OREGON NATURAL RESOURCES COUNCIL; Klamath Siskiyou Wildlands Center; Cascadia Wildlands Project; Siskiyou Regional Education Project; Friends of the Living Oregon Waters; National Center for Conservation Science and Policy, Plaintiffs-Appellants, v. David B. ALLEN, in his official capacity as Regional Director for the United States Fish and Wildlife Service‘s Pacific Region; U.S. Fish & Wildlife Service, Defendants-Appellees.
No. 05-35830
United States Court of Appeals, Ninth Circuit
Filed Feb. 16, 2007
476 F.3d 1031
Argued and Submitted July 28, 2006.
IV. CONCLUSION
In sum, in light of the extrinsic evidence and the context in which Jiang‘s statements were made, there is insufficient basis upon which to conclude beyond a reasonable doubt that Jiang intentionally made a false statement. Accordingly, we reverse his conviction.
Jiang also argues that his conviction violated due process, and he appеals his sentence as unreasonable in violation of
REVERSED.
Kristen L. Boyles, Earthjustice, Seattle, WA, Stephanie M. Parent, Pacific Environmental Advocacy Center, Portland, OR, for the plaintiffs-appellants.
Mark C. Rutzick, Portland, OR, for amicus curiae American Forest Resource Council.
Before: GOODWIN, TASHIMA, and GRABER, Circuit Judges.
TASHIMA, Circuit Judge:
As a result of this court‘s opinion in Gifford Pinchot Task Force v. United States Fish & Wildlife Service, 378 F.3d 1059 (9th Cir.2004), the Fish and Wildlife Service (“FWS“) voluntarily reinitiated consultation with two federal agencies regarding the impact of a portion of a proposed timber harvest on the endangered northern spotted owl. The FWS accordingly withdrew its favorable Biological Opinion (“BiOp” or “2001 BiOp“) regarding that portion of the timber harvest, but did not withdraw the accompanying Incidental Take Statement, which would authorize the taking of “all” northern spotted owls associated with the full timber harvest. The Oregon Natural Resources Council and several other conservation groups (collectively, “ONRC“) challenge the validity of this Incidental Take Statement. We have jurisdiction under
I. BACKGROUND
The Endangered Species Act (“ESA“),
Under § 7, if any listed (or proposed listed) species may be present in the area of the proposed action, the federal agency (the “action agency“) must conduct a biological assessment in order to determine the likely effect of its proposed action on the species.
In 2001, the Bureau of Land Management and the Forest Serviсe (“agencies“) desired to conduct approximately 75 timber sales on 64,006 acres of federally-managed land in the Pacific northwest, primarily within the Rouge River Basin in Oregon. These forests also house the northern spotted owl, strix occidentalis caurina, a listed threatened species. See
During the consultation process, the FWS assessed the proposed action for its
When the FWS concludes that an action will not jeopardize the existence of a listed species or adversely modify its habitat, but the project is likely to result in incidental takings of listed species, the FWS must provide a written statement with the BiOp that authorizes such takings.
However, the ESA‘s implementing regulations require the agencies completing the project to report back to the FWS on the action‘s progress and its impact on the species “[i]n order to monitor the impacts of incidental take.”
The 2001 BiOp‘s accompanying Incidental Take Statement authorized the “incidental take of all spotted owls associated with the removal and downgrading of 22,227 acres of suitable spotted owl habitat.” The Reasonable and Prudent Measures include the following statement: “Thе Service believes that the following reasonable and prudent measures are necessary and appropriate to minimize the impacts of incidental take of the spotted owl . . . [:] Provide appropriate amounts of spotted owl dispersal and suitable habitat in a condition and distribution that facilitates spotted owl movement across the landscape.” The Terms and Conditions specify procedures for handling species specimens and require that certain of the timber harvest projects be reviewed for consistency with the BiOp. The Terms and Conditions also require the agencies to report annually оn the “actual impacts of the proposed projects,” and state that “[i]f take is exceeded, consultation will have to be reinitiated.”
II. PROCEEDINGS BELOW
In 2003, ONRC commenced this action, challenging the validity of the BiOp and the Incidental Take Statement. The district court granted defendants’ motion for summary judgment in February 2004, and ONRC appealed.
While this case was pending on appeal, we decided Gifford Pinchot. We held that the definition of “destruction or adverse modification” of critical habitat employed by the FWS in assessing jeopardy to the
The FWS subsequently acknowledged that Gifford Pinchot rendered a portion of the 2001 BiOp invalid. It voluntarily reinitiated consultation on the land designated as northern spotted owl critical habitat, represented by the FWS to be 5,383 acres. Based on this action, the district court found that the only live issue presented was the continuing validity of the Incidental Take Statement. The district court concluded that the original Incidental Take Statement remained valid despite the partial withdrawal of the BiOp, and again granted summary judgment in favor of the FWS. ONRC again appeals the validity of the Incidental Take Statement, аrguing that: (1) the FWS’ voluntary reinitiation of consultation on some of the timber sales approved by the BiOp renders the Incidental Take Statement invalid; and (2) the Incidental Take Statement fails to quantify adequately the authorized take of northern spotted owls or explain why no number was provided.
