BARBARA PAYNE, Plaintiff-Appellant, v. MICHAEL PAULEY, Defendant-Appellee.
No. 02-2674
United States Court of Appeals For the Seventh Circuit
ARGUED APRIL 4, 2003—DECIDED JULY 9, 2003
Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 00 CV 3266—Charles R. Norgle, Sr., Judge.
Before POSNER, EASTERBROOK, and ROVNER, Circuit Judges.
I.
On May 31, 1998, Kyle Payne drove his uncle‘s truck into a house in Chicago Heights. Officer Pauley was the first police officer to arrive on the scene of the accident. He determined that Kyle Payne was fifteen years old and unlicenced and consequently, he arrested him. By this time a crowd of between twenty and forty people had gathered in the yard of the house that had been hit by the vehicle. Shortly thereafter, a young man went to Barbara Payne‘s house, a half of a block away, and informed her that her son had been in an accident. Barbara Payne rode her bicycle to the scene of the accident. Eventually Payne was arrested, handcuffed, placed in a police car, and taken to the Chicago Heights police station where she was released a few hours later when a relative paid her bail. She later sought treatment for injuries she claimed she sustained during the arrest. Thus end the facts on which both parties agree. The majority of the dispute surrounds the events that occurred between the time Payne arrived on the scene of her son‘s accident and the time she was placed in the police car.
Before we can recite the remaining facts of the case, we must pause to make a legal determination regarding whose version of the facts we will credit. Payne recites the familiar language of summary judgment and asks us to view the facts and make all reasonable inferences that flow from them in the light most favorable to her, the party opposing summary judgment. Ziliak v. AstraZeneca LP, 324 F.3d 518, 520 (7th Cir. 2003). Officer Pauley, on the other hand, charts an unusual course for summary judgment. He be-
On summary judgment a court may not make credibility determinations, weigh the evidence, or decide which inferences to draw from the facts; these are jobs for a factfinder. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986); Betaco, Inc. v. Cessna Aircraft Co., 32 F.3d 1126, 1138 (7th Cir. 1994); Sarsha v. Sears, Roebuck & Co., 3 F.3d 1035, 1041 (7th Cir. 1993). Rather, “[t]he court has one task and one task only: to decide, based on the evidence of record, whether there is any material dispute of fact that requires a trial.” Waldridge v. Am. Hoechst Corp., 24 F.3d 918, 920 (7th Cir. 1994). Summary judgment is not appropriate “if the evidence is such that a reasonable jury could return a verdict for the nonmoving party.” Anderson, 477 U.S. at 248. We must look therefore at the evidence as a jury might, construing the record in the light most favorable to the nonmovant and avoiding the temptation to decide which party‘s version of the facts is more likely true. Shepherd v. Slater Steels Corp., 168 F.3d 998, 1009 (7th Cir. 1999). As we have said many times, summary judgment cannot be used to resolve swearing contests between litigants. Weeks v. Samsung Heavy Indus., 126 F.3d 926, 933 (7th Cir. 1997); Giannopoulos v. Brach & Brock Confections, Inc., 109 F.3d 406, 410 (7th Cir. 1997); Wohl v. Spectrum Mfg., 94 F.3d 353, 358 (7th Cir. 1996); Jackson v. Duckworth, 955 F.2d 21, 22 (7th Cir. 1992). With these principles in mind,
Officer Pauley asks the court to credit his version of the facts over Payne‘s for two reasons. First, he claims that Payne‘s self-serving deposition testimony is without evidentiary support and insufficient to preclude summary judgment. Second, he asserts that her version of the facts is simply implausible and therefore she must come forward with more persuasive evidence to support her claim. At its core, Pauley‘s argument that Payne‘s deposition testimony is insufficient to defeat summary judgment is simply another way of saying that her testimony is not credible. Pauley is leading us into dangerous territory, and we have warned before of falling for the trap of weighing conflicting evidence during a summary judgment proceeding. See In re High Fructose Corn Syrup Antitrust Litig., 295 F.3d 651, 655 (7th Cir. 2002), cert. denied 123 S. Ct. 1251, 1253, 1254 (2003). Of course Payne makes our task of suspending credibility determinations difficult by lodging some fairly outrageous accusations, including a claim that Officer Pauley broke her wrist and that three officers struggled over her arm for thirty minutes during the arrest. The former allegation she recants (see fn. 1, infra), and the latter is belied by the dispatch records which indicate that two of the arresting officers were on the scene for no more than seven minutes. See fn. 2, infra. Despite the difficulty, we will be true to our task on summary judgment and leave the credibility determinations for the factfinder below.
