EFRAIN
UNITED STATES of America, Appellee,
v.
Andre DAWKINS, Appellant.
No. 91-3247.
United States Court of Appeals,
District of Columbia Circuit.
Argued Jan. 28, 1994.
Decided March 11, 1994.
Appeal from the United States District Court for the District of Columbia (Criminal No. 89-00482-01).
Robert S. Becker, Washington, D.C. (appointed by the Court), argued the cause and filed the briefs, for appellant.
Catherine C. Pisaturo, Asst. U.S. Atty., argued the cause for appellee. With her on the brief were J. Ramsey Johnson, U.S. Atty., John R. Fisher and William M. Blier, Asst. U.S. Attys.
Before WALD, HENDERSON and RANDOLPH, Circuit Judges.
Opinion for the Court filed by Circuit Judge WALD.
WALD, Circuit Judge:
Andre Dawkins appeals his convictions for unlawful possession with intent to distribute a detectable amount of cocaine base in violation of21 U.S.C. Sec. 841(a)(1), using and carrying a firearm during and in relation to a drug trafficking offense in violation of 18 U.S.C. Sec. 924(c), and unlawful possession of an unregistered firearm in violation of 26 U.S.C. Sec. 5861(d). Dawkins contends principally that the trial court erroneously refused to suppress evidence obtained during a warrantless search of his apartment. Because we agree that the circumstances in this case did not bring the entry and sweep of Dawkins' apartment within existing exceptions to the warrant requirement, we reverse.
I.
The material facts in this case are not in dispute. On the afternoon of November 12, 1989, the police received a call from a woman who volunteered information that Andre Dawkins, whom she indicated was an escapee from a juvenile detention facility, had drugs and guns in his residence at 1902 Savannah Terrace, S.E., Apartment 104. The woman identified herself as Katrina McEachin, a former girlfriend of Dawkins, and stated that she had observed the contraband first-hand. McEachin gave the police a detailed description of Dawkins, including a scar on his head and a scar or dog bite on his leg. She indicated that the police could find Dawkins at 2000 Savannah Terrace, S.E., Apartment 301. Uniformed officers went to Apartment 301, but received no response to their knocks. The officers left the premises.
Minutes later, McEachin called the police again, informing them that Dawkins had just contacted her and threatened to kill her for making the initial call to the police. McEachin told the police that she knew Dawkins was still in Apartment 301, because she had called him there after his threat and he had answered the phone. Several uniformed officers returned to Apartment 301. Detectives Curley and Zattau joined them shortly thereafter, after confirming that Dawkins had in fact escaped from a juvenile detention facility.1 An occupant of Apartment 301 claiming to be "James Boyd" fit the general description provided by McEachin. The police detected a scar on his head, but were unable to locate a scar or dog bite on his leg.2 After a few moments, Detective Zattau left the apartment to call McEachin, who was at her home, to determine whether Dawkins had a key to Apartment 104. She indicated that he did. Detective Zattau then reentered the apartment and asked "Boyd" to reveal the contents of his pockets. "Boyd" pulled out some money and a key. He had no identification. Upon questioning, "Boyd" claimed that he had found the key in front of the apartment, and he gave Detective Zattau permission to keep it. An older man, who identified himself as "Mr. Boyd," arrived at Apartment 301 and identified the younger man as "James Boyd," his son, who resided in Apartment 301.
Detectives Zattau and Curley and two uniformed officers left Apartment 301 and proceeded to Apartment 104, which was a little more than 100 yards away.3 Other officers remained at Apartment 301 for a brief period before leaving. At Apartment 104, the police knocked on the door and stated their purpose. They received no response and could not hear any sounds emanating from the apartment. Detective Zattau inserted the key taken from "Boyd" into the lock. It fit. The police unlocked and opened the door, again announced their presence, and again received no response. All four officers then entered the apartment and walked through it for two minutes, inspecting the premises for the professed purpose of determining whether Dawkins was there or whether any other person was present who might destroy evidence. See Motions Transcript ("Tr.") at 16, 23. The police did not open any interior doors or drawers. In the back bedroom, two officers observed the butt of a magnum-type revolver and the frame of what appeared to be a 9mm handgun on a shelf in an open closet, where McEachin had said they would be found. The police also found a photograph of the man they had questioned in Apartment 301. They radioed fellow officers to arrest Andre Dawkins, alias "James Boyd," for threatening Katrina McEachin. Dawkins was subsequently arrested on the street outside Apartment 301.
