STATE OF NEBRASKA EX REL. DOUGLAS J. PETERSON, ATTORNEY GENERAL OF THE STATE OF NEBRASKA, APPELLANT, v. DAVID J. SHIVELY, IN HIS OFFICIAL CAPACITY AS LANCASTER COUNTY ELECTION COMMISSIONER, ET AL., APPELLEES, AND PETE RICKETTS, IN HIS OFFICIAL CAPACITY AS GOVERNOR OF THE STATE OF NEBRASKA, AND ROBERT B. EVNEN, IN HIS OFFICIAL CAPACITY AS SECRETARY OF STATE OF THE STATE OF NEBRASKA, INTERVENORS-APPELLEES.
No. S-21-066
Nebraska Supreme Court
August 20, 2021
310 Neb. 1
N.W.2d
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Summary Judgment: Appeal and Error. An appellate court affirms a lower court‘s grant of summary judgment if the pleadings and admitted evidence show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from the facts and that the moving party is entitled to judgment as a matter of law. - ____: ____. In reviewing a summary judgment, an appellate court views the evidence in the light most favorable to the party against whom the judgment was granted, and gives that party the benefit of all reasonable inferences deducible from the evidence.
- Constitutional Law: Statutes: Appeal and Error. The constitutionality of a statute is a question of law, and the Nebraska Supreme Court is obligated to reach a conclusion independent of the decision reached by the trial court.
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Constitutional Law: Appeal and Error. Constitutional interpretation is a question of law on which the Nebraska Supreme Court is obligated to reach a conclusion independent of the decision by the trial court. - Judgments: Appeal and Error. An appellate court may affirm a lower court‘s ruling that reaches the correct result, albeit based on different reasoning.
- Constitutional Law: Statutes: Presumptions. A statute is presumed to be constitutional, and all reasonable doubts are resolved in favor of its constitutionality.
- Constitutional Law: Statutes: Proof. The party challenging the constitutionality of a statute bears the burden to clearly establish the unconstitutionality of a statutory provision.
- Constitutional Law: Statutes. It is not the province of a court to annul a legislative act unless it clearly contravenes the constitution and no other resort remains.
- Judgments. Although an Attorney General‘s opinion is entitled to substantial weight and is to be respectfully considered, it nonetheless has no controlling authority on the state of the law discussed in it and, standing alone, is not to be regаrded as legal precedent or authority of such character as is a judicial decision.
- Constitutional Law: Intent. The words in a constitutional provision must be interpreted and understood in their most natural and obvious meaning unless the subject indicates or the text suggests that they are used in a technical sense.
- ____: ____. If the meaning of a constitutional provision is clear, the court will give to it the meaning that obviously would be accepted and understood by laypersons.
- Constitutional Law: Statutes. Constitutional provisions are not subject to strict construction and receive a broader and morе liberal construction than do statutes.
- Constitutional Law: Courts: Intent. It is the duty of courts to ascertain and to carry into effect the intent and purpose of the framers of the constitution or of an amendment thereto.
- Constitutional Law: Legislature: Initiative and Referendum. The Nebraska Constitution vests complete legislative authority of the state in the Legislature, subject only to the rights of initiative and referendum reserved by the constitution to the people and to any specific restrictions on the legislative authority found in the constitution itself.
- Constitutional Law: Legislature. The Nebraska Constitution is not a grant, but, rather, a restriction on legislative power, and the Legislature may legislate on any subject not inhibited by the constitution.
- Constitutional Law: Courts. Courts can enforce only those limitations which the Nebraska Constitution imposes.
- Statutes: Words and Phrases. The word “necessary,” especially when used in a statute, may mean anything from “indispensable” to “convenient.”
- Legislature: Public Officers and Employees. The number and character of county offices that may be created rests in the discretion of the Legislature.
- ____: ____. The Legislature enjoys broad discretion in creating and defining county offices, and deciding who is a county officer is a matter generally within the Legislature‘s authority.
