NP DODGE MANAGEMENT COMPANY, APPELLEE, V. TERESA HOLCOMB, APPELLANT
No. S-22-272
Nebraska Supreme Court
July 21, 2023
314 Neb. 748
Moot Question: Jurisdiction: Appeal and Error. Because mootness is a justiciability doctrine that operates to prevent courts from exercising jurisdiction, an appellate court reviews mootness determinations under the same standard of review as other jurisdictional questions. - Judgments: Jurisdiction: Appeal and Error. When a jurisdictional question does not involve a factual dispute, its determination is a matter of law, which requires an appellate court to reach a conclusion independent of the decisions made by lower courts.
- Moot Question: Words and Phrases. A case is moot if the facts underlying the dispute have changed, such that the issues presented are no longer alive.
- Moot Question. The central question in a mootness analysis is whether changes in circumstances that prevailed at the beginning of litigation have forestalled any occasion for meaningful relief.
- Moot Question: Appeal and Error. The public interest exception to the mootness doctrine requires an appellate court to consider (1) the public or private nature of the question presented, (2) the desirability of an authoritative adjudication for guidance of public officials, and (3) the likelihood of recurrence of the same or a similar problem.
Appeal from the District Court for Douglas County, J. MICHAEL COFFEY, Judge, on appeal thereto from the County Court for Douglas County, DARRYL R. LOWE, Judge. Appeal dismissed.
Caitlin Cedfeldt, of Legal Aid of Nebraska, and Kasey D. Ogle, of Nebraska Appleseed Center for Law in the Public Interest, for appellant.
Lindsay R. Belmont, of Koenig | Dunne, P.C., L.L.O., for amicus curiae National Housing Law Project.
Russell E. Lovell II, for amicus curiae Iowa-Nebraska NAACP, and Rebecca Scout Richters for amicus curiae ACLU Foundation of Nebraska.
Kevin Ruser, Ryan P. Sullivan, Rachel Tomlinson Dick, and Alan Dugger for amicus curiae University of Nebraska College of Law Civil Clinical Law Program.
Douglas J. Peterson, Attorney General, James A. Campbell, and Christian Edmonds for amicus curiae Attorney General.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, PAPIK, and FREUDENBERG, JJ.
PER CURIAM.
When Teresa Holcomb allegedly breached the terms of her residential lease agreement, her landlord, NP Dodge Management Company (NP Dodge), terminated the lease. Holcomb did not leave the property, and NP Dodge initiated eviction proceedings under Nebraska‘s Uniform Residential Landlord and Tenant Act (the NURLTA). See
Holcomb‘s principal argument on appeal is that
BACKGROUND
Lease Agreement and Termination.
Holcomb and NP Dodge signed a residential lease agreement in August 2020. The lease was for 1 year and was set to expire on July 31, 2021. An addendum to the agreement granted NP Dodge the right to terminate the lease if Holcomb engaged in illegal activity, acts of violence, or threats of violence. On May 6, Holcomb allegedly threatened two residents in the common area of the leased property, and police officers responded to the scene. The next day, pursuant to the addendum, NP Dodge served Holcomb a written notice of termination that required her to vacate the premises within 5 days. Holcomb did not comply.
Bench Trial.
On May 19, 2021, NP Dodge filed a complaint in county court seeking restitution of the premises pursuant to the NURLTA. Holcomb denied the allegations in the complaint and requested a jury trial. On June 9, the county court denied Holcomb‘s request and conducted a bench trial. After the bench trial, the county court found that Holcomb breached the addendum to the lease agreement and entered judgment in favor of NP Dodge. The county court further ordered NP Dodge not to execute a writ of restitution, the means by which it could have Holcomb removed from the premises, until July 9.
Posttrial Procedural History.
On June 22, 2021, Holcomb filed a notice of appeal to the district court. She also filed a motion requesting that the county court stay enforcement of the writ of restitution until the county court set an appeal bond and Holcomb had an opportunity to put up the bond. On July 27, NP Dodge filed a
On August 3, 2021, the county court entered an order setting a supersedeas bond in the amount of $225, and additionally ordering Holcomb to make monthly payments to NP Dodge of $225 while the appeal was pending. The county court‘s order stated that any writ of restitution was to “be recalled” until after the deadline by which the supersedeas bond was to be paid. The county court judge apparently was unaware that the writ of restitution had already been executed.
