National Right To Life Political Action Committee v. Robert F. ConnorNational Right To Life Political Action Committee v. Robert F. Connor
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James Bopp, Jr., argued, Terre Haute, IN (Randy Elf, on the brief), for appellant.
Paul R. Maguffee, argued, Jefferson City, MO (Jeremiah W. (Jay) Nixon, on the brief), for appellee.
Before RILEY, BEAM, and SMITH, Circuit Judges.
BEAM, Circuit Judge.
National Right to Life Political Action Committee (NRLPAC), National Right to Life Committee, Inc. (NRLC), and Amarie Natividad brought this action against the Missouri Ethics Commission (MEC) challenging the constitutionality of several Missouri election laws. The parties filed cross-motions for summary judgment, and the district court1 granted MEC‘s motion with respect to one of NRLPAC and NRLC‘s claims and dismissed their remaining claims as non-justiciable. NRLPAC and NRLC appeal. We affirm.
NRLC is a national, not-for-profit corporation incorporated in Washington, D.C. Its main objectives are to educate the public on abortion-related issues and to support policies that are consistent with its pro-life agenda. It advances these objectives primarily by accepting donations and distributing literature and other communications, most commonly in the form of “voter guides” that identify candidates by their positions on abortion-related issues. Although NRLC occasionally donates money directly to candidates or candidate committees, expressly advocating the election or defeat of identified candidates is not its major purpose. NRLC established NRLPAC, an internal political action committee, to make independent expenditures for express advocacy in elections.
Prior to October 16, 2000, when then-Missouri Governor and United States Senate candidate Mel Carnahan was killed in an airplane crash, neither NRLC or NRLPAC intended to make expenditures with respect to any Missouri race in the November 7, 2000, election. Rather, NRLPAC had been vigorously advocating Carnahan‘s defeat in his race against then-incumbent Senator John Ashcroft. As a result of Carnahan‘s death, NRLPAC decided to shift its focus and efforts toward the Missouri gubernatorial race between Jim Talent and Bob Holden. NRLPAC immediately printed new political communications expressly advocating Jim Talent‘s election in that race. It planned to distribute these communications beginning October 17, 2000, twenty-one days before the election.
NRLPAC notified the MEC of its intention to make expenditures in the Missouri election and, according to NRLPAC, was told by an MEC staff member named Mike that the kind of expenditures NRLPAC was proposing would violate Missouri law. Specifically, Mike explained that two separate Missouri statutes prohibited committees like NRLPAC from making any independent expenditures respecting a Missouri election within thirty days of the election.2 After its own examination of Missouri election law, NRLPAC concluded that, indeed, it could not make its planned expenditures. NRLC then considered whether the Missouri statutes would also prohibit it, NRLC as opposed to NRLPAC, from making its own expenditures in the election. Concluding that the thirty-day limitation would also preclude it from making independent expenditures, NRLC decided to omit any language expressly advocating the election or defeat of candidates in the gubernatorial race. In effect, NRLC converted its “express ads” into “issue ads.”3
NRLC‘s was still concerned, however, that the Missouri election laws did not appear to follow the bright-line distinction between express advocacy and issue advocacy as required by the United States Supreme Court in Buckley v. Valeo, 424 U.S. 1, 44, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). NRLC‘s lawyer sought guidance from Michael Reid, Director of Compliance at MEC, by submitting for Reid‘s review hypothetical statements that resembled the kind of political communications his clients “usually engage in.”4 He asked Reid to indicate whether such statements would subject NRLC to regulation under the Missouri statutes at issue and to approve a specific legal interpretation of Missouri law regarding the Buckley bright-line test. Reid declined to issue an official ruling, stating that “[t]he Commission determines on a case by case basis whether or not advertisements or speech urges voters to vote for or against an issue or a candidate.... It would be inappropriate for me to make any qualified statements concerning your communications.”
