THE PEOPLE, Plaintiff and Respondent, v. JOHN M. SATCHELL, Defendant and Appellant.
Crim. No. 15533
In Bank
Nov. 4, 1971.
6 Cal. 3d 28
Brian M. Sax, under appointment by the Supreme Court, and Gregory S. Jensen, under appointment by the Court of Appeal, for Defendant and Appellant.
Thomas C. Lynch and Evelle J. Younger, Attorneys General, Albert W. Harris, Jr., Assistant Attorney General, Robert R. Granucci and Michael J. Phelan, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
SULLIVAN, J.—In a two-count indictment defendant John M. Satchell was charged respectively with murder (
For the reasons set forth below we have concluded that it was prejudicial error for the trial court to instruct the jury on the theory of second degree felony murder. Accordingly we reverse the judgment.
The facts relevant to our determination can be briefly stated. On July 2, 1969, defendant and the victim Jordan became engaged in a heated argument on a public street in San Francisco. The argument progressed beyond mere harsh language when defendant shoved Jordan. The latter then withdrew some distance down the street; defendant went to his automobile, which was parked nearby and got in. A few minutes later Jordan returned and walked over to defendant‘s car. The argument then resumed, but it was abruptly terminated when defendant emerged from the car holding a sawed-off shotgun, shot Jordan once in the chest, and then drove off. Jordan died of the shotgun wound.
At trial defendant took the stand and testified that he had shot Jordan, with whom he had had no prior acquaintance, in self-defense when the latter threatened him and made movements which defendant interpreted as efforts to draw a weapon. A defense witness testified that Jordan had a gun in his hand at the time of the shooting, which gun was taken from the victim after defendant had departed.1
The trial court instructed the jury on the definition of murder and malice (CALJIC No. 301 (supp.))2 and the degrees of murder (CALJIC Nos. 302 and 302-A), but it eliminated first degree murder from the consideration of the jury by indicating that none of the felonies enumerated in
The trial court went on to give a series of instructions4 defining and explaining the crime of possession of a concealable firearm by a felon. (
Finally, the court gave instructions concerning manslaughter, heat of passion, and provocation,6 and instructions concerning justifiable homicide and self-defense.7 Among the manslaughter instructions given was CALJIC No. 310 (supp.), which provided in part: “If a person while committing a felony causes another‘s death, malice is implied, and the crime is murder.”8 (Italics added.)
Defendant moved for a new trial on the ground that the second degree felony-murder instruction should not have been given, but the motion was denied. He appeals from the judgment of conviction on the same ground among others.10 We have concluded that his contention must be sustained.
In the case of People v. Washington (1965) 62 Cal.2d 777, at page 783 [44 Cal.Rptr. 442, 402 P.2d 130], this court struck the keynote which has guided all our subsequent consideration of cases involving the felony-murder doctrine. Acknowledging the substantial body of legal scholarship which has concluded that that doctrine not only “erodes the relation between criminal liability and moral culpability” but also is usually unnecessary for conviction,11 we went on to say of it: “Although it
Applying this principle to various concrete factual circumstances, we have sought to insure that the “highly artificial concept” (People v. Phillips (1966) 64 Cal.2d 574, 582 [51 Cal.Rptr. 225, 414 P.2d 353]) of strict criminal liability incorporated in the felony-murder doctrine be given the narrowest possible application consistent with its ostensible purpose—which is to deter those engaged in felonies from killing negligently or accidentally (see People v. Washington, supra, 62 Cal.2d 777, 781, and authorities there cited). Thus, for example, we have refused to apply the doctrine in cases wherein the killing is committed by persons other than the defendant or an accomplice acting in furtherance of a common felonious design (People v. Washington, supra, 62 Cal.2d 777, 781-783); in cases wherein the operation of the doctrine depends upon “a felony which is an integral part of the homicide and which the evidence produced by the prosecution shows to be an offense included in fact within the offense charged” (People v. Ireland, supra, 70 Cal.2d 522, 539, fn. omitted; see People v. Wilson (1969) 1 Cal.3d 431, 437-442 [82 Cal.Rptr. 494, 462 P.2d 22], and People v. Sears (1970) 2 Cal.3d 180, 185-189 [84 Cal.Rptr. 711, 465 P.2d 847]; cf. People v. Mattison (1971) 4 Cal.3d 177, 185-186 [93 Cal.Rptr. 185, 481 P.2d 193]; People v. Calzada (1970) 13 Cal.App.3d 603 [91 Cal.Rptr. 912]); and in cases wherein the underlying felony is not one of the six enumerated in section 189 of the Penal Code and is not inherently dangerous to human life (see People v. Phillips, supra, 64 Cal.2d 574, 582-584; People v. Williams (1965) 63 Cal.2d 452, 457-458 [47 Cal.Rptr. 7, 406 P.2d 647]).12
at least distract attention from more relevant criteria.” (Fn. omitted.) (Packer, The Case for Revision of the Penal Code (1961) 13 Stan.L.Rev. 252, 259.)
