminal liability a person who kills—whether or not he is engaged in an independent felony at the time—-is guilty of murder if he acts with malice aforethought. The felony-murder doctrine, whose ostensible purpose is to deter those engaged in felonies from killing negligently or accidentally, operates to posit the existence of that crucial mental state—and thereby to render irrelevant evidence of actual malice or the lack thereof— when the killer is engaged in a felony whose inherent danger to human life renders logical an imputation of malice on the part of all who commit it. When the killer is not engaged in such a felony, however, and the imputation of malice through the doctrine is therefore precluded, still it may be shown in accordance with normal murder principles that the fatal act was done with malice aforethought and, therefore, constitutes murder. Thus, the determination that an underlying felony will not properly support a felony-murder instruction simply removes the short-circuit provided by that doctrine and requires that the existence of the crucial mental state be demonstrated to the trier of fact.
The judgment is reversed.
Wright, C. J., Peters, J., Tobriner, J., Mosk, J., and Burke, J., concurred.
Notes
The charge of aggravated assault upon a police officer, of which defendant was acquitted, arose out of circumstances surrounding defendant’s arrest later in the day.
UnIess otherwise indicated, all references to “CALJIC” herein are to California Jury Instructions—Criminal (rev. ed. 1958). The abbreviation “supp.” in parentheses following any instruction indicates that reference is made to the 1967 pocket supplement to that work. At the time of trial the 1970 third revised edition had not yet been published.
Although CALJIC (3d ed. 1970) had not been published at the time of trial, the second degree felony-murder instruction given was identical to that which subsequently appeared in that edition—the underscored words being added by the court as contemplated by the instruction to fit the circumstances of the particular case. Apparently the former second degree murder instruction (CALJIC No. 305 (supp.)) was broken down into three instructions (now CALJIC (3d ed. 1970) Nos. 8.30, 8.31, and 8.32) following our decision in People v. Sears (1965)
CALJIC Nos. 746, 746-A, 746-D, 747, 748.
Section 12021 of the Penal Code at the time here pertinent provided: “Any person who is not a citizen of the United States and any person who has been convicted of a felony under the laws of the United States, of the State of California, or any other state, government, or country, or who is addicted to the use of any narcotic drug, who owns or has in his possession or under his custody or control any pistol, revolver, or other firearm capable of being concealed upon the person is guilty of a public offense, and shall be punishable by imprisonment in the state prison not exceeding 15 years, or in a county jail not exceeding one year or by a fine not exceeding five hundred dollars ($500), or by both.”
Section 12001 of the Penal Code at the time here pertinent provided in relevant part: “ ‘Pistol,’ ‘revolver,’ and ‘firearm capable of being concealed upon the person’ as used in this chapter shall apply to and include any device, designed to be used as a weapon, from which is expelled a projectile by the force of any explosion, or any other form of combustion, and which has a barrel less than 12 inches in length. . . .” The sawed-off shotgun involved in this case had a barrel 11% inches in length.
CALJIC Nos. 305-AA (supp.), 308-A (supp.), 310, 310 (supp.), and 311.
CALJIC Nos. 321-J, 322, 322-A, 327, and 327-A.
Compare CALJIC (3d ed. 1970) No. 8.51: “If a person while committing a felony inherently dangerous to human life causes another’s death, malice is implied, and the crime is murder.” (Italics added.)
Thus, during the afternoon of the first day the foreman asked the court: “Your Honor, may I ask in relation to the voluntary manslaughter, if there is possession of the gun but it still follows your definition [i.e., of voluntary manslaughter], is it still just voluntary manslaughter, or are there conditions where it wouldn’t be when there is wrongful possession of the gun?” Later, during the evening of the first day, the foreman asked the court: “Well, suppose that man is—feloniously has a weapon, and he has no right to that weapon, that is understood, he feloniously has it, but he does not commit a crime, and someone attacks him, does he still have the right to defend himself?”