II. DISCUSSION
Under Article III of the Constitution, federal courts “may adjudicate only actual, ongoing cases or controversies.” Lewis v. Cont‘l Bank Corp., 494 U.S. 472, 477, 110 S.Ct. 1249, 108 L.Ed.2d 400 (1990). Thus, the Supreme Court has developed justiciability doctrines that “go to the power of the federal courts to entertain disputes, and to the wisdom of their doing so.” Renne v. Geary, 501 U.S. 312, 316, 111 S.Ct. 2331, 115 L.Ed.2d 288 (1991). In reviewing the application of those doctrines, “[w]e presume that federal courts lack jurisdiction `unless the contrary appears affirmatively from the record,‘” and “`[i]t is the responsibility of the complainant clearly to allege facts demonstrating that he is a proper party to invoke judicial resolution of the dispute and the exercise of the court‘s remedial powers.‘” Id. (quoting Bender v. Williamsport Area Sch. Dist., 475 U.S. 534, 546, 546 n. 8, 106 S.Ct. 1326, 89 L.Ed.2d 501 (1986)).
A. Standing — Counts Two, Three, Four
In Counts Two, Three, and Four of their complaint, NRLPAC and NRLC request declaratory and injunctive relief from enforcement of
In order to prove standing, a plaintiff must demonstrate: (1) an actual injury that is concrete and particularized and not conjectural or hypothetical; (2) a causal connection between the injury and the defendant‘s conduct; and (3) a likelihood, and not a mere speculative possibility, that the plaintiff‘s injury will be redressed by a favorable decision. Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-61, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992). NRLPAC and NRLC allege that
B. Mootness — Counts One, Five, Six
In Count One of their complaint, NRLPAC and NRLC allege that
The Supreme Court has repeatedly described the mootness doctrine as “the doctrine of standing set in a time frame: The requisite personal interest that must exist at the commencement of the litigation (standing) must continue throughout it existence (mootness).” Friends of the Earth, Inc. v. Laidlaw Envtl. Servs. (TOC), Inc., 528 U.S. 167, 189, 120 S.Ct. 693, 145 L.Ed.2d 610 (2000) (citations omitted). Thus, “[w]e do not have jurisdiction over cases in which `due to the passage of time or a change in circumstance, the issues presented ... will no longer be `live’ or the parties will no longer have a legally cognizable interest in the outcome of the litigation.‘” Van Bergen v. Minnesota, 59 F.3d 1541, 1546 (8th Cir.1995) (quoting Arkansas AFL-CIO v. FCC, 11 F.3d 1430, 1435 (8th Cir.1993) (en banc)). There is, however, an exception to the mootness doctrine for cases that are “capable of repetition yet evading review.” Id. at 1546-47. This exception will rescue an otherwise moot claim if (1) the challenged conduct is of too short a duration to be litigated fully prior to its cessation or expiration, and (2) there is a reasonable expectation that the same complaining party will be subject to the same action again. Id. at 1547. Election issues are “among those most frequently saved from mootness by this exception.” Id.
We also question the district court‘s conclusion that future recurrences of this dispute will not evade review. It gave much weight to NRLPAC and NRLC‘s failure to seek a temporary restraining order or other expedited review, citing our cases declining to apply the mootness exception where procedures for expedited review were available. See Midwest Farmworker Employment and Training, Inc. v. Dep‘t of Labor, 200 F.3d 1198, 1201 (8th Cir. 2000); Minnesota Humane Soc‘y v. Clark, 184 F.3d 795, 797 (8th Cir.1999); Missouri ex rel. Nixon v. Craig, 163 F.3d 482, 485 (8th Cir.1998). But those cases did not involve elections and, more importantly, did not address disputes whose duration was, by definition, limited to the thirty-day period before an election. Election cases are inherently partisan, courts are reluctant to hastily decide their outcomes, and thus, as a practical matter, we doubt that even expedited procedures would have “resolved” this case in time for NRLC to have effectively participated in the 2000 election.
So, although we question the district court‘s application of the mootness exception, we agree, as already stated, that the district court‘s final disposition can be reached on ripeness grounds. Accordingly, we now turn to that analysis.
