¶ 1. The principal question presented by this appeal is whether, and to what extent, a state’s attorney who serves as a county’s chief law enforcement officer is entitled to official immunity from civil liability for allegedly tortious conduct concerning a local police officer. The trial court concluded that liability for the acts complained of was precluded by either qualified or absolute immunity, or was otherwise barred. We conclude that the State’s Attorney was entitled to absolute immunity, and therefore affirm.
¶ 2. This case commenced in February 2010 when plaintiff, then employed as a police officer with the South Burlington Police Department, filed a complaint against defendant, the Chittenden County State’s Attorney, stating claims for defamation, intentional infliction of emotional distress, and intentional interference with plaintiffs employment. The complaint alleged that defendant, formerly a private lawyer and a member of what plaintiff characterized as the Vermont “Drug Bar” representing criminal defendants, harbored an animus against plaintiff due to
¶ 3. Defendant answered the complaint, raising the affirmative defense of official immunity. Following a status conference, the trial court issued a scheduling order limiting discovery to the immunity issue conditioned on defendant’s prompt filing of a motion for summary judgment. Several months later, defendant filed a motion for summary judgment, together with a detailed statement of undisputed facts and supporting documents. Plaintiff opposed the motion and filed a separate statement of undisputed facts.
¶ 4. The trial court issued a written ruling in December 2010. Initially, the court noted that plaintiffs statement of undisputed facts failed to contain “specific citations to the record,” with the result that many of the facts set forth by defendant were “deemed to be admitted.” V.R.C.P. 56(c)(2). The court then considered each of the specific acts complained of, concluding that they were all barred by either absolute or qualified immunity, privileged, or insufficient to state a claim. 1 Accordingly, the trial court entered judgment in favor of defendant. This appeal followed.
115. Plaintiff contends the trial court erred in concluding that defendant was entitled to qualified or absolute immunity for the bulk of the acts alleged. While not required to cross-appeal from the judgment in his favor, defendant also contends the court erred. See
Staruski v. Cont’l Tel. Co.,
¶ 6. An assessment of the claims requires close scrutiny of the decisional law governing official immunity. Our analytic starting point is
Libercent v. Aldrich,
¶ 7. The rationale for separate standards applicable to executive officials was cogently summarized by Justice Harlan some years earlier, as follows:
To be sure, the occasions upon which the acts of the head of an executive department will be protected by the privilege are doubtless far broader than in the case of an officer with less sweeping functions. But that is because the higher the post, the broader the range of responsibilities and duties, and the wider the scope of discretion, it entails. It is not the title of his office but the duties with which the particular officer sought to be made to respond in damages is entrusted . . . which must provide the guide in delineating the scope of the rule which clothes the official acts of the executive officer with immunity.
Barr v. Matteo,
¶ 8. Two years after
Libercent,
we addressed the official-immunity doctrine again in
Levinsky v. Diamond,
¶ 9. In reviewing the ruling, the
Levinsky
Court separately analyzed each state and federal claim against each defendant. Dealing with the state claims first, the Court observed that the Attorney General and Commissioner, as the “highest executive officers in their respective governmental units,” were entitled to absolute immunity if the acts complained of “were performed within the general authority of those offices.”
¶ 10. Turning to the state claims against the deputy and assistant attorneys general, which largely tracked those against their superior, the Court found that all of the acts complained of were within the scope of their authority. All were performed in good faith, i.e., they did not violate clearly established rights of which a reasonable person would have known, and all were discretionary.
Id.
at 189-92,
¶ 11. The Court next addressed the plaintiffs federal claims, observing that “[a]
different analysis altogether
must be used in reviewing whether various defendants are shielded by immunity doctrines from plaintiff’s charges of civil rights violations under 42 U.S.C. § 1983, since our state immunity doctrine as set forth in
Libercent
differs from that employed in examining federal constitutional claims.”
Id.
at 192,
¶ 12. Applying the federal standard,
Levinsky
concluded that the prosecutor defendants were all protected by absolute immunity for their actions “in filing the . . . charges” as well as for the allegedly unlawful subpoenaing of records, which “involved an activity legally sanctioned as part of the investigative process, a process necessary to the effective operation of the prosecutors’ office.”
¶ 13. As for the Commissioner,
Levinsky
noted that he was “neither a judge, legislator nor prosecutor” entitled to absolute immunity under federal law.
Id.
Instead, under a line of U.S. Supreme Court decisions dealing with the liability of executive officers for civil rights and constitutional violations,
Levinsky
concluded that he was “entitled only to qualified immunity,” a standard nevertheless satisfied on the record evidence.
Id.;
see
Harlow v. Fitzgerald,
¶ 14. The principles articulated in
Libercent
and
Levinsky
have since been applied many times in many different settings. Before
turning to their progeny, however, it is useful to pause briefly to consider their antecedents.
Libercent
relied principally on a then-recent Michigan Supreme Court decision,
Ross v. Consumers Power Co.,
¶ 15.
Levinsky
relied not only on
Libercent
and
Ross,
but delved deeper, citing earlier Vermont decisions recognizing common law judicial immunity,
Banister v. Wakeman,
¶ 16. From this extended history two points emerge. First, like other courts, our early official-immunity decisions in Vermont tended to rely on the longstanding doctrine of judicial-immunity. Although nothing in Nadeau or Polidor suggests an intent to apply a strict functional analysis on the later federal model, echoes of the doctrine are apparent in the characterization of discretionary-based decisions as “judicial” in nature. Nevertheless, we went to considerable lengths in Levinsky to distinguish Vermont common-law immunity applicable to state law claims from the federal immunity doctrine applicable to § 1983 claims. The former, as noted, provides absolute immunity for “high executive” officials such as the Attorney General and agency heads for acts committed within the scope of their authority and only qualified immunity for lower level officials; the latter employs a purely functional analysis largely divorced from the status of the official in question.