- ____: ____. The Legislаture possesses the discretionary authority to create and define
county offices, a power which includes the ability to define or identify who is a county officer. - Statutes. Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning.
- Statutes: Appeal and Error. An appellate court will not resort to interpretation of statutory language to ascertain the meaning of words which are plain, direct, and unambiguous.
- Statutes: Intent. When interpretation of a statute is necessary, a court will look to the statutory objective to be accomplished, the evils and mischiefs sought to be remedied, and the purpose to be served.
- ____: ____. A court must reasonably or liberally construe a statute to achieve the statute‘s purpose, rather than construing it in a manner that defeats the statutory purpose.
- Constitutional Law: Statutes: Legislature. Legislative construction of a statutory or constitutional provision, although not conclusive on the courts, when deliberately made is entitled to great weight.
- Statutes: Legislature: Intent. The intent of the Legislature may be found through its omission of words from a statute.
- Legislature: Public Officers and Employees: Intent. The Legislature did not intend for election commissioners or chief deрuties to be classified as county officers.
Appeal from the District Court for Lancaster County: LORI A. MARET, Judge. Affirmed.
Douglas J. Peterson, Attorney General, James A. Campbell, Solicitor General, L. Jay Bartel, and Lynn A. Melson, for appellant.
Marnie A. Jensen and David A. Lopez, of Husch Blackwell, L.L.P., for appellees and intervenors-appellees.
Beth Bazyn Ferrell for amicus curiae Nebraska Association of County Officials.
Andre R. Barry and John F. Zimmer, of Cline, Williams, Wright, Johnson & Oldfather, L.L.P., for amicus curiae Civic Nebraska.
Joshua R. Woolf, Deputy Douglas County Attorney, Eric W. Synowicki, Deputy Lancaster County Attorney, and Andrеa V. Gosnold-Parker, Deputy Sarpy County Attorney, for amici curiae Douglas, Lancaster, and Sarpy Counties.
HEAVICAN, C.J., MILLER-LERMAN, CASSEL, STACY, FUNKE, and FREUDENBERG, JJ., and ARTERBURN, Judge.
FUNKE, J.
The Attorney General of the State of Nebraska appeals the determination of the district court for Lancaster County that Nebraska statutes authorizing the Governor to appoint election commissioners in Lancaster, Douglas, and Sarpy Counties are constitutional. The Attorney General argues that election commissioners and their chief deputies are county officers and that
BACKGROUND
HONEST ELECTION LAW OF 1913
The Nebraska Legislature created the office of the election commissioner in the Honest Election Law of 1913, now
1913 empowered the Governor to appoint the election commissioner in certain counties, based on population, and empowered the appointed election commissioner to appoint a chief deputy election commissioner of the opposing political party.3 Today, the Election Act requires that the Governor appoint an election commissioner for counties with a population of over 100,000 inhabitants.4 As a result, in Lancaster, Douglas, and Sarpy Counties, the Legislature has provided that election commissioners are to be appointed.
ATTORNEY GENERAL‘S OPINION
On September 24, 2019, at the request of a Nebraska state senator, the Attorney General issued an opinion answering two questions: (1) whether election commissioners are county officers within the meaning of
In answering the first question, the Attorney General quoted language from State, ex rel. O‘Connor, v. Tusa, where we stated that “[i]t may be said that the almost universal rule is that, in order to indicate office, the duties must partake in some degree of the sovereign powers of the state.”5 The Attorney General noted that in discussing a public office, we stated in Tusa that ““[a]n office is a public station or employment, conferred by the appointment of government . . . .”6 We further stated that it ““embraces the ideas of tenure, duration, emolument, and duties.”7 The Attorney General found
that election commissioners and chief deputies are county officers, emphasizing that their authority derives from statute, they are appointed for a fixed term, they are required to take an oath and furnish a bond before taking office, and they are responsible for the enforcement of the Election Act as it relates to his or her office. The Attorney General explained that its findings were consistent with this court‘s opinion in State, ex rel. Meissner, v. McHugh,8 where we identified the respondents in the case, the Douglas County election commissioner and his chief deputy, as public officers.
