OCASIO v. UNITED STATES
No. 14-361
SUPREME COURT OF THE UNITED STATES
May 2, 2016
578 U. S. ____ (2016)
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
(Slip Opinion)
OCTOBER TERM, 2015
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
OCASIO v. UNITED STATES
CERTIORARI
No. 14–361. Argued October 6, 2015—Decided May 2, 2016
Petitioner Samuel Ocasio, a former police officer, participated in a kickback scheme in which he and other officers routed damaged vehicles from accident scenes to an auto repair shop in exchange for payments from the shopowners. Petitioner
Held: A defendant may be convicted of conspiring to violate the Hobbs Act based on proof that he reached an agreement with the owner of the property in question to obtain that property under color of official right. Pp. 5–18.
(a) The general federal conspiracy statute, under which petitioner was convicted, makes it a crime to “conspire . . . to commit any offense against the United States.”
(b) These basic principles of conspiracy law resolve this case. To establish the alleged Hobbs Act conspiracy, the Government only needed to prove an agreement that some conspirator commit each element of the substantive offense. Petitioner and the shopowners reached just such an agreement: They shared a common purpose that petitioner and other police officers would obtain property “from another“—that is, from the shopowners—under color of official right. Pp. 10–14.
(c) Contrary to petitioner‘s claims, this decision does not dissolve the distinction between extortion and conspiracy to commit extortion. Nor does it transform every bribe of a public official into a conspiracy to commit extortion. And while petitioner exaggerates the impact of this decision, his argument would create serious practical problems. Under his approach, the validity of a charge of Hobbs Act conspiracy
750 F. 3d 399, affirmed.
ALITO, J., delivered the opinion of the Court, in which KENNEDY, GINSBURG, BREYER, and KAGAN, JJ., joined. BREYER, J., filed a concurring opinion. THOMAS, J., filed a dissenting opinion. SOTOMAYOR, J., filed a dissenting opinion, in which ROBERTS, C. J., joined.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 14–361
SAMUEL OCASIO, PETITIONER v. UNITED STATES
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
[May 2, 2016]
JUSTICE ALITO delivered the opinion of the Court.
Petitioner Samuel Ocasio, a former officer in the Baltimore Police Department, participated in a kickback scheme with the owners of a local auto repair shop. When petitioner and other Baltimore officers reported to the scene of an auto accident, they persuaded the owners of damaged cars to have their vehicles towed to the repair shop, and in exchange for this service the officers received payments from the shopowners. Petitioner was convicted of obtaining money from the shopowners under color of official right, in violation of the Hobbs Act,
I
Hernan Alexis Moreno Mejia (known as Moreno) and Edwin Javier Mejia (known as Mejia) are brothers who co-owned and operated the Majestic Auto Repair Shop (Ma-jestic). In 2008, Majestic was struggling to attract customers, so Moreno and Mejia made a deal with a Baltimore police officer, Jhonn Corona. In exchange for kickbacks, Officer Corona would refer motorists whose cars were damaged in accidents to Majestic for towing and repairs. Officer Corona then spread the word to other members of the force, and eventually as many as 60 other officers sent damaged cars to Majestic in exchange for payments of $150 to $300 per referral.
Petitioner began to participate in this scheme in 2009. On several occasions from 2009 to 2011, he convinced accident victims to have their cars towed to Majestic. Often, before sending a car to Majestic, petitioner called Moreno from the scene of an accident to ensure that the make and model of the car, the extent of the damage, and the car‘s insurance coverage would allow the shopowners to turn a profit on the repairs. After directing a vehicle to Majestic, petitioner would call Moreno and request his payment.
Moreno, Mejia, petitioner, and nine other Baltimore officers were indicted in 2011. The shopowners and most of the other officers eventually pleaded guilty pursuant to plea deals, but petitioner did not.
