National Wildlife Federation v. United States Environmental Protection AgencyNational Wildlife Federation v. United States Environmental Protection Agency
IV. CONCLUSION
For all of the reasons stated herein, the Court GRANTS-IN-PART and DENIES-IN-PART Plaintiffs’ [60] motion to compel the Secretary to file the complete administrative record and to certify the same. An appropriate Order accompanies this Memorandum Opinion.
Michele L. Walter, T. Monique Peoples, United States Department of Justice, Washington, DC, for Defendant.
David Franklin Rifkind, Leonard, Street & Deinard, Washington, DC, Matthew D. Melewski, Gregory A. Fontaine, Leonard, Street and Deinard Professional Association, Minneapolis, MN, for Defendant-Intervenors.
MEMORANDUM OPINION
COLLEEN KOLLAR-KOTELLY, District Judge.
The National Wildlife Federation filed suit under the Administrative Procedure Act (“APA“),
I. BACKGROUND
A. Statutory Framework
The Clean Water Act generally prohibits the discharge of pollutants except in compliance with the Act.
[A]ny effluent limitations and other limitations, and monitoring requirements necessary to assure that any applicant for a Federal [] permit will comply with any applicable effluent limitations and other limitations, ... standard of performance under section 1316 of this title, or prohibition, effluent standard, or pretreatment standard under section 1317 of this title, and with any other appropriate requirement of State law set forth in such certification, and shall become a condition on any Federal license or permit subject to the provisions of this section.
The EPA may issue a general permit covering “one or more categories or subcategories of discharges ... within a geo-
graphic area.”
“If there is a change in the State law or regulation upon which a certification is based,” the state may issue a modified certification.
40 C.F.R. § 124.55(b) . If the EPA receives the modified certification before the final permit issues, “the permit shall be consistent with the more stringent conditions which are based upon State law identified in such certification.” However,If the certification or notice of waiver is received after final agency action on the permit, the [EPA] may modify the permit on request of the permittee only to the extent necessary to delete any conditions based on a condition in a certification invalidated by a court of competent jurisdiction or by an appropriate State board or agency.
B. Vessel General Permit & Litigation History
In 2009, several states and environmental organizations sued the EPA in the United States Court of Appeals for the District of Columbia Circuit challenging a vessel general permit (“VGP“) governing ballast water discharge, issued by the EPA on December 29, 2008, and set to expire on December 18, 2013. See generally Natural Res. Def. Council v. EPA, No. 09-1089 (D.C.Cir. filed Mar. 9, 2009). As part of a consent decree resolving the various petitions, the EPA agreed to promulgate a new VGP to take effect in December 2013 by no later than November 30, 2012. Def.-Intervs.’ Ex. 1 (Consent Decree) ¶ 5. The parties later extended the deadline for final issuance of the permit to March 15, 2013. Natural Res. Def. Council v. EPA, No. 09-1089, Notice of Filing of Settlement Agreement Modifications, ¶ 3 (D.C.Cir. filed Nov. 30, 2012). The EPA published a draft of the replacement VGP in the Federal Register on December 8, 2011. 76 Fed.Reg. 76,716 (Dec. 8, 2011). The proposed VGP “would authorize discharges incidental to the normal operation of non-military and nonrecreational vessels greater than or equal to 79 feet in length.”
The EPA sent a request for certification to the states on December 16, 2011. Compl. ¶ 21. Pursuant to the terms of the consent decree, the states had at least six months to submit certifications to the EPA, rather than the usual sixty days. Def.-Intervs.’ Ex. 1 ¶ 17. The Plaintiff submitted “extensive comments” to the New York State Department of Environmental Conservation regarding its draft certification.
After a notice and comment period, the EPA published a notice of final permit issuance on April 12, 2013. 78 Fed.Reg. 21,938 (Apr. 12, 2013). The VGP was considered issued as of April 26, 2013, and will take effect December 19, 2013.
During the on the record conference call held with Plaintiff and Defendant on May 2, 2013,3 the Plaintiff explained that although no motion to dismiss had been filed, in a letter to the New York court, the Defendant-Intervenors suggested that the case was moot in light of the issuance of the VGP. The Plaintiff subsequently obtained an order from the New York court requiring the state of New York and the Defendant-Intervenors to show cause why the case should not be stayed pending a final judgment in this action. Order to Show Cause, ECF No. [18-1]. The state of New York and the Defendant-Intervenors have filed oppositions to the Plaintiff‘s request for a stay. Aff. of L. Rappoport, ECF No. [27-1]; Aff. of M. Melewski, ECF No. [33-1]. Acting New York State Supreme Court Justice Thomas J. McNamara issued a letter to the parties on May 10, 2013, indicating that the state of New York should file a motion to dismiss the matter as moot. 5/10/13 Ltr, ECF No. [28-1]. If the state does not file a motion to dismiss within thirty days, Justice McNamara intends to resolve the case on the merits.
