Ollis v. ShulkinOllis v. Shulkin
AFFIRMED
COSTS
No costs.
PAUL MICHAEL SCHOENHARD, McDermott, Will & Emery LLP, Washington, DC, argued for claimant-appellant. Also represented by DARRELL STARK, Ropes & Gray LLP, Washington, DC; SAMUEL LAWRENCE BRENNER, Boston, MA.
LOREN MISHA PREHEIM, Commercial Litigation Branch, Civil Division, United States Department of Justice, Washington, DC, argued for respondent-appellee. Also represented by BENJAMIN C. MIZER, ROBERT E. KIRSCHMAN, JR., MARTIN F. HOCKEY, JR.; MARTIE ADELMAN, BRIAN D. GRIFFIN, Office of General Counsel, United States Department of Veterans Affairs, Washington, DC.
Before DYK, REYNA, and STOLL, Circuit Judges.
DYK, Circuit Judge.
Paul Ollis, a veteran, brought a claim for disability benefits under
BACKGROUND
Mr. Ollis was diagnosed with atrial fibrillation in 1997. He had a surgical ablation procedure to treat that condition in 1999 at a VA facility in Nashville, Tennessee, and had a pacemaker put in later that same year. The ablation procedure proved unsuccessful in treating his condition. Afterwards, he continued to receive care from the VA and from Dr. Teague, a private cardiologist.
During a 2007 check-up conducted by the VA, Mr. Ollis met with a nurse practitioner and inquired about a MAZE procedure1 for his heart to treat his atrial fibrillation. His VA cardiologist, Dr. Rottman, later reviewed Mr. Ollis‘s file and noted that “[s]ur[gi]cal MAZE is one avail[a]ble
Mr. Ollis then saw his private cardiologist, Dr. Teague, and they discussed the different medical procedures that were available. Dr. Teague referred him to Dr. Hall, another private cardiologist, for further evaluation for a mini-MAZE procedure. In his progress notes, Dr. Hall stated: “We appreciate Dr. Teague asking us to see this patient.” J.A. 64. Dr. Hall performed the procedure in August 2007 at the Methodist Medical Center, paid for by Mr. Ollis and his private medical insurance.2 Mr. Ollis asserts that his phrenic nerve was damaged during the procedure. He claims that this phrenic nerve damage resulted in paralysis of his diaphragm, causing shortness of breath and decreased lung function.
There is no indication that Mr. Ollis asserted a claim for damages against Dr. Hall or the hospital where Dr. Hall performed the procedure. Instead, Mr. Ollis filed for disability benefits under
[A] disability or death is a qualifying additional disability or qualifying death if the disability or death was not the result of the veteran‘s willful misconduct and—
(1) the disability or death was caused by hospital care, medical or surgical treatment, or examination furnished the veteran under any law administered by the Secretary, either by a Department employee or in a Department facility as de-fined in
section 1701(3)(A) of this title, and the proximate cause of the disability or death was—(A) carelessness, negligence, lack of proper skill, error in judgment, or similar instance of fault on the part of the Department in furnishing the hospital care, medical or surgical treatment, or examination; or
(B) an event not reasonably foreseeable....
Id. (emphasis added).
The Veterans Court affirmed the denial of Mr. Ollis‘s application because his injury was not caused by VA medical care since, under our decision in Viegas v. Shinseki, 705 F.3d 1374 (Fed. Cir. 2013), it was too attenuated from VA conduct. The Veterans Court noted that “Dr. Hall, a non-VA employee, performed the disabling surgery in a non-VA facility, and [there was] no contractual or agency relationship between
Mr. Ollis petitions for review. We have jurisdiction under
DISCUSSION
Our jurisdiction to review decisions of the Veterans Court is limited by statute.
I
Section 1151 has a long history and is used “typically to provide benefits to veterans for nonservice related disabilities” resulting from VA medical care. Brown v. Gardner, 513 U.S. 115, 116 n.1 (1994), abrogated in part by statute, Pub. L. No. 104-204, § 422(a), 110 Stat. 2874, 2926-27 (1996); see also Viegas, 705 F.3d at 1381-82. The provision originated with the World War Veterans’ Act, 1924, Pub. L. No. 68-242, § 213, 43 Stat. 607, 623. The provision was amended several times thereafter and renumbered in 1991. See Department of Veterans Affairs Codification Act, Pub. L. No. 102-83, §§ 4(a)(1), 5(a), 105 Stat. 378, 403, 406 (1991). The 1991 version was reviewed by the Supreme Court in Gardner. Throughout its various iterations, including the version at issue in Gardner, the provision provided benefits if a veteran “suffered an injury, or an aggravation of an injury, as the result of hospitalization, [or] medical or surgical treatment.”
Since at least as early as 1938, VA regulations interpreting the provision had required fault by the VA. The regulations provided that “[c]ompensation is not payable for either the usual or the unusual after results of approved medical care properly administered, in the absence of a showing that the disability proximately resulted through carelessness, accident, negligence, lack of proper skill, error in judgment, etc.”
An opinion by VA‘s General Counsel in 1978 then opined that the fault requirement in the regulations was in error with respect to “accidents.” U.S. Dep‘t of Veterans Affairs, Op. Gen. Counsel 2-78 (Oct. 25, 1978). After analyzing the legislative history of the provision and the development of VA regulations implementing it, the opinion concluded that Congress had intended
Compensation is not payable for either the contemplated or foreseeable after results of approved medical or surgical care properly administered, no matter how remote, in the absence of a showing that additional disability or death proximately resulted through carelessnes[s], negligence, lack of proper skill, error in judgment, or similar instances of indicated fault on the part of the Veterans’ Administration. However, compensation is payable in the event of the occurrence of an “accident” (an unforeseen, untoward event), causing additional disability or death proximately resulting from Veterans’ Administration hospitalization or medical or surgical care.
