THE NEBRASKA REPUBLICAN PARTY AND THE LANCASTER COUNTY REPUBLICAN PARTY, APPELLANTS, V. DAVID J. SHIVELY, IN HIS OFFICIAL CAPACITY AS LANCASTER COUNTY ELECTION COMMISSIONER, AND ADAM S. MORFELD, INTERESTED PARTY, APPELLEES.
No. S-22-132
Nebraska Supreme Court
March 14, 2022
311 Neb. 160
MILLER-LERMAN, CASSEL, FUNKE, and FREUDENBERG, JJ.
Appeal from the District Court for Lancaster County: KEVIN R. MCMANAMAN, Judge. Affirmed. HEAVICAN, C.J., and STACY and PAPIK, JJ., not participating.
Jurisdiction: Statutes. Subject matter jurisdiction and statutory interpretation present questions of law. - Jurisdiction: Appeal and Error. A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law.
- Judgments: Appeal and Error. An appellate court independently reviews questions of law decided by a lower court.
- Evidence: Appeal and Error. Generally, the control of discovery is a matter for judicial discretion, and decisions regarding discovery will be upheld on appeal in the absence of an abuse of discretion.
- Appeal and Error. In an appeal from a proceeding under
Neb. Rev. Stat. § 32-624 (Reissue 2016) , a trial court‘s factual findings have the effect of a verdict and will not be set aside unless clearly erroneous. - Judgments: Appeal and Error. In reviewing a judge‘s order under
Neb. Rev. Stat. § 32-624 (Reissue 2016) , an appellate court does not reweigh evidence, but considers the evidence in the light most favorable to the successful party and resolves evidentiary conflicts in favor of the successful party, who is entitled to every reasonable inference deducible from the evidence. - ____: ____. Regarding a question of law in an appeal from an order made pursuant to
Neb. Rev. Stat. § 32-624 (Reissue 2016) , an appellate court has an obligation to reach a conclusion independent from a judge‘s conclusion in an order under review. Jurisdiction: Appeal and Error. It is the duty of an appellate court to determine whether it has jurisdiction over the matter before it, irrespective of whether the issue is raised by the parties. - Constitutional Law: Jurisdiction: Appeal and Error. Except in those cases wherein original jurisdiction is specifically conferred by
Neb. Const. art. V, § 2 , the Nebraska Supreme Court exercises appellate jurisdiction. - Courts: Jurisdiction: Legislature: Appeal and Error. In order for the Nebraska Supremе Court to have jurisdiction over an appeal, appellate jurisdiction must be specifically provided by the Legislature.
- Constitutional Law.
Neb. Const. art. II, § 1(1) , divides the powers of the government into three departments—legislative, executive, and judicial and dictates that no person or collection of persons being one of these departments shall exercise any power properly belonging to either of the others except as expressly directed or permitted in this Constitution. - Courts: Jurisdiction: Legislature: Appeal and Error. The Legislature has given the Nebraska Supreme Court appellate and final jurisdiction of all matters of appeal and proceedings in error which may be taken from the judgments or decrees of other courts in all matters of law, fact, or equity.
- Final Orders: Appeal and Error.
Neb. Rev. Stat. § 25-1911 (Reissue 2016) authorizes appellate review of a final order made by the district court. - Courts: Judges: Statutes: Words and Phrases. The word “court” as used in
Neb. Rev. Stat. § 25-1911 (Reissue 2016) has always been construed to mean, not only the tribunal over which a judge presides, but the judge himself or herself when exercising, at chambers, judicial power conferred by statute. - Appeal and Error. A party cannot complain of error which the party has invited the court to commit.
- ____. Appellate courts do not generally consider arguments and theories raised for the first time on appeal.
- ____. An appellate court does not consider errors which are argued but not assigned.
- Judgments: Words and Phrases. An abuse of discretion occurs when a trial court‘s decision is based upon reasons that are untenable or unreasonable or if its action is clearly against justice or conscience, reason, and evidence.
- Statutes: Voting. Statutes relating to election law must be liberally construed sо as to promote, rather than defeat, candidacy for the primary election.
