IN RE: the PEOPLE of the State of Colorado, Petitioner, IN the INTEREST OF: A.C., juvenile.
Supreme Court Case No. 22SA73
Supreme Court of Colorado
October 4, 2022
517 P.3d 1228
Attorneys for Weld County District Court: Philip J. Weiser, Attorney General, Stefanie Mann, Senior Assistant Attorney General, Denver, Colorado
No appearance on behalf of Petitioner.
En Banc
JUSTICE BERKENKOTTER delivered the Opinion of the Court, in which CHIEF JUSTICE BOATRIGHT, JUSTICE MARQUEZ, JUSTICE HART, and JUSTICE SAMOUR joined.
CHIEF JUSTICE BOATRIGHT, joined by JUSTICE HART, specially concurred.
JUSTICE SAMOUR specially concurred.
JUSTICE HOOD, joined by JUSTICE GABRIEL, dissented.
JUSTICE BERKENKOTTER delivered the Opinion of the Court.
¶1 We accepted original jurisdiction under
¶2 A.C., the juvenile, argues that such an evaluation is prohibited by our holding in People in Interest of B.B.A.M., 2019 CO 103, ¶ 34, 453 P.3d 1161, 1168. In B.B.A.M., we held that
I. Facts and Procedural History
¶3 The People filed a petition in delinquency against A.C. A.C.‘s counsel moved for a competency evaluation, noting that A.C. had trouble paying attention and was on an individualized education plan at school due to his Attention Deficit Hyperactivity Disorder (“ADHD“). The magistrate granted the motion and оrdered the Colorado Department of Human Services (“CDHS“) to perform a competency evaluation pursuant to the court‘s authority under
¶4 Almost six months later, the magistrate held a hearing to determine whether A.C. had been restored to competency. Dr. Edwards and A.C.‘s restoration services provider testified at the hearing, but neither opined as to whether A.C. had been “restored to competency.” Dr. Edwards noted that he was unable to form an opinion as to A.C.‘s current state because he had not seen A.C. since the initial evaluation based on his belief that B.B.A.M. prevented him from performing a reassessment evaluation. Afterward, the magistrate issued a written order finding that it had “limited information as to whether” A.C. was competent to proceed and ordered A.C. to participate in a reassessment evaluation. A.C. objected, arguing that a reassessment evaluation was equivalent to a second competency evaluation of the type prohibited by our decision in B.B.A.M.
¶5 A.C. then filed a petition for a rule to show cause, which we granted.
II. Original Jurisdiction
¶6 Under
¶7 First, absent our intervention, A.C. will suffer irreparable harm, and, thus, he has no adequate alternative remedy. The juvenile court ordered A.C. to participate in a reassessment evaluation over his objection. We have recognized that a party suffers irreparable harm when a court forces the party to undergo a competency evaluation without statutory authority to do so. B.B.A.M., ¶ 19, 453 P.3d at 1166.
¶8 Second, this is “an issue of first impression that is of significant public importance.” Id. at ¶ 20, 453 P.3d at 1166. We have not yet considered whether
III. Analysis
¶9 We begin by reviewing the applicable standard of review, the principles of statutory interpretation, and the statutes governing juvenile competency determinations. We then review our decision in B.B.A.M. and consider whether it is dispositive of the issue before us. We conclude that it is not. To be sure,
A. Standard of Review and Principles of Statutory Interpretation
¶10 Whether the juvenile court had authority to order a reassessment evaluation is a matter of statutory interpretation. This inquiry is a question of law, which we review de novo. B.B.A.M., ¶ 23, 453 P.3d at 1166-67. When we interpret a statute, our primary goal is to give effect to the General Assembly‘s intent, which we do by giving “words and phrases their plain and ordinary meanings” and reading the statutory “scheme as a whole, giving consistent, harmonious, and sensible effect to all of its parts,” McCoy v. People, 2019 CO 44, ¶¶ 37-38, 442 P.3d 379, 389. Further, we cannot read the statute in a manner that would “lead to illogical or absurd
B. Reassessment Evaluations
¶11 The district court argues that it properly adopted the magistrate‘s order because (1)
¶12 We begin our consideration of these issues with a review of the specific statutes governing juvenile competency proceedings. Whenever the question of a juvenile‘s competency to proceed is raised,
¶13 The review and hearing statutes empower and impose a number of important obligations on a juvenile court after it finds that a juvenile is incompetent to proceed but may be restorable. The review statute mandatеs that the juvenile court “shall order ... restoration services.”