As for the legitimacy of Payne‘s deposition testimony as evidence, a party opposing summary judgment may not rest on the pleadings, but must affirmatively demonstrate that there is a genuine issue of material fact for trial. Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). Payne sought to demonstrate that there was a genuine issue of material fact for trial by submitting excerpts from her deposition and
There is nothing inherently more self-serving about Payne‘s deposition and that of her witness than Pauley‘s affidavit and those of his police officer witnesses. In any case, Payne “need not match [Pauley] witness for witness” or affidavit for affidavit, nor must she “persuade the court that her case is convincing, she need only come forward with appropriate evidence demonstrating that there is a pending dispute of material fact.” Waldridge, 24 F.3d at 921.
The defendant points to a number of cases from this Circuit for the proposition that self-serving, uncorroborated, and conclusory statements in testimony are insufficient to defeat a motion for summary judgment. (Response Brief of Defendant-Appellant at 15) (citing Weeks, 126 F.3d at 939; Cowan v. Glenbrook Sec. Servs., Inc., 123 F.3d 438, 446 (7th Cir. 1997); Filippo v. N. Ind. Pub. Serv. Corp., 141 F.3d 744, 749 (7th Cir. 1998); Edward E. Gillen Co. v. City of Lake Forest, 3 F.3d 192, 196 (7th Cir. 1993)). It is not the self-serving nature of the affidavits, however, that sealed their fate in these cases. After all, most affidavits submitted for these purposes are self-serving. Instead, these affidavits fail to thwart summary judgment because they are not based on personal knowledge as required by both the
In the cases that the defendant cites—and in many employment discrimination cases for that matter—the plaintiff unsuccessfully attempts to thwart summary judgment by speculating as to the defendant/employer‘s state of mind. See Filippo, 141 F.3d at 750 (employee‘s speculation that union retaliated against her for running for local union president not sufficient to create genuine issue of material fact to defeat summary judgment motion); Cowan, 123 F.3d at 444 (perpetually tardy employee could not defeat motion for summary judgment with mere inference that termination was due to racial animus rather than record of tardiness); Weeks, 126 F.3d at 939 (employee‘s assumption that he would have lifelong employment could not defeat summary judgment where employment agreement and subsequent documents made clear that he was an at-will em-
In the other case cited by the defendants, Edward E. Gillen Co., 3 F.3d at 192, the court was not faced with dueling affidavits or depositions as we are, but rather with the question of waiver. In Edward E. Gillen Co., the district court concluded that a construction company had conceded that all of its damages were delay damages by failing to clearly argue otherwise in its briefs. Id. at 195. On appeal the construction company attempted to demonstrate that it had preserved its claim by pointing to an affidavit that made the conclusory claim—without identifying any specific instances of damages—that some of its damages were unrelated to delay. Id. at 196. This claim failed, not because the affidavit was self-serving, but because the Federal Rules of Civil procedure require the nonmoving party to “set forth specific facts showing that there is a genuine issue for trial.”
In this case in contrast, Payne‘s account is not based on speculation, intuition, or rumor. She has submitted a very detailed factual account of the incident based upon her first-hand experience with Officer Pauley. Those facts conflict with the facts presented by Officer Pauley. Where the material facts specifically averred by one party contradict the facts averred by a party moving for summary judgment, the motion must be denied. Lujan, 497 U.S. at 888.
