THE PEOPLE, Plaintiff and Respondent, v. ESTEBAN ZARATE BRAVO, Defendant and Appellant.
E072782
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA FOURTH APPELLATE DISTRICT DIVISION TWO
Filed 10/4/21 (opinion following transfer from Supreme Court)
CERTIFIED FOR PUBLICATION; (Super.Ct.No. RIF75184)
APPEAL from the Superior Court of Riverside County. Jacqueline C. Jackson, Judge. Affirmed.
Law Offices of Paul C. Supple and Paul C. Supple, for Defendant and Appellant.
Rob Bonta and Xavier Becerra, Attorneys General, Lance E. Winters, Chief Assistant Attorney General, Julie L. Garland, Assistant Attorney General, A. Natasha Cortina and Melissa A. Mandel, Deputy Attorneys General, for Plaintiff and Respondent.
I
INTRODUCTION
On June 24, 1997, defendant Estaban Zarate Bravo pleaded guilty to and was convicted on a plea bargain agreement of: a felony violation of domestic violence (
On December 11, 2018, defendant filed a motion to vacate the judgment pursuant to
II
FACTUAL BACKGROUND
As we observed in the original opinion, the record on this appeal is slim and includes scant records dating back to the original proceedings and plea taken in 1997. It does not contain or relate the facts underlying defendant‘s pleas and convictions. The only records dating to the 1997 proceedings are the felony complaint, two minute orders, and the advisement of rights. Most of the record is of proceedings in the trial court at the time of defendant‘s 2018-2019 motion to vacate the earlier judgment.
The felony complaint alleged that as to count 1, on June 7, 1997, defendant violated
Defendant is a native of Mexico and Spanish is his first language. He appeared in custody at a hearing on June 24, 1997, at which he pleaded guilty to both counts with the use of an interpreter. He was admonished as to his rights, and initialed acknowledgment on a form provided therefor.2 These rights included the right to a speedy trial; to face and cross-examine witnesses; to ask the court to compel witnesses to attend trial; against self-incrimination; and to be represented by a lawyer. He then initialed the statement that “I understand that when I enter a plea of guilty, I waive, or give up each of the rights as stated above.”
Immediately following that recitation and waiver, the form enumerates the “Consequences of Plea,” stating, ”In addition to the consequences discussed in open court, and on page two of this form, I am further aware that my guilty plea to a felony will have the following consequences:” followed by
Defendant attests by declaration that the immediate advantage of his plea was that he was to be released from custody that same day so that he could return to his construction job without being fired and could therefore support his spouse and their child.3 Of more immediate importance, defendant was informed by counsel and the prosecution that Immigration and Customs Enforcement (ICE) would conduct a sweep of the county jail where he was being held by the next morning; being released that afternoon allowed him to avoid the ICE sweep and likely deportation as a result of that encounter.
Defendant now contends that at the time he executed the plea agreement, pleading guilty to
III
DISCUSSION
A. Standard of Review
Our Supreme Court has clarified the standard of review for motions brought pursuant to
In other words, we should “give particular deference to factual findings based on the trial court‘s personal observations of witnesses.” (Vivar, supra, 11 Cal.5th at pp. 527-528.) Where “the facts derive entirely from written declarations and other documents, however, there is no reason to conclude the trial court has the same special purchase on the question at issue; as a practical matter, ‘[the] trial court and this court are in the same position in interpreting written declarations’ when reviewing a cold record in a section 1473.7 proceeding. [Citation.] Ultimately it is for the appellate court to decide, based on its independent judgment, whether the facts establish prejudice under section 1473.7.” (Id. at p. 528, fn. omitted.)