“If the defendant commits the felony in a highly reckless manner, he can be convicted of second degree murder independently of the shortcut of the felony-murder rule. Under California‘s interpretation of the implied malice provision of the
At the outset it is clear that this court has unequivocally held on more than one occasion that the offense set forth in section 12021 is a felony (see fn. 13, ante) capable of supporting a second degree felony-murder instruction. (See People v. Ford (1964) 60 Cal.2d 772, 795 [36 Cal.Rptr. 620, 388 P.2d 829] and (1966) 65 Cal.2d 41, 57 [52 Cal.Rptr. 228, 416 P.2d 132]; People v. Schader (1965) 62 Cal.2d 716, 732 [44 Cal.Rptr. 193, 401 P.2d 665]; People v. Robillard (1960) 55 Cal.2d 88, 98 [10 Cal.Rptr. 167, 358 P.2d 295, 83 A.L.R.2d 1086].) It is equally clear, however—in light of our continuing concern that the felony-murder doctrine not be extended beyond its rational function—that those decisions cannot be invested with a vitality independent from the developing concept of inherent danger exemplified by our Phillips and Williams cases. (See fn. 12, ante.) Rather, our task today is to assess the cited decisions as they relate to that concept and determine whether or not the conclusion announced by them is consistent therewith and should endure. “[T]he branch cannot bear fruit by itself, except it abides in the vine.” (John XV, 4.)
It is useful to consider the subject decisions within the chronological development of the principle of inherent danger. That principle, although it was foreshadowed in People v. Poindexter (1958) 51 Cal.2d 142, 149 [330 P.2d 763],
However, in 1965 we held that, in assessing whether a felony was inherently dangerous within the meaning of Ford, “we look to the elements of the felony in the abstract, not the particular ‘facts’ of the case.” (People v. Williams (1965) supra, 63 Cal.2d 452, 458, fn. 5.) There the victim, an illegal supplier of methedrine, was killed with a knife during an affray which resulted after defendants demanded that he pay a debt either in methedrine or in money. The jury was given a second degree felony-murder instruction based upon the crime of conspiracy to possess methedrine without a prescription. We held that the instruction was erroneous because the subject felony, viewed in the abstract “is surely not, as such, inherently dangerous.” (63 Cal.2d at p. 458.)16
The opportunity to apply the principles of Williams and Phillips to the offense here in question (
The foregoing chronological review clearly shows that the prior decisions of this court concerning violation of
highly dangerous.” (225 Cal.App.2d at p. 373.) Our insistence in Williams that the felony be viewed in the abstract necessarily precludes a determination of inherent danger based upon this kind of reasoning.
We first consider two decisions of the Court of Appeal which have treated this question. In People v. Lovato (1968) 258 Cal.App.2d 290 [65 Cal.Rptr. 638], the specific issue before the court was whether the possession of a concealable firearm by an alien (which is also proscribed by
It was urged upon the court, however, that in light of the line of cases holding that possession of a concealable firearm by a felon was inherently dangerous to life (i.e., Schader and the two Ford cases), the same result should follow in cases involving aliens. In answering this contention the court, still applying the Williams-Phillips principle of considering the felony in the abstract, stated: “[W]e conclude that there is a clear, rational and logical distinction between the nature of the offense when committed by an ex-felon and when committed by an alien. An ex-felon by his felony conviction has demonstrated instability and a propensity for crime. Thus, there is a core of logic in the assumption that if such a person arms himself with a concealable weapon he commits a crime per se dangerous to human life. However, a person does not demonstrate instability, nor does he show a tendency toward crime, simply because he is not a citizen of this country.
The italicized language, clearly dictum in Lovato, was made the basis of the holding in People v. Asher (1969) 273 Cal.App.2d 876, 899 [78 Cal.Rptr. 885], where it was concluded that manslaughter instructions were properly rejected because the jury‘s recourse to evidence of diminished capacity to entertain malice was correctly foreclosed by a second degree felony-murder instruction based upon violation of
While we agree with the approach and reasoning of the Lovato court in assessing the danger inherent in the crime of possession of a concealable firearm by an alien, we believe that its dictum concerning such possession by an ex-felon departs from that approach and reasoning and reaches an incorrect conclusion. Thus, we cannot agree that, whereas on the one hand it would be “illogical” and “arbitrary” to conclude “that a person‘s citizenship is the controlling factor as to whether a homicide was committed with malice” (258 Cal.App.2d at p. 293), yet on the other hand “there is a core of logic” in the conclusion that the presence or absence of a felony conviction on a person‘s past record should have such a controlling effect. The logical process by which this conclusion is reached fails to proceed beyond its own major premise: granting that “[a]n ex-felon by his felony conviction has demonstrated instability and a propensity for crime” (258 Cal.App.2d at p. 295), one cannot logically achieve the conclusion that such a person, when he arms himself, commits a crime inherently dangerous to human life, unless it also be shown that one who so demonstrates instability and a propensity for crime is inherently disposed toward acts dangerous to human life. We do not think that this has been shown. To borrow the phrasing of the Lovato court, we have concluded that “to in effect state that [the presence or absence of a felony conviction on a person‘s past record] is the controlling factor as to whether a homicide was committed with malice is not only illogical but would constitute an affront to the judiciary which through the years has constantly striven to find compelling reasons rather than arbitrary distinctions before making rules which result in differing treatment of people.” (258 Cal.App.2d at p. 293.)