Statutes. Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning. - Statutes: Appeal and Error. An appellate court will not resort to interpretation of statutory language to ascertain the meaning of words which are plain, direct, and unambiguous.
- Statutes: Legislature. It is a fundamental canon of statutory construction that words generally should be interpreted as taking their ordinary meaning at the time the Legislature enacted the statute.
- Attorneys at Law: Words and Phrases. As used in
Neb. Rev. Stat. § 23-1201.02(1) (Reissue 2012) , “practiced law actively” means engaged in giving advice or rendering such service as requires the use of any degree of legal knowledge or skill and doing so on a daily or routine basis. - Appeal and Error. An appellate court is not obligated to engage in an analysis that is not necessary to аdjudicate the case and controversy before it.
- Statutes. It is not within the province of the courts to read meaning into a statute that is not there or to read anything direct and plain out of a statute.
David A. Lopez and Amanda L. Wall, of Husch Blackwell, L.L.P., for appellants.
Randall L. Goyette and Christopher M. Schmidt, of Baylor Evnen, L.L.P., for appellee David J. Shively.
Andre R. Barry and Jessica K. Robinson, of Cline, Williams, Wright, Johnson & Oldfather, L.L.P., for appellee Adam S. Morfeld.
MILLER-LERMAN, CASSEL, FUNKE, and FREUDENBERG, JJ.
CASSEL, J.
INTRODUCTION
Adam S. Morfeld filed for election as Lancaster County Attorney. Objectors sought to exclude him from the primary
Due to the summary nature of a proceeding under
BACKGROUND
STATUTORY PROVISIONS REGARDING COUNTY ATTORNEY CANDIDATES
With certain exceptions,4 a county attorney is elected in each county at the statewide general election every 4 years.5 Candidates for the office of cоunty attorney must meet qualifications contained in
(1) No person shall seek nomination or appointment for the office of county attorney ..., nor serve in
that capacity, unless he or she has been admitted to the practice of law in this state for at least two years next preceding the date such person would take office and has practiced law actively in this state during such two-year period, except that if no person who meets the requirements of this subsection has filed for or sought such office by the filing deadline for nomination or by the deadline for applications for appointment, the provisions of this subsection shall not apply to any person seeking such office. (2) No person shall seek nomination or appointment for the office of county attorney, nor serve in that capacity, unless he or she has been admitted to the practice of law in this state.7
The italicized portion is the focus of this appeal.
CANDIDATE FILING FORM
Morfeld timely filed to be a Democratic candidate for Lancaster County Attorney in the primary election to be held on May 10, 2022. Morfeld‘s signature appeared below the statutorily required statement: “I hereby swear that I will abide by the laws of the State of Nebraska regarding the results of the primary and general elections, that I am a registered voter and qualified to be elected, and that I will serve if elected.”8 Unless objections are made, a candidate filing form which appears to conform with
OBJECTION
An objection ensued. The Nebraska Republican Party and The Lancaster County Republican Party (сollectively the objectors) challenged Morfeld‘s candidate filing form. In a
MORFELD‘S RESPONSE AND AFFIDAVIT
Morfeld responded to the objection by letter, which supplied his legal argument. He also provided an affidavit regarding his qualification to seek nomination. Morfeld was admitted to the practice of law in 2012 and met all the requirements to be licensed in the State of Nebraska, including the “MCLE” (which we understand to mean mandatory continuing legal education10) requirements of the Nebraska Supreme Court.
Morfeld‘s affidavit stated that he has been employed continuously full time as the executive director of Civic Nebraska, which is an organization having over 75 employees and three offices in Nebraska. As executive director, Morfeld routinely provides legal advice, direction, and supervision to Civic Nebraska. Morfeld further stated that he personally provides legal advice to voters and day-to-day supervision of Civic Nebraska‘s election attorney concerning such advice. Civic Nebraska pays for Morfeld‘s annual license fees, MCLE costs, and professional liability insurance as an attorney.
The affidavit stated that in 2020 and 2021, Civic Nebraska supported challenges to a Nebraska statute providing for the appointment of election commissioners. Morfeld stated in his affidavit that in connection with the effort, Civic Nebraska supported cases filed in Hall and Lancaster Counties and submitted an amicus brief on the issue in the Nebraska Supreme Court. Morfeld stated that he oversaw those activities on behalf of Civic Nebraska, helped to develop and evaluate legal positions and arguments, and directed and supervised the work of internal and external counsel for Civic Nebraska.
