THE PEOPLE ex rel. VERN PIERSON, as District Attorney, etc., Petitioner, v. THE SUPERIOR COURT OF EL DORADO COUNTY, Respondent; SOUTH LAKE TAHOE POLICE OFFICERS’ ASSOCIATION et al., Real Parties in Interest.
No. C081603
Court of Appeal, Third District, California
Jan. 10, 2017
7 Cal. App. 5th 402
Counsel
Vern Pierson, District Attorney, William M. Clark, Chief Assistant District Attorney, Patrick O‘Toole and Jerry Coleman, Deputy District Attorneys, for Petitioner.
Michael A. Hestrin, District Attorney (Riverside); Anne Marie Schubert, District Attorney (Sacramento); Gregory D. Totten, District Attorney (Ventura), Michael D. Schwartz, Assistant District Attorney; Jeff W. Reisig, District Attorney (Yolo), Ryan J. Couzens, Deputy District Attorney; and Mark L. Zahner for California District Attorneys Association as Amicus Curiae on behalf of Petitioner.
No appearance for Respondent Superior Court.
Mastagni Holstedt, Judith A. Odbert, Joshua A. Olander and Tashayla D. Billington for Real Parties in Interest South Lake Tahoe Police Officers’ Association and South Lake Tahoe Police Supervisors’ Association.
Ferguson, Praet & Sherman, Bruce D. Praet and Thomas T. Watson for Real Parties in Interest City of South Lake Tahoe and Chief of Police Brian Uhler.
Opinion
BUTZ, Acting P. J.—It is self-evident that the public has an interest in the investigation of a peace officer‘s use of lethal force. In furtherance of that interest, the Legislature in 2015 amended
The District Attorney of El Dorado County (the District Attorney) convened a criminal grand jury and issued subpoenas to witnesses in connection with a peace officer‘s 2015 fatal shooting of a suspect, deliberately waiting until 2016 in order to challenge this legislative action. On the motions of real parties in interest, the superior court issued orders quashing the District Attorney‘s subpoenas and dismissing the criminal grand jury. The District Attorney thereafter filed this petition in the name of the People seeking a writ of mandate directing the superior court to overturn its orders. We have granted leave to a number of amici curiae to file arguments in support of the petition.3 We conclude the legislative object, however salutary, cannot be accomplished in this manner; it intrudes on the constitutional grant of authority to the criminal grand jury to issue an indictment after inquiry, which taken to its logical conclusion would allow the Legislature by statute to abrogate indictments entirely for all classes of offenses. The Legislature instead must seek a constitutional amendment to accomplish the same end as
FACTUAL AND PROCEDURAL BACKGROUND
This is, in essence, an action for a declaratory judgment of the constitutionality on its face of
In June 2015, officers of South Lake Tahoe Police Department responded in the early morning around 2:50 a.m. to reports of suspected domestic violence at a motel. As one officer knocked on the door of the room, the other circled around back. This оfficer saw a man wearing only shorts climbing out of the bathroom window. He shot the man in the chest, inflicting a fatal wound. The decedent was in fact unarmed.
There is apparently a voluntary statement to investigators, in which the officer said he had recognized the decedent, a gang member whom the officer had recently arrested for transacting in controlled substances; a person involved in the transaction was armed with a loaded gun. The officer thought the decedent was looking at him menacingly. The officer ordered the decedent to show his hands. As the decedent brought his right hand into view, the officer thought he saw the decedent holding a firearm, so the officer fired his gun once, hitting the decedent in the chest. It is not clear whether or not the officer gave a verbal warning before firing his gun. There may be a toxicology report showing that the decedent was under the influence of alcohol and cocaine at the time of the shooting.
With respect to the pertinent procedural backgrоund, the District Attorney had not filed any charges as of December 2015. At that time, he informed counsel for real parties in interest South Lake Tahoe Police Officers’ Association and Police Supervisors’ Association that he intended to wait until after the effective date of amended
Pursuant to the District Attorney‘s request, the superior court convened a criminal grand jury, summoning jurors on January 15, 2016 (all further date references are to the year 2016). On February 1, the District Attorney issued subpoenas to real party in interest Chief of Police Brian Uhler, the two officers involved in the incident, a detective, and two supervisory officers,
The District Attorney sought relief in this court. We issued an order to show cause, to which the various real parties have filed responses.
