NINO ALONZO FRANKLIN, Petitioner-Appellant, v. RANDY KEYES, Warden, Respondent-Appellee.
No. 19-1758
United States Court of Appeals for the Seventh Circuit
ARGUED MAY 21, 2021 — DECIDED APRIL 4, 2022
Appeal from the United States District Court for the Central District of Illinois. No. 17-cv-1266 — James E. Shadid, Judge.
SYKES, Chief Judge. This appeal raises yet another procedurally complex question about a federal prisoner’s access to habeas review under
Nino Franklin was convicted and sentenced in 2014 in the District of Minnesota for a federal firearms offense. The court imposed an enhanced sentence under the ACCA based on six of Franklin’s prior convictions, including three for Minnesota burglary and two for Illinois residential burglary. Franklin neither appealed nor pursued
Soon after Mathis, however, he filed a petition for habeas corpus under
The government now concedes that Franklin’s sentence is unlawful. But it opposes
We disagree and reverse the judgment. Though our decision in Glispie is important to Franklin’s ultimate entitlement to relief on the merits, his claim rests fundamentally on Mathis, which corrected the Eighth Circuit’s misunderstanding of the method for classifying convictions under the ACCA and other recidivist provisions. Before the Supreme Court’s corrective action, any challenge to the use of his Minnesota or his Illinois burglaries as ACCA predicates was foreclosed in that circuit.
The only lingering question after Chazen, Guenther, and Glispie is whether Franklin’s claim falls within the Davenport line of cases in the first place. Davenport dealt with a prisoner who was blocked from using
Accordingly, Franklin has satisfied the Davenport criteria to access
I. Background
A. Franklin’s Case in the District Court in Minnesota
In October 2013 Franklin pleaded guilty in the District of Minnesota to unlawfully possessing a firearm as a felon,
The Act defines “violent felony” as any crime punishable by a prison term “exceeding one year” that (1) “has as an element the use, attempted use, or threatened use of physical force against the person of another,”
Franklin’s presentence report (“PSR”) identified six potentially qualifying convictions in his criminal record:
- Two 1995 Illinois convictions for separate residential burglaries,
720 ILL. COMP. STAT. 5/19-3 (1995) (amended 2001), committed in 1993 and 1994; - One 1995 Illinois conviction for aggravated kidnapping/armed robbery,
id. §§ 5/10-2 ,5/18-2 ; - One 2006 Minnesota conviction for second-degree burglary,
MINN. STAT. § 609.582(2) ; - One 2006 Minnesota conviction for third-degree burglary,
id. § 609.582(3) ; and - One 2012 Minnesota conviction for second-degree burglary,
§ 609.582(2) .
Franklin’s case proceeded to sentencing in May 2014. Consistent with the recommendations in the PSR, the judge found that Franklin qualified for the ACCA’s enhanced penalties and imposed a 200-month sentence. Franklin did not appeal. Nor did he seek collateral relief in the sentencing court under
B. New Legal Developments
The developments that knocked out Franklin’s Minnesota and Illinois burglary convictions as ACCA predicates began two years after he was sentenced but proceeded on slightly different tracks. It started with the doctrinal shift for Minnesota burglary in response to Mathis, which we discussed in depth in Chazen, 938 F.3d at 857–60. Guenther
The crimes of second- and third-degree burglary in Minnesota are enumerated in “a single statute and start from the same basic definition” but vary based on “different sets of aggravating circumstances.” Id. at 739. The statute defines second-degree burglary to cover anyone who “enters a building without consent and with intent to commit a crime, or enters a building without consent and commits a crime while in the building, either directly or as an accomplice,” provided that he either uses burglary tools or the entry occurs at one of several enumerated locales.
Whether a prior conviction counts as an ACCA predicate hinges on the application of what the Supreme Court has called the “categorical approach,” which originated in its decision in Taylor v. United States, 495 U.S. 575, 602 (1990). The categorical approach requires an analysis of the statutory definition of the crime of conviction rather than the particular facts of the underlying case. Id. at 600–01. As applied to the enumerated-offenses clause of the violent-felony definition, the categorical approach compares the statutory definition of the crime to the “generic” version of the offense enumerated in the ACCA. Id. at 598. As Taylor held, generic burglary for ACCA purposes consists of the
Accordingly, under the categorical approach, Franklin’s three Minnesota burglary convictions qualify as violent-felony ACCA predicates only if the statutory elements of the second- and third-degree crimes categorically match (or are narrower than) those of generic burglary. When he was sentenced in May 2014, “Eighth Circuit precedent supported a categorical match.” Guenther, 997 F.3d at 739 (citing United States v. LeGrand, 468 F.3d 1077, 1081 (8th Cir. 2006)).