Pauley also asserts that, because the factual context renders Payne‘s claims implausible, she must come forward with more persuasive evidence to support her claim than would otherwise be necessary. See McDonnell v. Cournia, 990 F.2d 963, 967 (7th Cir. 1993). There is nothing inherently implausible, however, in Payne‘s account. It may be less credible, perhaps, than Officer Pauley‘s claims, but as we discuss at length above, issues of credibility cannot be resolved at the summary judgment stage. Payne‘s claims are not so incredible or implausible that a reasonable jury could not find in her favor.
We hope this discussion lays to rest the misconception that evidence presented in a “self-serving” affidavit is never sufficient to thwart a summary judgment motion. Provided that the evidence meets the usual requirements for evidence presented on summary judgment—including the requirements that it be based on personal knowledge and that it set forth specific facts showing that there is a genuine issue for trial—a self-serving affidavit is an acceptable method for a non-moving party to present evidence of disputed material facts.
In sum, in reviewing a motion for summary judgment where each party‘s testimony relays a different version of the facts, we must view those facts in the light most favorable to the party opposing the motion. As a result, we will
When Payne arrived at the scene of the accident, she saw her son walking around in a circle, dazed and disoriented. A crowd of twenty-five to forty onlookers had gathered around the scene and appeared to Payne to be angry with Officer Pauley. Payne waited with her son Kyle next to Pauley‘s squad car. When he returned to the squad car, Pauley arrested Kyle, placed him in handcuffs, and put him in the back of the police car. Payne had no further contact with her son. After receiving permission from Officer Pauley, Payne retrieved her insurance information from the car and gave the information to the owner of the damaged property. It was at this point that the yelling began. Boiled
At this point, two more police officers arrived on the scene. For approximately half an hour, Pauley and the assisting officers grappled over Payne‘s arm.2 According to
After the arrest, Pauley signed a criminal complaint in which he averred that Payne knowingly obstructed his performance as a police officer. The complaint claimed that he asked Payne to move away from the car so that the tow truck could pull it from the house, but she refused.
II.
Payne maintains that Officer Pauley violated her Fourth Amendment rights by arresting her without probable cause and by using excessive force in effectuating the arrest. Officer Pauley counters that he had probable cause to arrest Payne for obstructing a police officer or for disorderly conduct, and that he did not use excessive force in arresting her. Pauley argues, in the alternative, that even if he did not have probable cause to arrest Payne, as a government official performing discretionary functions, he was entitled
To determine whether Officer Pauley is entitled to qualified immunity, we must first ask whether the facts alleged, taken in the light most favorable to Payne, show that Officer Pauley violated a constitutional right. Saucier v. Katz, 533 U.S. 194, 201 (2001); Beauchamp v. City of Noblesville, 320 F.3d 733, 742 (7th Cir. 2003). If so, we must then ask whether the right was clearly established at the time of the alleged injury. Saucier, 533 U.S. at 201; Finsel v. Cruppenink, 326 F.3d 903, 906 (7th Cir. 2003). The relevant inquiry in determining whether a right is clearly established is whether it would be clear to a reasonable officer that his conduct was unlawful in the situation the officer confronted. Saucier, 533 U.S. at 202. We will evaluate each of Payne‘s claims using this two-step process, bearing in mind that the doctrine of qualified immunity leaves “ample room for mistaken judgments” by police officers. Malley v. Briggs, 475 U.S. 335, 343 (1986).
We begin with Payne‘s claim that Officer Pauley lacked probable cause to arrest her and therefore violated her Fourth Amendment rights. In order to have probable cause for an arrest, law enforcement agents must reasonably believe, in light of the facts and circumstances within their knowledge at the time of the arrest, that the suspect had committed or was committing an offense. United States v. Hayes, 236 F.3d 891, 894 (7th Cir. 2001). The test is an objective one and evaluates whether probable cause existed on the facts as they appeared to a reasonable police officer, even if the reasonable belief of that officer is ultimately found to be incorrect. Kelly v. Myler, 149 F.3d 641, 646 (7th Cir. 1998).