The EPA moves to dismiss the Complaint for lack of subject matter jurisdiction, arguing that a facial challenge to
section 124.55(b) is untimely, and that in any event, a challenge to the regulation or the VGP itself must be brought in the Court of Appeals. The Plaintiff does not dispute the EPA‘s jurisdictional arguments, but rather contends that it has brought a timely as-applied challenge to the regulation, which may be heard in District Court. For its part, the EPA argues that the Plaintiff has failed to state a valid as-applied challenge because it fails to identify a final agency action for the Court to review. Even if the Plaintiff has adequately pled a final agency action for purposes of an as-applied challenge, the EPA further argues that the Plaintiff lacks standing to bring an as-applied challenge, and such a claim is not yet ripe.
Normally the Court would reach the issue of standing first to assure itself that it has jurisdiction over the case. However, the EPA argues the Plaintiff lacks standing to bring an as-applied challenge to a particular final agency action. Before the Court can consider the Plaintiff‘s standing in that context, the Court must determine what, if any, final agency action the Plaintiff is challenging, which is precisely the basis for the EPA‘s argument that the Plaintiff fails to state a claim. Therefore, in this unique circumstance, the Court must consider the EPA‘s non jurisdictional argument first. The Court agrees with the EPA‘s threshold argument that the Plaintiff fails to state a claim under the APA challenging the regulation at issue as applied, therefore the case is not ripe and the case shall be dismissed.
II. LEGAL STANDARD
III. DISCUSSION
The Administrative Procedure Act provides that “[a]gency action made reviewable by statute and final agency action for which there is no other adequate remedy in a court are subject to judicial review.”
As a general matter, two conditions must be satisfied for agency action to be “final“: First, the action must mark the “consummation” of the agency‘s deci-
sionmaking process, it must not be of a merely tentative or interlocutory nature. And second, the action must be one by which “rights or obligations have been determined,” or from which “legal consequences will flow[.]”
Bennett v. Spear, 520 U.S. 154, 177-78, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997). The EPA “action” identified by the Plaintiff as the basis for its as-applied challenge fails to satisfy either requirement for finality.
A. Consummation of the Agency Decision-making Process
The Plaintiff argues that “[i]n this case, EPA‘s issuance of the final VGP marked the consummation of the Agency‘s decision-making process with regard to the application of the Regulation.” Pl.‘s Opp‘n at 4. This assertion is simply incorrect. Initially, the Court notes the Plaintiff took the opposite position in its motion for a temporary restraining order, arguing that it is “challenging EPA‘s application only of that portion of the Regulation that controls the Agency‘s action after its final action on the VGP. EPA‘s exclusion of more stringent conditions that New York submits in the future therefore would necessarily occur after, not in the process of, actions approving or promulgating any effluent limitation or issuing or denying any permit.” Pl.‘s Mot. for TRO at 27 (citation omitted). The Court agrees with the Plaintiff‘s initial assessment that the regulation concerns action after the issuance of the VGP, and final agency action by the EPA with respect to the regulation has not yet occurred in this case despite the final issuance of the VGP itself.
Additionally, the EPA has yet to make a decision as to whether the regulation would apply to the underlying VGP because no state, including New York, has adopted more stringent conditions for their respective certifications for the per-
The fact that an agency will apply a regulation if certain events take place in the future does not satisfy the final agency action requirement for purposes of an as-applied challenge. In Dunn-McCampbell, the National Park Service enacted a regulation requiring mineral developers to submit a plan of operations before extracting subsurface minerals. 112 F.3d at 1285. The plaintiff, which owned the mineral rights on Padre Island, argued that the “severity” of the regulations deterred oil companies from entering into leases to extract the subsurface minerals.
The National Wildlife Federation attempts to distinguish Dunn-McCampbell on the grounds that the “National Park Service had taken no action that demanded the plaintiffs immediate compliance with regulations requiring a mineral developer to submit a plan of operations, because the plaintiff had never sought to exercise its mineral rights.” Pl.‘s Opp‘n at 6. The same is true in the present case: the EPA has never taken action under, or refused to take action because of, section 124.55(b), because the state of New York has not revised its certification to include more stringent conditions. The application of the regulations in Dunn-McCampbell was as “certain” as the application of section
In essence, the Plaintiff is challenging the EPA‘s failure to act, namely, its failure to revise the VGP to include more stringent conditions (because of section 124.55(b)). Under the APA, a party may seek to “compel agency action unlawfully withheld.”