C. Ripeness — Counts One, Five, Six
The basic rationale of the ripeness doctrine is “to prevent the courts, through avoidance of premature adjudication, from entangling themselves in abstract disagreements over administrative policies, and also to protect the agencies from judicial interference until an administrative decision has been formalized and its effects felt in a concrete way by the challenging parties.” Abbott Labs. v. Gardner, 387 U.S. 136, 148-49, 87 S.Ct. 1507, 18 L.Ed.2d 681 (1967), overruled on other grounds by Califano v. Sanders, 430 U.S. 99, 97 S.Ct. 980, 51 L.Ed.2d 192 (1977). To that end, courts deciding whether a dispute is ripe should consider (1) the hardship to the plaintiff caused by delayed review; (2) the extent to which judicial intervention would interfere with administrative action; and (3) whether the court would benefit from further factual development. Ohio Forestry Assoc. v. Sierra Club, 523 U.S. 726, 733, 118 S.Ct. 1665, 140 L.Ed.2d 921 (1998). Viewed in light of these considerations, NRLPAC and NRLC‘s
In enforcing [section 130.011(10)], the Commission has not refused to accept a statement of organization filed by a continuing committee after the thirtieth day before an election, has not otherwise refused to recognize such a continuing committee‘s existence or registration, and has not taken any action to prevent a continuing committee from making or receiving contributions or expenditures in connection with an election if the committee has not filed a statement of organization by the thirtieth day prior to that election. The Commission has found that continuing committees that fail to file a statement of organization by the thirtieth day before an election for which they receive contributions or expenditures have violated the deadline set by § 130.011(10) and has entered agreements with treasurers of those committees for the payment of fees pursuant to the Commission‘s authority under § 105.961.4(6), Mo.Rev.Stat.
J.A. at 177-78. The district court correctly pointed out that “[h]ow the MEC would handle the `fee’ for failing to file prior to the 30 day window would have a significant impact” on our constitutional scrutiny of
The same reasoning applies to Counts Five and Six. In Count Five, NRLC alleges that numerous Missouri election laws,10 including
D. Resident Treasurer Requirement — Count Seven
Finally, in Count Seven, NRLPAC seeks to invalidate
We have upheld state residency requirements in the election context before. Initiative & Referendum Inst. v. Jaeger, 241 F.3d 614, 615 (8th Cir.2001) (residency requirement for circulators of initiative petitions). And Missouri‘s treasurer residency requirement, while burdensome, “does not interfere with NRLPAC‘s internal affairs to the same extent” as election-related restrictions invalidated in other cases. Lamb, 202 F.Supp.2d at 1019 (discussing Eu, 489 U.S. at 218, 109 S.Ct. 1013 (law dictated the size and composition of political party‘s state central committee, governed the selection and removal of committee members, fixed the maximum term of office for the committee chair, and required the chair to rotate between residents of northern and southern California) and Republican Party of Ark. v. Faulkner County, 49 F.3d 1289, 1291 (8th Cir.1995) (law required political party seeking to have its candidate on the general election ballot to finance and conduct its own primary election)). We conclude that the resident treasurer requirement in
III. CONCLUSION
We find that NRLPAC and NRLC have failed, in Counts One through Six, to present a justiciable case or controversy within the limits of our authority under Article III. With respect to Count Seven, we hold that Missouri‘s resident treasurer requirement is constitutional. Accordingly, we affirm the district court‘s grant of summary judgment in favor of the MEC and order of dismissal.12
Notes
An out-of-state committee which according to the provisions of subsection 10 of section 130.021 is not required to file a statement of organization and is not required to file the full disclosure reports required by section 130.041 shall file reports with the Missouri ethics commission according to the provisions of such sections if the committee makes contributions or expenditures in support of or in opposition to candidates or ballot measures in this state in any election covered by this chapter or makes contributions to any committee domiciled in this state. An initial report shall be filed no later than fourteen days prior to the date such out-of-state committee first makes a contribution or expenditure in this state.... The contributions or expenditures shall be made no later than thirty days prior to the election.
A committee domiciled outside this state shall be required to file a statement of organization and appoint a treasurer residing in this state and open an account in a depository within this state; provided that either of the following conditions prevails: (1) The aggregate of all contributions received from persons domiciled in this state exceeds twenty percent in total dollar amount of all funds received by the committee in the preceding twelve months; or (2) The aggregate of all contributions and expenditures made to support or oppose candidates and ballot measures in this state exceeds one thousand five hundred dollars in the current calendar year.