Officer Pauley claims that at the time of the arrest he reasonably believed that Payne was obstructing his duties as a police officer. Under Illinois law, it is unlawful to
In evaluating whether Pauley had probable cause to arrest, the district court concluded that Payne engaged in obscenity-laced argument with Officer Pauley, incited the crowd, refused to follow Pauley‘s instructions by attempting to enter his squad car, and attempted to move the truck after he had instructed her not to do so. (Order at 8-10). In coming to these conclusions, the district court failed to view the facts in the light most favorable to Payne. In fact, Payne denies each of these facts and asserts that she did not shout or swear at Officer Pauley; she did not attempt to speak to her son once he was placed in the police car; she did not disobey any orders from Officer Pauley regarding moving the truck; and she did not resist arrest, or incite the crowd.4
Officer Pauley claims that even if he did not have probable cause to arrest Payne for obstructing a police officer, he had probable cause to arrest her for the related offense of disorderly conduct. In Illinois, a person commits the misdemeanor of disorderly conduct if “he knowingly: (1) Does any act in such unreasonable manner as to alarm or disturb another and to provoke a breach of the peace; . . .”
Again, we must credit Payne‘s version of the facts in which she claims that she did not argue with Pauley, she did not swear at him, did not yell, and she did not goad the
Payne has successfully passed the first hurdle of the qualified immunity test: taking the facts in the light most favorable to her, she has shown that Officer Pauley violated her Fourth Amendment rights by arresting her without probable cause. Officer Pauley is immune from suit, however, if those rights were not clearly established at the time of her arrest such that it would have been clear to a reasonable officer that Pauley‘s conduct was unlawful. Saucier, 533 U.S. at 202. According to Payne‘s rendition of the facts, she did not argue, swear, incite, obstruct, or resist. Based on these facts, no reasonable officer could have concluded that she was obstructing a police officer or engaged in disorderly conduct. Officer Pauley is not entitled to qualified immunity for arresting Payne without probable cause.
Turning now to Payne‘s excessive force claim, we analyze allegations that police officers used excessive force under the Fourth Amendment and its reasonableness requirement. Smith v. Ball State Univ., 295 F.3d 763, 770 (7th Cir. 2002). A court determines whether an officer has used excessive force in effectuating an arrest based on a standard of “objective reasonableness,” that is from “the perspective of a reasonable officer on the scene, rather than with the 20/20 vision of hindsight.” Graham v. Connor, 490 U.S. 386, 396-97 (1989). A police officer‘s use of force is unconstitutional if, “judging from the totality of circumstances at the time of the arrest, the officer used greater force than was reasonably necessary to make the arrest.” Lester v. City of Chicago, 830 F.2d 706, 713 (7th Cir. 1987). The inquiry is
Again, the district court erred by crediting Officer Pauley‘s version of events when considering the excessive force claim. The district court considered the reasonableness of the force used in light of the fact that Payne had argued with and directed profanities against Pauley, refused to obey his orders, agitated the crowd, and resisted arrest. (Order at 11, 14-15). But these are not facts viewed in the light most favorable to Payne. Payne, in fact, denies each one. The district court also chose to believe that the handcuffing procedure lasted only a few minutes, as Officer Pauley alleged, rather than the thirty minutes that Payne alleged. Furthermore, in considering the severity and source of Payne‘s injuries, the court below credited the testimony of Pauley‘s medical expert over Payne. It is the job of the jury, and not the district court judge at summary judgment, to determine which party‘s evidence to credit. See Wilson, 997 F.2d at 350 (“[a]lthough a factfinder might ultimately give more weight to the opinion of a physician than to a pre-trial detainee and another inmate, to make that decision at the summary judgment stage usurps the role of the factfinder.“)