¶14 The hearing statute, in turn, authorizes, and in some cases requires, juvenile courts to hold restoration hearings. Juvenile courts may order restoration hearings sua sponte or on the motion of either party but must order them if a “competency evaluator ... files a report certifying that the juvenile is competent to proceed.”
¶15 These statutory provisions work in tandem with
If a juvenile is found to have achieved or been restored to competency after a restoration to competency hearing, pursuant to
section 19-2.5-705 , or by the court during a review, pursuant tosection 19-2.5-704(2) , the court shall resume or recommence the trial or sentencing proceeding or order the sentence carried out.
¶16 The statute further provides, however, that if the court finds a juvenile remains incompetent to proceed after a heаring held pursuant to
¶17 This statutory scheme compels a juvenile court to track a juvenile‘s progress until the juvenile reaches a certain milestone: the achievement of competency.
¶18 To be sure, in many cases, a juvenile court will be able to make a finding that a juvenile has achieved competency or has been restored to competency based on the evidence regarding the restoration process alone, without any additional evidence. For example, in some cases, the restoration services consist of simply teaching a juvenile about our system of justice and the role of the various participants and then testing the juvenile to assess how much they have learned. In this type of case, evidence regarding the restoration process, including the juvenile‘s passing or failing test scores, may be all that is needed to support a restoration determination.
¶19 In other—more complicated—cases, a juvenile court may need to hear additional evidence, including expert testimony, to determine if competency has been achieved or restored. This may be the situation, for instance, when а juvenile is found incompetent during the initial competency evaluation because they suffered from an active, but temporary, psychosis due to an untreated major depressive disorder and because the psychosis interfered with the juvenile‘s ability to understand the proceeding or assist with their defense. In this type of case, the expert may need to reassess the juvenile‘s progress toward competency following the restoration intervention, to be able to testify as to whether the juvenile has been restored or not. Put another way, the expert likely cannot reassess the juvenile‘s progress by giving them a quiz.
¶20 In these more complicated cases, if reassessment is needed and has not occurred, then the court must conclude that the juvenile remains incompetent. Once the juvenile court makes this determination, then it can appropriately enter other orders, including ordering a reassessment evaluation under
¶21 Though the phrase “reassessment evaluation” is not spelled out in
¶22 Finally, we clarify the interplay between
¶23 For these reasons, we now hold that when a juvenile court determines during a restoration review, pursuant to
¶24 But what about our opinion in B.B.A.M.
In B.B.A.M., 453 P.3d at 1163, and that the juvenile court should have undergone those processes instead, id. at ¶ 34, 453 P.3d at 1168. We conclude that the content of a reassessment evaluation is different than the second competency evaluation that we аddressed in B.B.A.M., and that a second competency evaluation is legally distinct from those ordered under¶25 First, the evaluations have different statutory bases. The court in B.B.A.M. addressed a different statutory provision: Its analysis focused on
¶26 “In other words, [the court‘s authority to order a competency evaluation under
¶54
If the court determines that the juvenile remains incompetent to proceed and the delinquency petition is not dismissed, the court may continue or modify any orders entered at the time of the original determination of incompetency or enter any new order necessary to facilitate the juvenile‘s achievement of or restoration to competency.
(Emphases added.)
¶55 Because new orders may not be entered without the trial court first meeting these threshold requirements laid out by the legislature, the words “detеrmines” and “necessary to facilitate the juvenile‘s achievement of or restoration to competency” merit closer examination. I discuss each in turn.
¶56
¶57 Moreover, the majority‘s interpretation allows courts to “determine” that a juvenile remains incompetent (or to make no finding, which the majority summarily treats as tantamount) without any meaningful effort to use existing information to assess whether the juvenile‘s diagnosed mental condition (as opposed to his youth and his initial lack of education) currently prevents him from understanding the proceedings or assisting in his defense.