B. Action from Which Legal Consequences Will Flow
With respect to the second requirement, the regulation has no “legal consequences” with respect to the VGP until the state adopts more stringent conditions. If a state never revises the conditions included in its certification, section 124.55(b) is
irrelevant. It is only when a state actually revises the conditions that this regulation determines the obligations of the permittee. The Plaintiff suggests that the regulation has present legal consequences because “[a]s far as the New York state court is substantially likely to be concerned, it must dismiss NWF‘s challenge to the certification as moot.” Pl.‘s Opp‘n at 5. This argument is unpersuasive, for two reasons. First, the New York litigation has not been dismissed. In fact, rather than dismiss the action sua sponte as the Plaintiff feared, Justice McNamara instructed the state to file a motion to dismiss, and absent such a motion Justice McNamara intends to decide the case on the merits. Second, this argument conflates practical consequences in a legal context with legal consequences. The EPA has not issued an order or regulation that binds the New York court in some way. Rather, the New York court may (or may not) find as a practical matter that reaching the merits of the Plaintiff‘s petition would be futile. Practical consequences of preliminary agency action are not equivalent to the legally binding consequences that characterize final agency action that may be challenged in federal court. See Reliable Automatic Sprinkler Co., Inc. v. Consumer Prod. Safety Comm‘n, 324 F.3d 726, 732 (D.C.Cir.2003) (“No legal consequences flow from the agency‘s conduct to date, for there has been no order compelling Reliable to do anything. To be sure, there may be practical consequences, namely the choice Reliable faces between voluntary compliance with the agency‘s request for corrective action and the prospect of having to defend itself in an administrative hearing should the agency actually decide to pursue enforcement. But the request for voluntary compliance clearly has no legally binding effect.“). At this point, the Plaintiff failed to identify any legal consequences that
C. Exception to the Finality Requirement
In the alternative, the Plaintiff urges the Court to make an exception to the finality requirement. Pl‘s Opp‘n at 7-8. Relying on the Fifth Circuit‘s decision in Coca-Cola Co. v. Federal Trade Commission, 475 F.2d 299 (5th Cir.1973), the Plaintiff notes that “[o]ther courts have made exceptions to the finality requirement.” Pl.‘s Opp‘n at 7-8. The Coca-Cola court recognized that an exception “to the general rule against judicial consideration of interlocutory agency rulings” may exist in cases “where an agency has exercised authority in excess of its jurisdiction or otherwise acted in a manner that is clearly at odds with the specific language of a statute.” 475 F.2d at 303 (citing Leedom v. Kyne, 358 U.S. 184, 79 S.Ct. 180, 3 L.Ed.2d 210 (1958)). By definition this exception cannot apply where, as here, the agency has yet to take any action and (even under the Plaintiff‘s theory of the case) the agency is not required to take a
certain action until some point in the future.
Moreover, the equitable considerations the Plaintiff cites do not warrant invocation of this “narrow” exception. McClendon v. Jackson Television, Inc., 603 F.2d 1174, 1177 (5th Cir.1979) (“This Court has noted on more than one occasion that the Leedom v. Kyne exception is narrow and rarely successfully invoked and that the error must be of a Summa or Magna quality as contraposed to decisions which are simply Cum error.“) (citations omitted). The Plaintiff argues that the Court should apply this exception because “[i]f the Court makes no exception, NWF would never have recourse to judicial review.” Pl.‘s Opp‘n at 7. But the Plaintiff did have the opportunity to seek judicial review of both the regulation and the conditions in the certification, it simply did not do so in a timely fashion. With respect to the regulation, the Plaintiff could have sought review of the regulation when it was first promulgated, but did not do so. If a state ever issues more stringent conditions and the EPA refuses to incorporate those conditions into the VGP, the Plaintiff may also file suit at that point to challenge the regulation.4 In terms of the New York certification, the Plaintiff sought judicial review, but the New York court elected not to rule on the Plaintiff‘s petition before the permit issued. As the Plaintiff demonstrated with its (albeit unsuccessful) challenge to Minnesota‘s 401 certification for the VGP underlying this case, as a general matter parties can avail themselves of judicial review of state certifications before the VGP issues and states are willing to expedite that review. See In re 401 Water Quality Certification, 822 N.W.2d 676 (Minn.App.2012) (rejecting the Plaintiff‘s challenge to Minnesota‘s 401 certification
IV. CONCLUSION
For the foregoing reasons, the Court finds the Plaintiff fails to state a claim raising an as-applied challenge to
this case does not justify invoking any exception to the finality requirement. Absent a valid claim, the Court lacks any basis on which to evaluate the Plaintiff‘s request for preliminary injunctive relief. Accordingly, the EPA and Defendant-Intervenors‘s [19, 30] Motion to Dismiss is GRANTED and the Plaintiff‘s [7] Motion for Temporary Restraining Order and [8] Motion for Preliminary Injunction are DENIED.
An appropriate Order accompanies this Memorandum Opinion.
COMPTEL, Plaintiff, v. FEDERAL COMMUNICATIONS COMMISSION, Defendant.
Civil No. 06-1718 (RCL).
United States District Court, District of Columbia.
May 20, 2013.