PENNSYLVANIA STATE TROOPERS ASSOCIATION, Pеtitioner v. Mark SCOLFORO, Respondent.
Commonwealth Court of Pennsylvania.
April 11, 2011
18 A.3d 435
Submitted on Briefs Jan. 14, 2011.
AND NOW, this 6th day of April, 2011, the order of the Office of Open Records is REVERSED.
we need not address DOC‘s remaining issue on appeal, which challenges the merits of Open Records’ final determination.
Gayle C. Sproul, Philadelphia, for respondent.
Lucinda C. Glinn, Harrisburg, for amicus curiae the Office of Open Records.
BEFORE: LEADBETTER, President Judge, and McCULLOUGH, Judge, and BUTLER, Judge.
OPINION BY Judge BUTLER.
The Pennsylvania State Troopers Association (PSTA) petitions this Court for review of the July 14, 2010 final determination of the Pennsylvania Office of Open Records (OOR) granting in part the appeal of Mark Scolforo (Scolforo) pursuant to the
On April 16, 2010, Scolforo, a reрorter for The Associated Press in Harrisburg, submitted an RTKL request to the PSP for:
- Requests made by current [PSP] employees to the department seeking permission to engage in outside employment since Jan. 1, 2005.
- The response by agency officials to those requests since Jan. 1, 2005.
- Any policies, procedures, guidelines or other departmental records that outline the conditions under which such outside work is currently allowed.
- Any records the department has produced that describe the types of outside work that employees have engaged in, and any departmental correspondеnce that relates to having employees engage in outside work, any studies of outside work by employees or similar documents.
- Records of any agency final action regarding outside work that resulted in demotion or discharge.
Reproduced Record (R.R.) at 4a, 8a.
Scolforo timely appealed the PSP‘s denial to the OOR. The PSTA, which represents current and former PSP troopers, requested to intervene in Scolforo‘s appeal on behalf of its members pursuant to
Information, regardless of physical form or characteristics, that documents a transaction or activity of an agency and that is created, received or retained pursuant to law or in connection with a transaction, business or activity of the agency. The term includes a document, paper, letter, map, book, tape, photograph, film or sound recording, information stored or maintained electronically and a data-processed or image-processed document.
According to
At issue here is Scolforo‘s request for records related to supplementary employment requests made by PSP employees since January 1, 2005. According to Appendage A for AR 4-17 (7/23/97) supplied with this record,8 the PSP‘s instructions for completing the Commonwealth‘s Supplementary Employment Request, Form STD-355, requires the requesting employee to supply for the PSP‘s consideration: the employee‘s name, social security number, mailing address, payroll title, PSP agency/bureau, work site, job duties, and days and hours worked. Form STD-355 also seeks the name and address of the supplementary employеr, a description of its business, title and duties of the position applied for, the dates upon which the employee applied and expects to commence work, and the days and hours to be worked. The OOR directed the PSP to supply these and any supporting documents to Scolforo, with the exception of correspondence and internal memoranda of supervisors, and mandated that the social security numbers of the PSP employees, and the home addresses of the law enforcement officers, be redacted.
This Court stated in Bowling v. Office of Open Records, 990 A.2d 813, 824 (Pa.Cmwlth.2010)10 that, “[a]s the [RTKL] is remedial legislation designed to promote access to official government information in order to prohibit secrets, scrutinize the actions of public officials, and make public officials accountable for their actions, the exemptions from disclosure must be narrowly construed.”
Except as provided in subsections (c) [related to financial records] and (d) [related to aggregated data], the following are exempt from access by a requester under this act:
(1) A record, the disclosure of which:
....
(ii) would be reasonably likely to result in a substantial and demonstrable risk of physical harm to or the personal security of an individual.
The burden in this case fell on the PSP to prove by a preponderance of the evidence that the records sought are exempt under
In support of its position that the information sought by Scolforo is exempt from disclosure under Section 708, the PSP submitted the affidavit of PSP Captain and Operational Division Director, Janet A. McNeal. Captain McNeal attested that “[w]hile engaged in supplementary employment, troopers may be prohibited by their employer from carrying their [PSP] issued weapons, leaving them unarmed, unshielded, and vulnerable.” R.R. at 19a. In addition, “advanced knowledge of the work location and schеdule of an off-duty trooper would be reasonably likely to result in a substantial and demonstrable risk of physical harm or to the personal security of an individual [t]rooper and or his or her co-workers.” R.R. at 19a. She stated that even “seemingly innocuous information pertaining to supplemental employment,” such as knowledge of “pre-established supplementary employment schedules ... can be used to identify periods of time when troopers are engaged in supplementary employment, leaving families and property exposed to harm.” R.R. at 20a. Captain McNeаl‘s affidavit described three cases, the first in which a local enforcement officer was shot while sitting in his car awaiting back-up, a second in which four local officers in Washington were killed while preparing for their shift, and a third in which three Pittsburgh police officers were killed while responding to a domestic dispute.
