STATE OF NEBRASKA EX REL. DOUGLAS J. PETERSON, ATTORNEY GENERAL OF THE STATE OF NEBRASKA, APPELLANT, v. DAVID J. SHIVELY, IN HIS OFFICIAL CAPACITY AS LANCASTER COUNTY ELECTION COMMISSIONER, ET AL., APPELLEES, AND PETE RICKETTS, IN HIS OFFICIAL CAPACITY AS GOVERNOR OF THE STATE OF NEBRASKA, AND ROBERT B. EVNEN, IN HIS OFFICIAL CAPACITY AS SECRETARY OF STATE OF THE STATE OF NEBRASKA, INTERVENORS-APPELLEES.
No. S-21-066
Nebraska Supreme Court
August 20, 2021
310 Neb. 1
N.W.2d
Summary Judgment: Appeal and Error. An appellate court affirms a lower court‘s grant of summary judgment if the pleadings and admitted evidence show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from the facts and that the moving party is entitled to judgment as a matter of law. - ____: ____. In reviewing a summary judgment, an appellate court views the evidence in the light most favorable to the party against whom the judgment was granted, and gives that party the benefit of all reasonable inferences deducible from the evidence.
- Constitutional Law: Statutes: Appeal and Error. The constitutionality of a statute is a question of law, and the Nebraska Supreme Court is obligated to reach a conclusion independent of the decision reached by the trial court.
- Constitutional Law: Appeal and Error. Constitutional interpretation is a question of law on which the Nebraska Supreme Court is obligated to reach a conclusion independent of the decision by the trial court.
Judgments: Appeal and Error. An appellate court may affirm a lower court‘s ruling that reaches the correct result, albeit based on different reasoning. - Constitutional Law: Statutes: Presumptions. A statute is presumed to be constitutional, and all reasonable doubts are resolved in favor of its constitutionality.
- Constitutional Law: Statutes: Proof. The party challenging the constitutionality of a statute bears the burden to clearly establish the unconstitutionality of a statutory provision.
- Constitutional Law: Statutes. It is not the province of a court to annul a legislative act unless it clearly contravenes the constitution and no other resort remains.
- Judgments. Although an Attorney General‘s opinion is entitled to substantial weight and is to be respectfully considered, it nonetheless has no controlling authority on the state of the law discussed in it and, standing alone, is not to be regarded as lеgal precedent or authority of such character as is a judicial decision.
- Constitutional Law: Intent. The words in a constitutional provision must be interpreted and understood in their most natural and obvious meaning unless the subject indicates or the text suggests that they are used in a technical sense.
- ____: ____. If the meaning of a constitutional provision is clear, the court will give to it the meaning that obviously would be accepted and understood by laypersons.
- Constitutional Law: Statutes. Constitutional provisions are not subject to strict construction and receive a broader and more liberal cоnstruction than do statutes.
- Constitutional Law: Courts: Intent. It is the duty of courts to ascertain and to carry into effect the intent and purpose of the framers of the constitution or of an amendment thereto.
- Constitutional Law: Legislature: Initiative and Referendum. The Nebraska Constitution vests complete legislative authority of the state in the Legislature, subject only to the rights of initiative and referendum reserved by the constitution to the people and to any specific restrictions on the legislative authority found in the constitution itself.
- Constitutional Law: Legislature. The Nebraska Constitution is not a grant, but, rather, a restriction on legislative power, and the Legislature may legislate on any subject not inhibited by the constitution.
- Constitutional Law: Courts. Courts can enforce only those limitations which the Nebraska Constitution imposes.
- Statutes: Words and Phrases. The word “necessary,” especially when used in a statute, may mean anything from “indispensable” to “convenient.”
Legislature: Public Officers and Employees. The number and character of county offices that may be created rests in the discretion of the Legislature. - ____: ____. The Legislature enjoys broad discretion in creating and defining county offices, and deciding who is a county officer is a matter generally within the Legislature‘s authority.
- ____: ____. The Legislature possesses thе discretionary authority to create and define county offices, a power which includes the ability to define or identify who is a county officer.
- Statutes. Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning.
- Statutes: Appeal and Error. An appellate court will not resort to interpretation of statutory language to ascertain the meaning of words which are plain, direct, and unambiguous.
- Statutes: Intent. When interpretation of a statute is necessary, a court will look to the statutory objective to be accomplished, the evils and mischiefs sought to be remedied, and the purpose to be served.
- ____: ____. A court must reasonably or liberally construe a statute to achieve the statute‘s purpose, rather than construing it in a manner that defeats the statutory purpose.
- Constitutional Law: Statutes: Legislature. Legislative construction of a statutory or constitutional provision, although not conclusive on the courts, when deliberately made is entitled to great weight.
- Statutes: Legislature: Intent. The intent of the Legislature may be found through its omission of words from a statute.