Two uniformed officers remained on site at Apartment 104 to secure the apartment, while the others left to get a search warrant. The affidavit supporting the warrant described both McEachin's tip and the corroborating evidence observed during the sweep of Apartment 104. The police executed the warrant the next day. The search proved fruitful, uncovering a 12-gauge sawed-off shotgun, a .357 magnum revolver, a broken 9mm semiautomatic pistol, a .38 caliber handgun, a shoulder holster for the .357 revolver, and an abundance of ammunition for all four of the weapons. In addition, officers seized a candy tin that housed numerous small ziplock bags containing 3.55 grams of crack cocaine. Police also recovered photographs of Dawkins and McEachin, men's clothing, and a receipt for a rug in the name of "Boyd" from several weeks before.
The trial judge denied Dawkins' motion to suppress evidence seized in Apartment 104 after a hearing on July 13, 1990. Describing what had transpired as "a very unique escalating situation," Tr. 65, the judge found that the police had entered Apartment 104 reasonably under exigent circumstances. The judge placed special emphasis on the officers' obligation to identify and subdue Dawkins, given the alleged threats against McEachin's life. At the subsequent trial, at which the challenged evidence taken from Apartment 104 was admitted, the jury convicted Dawkins on all counts. Dawkins filed this timely appeal.
II.
It is a "basic principle of Fourth Amendment law that searches and seizures inside a home without a warrant are presumptively unreasonable." Payton v. New York,
The government has to surmount two hurdles in order to justify its warrantless search of Apartment 104. First, it must demonstrate the requisite level of suspicion to enter and/or sweep the residence. All searches of the home, whether by warrant or pursuant to a recognized exception, must be supported by some form of probable cause. See Arizona v. Hicks,
A. Probable Cause
The government relies on "a unique combination of circumstances"--Dawkins' status as a fugitive, the fact that he had allegedly threatened McEachin, and the likelihood that destructible or dangerous evidence would be found within the apartment--in support of its claim that exigent circumstances excused the officers' warrantless entry. See Appellee's Brief at 22. For purposes of the underlying probable cause determination, these contentions require two different inquiries. The necessity of entering Dawkins' apartment to find him turns on the existence of probable cause to arrest Dawkins.5 See Payton v. New York,
Although probable cause to arrest and probable cause to search have different emphases, the Supreme Court has set forth general principles that guide our approach to either inquiry. See Illinois v. Gates,
Our review of the totality of circumstances surrounding government action in this case convinces us that the police had probable cause both to arrest Dawkins (whether for fleeing the detention facility or for threatening McEachin) and to believe that there were guns and drugs in Apartment 104. As an initial matter, Detectives Zattau and Curley confirmed via computer McEachin's tip that Dawkins had escaped from a juvenile detention facility. See Tr. at 8. They thus had abundant reason to believe that Dawkins was a fugitive. But beyond this, the police had considerable cause to believe the substance of McEachin's other allegations. McEachin was privy to the confidential information that Dawkins had escaped from a juvenile detention facility. This information was "of a character likely obtained only from [Dawkins himself], or from someone familiar with [Dawkins' situation]." Gates,
B. Exigent Circumstances
The existence of a surfeit of probable cause, it is clear, does not in itself immunize the officers' conduct. Indeed, "a search or seizure carried out on a suspect's premises without a warrant is per se unreasonable, unless the police can show that it falls within one of a carefully defined set of exceptions based on the presence of 'exigent circumstances.' " Coolidge v. New Hampshire,
Because the possible factual permutations are almost endless, courts have not spelled out a definition of "exigency" with any precision. In Dorman, this court enumerated several nonexclusive considerations pertinent to a finding of exigency, including gravity of the offense, reason to believe the suspect is armed and on the premises, and likelihood that the suspect may escape if not swiftly apprehended. See
1. Securing Evidence
We have long recognized that the imminent destruction of evidence may constitute an exigency excusing the failure to procure a warrant. See, e.g., United States v. Socey,
Using the approach suggested in Socey, we find that the destruction of evidence contention in this case must be analyzed from two different angles. First, the police could try to justify their conduct on the grounds that Dawkins' comrades in the narcotics trade may have been within Apartment 104 threatening the imminent destruction of the evidence referred to by McEachin. However, this argument, premised on the Socey scenario, clearly does not give rise to a finding of exigency on the facts of this case. The police had neither information suggesting that any third party was in Apartment 104 nor evidence tending to indicate that any such (hypothetical) third party had reason to know of their initial encounter with Dawkins.