In its brief, the PSTA argues in a footnote that redacting the locations and duties of only those troopers engaged in undercover or covert activities would serve to easily identify those individuals. While we agree that could be the case, Scolforo has conceded that “the PSP could redact the names and schedules of ‘troopers currently involved in undercover work,‘” and merely supply “‘general information’ about the number of undercover officers involved in supplementary employment.” Scolforo Br. at 6; R.R. at 24a. Even without Scolforo‘s concession, however, the PSTA and PSP failed to produce any evidence that the job duties portion of the supplementary employment form would explicitly reflect that he or she works in an undercover or covert capacity, or that connecting such description to the trooper‘s real name would jeopardize his or her safety.
While we appreciate the potential danger PSP troopers may face on and off-duty, the evidence submitted in this case does not establish that disclosure of the supplementary employment forms and supporting documents requested by Scolforo, when appropriately redacted, make it more likely than not that PSP employees are at a risk of substantial and demonstrable risk of physical harm or to their personal security. Despite their many years of experience with the PSP, the specific examples of harm related by Captain McNeal and Sergeant Edwards, while compelling, did not include a single incident of a PSP trooper who was harmed, physically or otherwise, as a result of disclosure of his/her supplementary employment information. In Lutz v. City of Philadelphia, 6 A.3d 669, 676 (Pa.Cmwlth.2010), this Court similarly found that general testimony that police officers are frequently threatened was insufficient to establish a “substantial and demonstrable risk of physical harm” such that access to arbitration awards should be denied under
The PSTA also argues on appeal that personal identifiers permeate Form STD-355 because they detail the employment relationships between its members and private, non-governmental employers, and “the number of hours a member must work as a privatе employee to make ends meet.” PSTA Br. at 12. As a result, the PSTA argues, the documents cannot be redacted, so they are exempt from disclosure under
Except as provided in subsections (c) [related to financial records] and (d) [related to aggregated data], the following are exempt from access by a requester under this act:
....
(6)(i) The following personal identification information:
(A) A record containing all or part of a person‘s Social Security number, driver‘s license number, personal financial information, home, cellular or personal telephone numbers, personal e-mail addresses, employeе number or other confidential personal identification number.
(B) A spouse‘s name, marital status or beneficiary or dependent information.
(C) The home address of a law enforcement officer or judge.
(ii) Nothing in this paragraph shall preclude the release of the name, position, salary, actual compensation or other payments or expenses, employment contract, employment-related contract or agreement and length of service of a public official or an agency employee.
(iii) An agency may redact the name or other identifying information relating to an individual performing an undercоver or covert law enforcement activity from a record.
Although documents containing any of this information are generally exempt under
(1) Disclosure of the record is not prohibited under any of the following:
(i) Federal or State law or regulation.
(ii) Judicial order or decree.
(2) The record is not protected by a privilege.
(3) The agency head determines that the public interest favoring access outweighs any individual, agency or public interest that may favor restriction of access.
The agency is not, however, required to redact the record undеr such circumstances. Pennsylvania State Police v. Office of Open Records, 5 A.3d 473 (Pa.Cmwlth.2010).
Here, although the Form STD-355 and the supporting documents may reflect troopers’ social security numbers and home addresses, the OOR directed the PSP to supply them to Scolforo with the social security numbers and home addresses of the troopers redacted. Thus, while the records may have contained personal identification information, without the social security number and home addresses, that is no longer the case. Form STD-355 does not otherwise require a driver‘s license number; home, personal or cellular telephone numbers; personal emаil addresses; employee or confidential personal identification numbers;12 or spouse or dependent information. Neither does Form STD-355, either on its face or by implication, seek disclosure of a trooper‘s personal financial information, which is defined in
Since, in light of the OOR‘s mandated redactions, the PSP failed in this instance to prove it is more likely than not that the information sought by Scolforo would disclose personal identification information, specifically information аbout a trooper‘s personal finances, we hold that the OOR did not err by making them accessible to Scolforo.