Two years later, however, the Supreme Court’s decision in Mathis laid the groundwork for a change in course.1 Mathis provided crucial guidance on how to classify convictions for ACCA purposes when the statute under which the defendant was convicted is alternatively phrased. Briefly, if a single, alternatively phrased criminal statute lists alternative elements, “then the statute defines multiple separate crimes and is said to be ‘divisible.’” Id. A divisible statute justifies application of the “modified categorical approach,” which permits the sentencing court to examine “a limited class of documents (for example, the indictment, jury instructions, or plea agreement and colloquy) to determine what crime, with what elements, a defendant was convicted of.” Mathis, 136 S. Ct. at 2249 (citing Shepard v. United States, 544 U.S. 13, 26 (2005)).
Mathis’s elements–means guidance “narrowed the range of state statutes that qualify as violent felony predicates under the [ACCA].” Chazen, 938 F.3d at 855. This narrowing effect had special force in the Eighth Circuit, where Mathis arose (that case concerned Iowa’s burglary statute). 136 S. Ct. at 2250. Before Mathis the Eighth Circuit applied the modified categorical approach to all cases involving convictions under overbroad, alternatively phrased statutes without regard to the elements–means distinction that is so central to the concept of divisibility. Chazen, 938 F.3d at 857–58. That circuit and two others (the Sixth and the Tenth) were misreading the Court’s decision in Descamps v. United States, 570 U.S. 254 (2013), which had also endeavored to clarify the modified categorical approach. Chazen, 938 F.3d at 858–59 (explaining the division among the circuits about the proper application of the modified categorical approach after Descamps and before Mathis). Laboring under this doctrinal error, when confronted with a categorically overbroad statute, courts in the Eighth Circuit looked to the Shepard documents too freely, which had the effect of counting convictions as ACCA predicates when they did not qualify.
After Mathis the Eighth Circuit reversed course and recognized that the Minnesota crimes of second- and third-degree burglary sweep more broadly than generic burglary, and further, that the alternatives listed in each statute are different factual means of committing the crime rather than different elements of separate crimes. United States v. Crumble, 878 F.3d 656, 661 (8th Cir. 2018) (second-degree burglary); United States v. McArthur, 850 F.3d 925, 940 (8th Cir. 2017) (third-degree burglary). The court thus concluded that Minnesota burglary is a categorical mismatch with Taylor’s generic burglary because the offense does not “require that the defendant have formed the intent to commit a crime at the time of the nonconsensual entry or remaining in” the burglarized structure. Crumble, 878 F.3d at 661 (quotation marks omitted). And because the second- and third-degree statutes are indivisible, the court recognized that the modified categorical approach—i.e., checking the Shepard documents to see if the defendant actually committed generic burglary—does not apply. Id. at 660–61; McArthur, 850 F.3d at 940. Our circuit followed suit in Van Cannon v. United States, 890 F.3d 656, 664–65 (7th Cir. 2018).2
Three days later Franklin filed a pro se petition for habeas corpus under
Stitt did not affect Franklin’s case after all, so the proceedings resumed and the judge eventually denied relief, holding that even without the Minnesota convictions, three qualifying ACCA predicates remained: two Illinois convictions for residential burglary and one for kidnapping. Our precedent was clear at that time that the Illinois crime of residential burglary qualified as an ACCA violent felony; Eighth Circuit precedent was the same. See Dawkins v. United States, 809 F.3d 953, 956 (7th Cir. 2016) (per curiam); United States v. Maxwell, 363 F.3d 815, 821 (8th Cir. 2004). Alternatively, the judge held that Franklin could not use
Franklin appealed, and the ground shifted again, knocking out the Illinois burglary convictions as ACCA predicates. At the time of Franklin’s offenses, the statute under which he was convicted stated: “a person commits residential burglary [when he] knowingly and without authority enters the dwelling place of another with the intent to commit therein a felony or theft.”
After he filed this appeal, however, a question arose in our circuit about the meaning of “without authority” in the Illinois residential-burglary statute. More specifically, in United States v. Glispie, the defendant argued that under
The limited-authority doctrine can be traced back to People v. Weaver, 243 N.E.2d 245 (Ill. 1968). There the defendant was convicted of burglary after he entered a public laundromat with the intent to steal from vending machines. The Illinois Supreme Court affirmed the conviction, describing the doctrine this way:
A criminal intent formulated after a lawful entry will not satisfy the statute. But authority to enter a business building, or other building open to the public, extends only to those who enter with a purpose consistent with the reason the building is open. An entry with intent to commit a theft cannot be said to be within the authority granted patrons of a laundromat.
Id. at 248 (citation omitted). “Weaver thus established that one who enters a public building with the intent to commit a crime automatically satisfies the unlawful entry requirement of the Illinois burglary statute.” Glispie, 943 F.3d at 365.