B. The Trial Court‘s Rulings
As to defendant‘s argument under
The trial court found that, “The 1016.5 does fail. [¶] It‘s clear in the written advisement that Mr. Bravo initialed next to the applicable portions and signed the document, and the court minutes, which are attached to each of Mr. Bravo‘s motions as well as part of the court file, indicate that at the time Judge Thierbach took the plea, he found that he understood the constitutional rights, the nature of the charges, and consequences of the plea when Mr. Bravo entered his guilty pleas to Count 1 and 2.5 [¶] So the 1016.5 fails.”
As to defendant‘s argument under
In this case, the trial court addressed both prongs of
C. Defendant‘s Claim
Here, defendant contends that his guilty pleas were not voluntary, knowing nor intelligent and that this court should grant his motion to vacate judgment pursuant to
At issue is whether, at his plea hearing on June 24, 1997, he was adequately advised of the immigration consequences of his plea of guilty to the charges of spousal abuse and child abuse. Because a claim such as defendant‘s may be brought without invoking ineffective assistance of counsel, he is not limited to having to prove prejudice under the Strickland v. Washington (1984) 466 U.S. 668 (Strickland) standard, which requires a showing that counsel‘s representation fell below an objective standard of reasonableness (id. at p. 688) and demonstrate prejudice with a showing that “there is a reasonable probability that, but for counsel‘s unprofessional errors, the result of the proceeding would have been different,” meaning “a probability sufficient to undermine confidence in the outcome.” (Id. at p. 694.) He may instead “show prejudice by ‘convinc[ing] the court [that he] would have chosen to lose the benefits of the plea bargain despite the possibility or probability deportation would nonetheless follow.’ [Citations.]” (People v. Camacho (2019) 32 Cal.App.5th 998, 1010 (Camacho).) This prejudice analysis applies equally to claims under
D. Analysis
As directed by our Supreme Court, we reconsider defendant‘s appeal in light of Vivar. Accordingly, we employ the standard of independent review in these claims, but find that in this circumstance it makes no difference to the outcome we determined before the Supreme Court‘s transfer of the case back to us. That is at least in part because of the limited record presented to us on appeal, little of which dates to the original trial. The majority of the record dates to the proceedings in 2018 and 2019 which were under the direct observation of the trial court that we review here. That court‘s decision was based mainly on defendant‘s 2018 declaration and the hearing conducted March 19, 2019. To the extent the trial court did not make explicit factual findings, we take that into account in our review.
First, as to defendant‘s
Second, on independent review, we find that defendant‘s
Notwithstanding its sufficiency to meet the statutory language of
Here, at least defendant‘s plea to
Therefore, the advisement given defendant in 1997 was inadequate under Ruiz to satisfy
For example, in Vivar, the defendant had an opportunity to take an offered immigration-neutral charge of burglary. (Vivar, supra, 11 Cal.5th at p. 518.) Though he rejected it (to his regret later), its existence at all inured to the defendant‘s benefit in determining prejudice. Here, with regard to the
In that light, an examination of the contemporaneous evidence surrounding defendant‘s plea reveals his priorities in his plea bargaining and the nature of the aversion to immigration consequences he actually displayed. In the absence of a contemporary record of the plea negotiations before this court, defendant‘s declaration is the main substantive source of contemporaneous evidence of his priorities and intent at the time. To the extent the trial court did not personally observe and make factual findings of defendant as a witness, we review the pertinent statements independently. (Vivar, supra, 11 Cal.5th at pp. 528-529.) Chief among these are defendant‘s assertions in his declaration of his family in the United States and his need to support them: “At the time of this conviction hearing, I was working full-time in construction and I was learning many new carpentry skills. I had a young family to take care of that included my one-year old son . . ., his mother, my live-in girlfriend and she was caring for them on a full-time basis. I was the sole financial provider in the household. All of them depended on my income and my job. If I returned to work within the same week of my plea, I would not lose my full-time job for abandonment and I could resume paying the bills. [¶] . . . Additionally, because my bills were accruing, I was seeking release from jail to return to my full-time job to keep my family‘s housing and continue to support my live-in girlfriend and my infant son.” Otherwise, defendant makes general, otherwise unsupported statements that neither counsel nor the interpreter advised him of the immigration consequences of his guilty plea and that he would not have taken the plea if he had known of eventually being deported and barred from lawful permanent status.