Second, police could have anticipated that Dawkins himself, alerted by his first encounter with the police, may have snuck back to Apartment 104 after the officers' initial visit to Apartment 301 in order to dispense with the evidence. However, after extensive consideration of the facts of this case, we conclude that the police could not reasonably have believed that Dawkins was in Apartment 104. McEachin's tip placed Dawkins at Apartment 301 minutes before the police arrived. "Boyd," the man police found there, fit McEachin's description in several salient respects. As McEachin predicted, he had in his pocket a key which, Detective Zattau discovered later, fit the lock at Apartment 104. At the moment the key fit the lock, it seems almost inevitable that the police officers should have known, beyond all reasonable doubt, that Dawkins and "Boyd" were one and the same, and, hence, that Dawkins could not possibly be in Apartment 104. Moreover, the fact that more than one police officer remained, however briefly, at Apartment 301 precludes any tidy inference that Dawkins/"Boyd" may have raced the hundred yards to get to Apartment 104 before the separate contingent of police arrived there. Coupled with the absence of any tell-tale sounds of destruction emanating from within Apartment 104, we cannot identify circumstances that rose to any level of exigency in this case so as to excuse the absence of a warrant. See Timberlake,
Nor does the presence of dangerous firearms in Apartment 104 alter our disposition of this particular case. Although we have consistently credited "[t]he unique dangers presented to law officers and law-abiding citizens by firearms," United States v. Clipper,
2. Arresting Dawkins
The government's claim that warrantless entry to arrest Dawkins was justified due to exigency rests either on "hot pursuit" grounds or on the totality of circumstances, a catch-all approach endorsed by the Supreme Court in Minnesota v. Olson,
The "hot pursuit" exception, recognized by the Supreme Court in Warden v. Hayden,
Nor is the government's conduct justifiable on any broader theory of exigency. In terms of the criteria set forth in Dorman v. United States,
C. Applicability of the Exclusionary Rule
It is axiomatic that, subject to limited exceptions, evidence seized pursuant to an unlawful search must be excluded from the government's case-in-chief. See Weeks v. United States,
The government does not attempt to fit itself within any of the recognized exceptions to this rule. It thus does not advance the argument that the evidence seen in the sweep of Apartment 104, even if initially observed in the course of an unlawful entry, might nonetheless be admissible under the independent source or inevitable discovery doctrines.12 In light of this, we are tempted to follow the principle of waiver enunciated by the Supreme Court in Giordenello v. United States,
The affidavit supporting the government's search warrant in this case described both the substance of McEachin's tip and the evidence observed by Detectives Zattau and Curley in Apartment 104.13 In Murray v. United States,
III.
Based on the foregoing, we hold that the district court erred in concluding that the government had satisfied its onerous burden of demonstrating urgent need for a warrantless search of Apartment 104. We find no need to address the other claims advanced by Dawkins on appeal. The conviction is reversed.
So ordered.
Notes
It is unclear whether there was an outstanding warrant for Dawkins' arrest based on his escape from the juvenile facility. The government does not press this point, conceding at oral argument that no evidence of a prior warrant was introduced into the record. Accordingly, the government does not justify its search of Apartment 104 as an entry pursuant to an arrest warrant. Cf. Payton v. New York,
The record does not reveal what "Boyd" was wearing at the time or whether the officers asked him to remove any of his clothing
Detective Curley testified that approximately forty-five minutes elapsed between the first call by McEachin and the Detectives' arrival at Apartment 104
"The poorest man may in his cottage bid defiance to all the forces of the Crown. It may be frail; its roof may shake; the wind may blow through it; the storm may enter; the rain may enter; but the King of England cannot enter--all his force dares not cross the threshold of the ruined tenement!" Miller v. United States,
In Payton v. New York,
Although certainly not in itself dispositive, the fact that McEachin identified herself to the police tends to make her tip more credible. As we observed in United States v. Clipper,
Because of this conclusion, we have no need to address the government's additional argument, predicated on United States v. Anderson,
We could imagine drawing a different conclusion if the police had possessed information that Dawkins had a bomb or other extremely volatile substance within his apartment--even if, as was the case here, it was apparently uninhabited when they approached. See, e.g., United States v. Lindsey,
Payton v. New York,
In Lindsey, the court drew further inferences from the fact that the police there entered a motel room in alleged "hot pursuit" of fleeing bank robbers by pass key. We observed that this fact, plus the fact that it was "just as likely" the defendant would not return to a motel room that he knew had attracted police suspicion, cast doubt on the government's assertion that the police knew the suspect was on the premises. See id. at 172-73. The same inferences could be drawn in this case
We are mindful, in drawing this conclusion, that even had Dawkins been in Apartment 104, he could not in that situation have posed any threat to McEachin if the police had precluded his exit. This case thus stands in marked contrast to cases in which informants are potentially in danger within an apartment. See, e.g., United States v. Dowell,
As the Supreme Court clarified in Murray v. United States,
After describing the two guns observed in plain view in the back bedroom closet, the affidavit concluded that "it is the belief of the affiant that [Apartment 104] contains at least two weapons and based on this information it is respectfully requested that a search warrant be issued for this [sic] premises." Application and Affidavit for Search Warrant, Nov. 13, 1989, reprinted in Joint Appendix at 2-3