Lastly, Scolforo argues that the PSTA‘s legal challenge was frivolous, offering nothing more than supposition of harm in an effort to withhold public records and frustrate the public‘s ability to monitor the PSP‘s activities. As a result, Scolforo demands court costs and attorney fees pursuant to
ORDER
AND NOW, this 11th day of April, 2011, the July 14, 2010 final determination of the Pennsylvania Office of Open Records granting in part the appeal of Mark Scolforo pursuant to the
CONCURRING OPINION BY Judge McCULLOUGH.
I concur with the Majority‘s holding that the July 14, 2010, order of the Office of Open Records (OOR) should be affirmed with modifications, but I diverge from the Majority‘s analysis of
The record reflects that a reporter for the Associated Press sent a request to the Pennsylvania State Police (PSP) for records involving state troopers who accept supplementary employment outside of the agency. PSP‘s supplementary employment records contained the following sensitive information about the trooper and his or her supplemental work: (1) name and social security number; (2) home mailing address; (3) PSP job duties and work locations; (4) PSP work schedule; (5) name and address of the supplemental employer; and (6) days and hours worked for the supplemental employer, including approximate start and end times. (Reproduced Record (R.R.) at 26a-27a, 29a-30a.) OOR concluded that the employment records were not exempt from disclosure under
The Majority recognizes that troopers may face “potential, and substantial, danger” in their occupations, (Majority Opinion at 10), yet concludes the records requested were not exempt from disclosure under
The RTKL does not require proof that disclosure of a record will result in physical harm to an individual. Rather, section
Bruce Edwards, a state trooper with twenty-five years of experience, stated in his affidavit, (R.R. at 25a-28a), that state troopers are required to provide PSP with specific information regarding their supplemental employment, including their names, home address, official work duties and schedules, the name and address of the supplemental employer, and the times when the trooper is engaged in supplemental employment. Edwards noted that state police officers frequently perform supplemental employment without weapons аnd body armor. Edwards opined that disclosure of the record request would make it possible for a wrongdoer to identify a specific state trooper and then precisely determine the trooper‘s location during off-duty hours, when the trooper and his or her family are most vulnerable. He observed that this information would operate like a “road map” to find an off-duty trooper and would exponentially increase the risk of harm to the trooper and his or her family members. Edwards also stated that state police officers and their families are subjected to threats of physical harm.
Edwards’ averments are corroborated by the affidavit of Captain Janet A. McNeal, who stated the following:
6. ... While engaged in supplementary employment, troopers may be prohibited by their employer from carrying their Department issued weapons, leaving them unarmed, unshielded, and vulnerable.
7. Under these circumstances, advance knowledge of the work location and schedule of any off-duty trooper would be reasonably likely to result in a substantial and demonstrable risk of physical harm to the personal security of an individual Trooper....
a. This is especially the case where a trooper engages in supplementary employment from his home; revealing this fact alone calls into question the safety of the vulnerable off-duty trooper as well as his family.
b. Moreover in instances were troopers have preestablished supplementary employment schedules, such schedules can be used to identify periods of time when troopers are engaged in supplementary employment, leaving families and property exposed to harm.
8. ... In this case, seemingly innocuous information pertaining to supplemental employment can be used to locate and target a trooper while off-duty as well as to determine the times a trooper‘s family or property will be unattended and vulnerable.
(R.R. at 19a-20a.)
Edwards’ and McNeal‘s affidavits are more specific than the testimony in Lutz v. City of Philadelphia, 6 A.3d 669 (Pa.Cmwlth.2010), where we concluded that evidence showing general safety and privacy concerns stemming from the release of information contained in police arbitration decisions was insufficient to establish an exemption under
Even though I believe that these records are exempt, I recognize that
Judge McCULLOUGH
Notes
(b) Exceptions.---... [T]he following are exempt from access by a requester under this act:
(1) A record, the disclosure of which:
....
(ii) would be reasonably likely to result in a substantial and demonstrable risk of physical harm to or the personal security of an individual.
- The employee name;
- The employee‘s work position or title (unless redaction is necessary for security reasons);
- The employee‘s work address/work site (unless redaction is necessary for security reasons);
- The employee‘s job description (unless redaction is necessary for security reasons);
- Date of request;
- Start and end date (if any) for the supplemental employment;
- The name of the supplemental employer (unless redaction is necessary for security reasons; the work address, type [of] work, hours or salary would not be provided);
- Agency approval or disapproval (with the date, name and signature, although signatures may be redacted if there are security concerns);
- Stipulations as to the supplemental employment; and
- Any rescissions, terminations, etc. of the agency approval or disapproval.