DISCUSSION
It is said that we presume the constitutionality of a legislative enactment (Property Reserve, Inc. v. Superior Court (2016) 1 Cal.5th 151, 192 [204 Cal.Rptr.3d 770, 375 P.3d 887]); this is but a shorthand for placing the burden on a challenger to establish affirmatively that it is not. We accord deference in our ultimately de nоvo review only where the enactment of a statute incorporates a “‘considered legislative judgment‘” of its constitutionality. (Id. at p. 193.) Without belaboring the point, the author‘s analysis to which we alluded above, and the remainder of the materials in the legislative history available from the Legislative Counsel‘s Web site (included as exhibits in the petition), do not reflect any consideration of the constitutionality of the action the Legislature wished to take in abolishing the grand jury‘s constitutional indictment power, although there is a concern expressed for preserving the statutory power to “investigate” under
The declaration of rights in our state‘s original Constitution, echoing the Fifth Amendment to the federal Constitution,5 provided that “[N]o person
We return our attention to the 1849 enactment, by which the citizens of California incorporated the institution of the criminal grand jury as known at common law in the Constitution. (Daily Journal Corp. v. Superior Court (1999) 20 Cal.4th 1117, 1130 [86 Cal.Rptr.2d 623, 979 P.2d 982] (Daily Journal); 1973 Grand Jury, supra, 13 Cal.3d at p. 440, fn. 11, citing Fitts, supra, 6 Cal.2d at pр. 240-241 [grand jury in this sense is not a statutory
774, 751 P.2d 1329] (McClatchy): see People v. Superior Court (1973 Grand Jury) (1975) 13 Cal.3d 430, 433-434, 437, 438, 442 [119 Cal.Rptr. 193, 531 P.2d 761] (1973 Grand Jury).) However, no authority exists for a similar oversight role of a criminal grand jury.
In addition to the constitutional power to authorize the criminal prosecution of an accused with an indictment, the Legislature from the dawn of this state granted statutory power to grand juries for its other two primary functions: the issuance of formal “accusations” against public officials to remove them from office, and its civil role as “watchdog” over the affairs of local government. (See McClatchy, supra, 44 Cal.3d at p. 1170; 1973 Grand Jury, supra, 13 Cal.3d at p. 436, fn. 5; Gillett-Harris-Duranceau & Associates, Inc. v. Kemple (1978) 83 Cal.App.3d 214, 221-222 [147 Cal.Rptr. 616] [other than constitutional power to indict, grand jury is creature of statute] (Kemple); 72 Ops.Cal.Atty.Gen. 128, 129 (1989); see
To provide context for the changes to be made under the Constitution of 1879, we note the Legislature initially provided for a procedure under which an information (or “complaint” under the 1851 code) was lodged with a magistrate in order to obtain an arrest warrant, after which an accused was then brought before a magistrate for an examination in order to determine if there was sufficient evidence to hold the accused to answer before a grand jury for indictment;6 “[a] grand jury could initiate a criminal investigation without a prior examination before a magistrate but this was rarely done.” (72 Ops.Cal.Atty.Gen., supra, at p. 130; see Ex parte Walsh (1870) 39 Cal. 705, 707; Kitts, supra, 5 Cal.App. at p. 465; Ann. Pen Codе, supra, former §§ 806, 813, 863, 872, pp. 189-190, 200, 202; Stats. 1851, ch. 29, §§ 101, 106, 151, 164, pp. 223, 228, 230; Stats. 1849-1850, ch. 119, §§ 102, 105, 107, 152, 164, pp. 282-283, 286-287.)