We do not consider that defendant, by failing to raise a specific objection to the second degree felony-murder instruction when it was given, thereby waived his right to challenge that instruction on appeal. The trial court’s duty in a criminal case to instruct on the general principles of law relevant to the issues raised by the evidence (see People v. Hood (1969)
"Tt may be that the rule is unnecessary in almost all cases in which it is applied, that is to say, that conviction in those cases can be predicated on the normal rules as to murder and as to accomplice liability. In the small residuum of cases, there may be a substantial question whether the rule reaches a rational result or does not
“-If, the defendant commits the felony in a highly reckless manner, he can be convicted of second degree murder independently of the shortcut of the felony-murder rule. Under California’s interpretation of the implied malice provision of the Penal Code [§ 188], proof of conduct evidencing extreme or wanton recklessness establishes the element of malice aforethought required for a second degree murder conviction. [See People v. Phillips (1966)
In Williams we stated that the ostensible purpose of the felony-murder rule “may be well served with respect to felonies such as robbery or burglary, but it has little relevance to a felony which is not inherently dangerous. If the felony is not inherently dangerous it is highly improbable that the potential felon will be deterred; he will not anticipate that any injury or death might arise solely from the fact that he will commit the felony.” (63 Cal.2d at pp. 457-458, fn. 4.)
The “public offense” defined in section 12021 of the Penal Code (see fn. 5, ante) may be punished either as a felony or as a misdemeanor in the discretion of the sentencing judge. However, such a felony-misdemeanor “stands as a felony for every purpose up to judgment” (Doble v. Superior Court (1925)
Clearly the question whether the underlying felony is inherently dangerous and therefore capable of supporting a second degree felony-murder instruction logically precedes the question whether such a felony merges with the charged homicide crime and is therefore not subject to .utilization as the basis of such an instruction.
The prior law was stated in People v. Doyell (1874)
In holding that the felony must be viewed in the abstract we disapproved any contrary implications in People v. Pulley (1964)
The specific language here quoted was approved only by its author, for the concurring justice concurred “in the result” and wrote a separate opinion.
Unfortunately, the compound nature of the felony here considered requires that we make reference not only to that felony (possession of a concealable firearm by an ex-felon) but also to the previous felony conviction which renders such possession felonious.
See, for example, Corporations Code, sections 3019-3021, 25540 et seq. (fraudulent and deceptive acts relating to corporations); Elections Code, sections 12000 et seq., 14403, 15280, 17090 et seq., 29100 et seq., 29130 et seq., 29160, 29180, 29400, 29430, 29431 (elections offenses); Financial Code, section 18857.1 (unauthorized sale of investment certificates); Government Code, section 9050 et seq. (interference with the legislative process), section 9908 (crimes of legislative representatives); Insurance Code, section 556 (false or fraudulent insurance claim), section 833 (crimes in the issuance of insurance securities); Military and Veterans Code, section 421 (conversion of military property); Public Resources Code, section 5190 (interest of park commissioner in park contract); Vehicle Code, section 4463 (false evidence of registration).
The Penal Code, of course, renders felonious many activities which do not indicate a propensity for dangerous acts.
It is, of course, unlawful for any nonexempt person to carry a concealed weapon unless he has a license to do so. However, unless such a person is an ex-felon or has been previously convicted of a concealed weapons offense, he is guilty of only a misdemeanor. (Pen. Code, § 12025.)
“Any person in this state who manufactures or causes to be manufactured, imports into the state, keeps for sale, or offers or exposes for sale, or who gives, lends, or possesses any instrument or weapon of the kind commonly known as a blackjack, slungshot, billy, sandclub, sandbag, sawed-off shotgun, or metal knuckles, or who carries concealed upon his person an explosive substance, other than fixed ammunition or who carries concealed upon his person any dirk or dagger, is guilty of a felony, and upon conviction shall be punishable by imprisonment in the county jail not exceeding one year or in a state prison for not less than one year nor more than five years.
“As used in this section a ‘sawed-off shotgun’ means a shotgun having a barrel or barrels of less than 18 inches in length, or a rifle having a barrel or barrels of less than 16 inches in length, or any weapon made from a rifle or shotgun (whether by alteration, modification, or otherwise) if such weapon as modified has an overall length of less than 26 inches.” (Italics added.)
A ready example, among the many which might be suggested, is the act forbidden by section 246 of the Penal Code, discharging a firearm at an inhabited building. (See also People v. Nichols (1970)
Dissenting Opinion
I dissent.I would affirm the judgment because I do not believe the error has resulted in a miscarriage of justice. The judgment, therefore, should not be reversed, for the reason that article VI, section 13, of the California Constitution provides: “No judgment shall be set aside, or new trial granted, in any cause, on the ground of misdirection of the