¶ 17. This understanding becomes relevant in analyzing the official-immunity cases that followed
Levinsky,
particularly the decision in
Muzzy v. State,
¶ 18. The meaning of the
Muzzy
footnote is not entirely clear. As noted,
Imbler
was a federal § 1983 action, and nothing in
Polidor
suggests that it was specifically adopting or applying the federal standard to state-law claims against state’s attorneys.
Moreover, as noted,
Levinsky
carefully parsed the state and federal immunity standards, expressly grounding the Attorney General’s state-law immunity on his role as the “highest executive officer” in his agency, for which he was absolutely immune from civil liability for all of the acts within his general authority, including “ ‘the general supervision of criminal prosecutions.’ ”
¶ 19. The difficulty with this interpretation, assuming it to be correct, is two-fold. First, there were no state’s attorney defendants in
Levinsky,
so the footnote is essentially dictum in the sense that it overrules nothing that was actually at issue there. Second, to the extent that the role of the state’s attorney was considered in
Levinsky,
it was as a close analog to the Attorney General.
Levinsky
noted that the Attorney General’s statutory authority over criminal prosecutions was “concurrent with that of state’s attorneys” and that the two offices shared “at least equal authority to initiate criminal prosecutions” in their respective spheres.
Levinsky,
¶ 20. Acknowledging the considerable powers of local prosecutors, other states in similar circumstances have accorded them absolute immunity from state-law claims for all actions within the scope of their authority. In
Foster v. Pearcy,
¶ 21. In light of the considerable statutory and constitutional powers accorded Vermont’s state’s attorneys, we find the reasoning of these decisions not only persuasive, but compelling. Thus, we discern no sound basis to deny state’s attorneys the same immunity for “high executive officials” that their state counterpart, the Attorney General, enjoys for conduct within the general authority of the office.
Levinsky,
¶ 22. Our holding has no effect of course on the immunity standard governing federal claims. Here, however, we are concerned solely with several state claims, specifically defamation, intentional interference with employment, and intentional infliction of emotional distress. Therefore, we must determine whether the acts complained of fall within the general scope of defendant’s authority as Chittenden County State’s Attorney, thereby entitling him to absolute immunity from suit.
¶ 28. We conclude that plaintiff’s claims are barred under this standard. As the trial court concluded, it was well within defendant’s authority as state’s attorney to decline to file criminal charges or search-warrant applications based on his dissatisfaction with plaintiff’s affidavits. See
Levinsky,
¶ 24. In
Roe v. City & County of San Francisco,
¶ 25. It was equally within defendant’s general authority as the chief county law enforcement officer to review plaintiffs job performance; discuss it with other prosecutors in the office, plaintiffs supervisors, and the state police; and take such measures as defendant deemed fit — including declining to work with plaintiff in the future — in the event that plaintiff attempted to circumvent or failed to follow standards and procedures. Supervising the investigative activities of police officers that result in the referral of cases for prosecution and reviewing those matters with other law enforcement personnel must, as a practical matter, fall within the general oversight authority of the state’s attorney as the chief law enforcement officer in the county. See, e.g.,
Hyatt v. Cnty. of Passaic,
¶ 26. Disclosing nonprivileged information concerning plaintiff’s performance as a law enforcement officer also falls within defendant’s general authority and responsibility as chief law enforcement officer to ensure the effective and uniform enforcement of the law. See
Levinsky,
¶ 27. Plaintiff’s assertion on appeal that patently false and defamatory statements simply cannot enjoy official immunity misapprehends the fundamental balance that underlies the doctrine. As Judge Learned Hand explained: “In this instance it has been thought in the end better to leave unredressed the wrongs done by dishonest officers than to subject those who try to do their duty to the constant dread of retaliation.”
Gregoire v. Biddle,
¶ 28. Nor, finally, does the record support plaintiffs claim that the trial court abused its discretion in staying further discovery before ruling on the summary judgment motion. The claim is based on the court’s scheduling order, which cited defendant’s intention to assert the defense of official immunity, authorized defendant to conduct limited discovery related to that issue, and — in the event that defendant moved for summary judgment based on immunity — provided that plaintiff could request permission “to take specific discovery in order to oppose the defendant’s motion” pursuant to Vermont Rule of Civil
¶29. The trial court’s ruling was sound. The official immunity doctrine seeks to spare governmental officials from unnecessary burdens associated with defending lawsuits arising from conduct within the scope of their authority. See
Sabia,
Affirmed.
Notes
The court divided plaintiffs factual allegations into two categories, undisputed and disputed, assumed the latter to be true, and dealt with them as though defendant’s motion for summary judgment was a motion to dismiss.
As we later explained, when protected by absolute immunity an official’s malicious motive or intent is “irrelevant, since a good-faith test is imposed only when qualified immunity is available.”
Levinsky v. Diamond,
This was how the trial court here interpreted Muzzy, observing that although “[i]t is not entirely clear what the Court meant by that brief comment ... it was apparently intended to reject the distinction between state and federal claims” as to county prosecutors, so that any claim to absolute immunity depended on the nature of the function performed rather than whether it was generally “within the scope of their authority” as a high executive official.
Subsequent decisions that may have interpreted
Muzzy
to confine a state’s attorney’s absolute immunity in state tort actions to those acts closely associated with the litigation process, such as
Huminski v. Lavoie,