III. ANALYSIS
A. Standard of Review
The BiOp and its accompanying Incidental Take Statement represent final
Review under the arbitrary and capricious standard is to be “narrow,” but “searching and careful.” Marsh v. Or. Natural Res. Council, 490 U.S. 360, 378, 109 S.Ct. 1851, 104 L.Ed.2d 377 (1989). The Supreme Court has explained that an agency action is arbitrary and capricious if “the agency has entirely failed to consider an important aspect of the problem.” Motor Vehicle Mfrs. Ass‘n v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43, 103 S.Ct. 2856, 77 L.Ed.2d 443 (1983). A court cannot, however, substitute its judgment for that of the agency or merely determine that it would have decided an issue differently. Marsh, 490 U.S. at 377, 109 S.Ct. 1851.
B. Withdrawal of a Material Portion of the BiOp Renders the Incidental Take Statement Invalid.
ONRC contends that reinitiating consultation on the portion of the timber sales impacting northern spotted owl critical habitat materially changed the scope of the BiOp, necessitating a new Incidental Take Statement. We agree. Even a cursory review of the regulations governing formal consultation demonstrates that Incidental Take Statements supplement BiOps, and were not meant to stand alone.
The FWS must issue an Incidental Take Statement if the BiOp concludes no jeopardy to listed species or adverse modification of critical habitat will result from the proposed action, but the action is likely to result in incidental takings.
The Incidental Take Statement must be associated with an underlying BiOp because the Incidental Take Statement‘s primary function is to authorize the taking of animals incidental to the execution of a particular proposed action. The approval is effectivеly conveyed through the BiOp‘s “no jeopardy” determination. See
Moreover, under the ESA‘s implementing regulations, in order to be considered a proper taking, the taking must be incidental to the purpose of the action.
The facts of this case acutely demonstrate the Incidental Take Statement‘s necessarily auxiliary nature. Here, the 2001 BiOp initially approved timber sales impacting 22,227 acres of suitable habitat for the northern spotted owl. The FWS has withdrawn its approval of the logging of at least 5,383 acres of critical habitat. However, the accompanying Incidental Take Statement—contained within the 2001 BiOp—authorized the taking of all spotted owls associated with the removal or downgrading of 22,227 acres of suitable spotted owl habitat, which may include most or all of the critical habitat acreage at issue. Thus, as it stands, the Incidental Take Statement is now broader than the project and allows for the take of more spotted owls than are affected by the remaining portions of the BiOp. Allowing the Incidental Take Statement to stand alone would also presuppose the reapproval of the timber harvest on spotted owl critical habitat, even though the FWS has acknowledged that the action‘s propriety must be reevaluated in the light of the рroper definition of destruction or adverse modification of critical habitat.
Because there is no rational connection between the authorization of take and the scope of the underlying proposed action, we conclude that the Incidental Take Statement is arbitrary and capricious. See Ariz. Cattle Growers’ Ass‘n, 273 F.3d at 1243.
C. The Incidental Take Statement Is Invalid Because the FWS Failed to Establish that it Could Not Set a Numerical Measure of Take.
Congress has clearly declared a preference for expressing take in numerical form, and an Incidental Take State-
Section 7 of the ESA requires Incidental Take Statements to specify the “impact” of the incidental takings on the species.
Accordingly, we have recognized that the permissible level of take ideally should be expressed as a specific number. See Ariz. Cattle Growers’ Ass‘n, 273 F.3d at 1249 (referencing, as examples of numerical limitations, several cases in which the Incidental Take Statements stated the specific number of species members that would be affected). Further, if it does employ some other measure, “the Fish and Wildlife Service must establish that no such numerical value could be practically obtained.” Id. at 1250.