In her appeal to the district court, Holcomb preserved three arguments relevant to this appeal. First, Holcomb argued that the county court violated
The district court rejected each of Holcomb‘s arguments. Holcomb appealed again and petitioned to bypass the Nebraska Court of Appeals. We granted the petition to bypass.
After oral argument in this matter, we directed the parties to submit supplemental briefs addressing whether the case had become moot and, if so, whether we should address any of the issues raised under exceptions to the general rule that moot cases are subject to dismissal.
ASSIGNMENTS OF ERROR
Holcomb assigns that the district court erred (1) in affirming the county court‘s denial of her request for a jury trial contrary to
STANDARD OF REVIEW
[1,2] Because mootness is a justiciability doctrine that operates to prevent courts from exercising jurisdiction, an appellate court reviews mootness determinations under the same standard of review as other jurisdictional questions. Weatherly v. Cochran, 301 Neb. 426, 918 N.W.2d 868 (2018). When a jurisdictional question does not involve a factual dispute, its determination is a matter of law, which requires an appellate court to reach a conclusion independent of the decisions made by lower courts. Id.
ANALYSIS
Mootness.
[3,4] We first confront whether this case is moot given that the writ of restitution was executed and Holcomb was removed from the apartment. A case is moot if the facts underlying the dispute have changed, such that the “issues presented are no longer alive.” See Nebuda v. Dodge Cty. Sch. Dist. 0062, 290 Neb. 740, 747, 861 N.W.2d 742, 749 (2015). The central question in a mootness analysis is whether changes in circumstances that prevailed at the beginning of litigation have forestalled any occasion for meaningful relief. Id. Or, as another state supreme court has described mootness, “[a] moot case exists where a judgment rendered by the court will have no practical legal effect upon an existing controversy because an intervening event renders any grant of effectual relief impossible for the reviewing court.” Sloan v. Friends of Hunley, Inc., 369 S.C. 20, 26, 630 S.E.2d 474, 477 (2006).
Holcomb argues in this appeal that she was wrongfully evicted because a court, rather than a jury, found that she breached the lease agreement, in violation of her
There is no meaningful relief we could provide to remedy any errors pertaining to Holcomb‘s attempt to stay in her apartment pending appeal. Holcomb was removed from her apartment prior to the completion of the appellate process. Even if we were to find error in that removal, there is nothing we can do now that would allow her to stay in her apartment pending appeal.
As for Holcomb‘s claim that she should have received a jury trial, she argues that, if we were to find in her favor on that issue, we could grant meaningful relief by vacating the prior judgment, ordering that the cause be remanded for a jury trial, and awarding her possession of the same or a similar unit during the pendency of that jury trial. We disagree such relief would be meaningful. If we were to vacate the judgment and remand the cause for a jury trial, we know of no reason why NP Dodge would continue to pursue this action. An action brought pursuant to the NURLTA determines only whether the plaintiff is entitled to possession. See
And even if this cause were remanded for a jury trial, NP Dodge continued to seek a judgment, and Holcomb prevailed, we do not believe the county court could grant relief that would have practical legal effect. Although this point is not made perfectly clear in Holcomb‘s briefing, we presume that she takes the position that if she were to prevail in a subsequent jury trial, the county court should award her possession of the apartment or a similar unit going forward. But, again, the issue in this action is who is entitled to immediate
[5] That this case is moot does not end the matter, however. While a moot case is normally subject to summary dismissal, Nebraska recognizes a public interest exception to the mootness doctrine. See Rath v. City of Sutton, 267 Neb. 265, 673 N.W.2d 869 (2004). The exception requires us to consider (1) the public or private nature of the question presented, (2) the desirability of an authoritative adjudication for guidance of public officials, and (3) the likelihood of recurrence of the same or a similar problem. Id. We separately analyze each assignment of error to determine whether to exercise our discretion to review the assignment under the public interest exception. See id.
Public Interest Exception: Constitutional Jury Trial Right.
Both NP Dodge and Holcomb contend that we should address Holcomb‘s argument that she was entitled to a jury trial under the public interest exception to the mootness doctrine. The parties’ agreement, however, cannot constrain whether
We do not dispute the public questions that are implicated by Holcomb‘s argument. Neither can we deny that an authoritative adjudication would benefit trial judges when presented with arguments like Holcomb‘s. And while it is certainly possible that this issue will recur in future cases, future recurrence is not the only thing we consider in evaluating this third factor under the public interest exception. Instead, we have said that even if a problem is likely to recur, it is generally inappropriate for an appellate court to review a moot case that does not evade review as a result of a transitory setting. See, e.g., Beachy v. Becerra, 259 Neb. 299, 609 N.W.2d 648 (2000).