His affidavit also stated that Civic Nebraska is currently opposing a voter identification ballot initiative and that Morfeld is providing legal adviсe in connection with that effort.
Morfeld stated that between December 2018 and October 2021, he was a cochair of Nebraskans for Medical Marijuana, a ballot question committee. He was involved in the formation of a new ballot question committee, called NMM, in November 2021. He is a cosponsor of two ballot initiatives for the committee, one involving removing penalties for medical cannabis and another addressing regulation of cannabis establishments. Morfeld stated that he has provided legal advice to these ballot question committees and to the cosponsor of the ballot initiatives on compliance with Nebraska laws.
According to the affidavit, Morfeld has also served as a state senator in the Nebraska Legislature since 2014. He stated that аs a member of the Legislature‘s Judiciary Committee since 2015, he uses his legal training and skills as a licensed attorney. He has drafted, introduced, and passed into law numerous pieces of legislation, and he has provided legal analysis and assistance to legislative staff and other state senators. In 2021, Morfeld was appointed to the Legislature‘s Redistricting Committee, where he has provided legal advice to other state senators on the constitutionality and legality of proposed redistricting maps.
OBJECTORS’ REPLY AND AFFIDAVIT OF COUNSEL
The objectors sent a reply letter to the commissioner to address Morfeld‘s explanation regarding his practice of law. Their attorney submitted an affidavit with two exhibits attached.
The other was a copy of a complaint filed in the district court for Hall County, Nebraska, concerning a challenge to the Nebraska statute providing for the appointment of election commissioners. The complaint was signed only by an attorney with the Cline Williams Wright Johnson & Oldfather, L.L.P., law firm.
COMMISSIONER‘S DETERMINATION
On February 9, 2022, the commissioner overruled the objection. His determination did not contain findings of fact or specific citations of law. The commissioner stated that “in interpreting the relevant statutory language in the manner directed by recent precedent and applying this language to the evidence submitted to me, I conclude that ... Morfeld meets the statutory requirements to be plаced on the ballot.”
APPLICATION TO DISTRICT COURT JUDGE
The next day, the objectors filed an application for a special proceeding relating to elections in the district court for Lancaster County. They requested a “summary order” under
REQUEST FOR DISCOVERY
In connection with the objectors’ motion for expedited case progression, they requested discovery on the factual issue of how Morfeld practiced law actively during the applicable statutory period. The objectors proposed that they serve written
On February 11, 2022, the court heard the motion for expedited case progression. Four days later, the court entered an order. It stated that the nature of its review under
FINAL SUBMISSION HEARING
As scheduled, the court held a hearing “to make a record of evidence and then proceed with some argument.” The objectors informed the court of their “standing objections” as to the disallowance of discovery and presentation of evidence beyond the election commissioner‘s record. The objectors offered exhibits and requested to call Morfeld as a witness at the hearing. Morfeld objected, and the court sustained the objections. The objectors made an offer of proof. The court again rejected the exhibits propounded in the offer of proof and the request to call Morfeld as a witness.
DISTRICT COURT‘S DECISION
On March 2, 2022, the district court denied the application via a 13-page order. The court limited its review to the record made before the commissioner. It determined that its review under
In the court‘s thorough order, it concluded that the objectors failed to carry their burden of showing that Morfeld had not practiced law in a constant, daily, or routine manner during the relevant period. As evidence that Morfeld has
The objectors promptly appealed. We moved the appeal to our docket.11 We also implemented an expedited schedule for briefing and oral argument.