These statements do not avail defendant. They simply emphasize that he elected to take the plea bargain to obtain release and return to his girlfriend and son and resume his job. There is nothing to substantiate his claim that had he known of the ultimate immigration consequences he would have refused the plea bargain. In fact, although the statements are in the declaration, counsel did not address them in either the motion to vacate in the trial court, nor in the March 19, 2019 hearing, nor did defendant testify. (Mejia, supra, 36 Cal.App.5th at pp. 864-865 [defendant testified at
To the extent that defendant now appears to address his family status in 1997 in his opening brief on appeal, he states that the ultimate immigration consequences “manifested at a time when he had a 1-year old son, his child‘s dependent mother as a live-in girlfriend and a promising career in carpentry. Had he known the true immigration consequences, he would have made
In making this assertion, counsel purports to show defendant‘s personal attachments to this country in support of his petition. Personal attachments to the United States, including family, are evidence of a defendant‘s desire to vacate an earlier plea based on a lack of understanding of immigration consequences. (Vivar, supra, 11 Cal.5th at pp. 530-531.) Yet, the difference here between defendant and Vivar is significant. Vivar was brought to the United States from Mexico at age six and remained here for 40 years before his deportation determination. He had a wife, two children (including one about to deploy in the Air Force) and two grandchildren, all of whom were United States citizens. At the time of his deportation, his wife was undergoing radiation treatment for a thyroid condition. He had no ties to Mexico, spoke Spanish “‘like an American‘” and was an outsider in Mexico. Further, Vivar also sent a lengthy series of letters to the court expressing his interest in avoiding deportation and reasserting his desire to remain in the U.S. and become “‘an asset to my community and not a liability.‘” (Id. at p. 531.) As our Supreme Court put it, “[t]ime and again, the record readily conveys how Vivar would have considered his immigration status ‘the most important part’ of his decision to plead.” (Id. at p. 530.) Vivar‘s ties to the United States and his frequently and openly asserted immigration interests are not reflected in defendant‘s case here.
Without minimizing the importance of defendant‘s personal life, his ties to the United States and the consideration he gave to his immigration status were substantially different. He came to the United States at age 18 and had only been in the country four and one-half years at the time of his guilty plea. He did not claim in his declaration that his relationship with his girlfriend and son would lead him to decline a plea if he had known the ultimate immigration consequences of the plea; moreover, the offenses making him a candidate for mandatory deportation were domestic violence and child cruelty against those very persons. His declaration simply claims he elected to plead and get out of jail immediately to return to support them and avoid ICE. There is simply no evidence, contemporaneous or otherwise, outside defendant‘s self-serving declaration that he gave any thought to his immigration status whatsoever other than to avoid an in-custody encounter with ICE in 1997. Thus, counsel‘s argument in the opening brief is unsupported.
Additionally, neither in the opening brief nor in his declaration does defendant discuss how the costs of rejecting the plea—the potential sentence
Moreover, to put the entire point in context, we reiterate that the events to which he pleaded guilty in 1997 were domestic violence and child cruelty felonies against that very girlfriend and son, undercutting any claim now that he would have put himself in immediate peril of deportation in 1997 by a pending ICE sweep at the jail in order to go to trial in an attempt to avoid later immigration consequences. Defendant simply offers no contemporaneous evidence here to support such a claim.
Accordingly, we find that the trial court did not abuse its discretion in denying defendant‘s
Defendant also claims error in the trial court‘s analysis of his
The judge‘s ruling followed the language of
Defendant‘s claims are without merit.
IV
DISPOSITION
The judgment of the trial court is affirmed.
CERTIFIED FOR PUBLICATION
RAMIREZ
P. J.
We concur:
McKINSTER
J.
RAPHAEL
J.