Contrary to the FWS’ argument, “quantifying” take in terms of habitat acreage lost is simply not the type of numerical
D. The Incidental Take Statement Does Not Provide for Reinitiation of Consultation.
As discussed above, Congress preferred take “be specified in terms of a numerical limitation.” H.R.Rep. No. 97-567, at 27 (1982). A surrogate is permissible if no number may be practically obtained. The chosen surrogate, however, must be able to perform the functions of a numerical limitation. In particular, Incidental Take Statements “set forth a
We have previously invalidated Incidental Take Statements that could not adequately trigger reinitiation of consultation. For example, in Arizona Cattle Growers’ Ass‘n, we invalidated an Incidentаl Take Statement because it did not contain measurable guidelines to determine when incidental take would be exceeded. See id. at 1249-51. In that case, the FWS formally consulted with the Bureau of Land Management regarding the proposed issuance of grazing permits. Id. at 1233-34. The FWS issued a BiOp containing several Incidental Take Statements. One Incidental Take Statement, noting that it would “be difficult to detect” incidental takings of loach minnows from a particular allotment, instead attempted to define the threshold of impermissible take using habitat characteristics. Id. at 1248. The Incidental Take Statement stated that it would consider the permissible level of take to be exceeded if “[e]cological conditions do not improve under the proposed livestock management” plan. Id. The Incidental Take Statement then listed various components of the ecological landscape, the “improvement” of which would count as improving “ecological conditions.” Id. at 1249.
We explained that ecological conditions could be used as a surrogate for defining the amount or extent of take if the conditions were linked to the take of the protected species. Id. at 1250. If, however,
The Incidental Take Statement in this case suffers from the same infirmity as the Incidental Take Statement in Arizona Cattle Growers’ Ass‘n in that it too fails tо set forth a trigger that would invalidate the safe harbor provision and reinitiate the consultation process. Here, the authorized level of take, “all spotted owls associated with the removal and downgrading of 22,227 acres of suitable spotted owl habitat,” cannot be reached until the project itself is complete. Even if the actual number of takings of spotted owls that occurred during the project was considerably higher than anticipated, the Incidental Take Statement would not permit the FWS to halt the project and reinitiate consultation. Instead, the permissible level of take is coextensive with the projeсt‘s own scope.6 The Incidental Take Statement and BiOp are rendered tautological; they both define and limit the level of take using the parameters of the project.7
As discussed above, § 9 of the ESA issues a blanket prohibition on the tаking of any member of a listed species.
The exemption from liability for take is further limited by the ESA‘s implementing regulations. “Incidental take” must be truly incidental and may not be the purpose of the action.
The regulations governing Incidental Take Statements also provide for ongoing monitoring of incidental take by the action agency and the FWS.
Finally, the House Committee Report regarding the addition of § 7(b)(4) shows that, contrary to the FWS’ argument, Congress anticipated that Incidental Take Statements would allow for reinitiation of consultation: “If the specified impact on the species is excеeded, the Committee expects that the Federal agency or permittee or licensee will immediately reinitiate consultation since the level of taking exceeds the impact specified in the initial Section 7(b)(4) statement.” H.R.Rep. No. 97-567, at 27 (1982).
Authorizing the take of “all spotted owls,” without any additional limit, is inad-
The FWS strenuously argues that its decision to employ habitat as a surrogate for take is entitled to Chevron deference and may not be disturbed by the Court. See Chevron U.S.A. Inc. v. Natural Res. Def. Council, Inc., 467 U.S. 837, 104 S.Ct. 2778, 81 L.Ed.2d 694 (1984). We agree that the FWS, in fashioning a new Incidental Take Statement, may, in its discretion, certainly rely on a surrogate method, such as habitat, to determine the timber harvest‘s impact on the spotted owl. The salient point here, however, is that no matter what kind of limitation on take the FWS chooses to place in the Incidental Takе Statement, it cannot be so indeterminate as to prevent the Take Statement from contributing to the monitoring of incidental take by eliminating its trigger function.
IV. CONCLUSION
We conclude that the Incidental Take Statement at issue in this case is arbitrary and capricious on several counts. First, because the underlying BiOp has been withdrawn, the Incidental Take Statement lacks a rational basis. Second, the Take Statement fails to provide a numerical limit on take without explaining why such a limit is impracticable to obtain and employ. Third, this Circuit has previously invalidat-
For all these reasons, we reverse the judgment of the district court and remand to the district court with instructions to grant summary judgment in favor of plaintiffs regarding the invalidity of the Incidental Take Statement.
REVERSED and REMANDED with instructions.
Notes
(i) the specific areas within the geographical area occupied by the species . . . on which are found those physical or biological features (I) essential to the conservation of the species and (II) which may require special management consideration or protection; and (ii) specific areas outside the geographical area occupied by the species . . . upon a determination . . . that such areas are essential for the conservation of the species.
Here, the Incidental Take Statement sets out only one Reasonable and Prudent Measure related to the spotted owl. It states that, to minimize take, a reasonable and prudent measure would be to “[p]rovide appropriate amounts of spotted owl dispersal and suitable habitat in a condition and distribution that facilitates spotted owl movement across the landscape.” We are unable to extract any meaning from this sentence; neither the Forest Service, the Bureau of Land Management, nor the prospective loggers, will be able magically to “provide” habitat for the spotted owls.