In a superseding indictment, petitioner was charged with three counts of violating the Hobbs Act,
Petitioner and another Baltimore officer, Kelvin Quade Manrich, were also charged with violating the general federal conspiracy statute,
Before trial, petitioner began to raise a variant of the legal argument that has brought his case to this Court. He sought a jury instruction stating that “[i]n order to convict a defendant of conspiracy to commit extortion under color of official right, the government must prove beyond a reasonable doubt that the conspiracy was to obtain money or property from some person who was not a member of the conspiracy.” App. 53. In support of this instruction, petitioner relied on the Sixth Circuit‘s decision in United States v. Brock, 501 F. 3d 762 (2007), which concerned two bail bondsmen who made payments to a court clerk in exchange for the alteration of court records. The Sixth Circuit held that “[t]o be covered by the [Hobbs Act], the alleged conspirators . . . must have formed an agreement to obtain ‘property from another,’ which is to say, formed an agreement to obtain property from someone outside the conspiracy.” Id., at 767. The District Court did not rule on this request prior to trial.
Petitioner‘s codefendant, Manrich, pleaded guilty during the trial, and at the close of the prosecution‘s case and again at the close of all evidence, petitioner moved for a judgment of acquittal on the conspiracy count based on Brock. The District Court denied these motions, concluding that the Fourth Circuit had already rejected Brock‘s holding in United States v. Spitler, 800 F. 2d 1267 (1986).
The District Court also refused to give petitioner‘s proposed instruction. Instead, the court adopted the sort of standard instructions that are typically used in conspiracy cases. See generally L. Sand et al., Modern Federal Jury Instructions: Criminal §19.01 (2015). In order to convict petitioner of the conspiracy charge, the jury was told, the prosecution was required to prove (1) that two or more persons entered into an unlawful agreement; (2) that petitioner knowingly and willfully became a member of the conspiracy; (3) that at least one member of the
The jury found petitioner guilty on both the conspiracy count and the three substantive extortion counts, and the District Court sentenced him to concurrent terms of 18 months in prison on all four counts. On appeal to the Fourth Circuit, petitioner‘s primary argument was the same one he had pressed before the District Court: that his conspiracy conviction was fatally flawed because the conspirators had not agreed to obtain money from a person who was not a member of the conspiracy. The Fourth Circuit rejected petitioner‘s argument and affirmed his convictions. 750 F. 3d 399 (2014).
We then granted certiorari, 574 U. S. ____ (2015), and we now affirm.
II
Under longstanding principles of conspiracy law, a defendant may be convicted of conspiring to violate the Hobbs Act based on proof that he entered into a conspiracy that had as its objective the obtaining of property from another conspirator with his consent and under color of official right.
A
In analyzing petitioner‘s arguments, we begin with the text of the statute under which he was convicted, namely, the general federal conspiracy statute, which makes it a crime to “conspire . . . to commit any offense against the United States.”
Although conspirators must “pursue the same criminal objective,” “a conspirator [need] not agree to commit or facilitate each and every part of the substantive offense.” Salinas, supra, at 63. A defendant must merely reach an agreement with the “specific intent that the underlying crime be committed” by some member of the conspiracy. 2 K. O‘Malley, J. Grenig, & W. Lee, Federal Jury Practice and Instructions: Criminal §31:03, p. 225 (6th ed. 2008) (emphasis added); see also id., §31:02, at 220 (explaining that a defendant must “intend to agree and must intend that the substantive offense be committed” (emphasis added)). “The government does not have to prove that the defendant intended to commit the underlying offense himself/herself.” Id., §31:03, at 226. Instead, “[i]f
A few simple examples illustrate this important point. Entering a dwelling is historically an element of burglary, see, e.g., LaFave, supra, at 1069, but a person may conspire to commit burglary without agreeing to set foot inside the targeted home. It is enough if the conspirator agrees to help the person who will actually enter the dwelling, perhaps by serving as a lookout or driving the getaway car. Likewise, “[a] specific intent to distribute drugs oneself is not required to secure a conviction for participating in a drug-trafficking conspiracy.” United States v. Piper, 35 F. 3d 611, 614 (CA1 1994). Agreeing to store drugs at one‘s house in support of the conspiracy may be sufficient. Ibid.
Not only is it unnecessary for each member of a conspiracy to agree to commit each element of the substantive offense, but also a conspirator may be convicted “even though he was incapable of committing the substantive offense” himself. Salinas, supra, at 64; see United States v. Rabinowich, 238 U. S. 78, 86 (1915) (“A person may be guilty of conspiring although incapable of committing the objective offense“); Sand, supra, §19.01, at 19–3 (“[Y]ou may find the defendant guilty of conspiracy despite the fact that he himself was incapable of committing the substantive crime“).