- Legislature: Public Officers and Employees: Intent. The Legislature did not intend for election commissioners or chief deputies to be classified as сounty officers.
Appeal from the District Court for Lancaster County: LORI A. MARET, Judge. Affirmed.
Douglas J. Peterson, Attorney General, James A. Campbell, Solicitor General, L. Jay Bartel, and Lynn A. Melson, for appellant.
Marnie A. Jensen and David A. Lopez, of Husch Blackwell, L.L.P., for appellees and intervenors-appellees.
Beth Bazyn Ferrell for amicus curiae Nebraska Association of County Officials.
Joshua R. Woolf, Deputy Douglas County Attorney, Eric W. Synowicki, Deputy Lancaster County Attorney, and Andrea V. Gosnold-Parker, Deputy Sarрy County Attorney, for amici curiae Douglas, Lancaster, and Sarpy Counties.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, and FREUDENBERG, JJ., and ARTERBURN, Judge.
FUNKE, J.
The Attorney General of the State of Nebraska appeals the determination of the district court for Lancaster County that Nebraska statutes authorizing the Governor to appoint election commissioners in Lancaster, Douglas, and Sarpy Counties are constitutional. The Attorney General argues that election commissioners and their chief deputies are county officers and that
BACKGROUND
HONEST ELECTION LAW OF 1913
The Nebraska Legislature created the office of the election commissioner in the Honest Election Law of 1913, now known as the Election Act.1 Under the Honest Election Law of 1913, the primary job of the election commissioner was to enforce Nebraska‘s election laws.2 The Honest Election Law of
ATTORNEY GENERAL‘S OPINION
On September 24, 2019, at the request of a Nebraska state senator, the Attorney General issued an opinion answering two questions: (1) whether election commissioners are county officers within the meaning of
In answering the first question, the Attorney General quoted language from State, ex rel. O‘Connor, v. Tusa, where we stated that “[i]t may be said that the almost universal rule is that, in order to indicate office, the duties must partake in some degree of the sovereign powers of the state.”5 The Attorney General noted that in discussing a public office, we stated in Tusa that ““[a]n office is a public station or employment, conferred by the appointment of government . . . .”6 We further stated that it ““embraces the ideas of tenure, duration, emolument, and duties.”7 The Attorney General found
Regarding the second question, the Attorney General found that the appointment statutes were unconstitutional pursuant to Tusa. In Tusa, this court held that a county manager was a county officer as the term is used in
Based on these authorities, and its conclusion that election commissioners and chief deputies are county officers, the Attorney General opined that Nebraska‘s statutes requiring or authorizing the appointment of an еlection commissioner or chief deputy are constitutionally suspect and would be found unconstitutional by a court.
COURT PROCEEDINGS
On September 30, 2019, Pete Ricketts, Governor of the State of Nebraska, responded to the Attorney General‘s opinion in a letter stating that he would refuse to exercise his statutory appointment authority, and therefore would decline to
Thereafter, the Attorney General filed a lawsuit in district court against the election commissioners and the chief deputies of Lancaster, Douglas, and Sarpy Counties (collectively Respondents). Governor Ricketts and Secretary of State Robert B. Evnen (collectively Intervenors), in their official capacities, intervened on the side of Respondents. In a motion for summary judgment, the Attorney General asked the court to declare unconstitutional, in violation of
The court entered judgment in favor of Respondents and Intervenors. The court concluded that election commissioners are not “county officers” under
The court found that the Attorney General‘s position swept too broadly and that courts must look to an “interpretation of the constitution [that] will carry out the framers’ intent and purpose.” The court determined that election commissioners have been appointed by the Governor in Nebraska for morе than 100 years and that, if anything, election commissioners exercised even broader powers when the office was created a century ago. Thus, the court concluded that the statutes allowing the Governor to appoint election commissioners in the State‘s most populous counties do not violate the Nebraska Constitution. Instead, the court explained, the appointment statutes reflect a settled understanding of the Nebraska Constitution for over a century.
After judgment was entered, upon an unopposed motion, the сourt amended the judgment, clarifying that all claims were resolved. Additionally, the court entered a nunc pro tunc order clarifying its evidentiary rulings and stating that exhibits 1 through 3 and 7 through 18 were received into evidence during the proceedings. The Attorney General appeals.
Three amicus briefs were filed in this appeal. The Nebraska Association of County Officials filed an amicus brief in support of Respondents. Lancaster, Douglas, and Sarpy Counties also filed a joint amicus brief in support of Respondents. Additionally, Civic Nebraska filed an amicus brief in support of the Attorney General.