Payne alleges that Pauley unsnapped his holster and held his arms over his head as if to strike her and that he ran at her knocking into her body with his stomach and chest. She also alleges that, although she volunteered to be arrested, Officer Pauley fought with the other officers over Payne‘s arm for thirty minutes, eventually forcing her arms behind her back, twisting her arm, and over-tightening the handcuffs. As a result of the handcuffing incident and the way
The Supreme Court has noted that “[t]he calculus of reasonableness must embody allowance for the fact that police officers are often forced to make split-second judgments—in circumstances that are tense, uncertain, and rapidly evolving—about the amount of force that is necessary in a particular situation.” Graham, 490 U.S. at 396-97. Nevertheless, even given this flexibility, Officer Pauley‘s force in arresting a woman who was not threatening to harm the police officer or anyone else at the scene, was not resisting or evading arrest, was not attempting to flee, and was charged with such minor offenses, was not objectively reasonable. See Herzog, 309 F.3d at 1042-43 (refusing to loosen plaintiff‘s chafing handcuffs constitutes excessive force in case where complainant had violated no law, was arrested without probable cause and did not resist); Brown v. Vill. of Evergreen Park, No. 02 C 0236, 2002 WL 31844991, at *4 (N.D. Ill. Dec. 18, 2002) (defendant alleged sufficient facts to support a claim of excessive force where he was stopped for no reason, did not resist arrest, was completely submissive and yet handcuffs applied so tightly he suffered nerve damage);6 see also, Kukla v. Hulm, 310 F.3d 1046, 1050 (8th Cir. 2002) (whether police used excessive force was issue for jury where handcuffs were so tight that plaintiff sprained wrist, shoulder, and elbow, where plaintiff had committed no offense, he posed no safety threat, and made no show of resistance); Mickle v. Morin, 297 F.3d 114, 121-22 (2d Cir. 2002) (holding that rational juror could find use of force excessive where handcuffing caused bruising and dislocated rotator cuff and plaintiff‘s only offense was making non-emergency calls to 911); Kostrzewa v. City of Troy, 247 F.3d 633, 640-41 (6th Cir. 2001) (refusing to dismiss excessive force complaint where plaintiff was arrested for making an illegal left-hand turn and application of handcuffs made wrists swollen, red, and painful); LaLonde v. County of Riverside, 204 F.3d 947, 959-60 (9th Cir. 2000) (allowing issue of excessive force to go jury where officers responding to noise complaint applied tight handcuffs and used pepper spray); Heitschmidt v. City of Houston, 161 F.3d 834, 838-40 (5th Cir. 1998) (holding that, on the basis of the pleadings, the court could not conclude that the force exerted was reasonable where the police officer placed the plaintiff in tight handcuffs for four and a half hours, where plaintiff was not a target of the investigation, he did not attempt to flee, and police had no reason to suspect him of wrongdoing).
Having established the threshold question regarding the constitutional right under the Fourth Amendment, we must now complete the qualified immunity inquiry by determining whether it would have been sufficiently clear to a reasonable officer that he used excessive force in the situation he confronted. At the time of the arrest, it was clearly established that “police officers do not have the right to shove,
It is true, as Pauley points out in his brief, that there are other cases in which courts have not found that the application of tight handcuffs constituted excessive force, but after
In this case, according to Payne‘s account, Officer Pauley confronted a woman who posed no danger to Officer Pauley or to the public, who did not resist arrest, and who was alleged to have committed a very minor, non-violent crime. If the facts as alleged by Payne are found to be true, then and only then, should it have been clear to Officer Pauley, or to any reasonable officer under these circumstances, that it would be unlawful to use the amount of force he did to arrest Payne.
III.
At this juncture we must accept the facts in the light most favorable to Payne, although we emphasize that if a factfinder concludes that the events at issue did not occur as Payne alleges, our provisional conclusions regarding probable cause to arrest and use of excessive force cannot stand. Nevertheless, because we find that there are genuine issues of material fact that cannot be resolved in a summary judgment proceeding, we reverse the district court‘s grant of Officer Pauley‘s motion for summary judgment
REVERSED.
A true Copy:
Teste:
________________________________
Clerk of the United States Court of Appeals for the Seventh Circuit
USCA-02-C-0072—7-9-03