ASSIGNMENTS OF ERROR
The objectors assign four errors. They allege, reordered and consolidated, that the district court erred in (1) denying discovery after finding the proceeding was limited to the record before the commissioner, (2) interpreting “practiced law” under
STANDARD OF REVIEW
[1-3] Subject matter jurisdiction and statutory interpretation present questions of law.12 A jurisdictional question which does not involve a factual dispute is determined by an appellate court as a matter of law.13 An appellate court independently reviews questions of law decided by a lower court.14
The standard of review for an appeal from the order of a single judge under
[5-7] A special statutory proceeding under
ANALYSIS
JURISDICTION
[8] It is the duty of an appellate court to determine whether it has jurisdiction over the matter before it, irrespective of whether the issue is raised by the parties.22 No party challenges this court‘s jurisdiction, and we agree that the appeal is properly before us.
It is a rare occasion when a case involving a special proceeding under
[9,10] We start by recalling fundamental principles of our jurisdiction. Except in those cases wherein original jurisdiction is specifically conferred by
Section
In Porter v. Flick,31 we addressed our appellate jurisdiction while construing a statute32 similar to
[11] In Porter, we started with the presumption that the Legislature intended to enact a constitutional law. We explained that the law would be unconstitutional if it conferred upon the judiciary a nonjudicial power. We recognized that
[12] As a judicial decision, this court has the power to review the judge‘s order under
[13,14] Section
Jurisdiction of the appellate courts is further addressed in
Having concluded that we may exercise jurisdiction over this appeal, we turn to the substantive issues raised by the parties.
DISCOVERY
The objectors argue that the district court erred in prohibiting discovery and holding that the proceeding under
The objectors recognize that “the parties and the Court during the proceedings below assumed, based on past caselaw and the pre-filing deadline timing of the objection proceedings, that the jurisdictional deadline for relief under
[15-17] There are at least three problems with the objectors’ newly asserted position. First, a party cannot complain of error which the party has invited the court to commit.40 Having goaded the court into making its order on an expedited basis, the objectors cannot now contend that the court erred in doing so. Second, appellate courts do not generally consider arguments and theories raised for the first time on appeal.41 Third, the objectors did not assign error concerning the court‘s belief as to the deadline, and an appellate court does not consider errors which are argued but not assigned.42 Seeing no error plainly evident from the record,43 we decline the objectors’ invitation to find plain error and “remand[] for a threshold determination of the actual period for potential relief and further corresponding proceedings.”44
The objectors argue that discovery is available in a special statutory proceeding. They direct our attention to
Where, by general or special statute, a civil action, legal or equitable, is given and the mode of proceeding therein is prescribed, this code shall not affect the proceedings under such statute, until the Legislature shall otherwise provide; but in all such cases, as far as it may be consistent with the statute giving such action, and practicable under this code, the proceedings shall be conducted in
conformity thereto. Where the statute designates by name or otherwise the kind of action, but does not prescribe the mode of proceedings therein, such action shall be commenced and prosecuted in conformity to this code; where the statute gives an action, but does not designate the kind of action, or prescribe the mode of proceeding therein, such action shall be held to be the civil action of this code and proceeded in accordingly.
The objectors emphasize the last sentence of the statute, contending that it provides authorization for discovery.
The premise of the objectors’ argument is flawed. Their premise is that
A summary review proceeding is inconsistent with discovery. The primary purpose of the discovery process is to explore all available and properly discoverable information to narrow the fact issues in controversy so that a trial may be an efficient and economical resolution of a dispute.46 A proceeding under
MEANING OF “PRACTICED LAW ACTIVELY”
We now turn to the merits of the objection to Morfeld‘s candidacy. The objectors asserted that he did not qualify under thе language of
[19] Before turning to statutory interpretation, we recall the rule of liberal construction regarding statutes relating to election law:
“[I]t is the duty of the courts, in construing statutes providing for printing the names of candidates of both old and new political organizations upon the ballot,” to do so in light of the constitutional principle that “all elections shall be free; and there shall be no hindrance or impediment to the right of the qualified voter to exercise the elective franchise.”51
In other words, statutes relating to election law must be liberally construed so as to promote, rather than defeat, candidacy for the primary election.52
[20,21] Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning.53 An
For the reader‘s convenience, we again quote the statute:
No person shall seek nomination ... for the office of county attorney ..., unless he or she has been admitted to the practice of law in this state for at least two years next preceding the date such person would take office and has practiced law actively in this state during such two-year period. ...55
The objectors concede, as they must, that Morfeld was “admitted to the practice of law in this state” for the requisite period. They focus instead on the requirement that he had “practiced law actively” in Nebraska for such period. The parties agree that what Morfeld did during the period occurred in this state. They dispute, however, whether hе “practiced law actively.”