ASSIGNMENTS OF ERROR
The Attorney General assigns, summarized and restated, that the district court erred in (1) concluding that the election commissioners are not county officers under
STANDARD OF REVIEW
[1,2] An appellate court affirms a lower court‘s grant of summary judgment if the pleadings and admitted evidence show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from the facts and that the moving party is entitled to judgment as a matter of law.11 In reviewing a summary judgment, an appellate court views the evidence in the light most favorable to the party against whom the judgment was granted, and gives that party the benefit of all reasonable inferences deducible from the evidence.12
[3,4] The constitutionality of a statute is a question of law, and this court is obligated to reach a conclusion independent of the decision reached by the trial court.13 Constitutional interpretation is a question of law on which this court is obligated to reach a conclusion independent of the decision by the trial court.14
[5] An appellate court may affirm a lower court‘s ruling that reaches the correct result, albeit based on different reasoning.15
ANALYSIS
[6-8] We begin by noting that a statute is presumed to be constitutional, and all reasonable doubts are resolved in
[9] In the present matter, the district court granted Respondents’ motion for summary judgment and determined that election commissioners are not “county officers” under
[10-13] The words in a constitutional provision must be interpreted and understood in their most natural and obvious meaning unless the subject indicates or the text suggests that they are used in a technical sense.20 If the meaning of a constitutional provision is clear, the court will give to it the meaning that obviously would be accepted and understood by laypersons.21 Constitutional provisions are not subject to strict construction and receive a broader and more liberal
Upon this court‘s review of the record, we conclude that under the plain text of
LEGISLATIVE AUTHORITY
[14-16]
[17]
[18,19] In Dinsmore, the defendant was convicted of first degree murder and claimed that there was no warrant in the Nebraska Constitution for electing county attorneys, so that, therefore, his conviction, which was secured by a county attorney, was void.30 This court disagreed and acknowledged that the office of the county attorney was created by legislative enactment, not by the constitution.31 We also explained that the power of the Legislature to create a county attorney office сannot be doubted in light of
[20] The 1866 Nebraska Constitution vested the state‘s legislative authority in the Legislature without any reservation to the people of either initiative or referendum, but made no reference to counties.34 However, counties were seemingly already in existenсe prior to the 1866 constitution, pursuant to territorial law.35 Then, in 1873, the Legislature exercised its legislative authority by confirming the boundaries of these existing counties and by creating others.36 It also created legislation to provide for the government of these counties and defined the powers and duties of those counties and their respective officers.37 Further, since 1866, the Legislature has, at will, added to the powers and duties of counties and occasionally taken away certain powers.38 Moreover, the Legislature has previously еxercised its power and authority to create subdivisions of government to perform special governmental functions on several occasions, such as sanitary districts,39 rural fire protection districts,40 airport authorities, and housing authorities.41 Thus, it is clear that the power and authority to create counties and provide for county governance rests with the Legislature, which it has exercised long before the 1875 Nebraska Constitution was ratified. The case before us does not require that we articulate the outer boundaries of that discretion. Therefore, pursuant
ELECTION COMMISSIONER AND CHIEF DEPUTY NOT COUNTY OFFICERS
Following our conclusion that the Legislature wields the power and authority to create and define county offices and officers, we now turn to the merits of the case and discuss whether the Legislature has defined election commissioners and chief deputy election commissioners as county officers. The Attorney General argues election commissioners and chief deputy election commissioners are county officers because they are public officers who serve a specific county. In support of its argument, the Attorney General synthesizes case law from other jurisdictions and enunciates a list of indicia which, it argues, identifies who is a county officer. We disagree and decline to adopt the Attorney General‘s reasoning. Upon a review of the law and the record, it is apparent that the Legislature did not intend for election commissioners and deputy chief election commissioners to be recognized as county officers.
[21-24] Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning.42 An appellate court will not resort to interpretation to ascertain the meaning of words which are plain, direct, and unambiguous.43 However, when interpretation is necessary, a court will look to the statutory objective to be accomplished, the evils and mischiefs sought to be remedied, and the purpose to be served.44 The court must then reasonably or liberally construe
[25] In Dwyer v. Omaha-Douglas Public Building Commission,46 this court heard a constitutional challenge to a statute authorizing certain cities and counties to establish a public building commission. In Dwyer, we emphasized that “[l]egislative construction of a statutory or constitutional provision, although not conclusive on the courts, when deliberately made is entitled to great weight.”47
[26,27]
Further, it is clear that the Legislature did not intend to make election commissioners county officers, as shown by the fact that the Legislature created separate and distinct processes for removing county officers and election commissioners.
From the plаin text of the Nebraska Revised Statutes, it is clear that the Legislature did not intend election commissioners and chief deputies to be considered county officers. The Legislature has the sovereign authority and prerogative to create and define county offices. As such, in light of
CONCLUSION
The restrictions imposed upon the Legislature by
AFFIRMED.
PAPIK, J., not participating.