The Court applied these principles in two cases involving the Mann Act. See Act of June 25, 1910, ch. 395, 36 Stat. 825. Section 2 of the Mann Act made it a crime to transport a woman or cause her to be transported across state lines for an immoral purpose.1 In United States v. Holte, 236 U. S. 140 (1915), a federal grand jury charged a woman, Clara Holte, with conspiring with a man named Chester Laudenschleger to violate this provision. The District Court dismissed the charge against Holte, holding that because a woman such as Holte could not be convicted for the substantive offense of transporting herself or causing herself to be
offense.
In a succinct opinion by Justice Holmes, the Court rejected this argument, stating that “plainly a person may conspire for the commission of a crime by a third person,” even if “she could not commit the substantive crime” herself. Id., at 144–145.2 The dissent argued that this holding effectively turned every woman who acquiesced in a covered interstate trip into a conspirator, see id., at 148 (opinion of Lamar, J.), but the Court disagreed. The Court acknowledged that “there may be a degree of coöperation” insufficient to make a woman a conspirator, but it refused to rule out the possibility that a woman could conspire to cause herself to be transported. Id., at 144. To illustrate this point, the Court provided the example of a woman who played an active role in planning and carrying out the trip.3
The Court expanded on these points in Gebardi v.
United States, 287 U. S. 112 (1932), another Mann Act conspiracy case. A man and a woman were convicted for conspiring to transport the woman from one state to another for an immoral purpose. Id., at 115–116. In deciding the case, the Gebardi Court explicitly reaffirmed the longstanding principle that “[i]ncapacity of one to commit the substantive offense does not necessarily imply that he may with impunity conspire with others who are able to commit it.” Id., at 120. Moreover, the Court fully accepted Holte‘s holding that a woman could be convicted of conspiring to cause herself to be transported across state lines. See 287 U. S., at 116–117. But the Court held that the evidence before it was insufficient to support the conspiracy convictions because it “show[ed] no more than that [the woman] went willingly upon the journeys for the purposes alleged.” Id., at 117. Noting that there was no evidence that the woman was “the active or moving spirit in conceiving or carrying out the transportation,” the Court held that the evidence of her “mere consent” or “acquiescence” was not enough. Id., at 117, 123.4
Holte and Gebardi make perfectly clear that a person may be convicted of conspiring to commit a substantive offense that he or she cannot personally commit. They also show that when that person‘s consent or acquiescence is inherent in the underlying substantive offense, something more than bare consent or acquiescence may be needed to prove that the person was a conspirator.
B
These basic principles of conspiracy law resolve this case. In order to establish the existence of a conspiracy to violate the Hobbs Act, the Government has no obligation to demonstrate that each conspirator agreed personally to commit—or was even capable of committing—the substantive offense of Hobbs Act extortion. It is sufficient to prove that the conspirators agreed that the underlying crime be committed by a member of the conspiracy who was capable of committing it. In other words, each conspirator must have specifically intended that some conspirator commit each element of the substantive offense.5
That is exactly what happened here: Petitioner, Moreno, and Mejia “share[d] a common purpose,” namely, that petitioner and other police officers would commit every element of the substantive extortion offense. Salinas, 522 U. S., at 63–64. Petitioner and other officers would obtain property “under color of official right,” something that Moreno and Mejia were incapable of doing because they were not public officials. And petitioner and other officers
would obtain that money from “another,” i.e., from Moreno, Mejia, or Majestic. Although Moreno and Mejia were incapable of committing the underlying substantive offense as principals,6 they could, under the reasoning of Holte and Gebardi, conspire to commit Hobbs Act extortion by agreeing to help petitioner and other officers commit the substantive offense. See Holte, 236 U. S., at 145 (“[A] conspiracy with an officer or employé of the government or any other for an offence that only he could commit has been
C
In an effort to escape this conclusion, petitioner argues that the usual rules do not apply to the type of Hobbs Act conspiracy charged in this case. His basic argument, as ultimately clarified,7 is as follows. All members of a con-
spiracy must share the same criminal objective. The objective of the conspiracy charged in this case was to obtain money “from another, with his consent . . . under
color of official right.” But Moreno and Mejia did not have the objective of obtaining money “from another” because the money in question was their own. Accordingly, they were incapable of being members of the conspiracy charged in this case. And
This argument fails for a very simple reason: Contrary to petitioner‘s claim, he and the shopowners did have a common criminal objective. The objective was not that each conspirator, including Moreno and Mejia, would obtain money from “another” but rather that petitioner and other Baltimore officers would do so. See App. 36–37, Superseding Indictment ¶11 (“It was a purpose of the conspiracy for Moreno and Mejia to enrich over 50 BPD [Baltimore Police Department] Officers . . . in exchange for the BPD Officers’ exercise of their official positions and influence to cause vehicles to be towed or otherwise delivered to Majestic“). Petitioner does not dispute that he was properly convicted for three substantive Hobbs Act violations based on proof that he obtained money “from another.” The criminal objective on which petitioner, Moreno, and Mejia agreed was that petitioner and other Baltimore officers would commit substantive violations of this nature. Thus, under well-established rules of conspiracy law, petitioner was properly charged with and convicted of conspiring with the shopowners. Nothing in the text of the Hobbs Act even remotely undermines this conclusion, and petitioner‘s invocation of the rule of lenity8 and prin-
ciples of federalism9 is unavailing.