When Glispie was first before this court, state law was uncertain about whether the limited-authority doctrine extended to the residential-burglary statute. Id. at 367–68. If it did, then a defendant’s intent to commit a felony or theft necessarily meant that his entry was without authority, making an unlawful entry unnecessary. See id. at 369. That, in turn, would make Illinois residential burglary broader than Taylor’s generic burglary. Because of the ambiguity about the doctrine’s reach, we certified to the Illinois
The court answered our certified question in the affirmative, making clear that the limited-authority doctrine applies to residential burglary. United States v. Glispie, 181 N.E.3d 719, 725 (Ill. 2020). Accordingly, we held that because the Illinois residential-burglary statute is categorically broader than generic burglary, a conviction for violating it cannot be used to enhance a sentence under the ACCA. Glispie, 978 F.3d at 503.
With that, Franklin’s two Illinois burglary convictions dropped out of his ACCA total, leaving him with only one violent-felony predicate, not enough to support his ACCA-enhanced sentence.
II. Discussion
As the foregoing discussion shows—and the government now concedes—Franklin’s ACCA-enhanced sentence is unlawful. That narrows the scope of this appeal to a procedural question: is he eligible for
Section 2255 ordinarily “provides the exclusive means for a federal prisoner to collaterally attack his conviction or sentence.” Beason v. Marske, 926 F.3d 932, 935 (7th Cir. 2019). As relevant here, since the enactment of the Antiterrorism and Effective Death Penalty Act (“AEDPA”), collateral review under
But the saving clause in
Davenport involved consolidated appeals brought by two
In those circumstances we held that
Finally, it would have been futile in his first
For these reasons, we concluded in Davenport that “[a] federal prisoner should be permitted to seek habeas corpus only if he had no reasonable opportunity to obtain earlier judicial correction of a fundamental defect in his conviction or sentence because the law changed after his first [§] 2255 motion.” Id. at 611.
We recently synthesized Davenport’s requirements as follows:
To pursue relief under
§ 2241 , a petitioner must establish that “(1) the claim relies on a statutory interpretation case, not a constitutional case, and thus could not have been invoked by a successive§ 2255 motion; (2) the petitioner could not have invoked the decision in his first§ 2255 motion and the decision applies retroactively; and (3) the error is grave enough to be deemed a miscarriage of justice.”
Chazen, 938 F.3d at 856 (quoting Beason, 926 F.3d at 935).
As we’ve also recently noted, the Davenport test “has its complexities and raises some difficult questions that to date remain unanswered”—notably, questions regarding the precise requirements for the first two conditions, including whether the triggering change in the law must come from
Starting with the first, Franklin’s
It’s true that Franklin’s entitlement to relief on the merits for the Mathis error requires the addition of Glispie, which precluded the use of Illinois residential-burglary convictions as ACCA predicates on a routine application of Taylor. But Franklin need not show that Mathis is sufficient by itself to render his sentence unlawful. Van Cannon, 890 F.3d at 661–62. The Mathis error is undisputed, and the error is prejudicial in Franklin’s case because Glispie eliminates two of the three remaining ACCA predicates needed to support his
Because Franklin’s petition is based on Mathis, he likewise satisfies the second Davenport requirement in the same manner as in Chazen and Guenther. Any attempt at collateral review would have been futile until after Mathis because Eighth Circuit precedent was squarely against him, foreclosing relief. Guenther, 997 F.3d at 742. And here, as in Guenther and Chazen, the government “does not dispute that Mathis applies retroactively to cases on collateral review.” Id.; accord Chazen, 938 F.3d at 862 (“It is only after Mathis—a case decided after Chazen’s
Finally, Franklin has established that the error is grave enough to be deemed a miscarriage of justice. The government concedes this point too, so we can be brief. A “‘fundamental sentencing defect’—including an erroneous ACCA-enhanced sentence—amounts to a ‘miscarriage of justice.’” Guenther, 997 F.3d at 742 (quoting Light v. Caraway, 761 F.3d 809, 813 (7th Cir. 2014)); see also Chazen, 938 F.3d at 856. In light of the government’s concession, there’s no need to decide whether the merits of Franklin’s habeas claim are governed by the law of the Eighth Circuit (the circuit of
With all three requirements satisfied, we return to the question whether Franklin’s petition falls within Davenport in the first place. To date our Davenport cases have involved prisoners for whom
We have not yet considered whether Davenport applies where
Franklin confronted precisely those circumstances here. Eighth Circuit precedent squarely supported his ACCA-enhanced sentence until well after the
Accepting the government’s position here would create arbitrary distinctions between prisoners with essentially identical claims. Franklin would be barred from using
We acknowledge that Franklin’s case isn’t a perfect fit with the interpretive rationale of Davenport. We have earlier explained that Davenport was probably a response to the problem that in drafting AEDPA’s exceptions to
The common denominator in our Davenport caselaw is that
III. Conclusion
Davenport is not without controversy, but it remains the law of our circuit. See Webster, 784 F.3d at 1136. Its rationale