When the Constitution of 1879 was under consideration, “there was a sharp conflict of opinion whether the power should be vested in the legislature to adopt either the grand jury system or prosecution by information. It was
As Fitts concluded, the Constitution of 1879 continued the institution of the grand jury without change, and did not give the Legislature any greater power over it beyond its plenary authority over “all questions affecting the grand jury not expressly covered by the Constitution.” (Fitts, supra, 6 Cal.2d at p. 241, italics added; accord, Kemple, supra, 83 Cal.App.3d at p. 221.) Similarly, in concluding that “as may be prescribed by law” applied to both indictments and informations, Bird held “the legislature should be free to provide procedure consistent with constitutional requirements applicable [to] both . . .” (Bird, supra, 212 Cal. at p. 637, italics added), and thus the whole information procedure was within legislative control “subject to the constitutional provision that there must be preliminary examination and commitment by a magistrate . . .” (Id. at p. 643, italics added).
The present provision for grand jury indictment is now found in
Most precedent has explored legislative or judicial control over the statutory roles of the grand jury. Even at arm‘s length, courts have authority over a grand jury to stop it from exceeding legislative grants of power in its statutory duties because a grand jury lacks any additional inherent power in these roles. (McClatchy, supra, 44 Cal.3d at pp. 1167, 1179; 1973 Grand Jury, supra, 13 Cal.3d at pp. 433-434, 437, 438, 442.)9 In this vein, the grand jury‘s authority to issue accusations is a matter of statute, thus the Legislature has the power to prescribe the number of grand jurors who must vote in favor of one; as a result, if the Legislature intended to depart from the rule of 12 under the common law (which it had expressly applied to presentments and indictments), it would have done so expressly. (Fitts, supra, 6 Cal.2d at pp. 237-240, 242-243.)
In contrast with the authority of the Legislature and the judiciary to circumscribe the actions of a grand jury in its statutory roles, a grand jury maintains its inherent power in exercising its constitutional criminal function at common law (which, as discussed above, the Constitutions of 1849 and 1879 incorporated) to issue subpoenas duces tecum even though the Legislature did not grant this procedural power explicitly (M. B., supra, 103 Cal.App.4th at pp. 1388-1389, 1390-1391), perhaps as a matter of oversight in the 1959 recodification of the grand jury statutes. But where a criminal grand jury did not have a power at common law, it cannot assert that power absent legislative grant. Thus, since a grand jury at common law did not have the power of detection of crime (as opposed to the statutory grant in present
Adverting to the fundamental principle that the Legislature cannot by statute restrict the judicial power that derives from the Constitution (e.g., Ex parte Wallingford (1882) 60 Cal. 103),10 Kemple suggested that this limitation would apply as well to statutory limitations on a grand jury‘s constitutional power, but it ultimately concluded that this constitutional power was
Having now delivered this lecture on grand jury procedure, we must confront the sui generis nature of
Real parties in interest concede that the Legislature “has defined and limited the grand jury‘s powers” and “remov[ed] jurisdiction.” They assert this is permissible because
under the Constitution to voters to choose whether their local board of education should be appointed (by the mayor, in this particular case) or elected, or transfer the constitutional authority over the local school system to any outside entity such as the mayor‘s office (Mendoza, at pp. 1039-1040, 1052-1053).
The fact that such cases are matters of “statewide concern” does not authorize the Legislature to impinge on the power of a constitutional entity.12 Strictly speaking, it would not appear that the doctrine of separation of powers would apply to a constitutional body outside our triрtych form of government, but the concept would be the same. The Legislature thus cannot act to defeat or materially impair the inherent constitutional power of another entity. (Steen v. Appellate Division of Superior Court (2014) 59 Cal.4th 1045, 1053 [175 Cal.Rptr.3d 760, 331 P.3d 136].)
Finally, real parties in interest point to the grand jury‘s ability to act under
DISPOSITION
Let a peremptory writ of mandate issue directing the superior court to vacate its orders quashing the subpoenas and dismissing the grand jury, and instead issue orders denying the motions of the real parties in interest. The District Attorney of El Dorado County is awarded costs in this original proceeding. (Cal. Rules of Court, rule 8.493(a)(1)(A).)
Mauro, J., and Murray, J., concurred.