1
Petitioner argues that our interpretation makes the Hobbs Act sweep too broadly, creating a national antibribery law and displacing a carefully crafted network of state and federal statutes. He contends that a charge of conspiring to obtain money from a conspirator with his consent and under color of official right is tantamount to a charge of soliciting or accepting a bribe and that allowing such a charge undermines
The subtext of these arguments is that it seems unnatural to prosecute bribery on the basis of a statute prohibiting “extortion,” but this Court held in Evans that Hobbs Act extortion “under color of official right” includes the “rough equivalent of what we would now describe as ‘taking a bribe.‘” 504 U. S., at 260. Petitioner does not ask us to overturn Evans, see, e.g., Brief for Petitioner 1; Tr. of Oral Arg. 4–5, 12–13, and we have no occasion to do so. Having already held that
As used in the Hobbs Act, the phrase “with his consent” is designed to distinguish extortion (“obtaining of property from another, with his consent,”
This conclusion is clear from the language of
owner makes periodic protection payments to gang members out of fear that they will otherwise trash the store. While these payments are obtained with the store owner‘s grudging consent, the store owner, simply by making the demanded payments, does not enter into a conspiratorial agreement with the gang members conducting the shakedown. See Salinas, 522 U. S., at 63–65 (conspirators must pursue “the same criminal objective“); United States v. Bailey, 444 U. S. 394, 405 (1980) (conspiracy requires “a heightened mental state“); Anderson v. United States, 417 U. S. 211, 223 (1974) (“the prosecution must show that the offender acted with a specific intent“). Just as mere acquiescence in a Mann Act violation is insufficient to create a conspiracy, see Gebardi, 287 U. S., at 121–123; Holte, 236 U. S., at 145, the minimal “consent” required to trigger
Nor does our reading transform every bribe of a public official into a conspiracy to commit extortion. The “consent” required to pay a bribe does not necessarily create a conspiratorial agreement. In cases where the bribe payor is merely complying with an official demand, the payor lacks the mens rea necessary for a conspiracy. See Salinas, supra, at 63–65; Bailey, supra, at 405; Anderson, supra, at 223; Gebardi, supra, at 121–123. For
2
While petitioner exaggerates the impact of our decision, his argument would create serious practical problems. The validity of a charge of Hobbs Act conspiracy would often depend on difficult property-law questions having little to do with criminal culpability. In this case, for example, ownership of the money obtained by petitioner is far from clear. It appears that the funds came from Majestic‘s account, App. 97–98, 149, and there is evidence that during the period of petitioner‘s membership in the conspiracy, Majestic was converted from a limited liability company to a regular business corporation, id., at 145; App. in No. 12–4462 (CA4), pp. 655–656, 736. After that transformation, the money obtained by petitioner may have come from corporate funds. A corporation is an entity distinct from its shareholders, and therefore, even under petitioner‘s interpretation of the applicable law, Moreno and Mejia would have agreed that petitioner would obtain money “from another,” not from them.
Suppose that Moreno or Mejia had made the payments by taking money from a personal bank account. Would that dictate a different outcome? Or suppose that Majestic was a partnership and the payments came from a company account. Would that mean that Moreno agreed that officers would obtain money “from another” insofar as they would obtain Mejia‘s share of the partnership funds and that Mejia similarly agreed that officers would obtain money “from another” insofar as they would obtain the
share belonging to Moreno?