Ratings for Special Purposes, 43 Fed. Reg. 51,015 (Nov. 2, 1978) (final regulation); see also Ratings for Special Purposes, 43 Fed. Reg. 34,505 (Aug. 4, 1978) (proposed rulemaking). In proposing this change to the regulation, VA made clear that compensation predicated on an unforeseeable event would not extend to expected or normal risks of VA medical care unless there was a showing of fault by the VA. See 43 Fed. Reg. 34,505. The amended regulation,
In Gardner, the Supreme Court addressed whether this regulation, by requiring some level of fault by the VA (except for unforeseeable events), was consistent with the governing text of
In analyzing the “as the result of” language, the Court concluded that it “is naturally read simply to impose the requirement of a causal connection between the ‘injury’ or ‘aggravation of an injury’ and ‘hospitalization, medical or surgical treatment, or the pursuit of a course of vocational rehabilitation.‘” Id. at 119. The Court noted that if the causal connection was meant to require “proximate causation so as to narrow the class of compensable cases, that narrowing occurs by eliminating remote consequences, not by requiring a demonstration of fault.” Id.
After the Supreme Court‘s decision in Gardner, in 1996 Congress amended
Second, Congress added a requirement that “the proximate cause of the disability or death was ... carelessness, negligence, lack of proper skill, error in judgment, or similar instances of fault on the part of the
More recently, in Viegas we considered the causation requirement of
II
The question presented in this case is how to construe the statutory requirements of
A. Negligence by VA
A theory of recovery under
Thus, this theory incorporates the fault element rejected by the Supreme Court in Gardner but subsequently added by Congress when it amended
The proximate cause requirement of
As the Supreme Court has recognized, a hallmark formulation of proximate cause defines its scope in terms of foreseeability, extending only to those foreseeable risks created by the negligent conduct. See Paroline, 134 S.Ct. at 1719 (“Proximate cause is often explicated in terms of foreseeability....“) (emphasis added); see also Dobbs et al., § 198 (“The most general and pervasive approach to ... proximate cause holds that a negligent defendant is liable for all the general kinds of harms he foreseeably risked by his negligent conduct and to the class of persons he put at risk by that conduct.“) (emphasis added); Keeton et. al., § 42, at 273 (“[T]he scope of liability should ordinarily extend to but not beyond the scope of the ‘foreseeable risks‘—that is, the risks by reason of which the actor‘s conduct is held to be negligent.“) (emphasis added).
Before the Veterans Court, Mr. Ollis suggested various theories of fault under
B. Event Not Reasonably Foreseeable
A theory of recovery under
”[N]ot reasonably foreseeable.” Current VA regulations indicate that, for an event to qualify as an event not reasonably foreseeable, it must be judged not reasonably foreseeable at the time of the disability-causing event—in this case, performance of the mini-MAZE procedure—not at some earlier point in time such as referral or recommendation by the VA. The regulations make this clear that an event not reasonably foreseeable “must be one that a reasonable health care provider would not have considered to be an ordinary risk of the treatment provided” and not “the type of risk that a reasonable health care provider would have disclosed in connection with ... informed consent.”
”[P]roximate cause of the disability or death.” Under
”[C]aused by.” But even if Mr. Ollis can satisfy the proximate cause requirement of
At the same time, we are convinced that Congress did not contemplate a mere but-for cause analysis under this requirement. From the background of the statute, it seems quite clear that Congress intended some concept of remoteness to be inherent in the cause requirement of
Thus, we think that cause under
Mr. Ollis seeks to draw a chain of causation that includes the recommendation provided by a VA doctor that ultimately led
III
Accordingly, when recovery is predicated on a referral theory involving an unforeseeable event under
To some extent the Veterans Court appears to have confused the cause and proximate cause requirements of
IV
Lastly, Mr. Ollis argues that VA‘s failure to provide him notice that a referral to a private facility for his mini-MAZE procedure could extinguish his eligibility for benefits under
In Cushman we held that entitlement to veterans’ disability benefits is a protected property interest since such benefits are nondiscretionary and mandated by statute. Id. at 1298. There, VA‘s reliance on an improperly altered medical record in adjudicating the veteran‘s claim for monetary benefits constituted a due process violation. Id. at 1300. As such, Cushman addressed the adequacy of the adjudication procedure. There is no due process right to notice regarding conditions that might in the future affect an individual veteran‘s right to monetary benefits (a right that is governed by statute and regulation) before the veteran incurs an injury or applies for such benefits.5 See Bd. of Regents of State Colls. v. Roth, 408 U.S. 564, 576 (1972) (“The Fourteenth Amendment‘s procedural protection of property is a safeguard of the security of interests that a person has already acquired in specific benefits.“); see also Devlin v. Office of Pers. Mgmt., 767 F.3d 1285, 1288 (Fed. Cir. 2014) (holding that an application is necessary for Basic Employee Death Benefits before there is a protected property interest). Accordingly, we affirm the Veterans Court‘s decision on Mr. Ollis‘s due process claim.
CONCLUSION
We affirm in part and vacate in part the decision by the Veterans Court and remand for consideration in light of this opinion.
AFFIRMED IN PART, VACATED IN PART, AND REMANDED
COSTS
Costs to appellant.