It is not clear to us that this issue inherently evades appellate review. Although Holcomb‘s case is moot, there are means by which a tenant can stay enforcement of a writ of restitution pending appeal. See
Our decision on whether to address this issue under the public interest exception in this case is also informed by another proposition of law: that ordinarily this court will not pass upon the constitutionality of legislation absent a need to do so in order to properly dispose of an action. See, e.g., State ex rel. Wieland v. Beermann, 246 Neb. 808, 523 N.W.2d 518 (1994). Because this case is subject to dismissal even if we were to reach Holcomb‘s arguments under the public interest exception, see Rath, supra, we need not pass upon the
We acknowledge that this court has in at least one case addressed the constitutionality of statutes under the public interest exception to the mootness doctrine. See In re Interest of Anaya, 276 Neb. 825, 758 N.W.2d 10 (2008). And we need not foreclose the possibility that we would find that course of action appropriate in a future case. That said, we believe constitutional avoidance principles counsel in favor of the exercise of caution before passing upon the constitutionality of a statute in a case that is moot. That caution and the fact that it is not clear that this issue inherently evades appellate review lead us to conclude that we should not address the argument that the NURLTA‘s bench trial provision is unconstitutional in this case.
Public Interest Exception: Appeal Bond and Notice for Writ of Restitution.
Holcomb assigns two errors in addition to her constitutional jury trial argument. Holcomb assigns that the county court violated
Recall that in Holcomb‘s second assignment of error, she argues that the county court violated
In any event, Holcomb had ample time to ensure that an appeal bond was set. When it entered judgment, the county court stated that it would not issue a writ of restitution for 30 days. And even after those 30 days passed, the county court did not actually issue a writ of restitution until almost 3 weeks later. Even if the county court judge was aware of Holcomb‘s request during that time and simply failed to act, a writ of mandamus may have been available to compel the setting of the appeal bond. See In re Smitherman, 533 S.W.3d 907 (Tex. App. 2017). Cf. State v. Kloke, 78 Neb. 133, 110 N.W. 687 (1907). Because we doubt that future courts will fail to set an appeal bond when asked or that future litigants will fail to avail themselves of all legal avenues to avoid an impending eviction, we find this issue is unlikely to recur and therefore does not warrant review under the public interest exception to the mootness doctrine. See Rath v. City of Sutton, 267 Neb. 265, 673 N.W.2d 869 (2004) (declining to address issue under public interest exception that would require detailed examination into specific factual circumstances of case and, due to its unique facts, was unlikely to recur).
The unique posttrial procedural history also leads us to conclude that we should decline to reach Holcomb‘s third assigned error, that the county court‘s issuance of the writ of restitution without serving Holcomb notice violated her right to due process. In the normal case, we expect that a tenant against whom a judgment of eviction has been entered will either (1) appeal and post the requisite appeal bond to stay
Collateral Consequences.
In addition to the public interest exception to the mootness doctrine, Holcomb also argues that we should proceed to the merits of her appeal under a separate exception: the collateral consequences exception. Generally, that exception “permits adjudication of the merits of a criminal case where the petitioner may suffer future state or federal penalties or disabilities as a result of the [criminal] judgment” even though the criminal sentence has already been served. State v. Patterson, 237 Neb. 198, 202, 465 N.W.2d 743, 747 (1991), citing St. Pierre v. United States, 319 U.S. 41, 63 S. Ct. 910, 87 L. Ed. 1199 (1943). Holcomb suggests that she will face negative collateral consequences if the judgment of eviction is not vacated. She claims that as a result of that judgment, landlords may not accept her as a tenant and she may be
CONCLUSION
Because this case is moot, we dismiss the appeal.
APPEAL DISMISSED.
PAPIK, J., concurring.
I agree with the majority opinion that this case is moot and that therefore, the appeal should be dismissed. That said, I believe Holcomb has identified a potential constitutional problem with the provision of Nebraska‘s Uniform Residential Landlord and Tenant Act (the NURLTA) requiring that actions for possession be tried to the court. I write separately to highlight why I believe the bench trial provision may rest on constitutionally fragile ground.
Constitutionality of NURLTA‘s Bench Trial Provision.
The statute providing for actions for possession under the NURLTA states that such an action “shall be tried by the court without a jury.”