Or consider this example. Suppose that the owner and manager of a nightclub reach an agreement with a public official under which the owner will bribe the official to approve the club‘s liquor license application. Under petitioner‘s approach, the public official and the club manager may be guilty of conspiring to commit extortion, because they agreed that the official would obtain property “from another” that is, the owner. But as “the ‘another’ from whom the property is obtained,” Reply Brief 10, the owner could not be prosecuted. There is no apparent reason, however, why the manager but not the owner should be culpable in this situation.
III
A defendant may be convicted of conspiring to violate the Hobbs Act based on proof that he reached an agreement with the owner of the property in question to obtain that property under color of official right. Because petitioner joined such an agreement, his conspiracy conviction must stand.
It is so ordered.
JUSTICE BREYER, concurring.
I agree with the sentiment expressed in the dissenting opinion of JUSTICE THOMAS that Evans v. United States, 504 U. S. 255 (1992), may well have been wrongly decided. See post, at 1-2. I think it is an exceptionally difficult question whether “extortion” within the meaning of the
The present case underscores some of the problems that Evans raises. For example, as in the scenario presented by today‘s Court, where the public health inspector asks for money from a restaurant owner in exchange for favorable reports, see ante, at 16, courts (and juries) will have to draw the difficult distinction between the somewhat involuntary behavior of the bribe payor and the voluntary behavior of the same bribe payor, which may determine whether there is or is not a conspiracy. Compare United States v. Holte, 236 U. S. 140, 144-145 (1915) (finding that a transported woman could conspire to violate the
Nonetheless, we must in this case take Evans as good law. See Tr. of Oral Arg. 20 (Petitioner “take[s] th[e] holding [in Evans] as a given“). That being so, I join the majority‘s opinion in full.
JUSTICE THOMAS, dissenting.
Today the Court holds that an extortionist can conspire to commit extortion with the person whom he is extorting. See ante, at 18. This holding further exposes the flaw in this Court‘s understanding of extortion. In my view, the Court started down the wrong path in Evans v. United States, 504 U. S. 255 (1992), which wrongly equated extortion with bribery. In so holding, Evans made it seem plausible that an extortionist could conspire with his victim. Rather than embrace that view, I would not extend Evans’ errors further. Accordingly, I respectfully dissent.
I
The
In Evans, this Court held that, to obtain a conviction for extortion “under color of official right,” the Government need show only “that a public official has obtained a payment to which he was not entitled, knowing that the payment was made in return for official acts.” 504 U. S., at 268. The Court therefore interpreted “extortion” under the
I dissented in Evans because the Court‘s holding disregarded the “definite
Given the established meaning of under-color-of-official-right extortion adopted in the
II
Relying on Evans’ definition of
The general federal conspiracy statute makes it a crime for “two or more persons [to] conspire . . . to commit any offense against the United States.”
Under a correct understanding of
The record confirms that the scheme here did not involve extortion as the common law understood that crime. Far from victimizing repair-shop owners Alexis Moreno and Edwin Mejia, the allegedly extortionate scheme benefited them and their repair shop. Over time, 90% or more of the shop‘s business came from paid-for
To be sure, the Court‘s conclusion is plausible under Evans’ redefinition of extortion. But that is a reason not to extend Evans’ error. Only by blurring the distinction between bribery and extortion could Evans make it seem plausible that an extortionist and a victim can conspire to extort the victim. The Court today takes another step away from the common-law understanding of extortion that the
III
The Court‘s decision is unfortunate because it expands federal criminal liability in a way that conflicts with principles of federalism. Even when Evans was decided nearly 25 years ago, the
Today the Court again broadens the
As in Evans, the Court cites no statutory text “clearly” authorizing this intrusion into matters presumptively left to the States. Jones, supra, at 858. As in Evans, there is no need for the Court‘s overreach because state law already punishes the conduct at issue here.
*
*
*
Consistent with the
For these reasons, I respectfully dissent.
JUSTICE SOTOMAYOR, with whom THE CHIEF JUSTICE joins, dissenting.
If a group of conspirators sets out to extort “another” person, we ordinarily think that they are proposing to extort money or property from a victim outside their group, not one of themselves. Their group is the conspiratorial entity and the victim is “another” person.