Regarding the second question, the Attorney General found that the appointment statutes were unconstitutional pursuant to Tusa. In Tusa, this court held that a county manager was a county officer as the term is used in
COURT PROCEEDINGS
On September 30, 2019, Pete Ricketts, Governor of the State of Nebraska, responded to the Attorney General‘s opinion in a letter stating that he would refuse to exercise his statutory appointment authority, and therefore would decline to
appoint a Douglas County election commissioner, necessitating litigation under
Thereafter, the Attorney General filed a lawsuit in district court against the election commissioners and the chief deputies of Lancaster, Douglas, and Sarpy Counties (collectively Respondents). Governor Ricketts and Secretary of State Robert B. Evnen (collectively Intervenors), in their official capacities, intervened on the side of Respondents. In a motion for summary judgment, the Attorney General asked the court to declare unconstitutional, in violation of
The court entered judgment in favor of Respondents and Intervenors. The court concluded that election commissioners are not “county officers” under
persuaded by the Attorney General‘s argument that “officers” under
The court found that the Attorney General‘s position swept too broadly and that courts must look to an “interpretation of the constitution [that] will carry out the framers’ intent and purpose.” The court determined that election commissioners
After judgmеnt was entered, upon an unopposed motion, the court amended the judgment, clarifying that all claims were resolved. Additionally, the court entered a nunc pro tunc order clarifying its evidentiary rulings and stating that exhibits 1 through 3 and 7 through 18 were received into evidence during the proceedings. The Attorney General appeals.
Three amicus briefs were filed in this appeal. The Nebraska Association of County Officials filed an amicus brief in support of Respondents. Lancaster, Douglas, and Sarpy Counties also filed a joint amicus brief in support of Respondents. Additionally, Civic Nebraska filed an amicus brief in support of the Attorney General.
ASSIGNMENTS OF ERROR
The Attorney General assigns, summarized and restated, that the district court erred in (1) concluding that the election commissioners are not county officers under
STANDARD OF REVIEW
[1,2] An appellate court affirms a lower court‘s grant of summary judgment if the pleadings and admitted evidence show that there is no genuine issue as to any material facts or as to the ultimate inferences that may be drawn from the facts and that the moving party is entitled to judgment as a matter of law.11 In reviewing a summary judgment, an appellate court views the evidence in the light most favorable to the party against whom the judgment was granted, and gives that party the benefit of all reasonable inferences deducible from the evidence.12
[3,4] The constitutionality of a statute is a question of law, and this court is obligated to reach a conclusion independent of the decision reached by the trial court.13 Constitutional interpretation is a question of law on which this court is obligated to reach a conclusion independent of the decision by the trial court.14
[5] An appellate court may affirm a lower court‘s ruling that reaches the correct result, albeit based on different reasoning.15
ANALYSIS
[6-8] We begin by noting that a statute is presumed to be constitutional, and all reasonable doubts are resolved in
favor of its constitutionality.16 The party challenging the constitutionality of a statute bears the burden to clearly establish
[9] In the present matter, the district court granted Respondents’ motion for summary judgment and determined that election commissioners are not “county officers” under
[10-13] The words in a constitutional provision must be interpreted and understood in their most natural and obvious meaning unless the subject indicates or the text suggests that they are used in a technical sense.20 If the meaning of a constitutional provision is clear, the court will give to it the meaning that obviously would be accepted and understood by laypersons.21 Constitutional provisions are not subject to strict construction and receive a broader and more liberal
construction than do statutes.22 It is the duty of courts to ascertain and to carry into effect the intent and purpose of the framers of the constitution or of an amendment thereto.23
Upon this court‘s review of the record, we сonclude that under the plain text of
LEGISLATIVE AUTHORITY
[14-16]
[17]