The essential character of
Our cases—both ancient and recent—have recognized that an action to recover possession of real property is legal, not equitable, in nature. For example, nearly a century ago, this court held that a landlord was not entitled to an injunction restraining a lessee from interfering with the landlord‘s right to enter the premises. The court explained that the landlord could not rely on an equitable remedy—an injunction—when he had an adequate remedy at law—an action for possession of the premises. See Vance v. Sumner, 119 Neb. 630, 230 N.W. 490 (1930). Other cases decided even earlier in our state‘s history also describe actions for possession of real property as legal in nature. See Mohat v. Hutt, 75 Neb. 732,
This court‘s characterization of actions for possession of real property as legal in nature is hardly anomalous. Consistent with this court‘s holdings in the early years of Nebraska‘s history, the U.S. Supreme Court has stated that although it is difficult to state “any general rule” that would distinguish suits in equity from actions at law, it could say that “where an action is simply for the recovery and possession of specific real or personal property, or for the recovery of a money judgment, the action is one at law.” Whitehead v. Shattuck, 138 U.S. 146, 151, 11 S. Ct. 276, 34 L. Ed. 873 (1891) (emphasis supplied). See, also, Scott v. Neely, 140 U.S. 106, 110, 11 S. Ct. 712, 35 L. Ed. 358 (1891) (“[a]ll actions which seek to recover specific property, real or personal, . . . are legal actions“). Leading historians of the common law likewise describe the various modes of recovering real property as common-law actions triable by jury. See F.W. Maitland, Equity, Also, the Forms of Action at Common Law: Two Courses of Lectures 333 (A.H. Chaytor & W.J. Whittaker eds., 1926); Theodore F.T. Plucknett, A Concise History of the Common Law 130 (5th ed. 1956).
Although this court has never had occasion to consider whether the nature of an action for possession under the NURLTA means that a party to such an action is entitled to a jury trial, many other courts have concluded that similar actions by a landlord to evict a tenant and recover possession
Because the
The longstanding precedent of this court and the weight of authority from other jurisdictions thus appears to support Holcomb‘s argument that actions for possession under the NURLTA are legal in nature. And because the constitutional right to a jury trial extends to actions that are legal in nature,
In addition to the legal nature of actions for possession, statutes in effect at the time
At least two Nebraska statutes in effect in 1875 provided the right to a jury trial in actions to recover real property. First, in 1875, the Nebraska Code of Civil Procedure provided that “[i]ssues of law must be tried by the court” but that “[i]ssues of fact arising in actions for the recovery of money, or of a specific real or personal property, shall be tried by a jury, unless a jury trial is waived, or a reference be ordered as hereinafter provided.” Comp. Stat. ch. 2, § 280 (1881) (emphasis supplied); Rev. Stat. ch. 2, § 280, p. 440 (1866) (same).
In addition to the Nebraska Code of Civil Procedure, Nebraska‘s forcible entry and detainer statute that existed in
Like the possession action under the NURLTA, the sole purpose of a forcible entry and detainer action in 1875 was “to determine the immediate right of possession.” Federal Nat. Mortgage Assn. v. Marcuzzo, 289 Neb. 301, 310, 854 N.W.2d 774, 781 (2014). See
A landlord-tenant eviction proceeding in 1875 would have been triable to a jury under both the Nebraska Code of Civil Procedure and the forcible entry and detainer statutes then in effect in Nebraska. The fact that these statutes codified the same right to a jury trial that existed for real property possession actions at common law is unsurprising. In 1866, the Territorial Legislature of Nebraska “adopted[] and declared” the “common law of England” to be the law in Nebraska to the extent not inconsistent with the U.S. Constitution, “the organic law of this territory,” or with statutes passed by
Despite all of the foregoing, NP Dodge and the Attorney General, who filed a brief defending the constitutionality of the NURLTA‘s bench trial provision, argued in this case that
To be sure, there is language in Moores in which this court quoted an opinion of the Arkansas Supreme Court stating that ““[t]he right of trial by jury, at common law, never existed in . . . summary proceedings.“” 56 Neb. at 8, 76 N.W. at 532, quoting State v. Johnson, 26 Ark. 281 (1870). And although Moores does not expressly mention special proceedings, NP Dodge and the Attorney General argued that some legal encyclopedias and other jurisdictions have stated that a constitutional right to a jury trial also does not extend to such proceedings. See, e.g., 47 Am. Jur. 2d Jury § 39 (2017); 50A C.J.S. Juries § 37 (2019).