But in upholding the conspiracy conviction here, the Court interprets the phrase extorting property “from another” in the
That is not a natural or logical way to interpret the phrase “from another.” I respectfully dissent.
I
The indictment here charged Ocasio, a former Baltimore police officer, with participating in a kickback scheme engineered by the owners of a local auto repair shop, brothers Herman Moreno and Edwin Mejia. Ocasio and other Baltimore officers referred car-accident victims to the brothers’ shop for body repair work. In exchange, Moreno and Mejia paid Ocasio between $150 and $300 for each referral. The indictment pleaded that Ocasio, other officers, and the brothers conspired in violation of the federal conspiracy statute,
The federal conspiracy statute applies whenever “two or more persons conspire” to commit a federal offense and at least one of them acts in furtherance of the offense.
At trial, rather than attempt to prove that Ocasio agreed with other officers to
II
The
In this case—a conspiracy to violate the
The most natural reading of “conspiring” to obtain property “from another,” then, is a collective agreement to obtain property from an entity different or distinct from the conspiracy. But Ocasio, Moreno, and Mejia did not agree that Ocasio would obtain property from a person different or distinct from the conspirators as a group. They agreed only that Ocasio would take property from Moreno and Mejia—people who are part of rather than distinct from the conspiracy. “These three people did not agree, and could not have agreed, to obtain property from ‘another’ when no other person was involved.” United States v. Brock, 501 F. 3d 762, 767 (CA6 2007).
This understanding of “another“—that it refers to someone outside the conspiracy—is consistent not only with the plain meaning of the
A defendant is guilty of conspiracy only if he agrees that the conspiratorial group intends to commit all the elements of the criminal offense. Salinas, 522 U. S., at 65 (“A conspirator must intend to further an endeavor which, if completed, would satisfy all of the elements of a substantive criminal offense“). Because the focus is on the group‘s conduct—what “endeavor” they have agreed to commit collectively—when individual members of a conspiracy act to advance the conspiratorial endeavor, they act not on behalf of themselves, but as “agents for [the conspiracy‘s] performance.” Hyde v. United States, 225 U. S. 347, 369 (1912). It does not matter if a single member of the group undertakes to commit every element of the offense. Salinas, 522 U. S., at 63-64 (“The partners in the criminal plan must agree to pursue the same criminal objective and may divide up the work, yet each is responsible for the acts of each other“). When that one member acts as an agent for the conspiracy in furthering their collective endeavor, his actions are “attributable to the others,” not just the individual agent alone. Pinkerton, 328 U.S., at 647; see also id., at 646 (“[S]o long as the partnership in crime continues, the partners act for each other in carrying it forward“).
Accordingly, whether a criminal conspiracy exists depends on what the conspirators agreed to do as a group. This principle confirms that “from another” is best understood as relating the conspiratorial enterprise to another person outside the conspiracy. A conspiracy to obtain property “from another,” then, is the group agreement that at least one member of the group will obtain property from someone who is not a part of their endeavor.
Departing from this natural reading of the text, the Court holds that Ocasio can be punished for conspiracy because Ocasio obtained property “from another” (Moreno and Mejia) and Ocasio, Moreno, and Mejia agreed that Ocasio would engage in that conduct. In order to reach this conclusion, the Court implicitly assumes that the
But what is the basis for that assumption? The Court never explains. It is not based on the plain language of the
Both the plain meaning of the statute and general principles of conspiracy law lead to the same conclusion: A conspiracy to commit extortion by obtaining property “from another” in violation of the
III
The Court does not ground its decision in the
The Court‘s best support comes from cases interpreting the
The Court stretches this
Moreover, because Holte based its holding on the text of the relevant substantive offense, its reasoning is consistent with this Court‘s actual principles of conspiracy, which adopt the perspective of the conspiratorial group to determine if their agreed-upon conduct violated the text of the statute. If the members of an alleged
The Court similarly attempts to create a generic conspiracy principle when it cites Gebardi v. United States, 287 U. S. 112 (1932), another
The Court tries to elicit a general principle of conspiracy law from Gebardi: that while the ostensible victim of the statute—there a woman transported, here a person paying a bribe—cannot be convicted as a co-conspirator if she merely acquiesces to the transportation or bribe, an active participant in the conspiratorial group can nevertheless be found guilty of conspiracy. ante, at 15-16. The Court draws this rough analogy in an attempt to cabin the scope of future
In addition to the
For example, suppose a politician and a lobbyist conspire to have the lobbyist tell his clients to pay the politician bribes in exchange for official acts. The lobbyist cannot obtain those bribes under color of official right and so could not be charged with a substantive
The Court‘s incapable-of-committing-the-substantive-offense principle therefore cannot do the work the Court thinks it does. It is entirely consistent to say obtaining property “from another” in violation of the
Finally, the Court raises policy concerns: It mentions that it would be odd to immunize the ostensible victims of a conspiracy to commit extortion—here, Mejia and Moreno—if they play just as active a role in the conspiracy as other members. ante, at 18.