It bears emphasis that, in determining whether a felony is inherently dangerous for purposes of the felony-murder rule we assess that felony in the abstract. The felony here in question is possession of a con-
It is manifest that the range of antisocial activities which are criminally punishable as felonies in this state is very wide indeed. Some of these felonies, such as certain well-known crimes against the person of another, distinctly manifest a propensity for acts dangerous to human life on the part of the perpetrator. Others, of which a random sampling is set forth in the margin,19 just as distinctly fail to manifest such a propensity. Surely it cannot be said that a person who has committed a crime in this latter category, when he arms himself with a concealable weapon, presents a danger to human life so significantly more extreme than that presented by a non-felon similarly armed20 as to justify the imputation of malice to him if a homicide should result. Accordingly, because we can conceive of such a vast number of situations wherein it would be grossly illogical to impute malice, we must conclude that the violation of
Thus, it was error in this case to give a second degree felony-murder instruction based upon defendant‘s violation of
Our consideration of an issue which may arise upon retrial reveals an even more fundamental reason why the felony-murder instruction was erroneous in this case.
Although the jury was given a second degree felony-murder instruction based upon
This court has stated that the purpose of the Legislature in enacting
While we have no doubt that—as the Ferguson court held—the proscription of the mere possession of articles of this sort lies within the constitutional competency of the Legislature, we decline to hold that such a statute, which makes no distinction between the innocent “collector” and the hardened criminal, can be utilized to posit malice aforethought in a prosecution for murder. Looking at the subject felony in the abstract, as we are required to do, it appears that to permit the application of the felony-murder doctrine on the ground of violation of section 12020 would “erode[] the relation between criminal liability and moral culpability” beyond all recognition and would extend the operation of that doctrine “beyond any rational function that it is designed to serve.” (People v. Washington, supra, 62 Cal.2d 777, 783.)
Viewing the matter from the standpoint of inherent danger, we find it difficult to understand how any offense of mere passive possession can be considered to supply the element of malice in a murder prosecution. To be sure, if such possession is of an extremely reckless nature manifesting a conscious disregard for human life, malice may be imputed by means of basic murder principles. (See fn. 11, ante.) Moreover, if passive possession
We emphasize in closing that our decision in this case, by refusing to permit application of the felony-murder doctrine to the felonies here in question, does not thereby insulate from murder liability all those who kill while engaged in the commission of such felonies. Under well-settled principles of criminal liability a person who kills—whether or not he is engaged in an independent felony at the time—is guilty of murder if he acts with malice aforethought. The felony-murder doctrine, whose ostensible purpose is to deter those engaged in felonies from killing negligently or accidentally, operates to posit the existence of that crucial mental state—and thereby to render irrelevant evidence of actual malice or the lack thereof—when the killer is engaged in a felony whose inherent danger to human life renders logical an imputation of malice on the part of all who commit it. When the killer is not engaged in such a felony, however, and the imputation of malice through the doctrine is therefore precluded, still it may be shown in accordance with normal murder principles that the fatal act was done with malice aforethought and, therefore, constitutes murder. Thus, the determination that an underlying felony will not properly support a felony-murder instruction simply removes the short-circuit provided by that doctrine and requires that the existence of the crucial mental state be demonstrated to the trier of fact.
The judgment is reversed.
Wright, C. J., Peters, J., Tobriner, J., Mosk, J., and Burke, J., concurred.
McCOMB, J.—I dissent. I would affirm the judgment because I do not believe the error has resulted in a miscarriage of justice. The judgment, therefore, should not be reversed, for the reason that article VI, section 13, of the California Constitution provides: “No judgment shall be set aside, or new trial granted, in any cause, on the ground of misdirection of the
Notes
The Penal Code, of course, renders felonious many activities which do not indicate a propensity for dangerous acts.
“As used in this section a ‘sawed-off shotgun’ means a shotgun having a barrel or barrels of less than 18 inches in length, or a rifle having a barrel or barrels of less than 16 inches in length, or any weapon made from a rifle or shotgun (whether by alteration, modification, or otherwise) if such weapon as modified has an overall length of less than 26 inches.” (Italics added.)