from “indispensable” to “convenient.”27 The U.S. Supreme Court, in Maggio v. Zeitz,28 used the phrase ““as may be necessary“” and the phrase “wide discretion[]” when discussing enforcement under the federal Bankruptcy Act; in doing so, the Court explained that a bankruptcy court is given a “wide discretionary jurisdiction to accomplish the ends of the Act,” or, in the words of the statutes, to ““make such orders, issue such process, and enter such judgments . . . as may be necessary for the enforcement of the provisions of this title.“” This nexus between the phrase “as may be necessary” and discretionary authority is confirmed by similar language in our precedent of Dinsmore v. State.29
[18,19] In Dinsmore, the defendant was convicted of first degree murder and claimed that there was no warrant in the Nebraska Constitution for electing county attorneys, so that, therefore, his conviction, which was secured by a county attorney, was void.30 This court disagreed and acknowledged that the office of the county attorney was created by legislative enactment, not by the constitution.31 We also explained that the power of the Legislature to create a county аttorney office cannot be doubted in light of
discretion in creating and defining county offices, and deciding who is a county officer is a matter generally within the Legislature‘s authority.
[20] The 1866 Nebraska Constitution vested the state‘s legislative authority in the Legislature without any reservation to the people of either initiative or referendum, but made no reference to counties.34 However, counties were sеemingly already in existence prior to the 1866 constitution, pursuant to territorial law.35 Then, in 1873, the Legislature exercised its legislative authority by confirming the boundaries of these existing counties and by creating others.36 It also created legislation to provide for the government of these counties and defined the powers and duties of those counties and their respective officers.37 Further, since 1866, the Legislature has,
to the plain text of
ELECTION COMMISSIONER AND CHIEF DEPUTY NOT COUNTY OFFICERS
Following our conclusion that the Legislature wields the power and authority to create and define county offices and officers, we now turn to the merits of the case and discuss whether the Legislature has defined election commissioners and chief deputy election commissioners as county officers. The Attorney General argues election commissioners and chief deputy election commissioners are county officers because they are public officers who serve a specific county. In support of its argument, the Attorney General synthesizes case law from other jurisdictions and enunciates a list of indicia which, it argues, identifies who is a county officer. We disagree and decline to adopt the Attorney General‘s reasoning. Upon a review of the law and the record, it is apparent that the Legislature did not intend for election commissioners and deputy chief election commissioners to be recognized as county officers.
[21-24] Statutory interpretation begins with the text, and the text is to be given its plain and ordinary meaning.42 An appellate court will not resort to interpretation to ascertain the meaning of words which are plain, direct, and unambiguous.43 However, when interpretation is necessary, a court will look to the statutory objective to be accomplished, the evils and mischiefs sought to be remedied, and the purpose to be served.44 The court must then reasonably or liberally construe
the statute to achieve the statute‘s purpose, rather than construing it in a manner that defeats the statutory purpose.45
[25] In Dwyer v. Omaha-Douglas Public Building Commission,46 this court heard a constitutional challenge to a statute authorizing certain cities and counties to establish a public building commission. In Dwyer, we emphasized that “[l]egislative
[26,27]
scheme adopted by the Legislature as compelling evidence that if the Legislature had intended for election commissioners and the chief deputies to be county officers, the Legislature would have identified them as county officers.
Further, it is clear that the Legislature did not intend to make election commissioners county officers, as shown by the fact that the Legislature created separate and distinct processes for removing county officers and election commissioners.
From the рlain text of the Nebraska Revised Statutes, it is clear that the Legislature did not intend election commissioners and chief deputies to be considered county officers. The Legislature has the sovereign authority and prerogative
CONCLUSION
The restrictions imposed upon the Legislature by
AFFIRMED.
PAPIK, J., not participating.