While perhaps odd, that concern does not warrant the Court‘s contortion of conspiracy law where there are other criminal
And, in its effort to make sure Ocasio, Moreno, and Mejia get their just deserts, the Court‘s atextual interpretation of the
But Gebardi grounded its “mere acquiescence” standard in the text of the
These examples raise more questions than answers. When does mere “consent” tip over into conspiracy? Does it depend on whose idea it was? Whether the bribe was floated as an “official demand” or a suggestion? How happy the citizen is to pay off the public official? How much money is involved? Whether the citizen gained a benefit (a liquor license) or avoided a loss (closing the restaurant)? How many times the citizen paid the bribes? Whether he ever resisted paying or called the police? The Court does not say. It leaves it for federal prosecutors to answer those questions in the first instance, raising the specter of potentially charging everybody with conspiracy and seeing what sticks and who flips.
*
*
*
When three people agree to obtain property “from another,” the everyday understanding of their agreement is that they intend to obtain property from someone outside of their conspiracy. The Court reaches the opposite conclusion, based entirely on an assumption that the
Conspiracy has long been criticized as vague and elastic, fitting whatever a prosecutor needs in a given case. See, e.g., Krulewitch v. United States, 336 U. S. 440, 445-457 (1949) (Jackson, J., concurring). This Court has warned that “we will view with disfavor attempts to broaden the already pervasive and wide-sweeping nets of conspiracy prosecutions.” Grunewald v. United States, 353 U. S. 391, 404 (1957). Today, in reaching an unnatural outcome predicated on an unsupported assumption, the Court says never mind.
I respectfully dissent.
Notes
The petition for a writ of certiorari appears to have been based on this same broad argument. The question presented was phrased as follows: “Does a conspiracy to commit extortion require that the conspirators agree to obtain property from someone outside the conspiracy?” Pet. for Cert. i. And the argument in petitioner‘s opening brief was similar. See Brief for Petitioner 1 (arguing that “a Hobbs Act conspiracy requires that the conspirators agree among themselves to wrongly obtain property from someone outside the ring of conspiracy“).
As the Government‘s brief pointed out, this argument has strange implications. See Brief for United States 27. Assume that there was sufficient evidence to prove that petitioner conspired with other Baltimore officers to obtain money from Moreno and Mejia. Under petitioner‘s original, broad argument, this charge would be valid so long as Moreno and Mejia were not named as conspirators, but naming them in the indictment would render the charge invalid. Indictments, however, very often do not attempt to name all the conspirators, and the indictment in this case did not do so. See App. 36 (charging that petitioner and Manrich conspired with, among others, persons unknown). It would be very strange if the decision to name Moreno and Mejia rendered an otherwise valid charge defective. (Of course, petitioner might make the even broader argument that the conspiracy charge would fail if Moreno and Mejia, although not named as conspirators in the indictment, were later listed as conspirators in response to a bill of particulars or if the Government took that position at trial, perhaps by seeking to introduce their out-of-court statements under the co-conspirator exemption from the hearsay rule.)
In response to the Government‘s argument, petitioner‘s reply brief claimed that his argument is actually the narrower one that we now consider, i.e., that, as a matter of law, Moreno and Mejia cannot be members of a conspiracy that has as its aim the obtaining of money from them with their consent and under color of official right. See Reply Brief 17–20. The reply brief contends that acceptance of this narrower argument requires his acquittal because there is insufficient evidence to show that he conspired with anyone other than Moreno and Mejia. Id. The Court of Appeals, however, concluded otherwise. See 750 F. 3d, at 412, n. 14. Nevertheless, because that court‘s decision was based primarily on other grounds, we address petitioner‘s argument as ultimately refined.