¶58 After today‘s holding, notwithstanding the majority‘s aspirational statements about how to handle less complicated cases, trial courts can simply invoke
¶59 Not only does the majority sidestep
¶60 Here, the trial court, using authority contemplated by the statutory scheme in
¶61 Unlike the Attorney General in his brief to us, the majority invokes the absurdity doctrine to justify its conclusion. Of course, the absurdity doctrine is no license to impose this court‘s view of what would make a statute better. See Soppet v. Enhanced Recovery Co., 679 F.3d 637, 642 (7th Cir. 2012) (“When a text can be applied as written, a court ought not revise it by declaring the legislative decision ‘absurd.’ “). Yet that is exactly what the majority does here. With more robust use of the tools the legislature expressly provided, the legislature could have concluded that there was no need for routine “reassessment evaluations.” It is hardly absurd for the General Assembly to have decided that this statutory regime can exist without them.
III. B.B.A.M. Should Have Foreclosed This Reassessment Evaluation
¶62 B.B.A.M. also answers the question presented hеre. In that decision, we made clear that a juvenile court “lack[s] authority to order [a juvenile] to submit to a second competency evaluation to determine whether he ha[s] been restored to competency.” B.B.A.M., ¶ 34, 453 P.3d at 1168. Rather, B.B.A.M. requires courts to “determine whether the juvenile has been restored to competency either at a restoration hearing ... or during a restoration review.” Id. at ¶ 32, 453 P.3d at 1168.
¶63 In B.B.A.M., a juvenile was deemed incompetent to proceed; provided restoration services; and then “ordered, over his objection, [to take] a second competency evaluation to determine whether he had been restored to competency.” ¶ 1, 453 P.3d at 1163. Here, A.C. was deemed incompetent to proceed; provided restoration services; and then ordered, over his objection, to take a second competency evaluation to determine whether he had been restored. (Even Dr. Edwards, in an affidavit, confirmed that “there is zero difference in the reassessment evaluation as they are now called and the second competency evaluation as outlined in B.B.A.M.“).
¶64 The majority asserts that the two evaluations at issue—the second competency evaluations in B.B.A.M. and the reassessment evaluations here—“have distinct purposes,” Maj. op. ¶ 27, which it claims sufficiently distinguishes the two. That is, the majority claims thаt a reassessment evaluation‘s focus is distinctly different because it determines whether the juvenile has been “restored to competency,” while an initial evaluation is aimed at “making preliminary findings.” Id. However, the only practical difference the majority identifies between the two types of assessments is that a preliminary assessment “takes half the time to administer” because “there is no need to gather all of the background and medical history collected in an initial competency evaluation.” Id.
¶65 While the majority teases out these minor differences between the two assessments, during both exams, the inquiry is the same: Is the juvenile competent to stand trial? The majority explains thаt a preliminary exam is focused on “preliminary findings,” but this language actually refers to the court under
¶66 In B.B.A.M., OBH attempted to assert that it had a “conflict of interest in opining about B.B.A.M.‘s progress toward competenсy or likelihood of being restored to competency.” ¶ 30, 453 P.3d at 1167. However, this court rejected the argument, noting that “it is difficult to envision how a juvenile court could ever comply with the requirement to periodically review ‘the juvenile‘s progress toward competency’ if the providers of the competency restoration services refuse to opine about his progress toward competency.” Id. at 1168 (quoting
¶67 So, it appears that OBH‘s policies avoid fulfilling its duties under B.B.A.M. and
¶68 OBH provided A.C.‘s outpatient care education reports to the court, but the report‘s cover letter was clear that “[t]hese reports will not include the following: Any opinion toward competency for this individual[;] Any opinion of restorability of this individual.” And, at the restoration-to-competency hearing, Dr. Edwards had not met with A.C. since the initial competency assessment and could not offer an opinion, while the magistrate found that Dorinda Brown “could not render any opinion as to whether [A.C.] was restored to competency.”
¶69 Thus, the facts of this case reveal OBH‘s failure to comply with B.B.A.M.‘s mandate that restoration treatment providers must opine on a juvenile‘s competency, and if the provider is unable to do so, “OBH, as the agency responsible for the ‘coordination of competency restoration services’ throughout the state,