NP Dodge and the Attorney General took the position that an action for possession under
This argument, however, has some flaws. As an initial matter, the statement NP Dodge and the Attorney General rely on from Moores, supra, is dicta—the issue in Moores was whether the jury trial guarantee applied to a quo warranto proceeding. Furthermore, other dicta in Moores is contrary to the argument of NP Dodge and the Attorney General. Moores quoted other language from the same Arkansas Supreme Court opinion that stated, ““[s]o far as our research has extended, the right of trial by jury, at common law, only extended to criminal prosecutions and in actions where a freehold or goods and chattels were in dispute. The term ‘goods and chattels’ includes personal property, choses in action, and chattels real.“” 56 Neb. at 9, 76 N.W. at 533, quoting State v. Johnson, supra. And “chattels real” meant “interests in land which devolve after the matter of personal estate, as leaseholds,” Black‘s Law Dictionary 194 (2d ed. 1910), or, more simply, “a leasehold estate,” Black‘s Law Dictionary 286 (10th ed. 2014).
In any event, it is difficult for me to conclude that the language in Moores at issue would allow the Legislature to remove an action from constitutional jury trial protections by, for example, codifying an action somewhere other than chapter 25 or requiring that the action be completed in an expedited manner. Our court has never before understood Moores to allow as much. And if we were to adopt this argument, I do not know what would prevent the Legislature from enacting a statute codified somewhere other than chapter 25 or with some expedited procedures that makes actions that would
As opposed to the reading urged by NP Dodge and the Attorney General, it strikes me as more likely that the language in Moores regarding summary proceedings and the language in legal encyclopedias and cases from other jurisdictions regarding special proceedings recognizes a much less remarkable proposition: that there are certain proceedings, sometimes described as special, summary, or statutory, that did not exist at common law and that the constitutional jury trial guarantee does not apply to such proceedings. Indeed, many of the authorities relied upon by NP Dodge and the Attorney General actually state that it is special or summary proceedings unknown at common law to which a jury trial guarantee does not apply. See, e.g., Hair Excitement v. L‘Oreal U.S.A., 158 N.H. 363, 368, 965 A.2d 1032, 1037 (2009) (stating that the right to a jury trial “does not extend . . . to special, statutory, or summary proceedings unknown to the common law“) (internal quotation marks omitted); State v. Bennion, 112 Idaho 32, 74-75, 730 P.2d 952, 994-95 (1986) (“it has been held that the right to jury trial does not apply to actions unknown to the common law . . . and that it does not apply to special proceedings created by statute and not in the nature of common law actions“); 47 Am. Jur. 2d Jury § 39 at 452-53 (2017) (“[t]he constitutional right to a jury trial does not apply to special or summary proceedings unknown to the common law[] and provided by statute after the adoption of the constitution“); 50A C.J.S. Juries § 37 at 196 (2019) (“there is generally no right to a jury trial in special proceedings unknown at common law, or in summary proceedings“).
Our court, too, has recognized that certain statutory proceedings created after 1875 are neither legal nor equitable
It is true that the NURLTA contains myriad other provisions besides the few sections creating and effectuating the summary possession action. See
An action for possession is not a case where a landlord seeks to “obtain injunctive relief to compel” a tenant to give it lawful access to the premises,
Public Interest Exception.
Although the NURLTA‘s bench trial provision may be of questionable constitutionality, I agree we cannot give practical legal relief to Holcomb in this case and therefore the issue is moot. And while we can decide otherwise moot issues under the public interest exception to the mootness doctrine, the court declines to reach the question of whether the NURLTA‘s bench trial provision is unconstitutional under that exception in this case.
As I understand the majority opinion, we have declined to exercise our discretion to decide the constitutionality of the bench trial provision in this case because this issue may not inherently evade review. I join the majority opinion with that understanding, but also observe that the relatively short length of most residential leases combined with the time it takes for an appeal to reach this court may make it difficult for this issue to reach this court in a live fashion. If future cases demonstrate that this issue does, in fact, inherently evade review, I would be open to addressing this issue under the public interest exception.
Conclusion.
In closing, I note some practical realities after today‘s decision. While the court has not held that the NURLTA‘s bench trial provision is unconstitutional, neither have we held that it is constitutional. Furthermore, three members of this court, through this concurrence, have expressed doubts about the constitutionality of the bench trial provision. Suffice it to say, the constitutionality of the NURLTA‘s bench trial provision remains an open question.
MILLER-LERMAN and FUNKE, JJ., join in this concurrence.