These three words join two concepts: (1) an activity, “practiced law,” and (2) a level of activity, “actively.” We view the objectors as disputing both. These three words have been in
Regarding the meaning of “practiced law,” the objectors suggest that we should look to two rules of this court. One, relating to admission of attorneys, defines “[s]ubstantially engaged in the practice of law.”57 The other, which is perhaps more helpful, defines “to practice law,” in the context of the unauthorized practice of law, as the “application of legal principles and judgment with regard to the circumstances or objectives of another entity or person which require the knowledge,
[22] But neither of these rules existed in this form in 1969, when the Legislature adopted the three key words of
We turn to contemporaneous sources for definitions, first for “practice law.” One general dictionary defined “practice” as “[t]o work at, especially as a profession: practice law.”62 Another general dictionary defined “practice” as “to do or perform frequently, customarily, or habitually” or “to put into practice; to use one‘s knowledge of; to work at, especially as a profession.”63 A legal dictionary defined “practicing law” by reference to “practice of law,” which it defined as follows:
Rendering the services peculiar to the profession. The work of an attorney at law in the preparation of pleadings and other papers incident to actions and special
proceedings, the management of such actions and proceedings on behalf of clients before judges and courts, the preparation of legal instruments of all kinds, and, in general, advising clients and taking action for them in matters connected with law. . . . Inclusive of counseling as well as trial work.... The giving of such advice or the rendition of such service as requires the use of any degree of legal knowledge or skill.64
Another legal dictionary defined “practice of law” to mean:
Not limited to appearing in court, or advising and assisting in the conduct of litigation, but embracing the preparation of pleadings, and other papers incident to actions and special proceedings, conveyancing, the preparation of legal instruments of all kinds, and the giving of all legal advice to clients. ... It embraces all advice to clients and all actions taken for them in matters connected with the law.65
Next, we look tо definitions regarding “actively.” A general dictionary defined “active” as “[e]ngaged in activity; contributing; participating ...” or “[c]haracterized by energetic action or activity; busy.”66 Another general dictionary described “actively” as “in an active manner; by action; nimbly; briskly.”67 A legal dictionary defined “active” as “[t]hat is in action; that demands action; actually subsisting; the opposite of passive.”68
The objectors observe that we defined the term “actively” in Hall v. Progress Pig, Inc.69 and urge application of that definition here. The issue in Hall was whether a shareholder was
[23] Returning to the phrase “practiced law actively,” we perceive no ambiguity in the use of these words. Putting the words together and giving them their plain and ordinary meanings, as used in
One can be engaged in the practice of law in a multitude of different wаys. Considering Morfeld‘s employment with Civic Nebraska in light of the plain and ordinary meaning of “practiced law actively,” we conclude it falls within the definition. His day-to-day activities, and not his title as “Executive Director,” drive our conclusion.
In a sworn affidavit, Morfeld set out his employment activities. According to his affidavit, he provides legal advice, direction, and supervision to Civic Nebraska, on a routine basis, in a variety of areas. He stated that on a routine basis, he provides Civic Nebraska the type of legal advice that in-house
[24] Because Morfeld‘s providing legal advice on a routine basis regarding various matters to Civic Nebraska satisfies the “practiced law actively” requirement, we need not determine whether his activities with the ballot question committee or his service as a senator in the Legislature also constitute “practic[ing] law actively.” An appellate court is not obligated to engage in an analysis that is not necessary to adjudicate the case and controversy before it.74
[25] The objectors argue that the district court erred by interpreting “practiced law” to be determined by “the nature of the act” rather than “the forum or object of the act.” In making that determination, the district court relied on a case involving the unauthorized practice of law75 and noted that we reaffirmed the broad definition of “practice of law” in a case decided 8 years prior to the enactment of
CONCLUSION
Having established our jurisdiction over an appeal from an order made pursuant to
While our attention on
AFFIRMED.
HEAVICAN, C.J., and STACY and PAPIK, JJ., not participating.
