Nathaniel Zach Hicks v. Commonwealth of VirginiaNathaniel Zach Hicks v. Commonwealth of Virginia
(Jason S. Miyares,1 Attorney General; C. David Sands, III, Senior Assistant Attorney General, on brief), for appellee.
MEMORANDUM OPINION BY JUDGE KEVIN M. DUFFAN
Nathaniel Zach Hicks asks this Court to reverse the Bristol Circuit Court’s conviction of aggravated malicious wounding, in violation of
BACKGROUND3
I. The underlying offense
In early 2023, S.B.4 was casually dating Hicks.5 One evening in February 2023, the couple was at Hicks’s home, which he shared with his mother. The couple drank vodka while watching a movie. At some point, Hicks wanted to have sex and became angry when S.B. declined. When S.B. wanted to leаve, Hicks became angrier and started repeatedly punching S.B. in the face. The beating stopped when Hicks’s mother called down wondering what was happening. Hicks pacified her by stating that they were watching a horror movie.
As S.B. crawled to the door, Hicks grabbed a large knife from under his wardrobe. Hicks ordered S.B. to remove her pants and lie down on the bed. She obeyed. As S.B. lay on the bed, Hicks stabbed around the outline of her body. Hicks then punched S.B. in the face, causing her to lose consciousness. When she woke up, S.B. was on her stomach near the bedroom door and Hicks was on top of her cutting her neck. S.B. screamed and in defense raised her left hand, which Hicks stabbed. Hearing S.B.’s screams, Hicks’s mother came downstairs and found him оver her. Hicks fled while his mother called 911.
II. The plea hearing
In August 2023, Hicks was indicted by a grand jury for aggravated malicious wounding under
Before acсepting his plea, the circuit court conducted a plea colloquy with Hicks to ensure that it was knowing, voluntary, and intelligent. During the colloquy, Hicks’s counsel confirmed that Hicks reviewed the facts of the case and discussed with his counsel “each and every element” of the charge that the Commonwealth would have to prove beyond a reasonable doubt. The circuit court reiterated to Hicks that his counsel stipulated to this, and Hicks responded that he understood the stipulation.
The court then paused the proceedings to allow Hicks to speak with his attorney about whether he wanted to enter a plea of guilty with an Alford stipulation or a plea of nolo contendere/no contest. Although the record is silent as to whether Hicks and his counsel had a private discussion off the record, after the pause the court asked Hicks if he was “ready to enter [his] plea.” Ultimately, Hicks pleaded no contest to aggravated malicious wounding. Hicks assured the court that he was not under the influence of alcohol, narcotic drugs, or other controlled substances, and that he understood the proceedings.
The circuit court also reviewed the “Guilty Plea Questionnaire” with Hicks. Hicks stated that he understood that the maximum punishment for aggravated malicious wounding was life imprisonment. The court also informed Hicks that he could be fined up to $100,000, plus court costs. Hicks stated that he understood that his sentence would be in the court’s discretion “from [one] day in jail up to life in the penitentiary.”
The questionnaire itself stated:
[Question 25:] Do you understand that the mаximum punishment for this/these crime(s) is [Blank 1] years imprisonment and a fine of $ [Blank 2] plus all court costs? [Blank 3].
Hicks wrote “Life” in the first blank and crossed out the following word “years.” Hicks left both blanks two and three empty.
The questionnaire also included:
[Question 26:] Do you understand that the criminal conviction that will result from this guilty plea may, in addition to confinement and/or fine, carry a wide variety of consequences, including but not limited to dеportation, exclusion from admission or denial of
naturalization into the United States, civil commitment, civil forfeiture, the loss of right to vote, disqualification from public benefits, ineligibility to possess firearms, dishonorable discharge from the Armed Services, loss of driving privileges, and loss of business licenses? [Blank].
Hicks indicated “yes” on the blank.
Hicks, who had completed several years of college, affirmed that hе read the questions on the questionnaire, understood them, and answered them truthfully. He stated that he had had sufficient time to discuss the questions with his attorney. He assured the court that he answered the questions freely and voluntarily. The circuit court accepted Hicks’s plea as made freely and voluntarily and convicted him of aggravated malicious wounding.
III. The sentencing hearing
At sentencing, the Commonwеalth moved to admit the exhibits that the circuit court marked and admitted during the plea hearing, the victim impact statements, and the discretionary sentencing guidelines. According to the victim impact statement from S.B.’s grandmother, S.B., for months, tried to control the pain from her neck brace pressing into her neck injuries and was coping with nightmares where she thought Hicks was in her room to kill hеr. S.B. continued to suffer from nightmares at the time of sentencing.
Todd Hicks (Todd), Hicks’s father, testified that Hicks was a “great kid.” Todd never had issues with Hicks until his mental health problems began at 15 years old.7 Hicks later developed alcoholism.8 However, since his incarceration, Todd believed that Hicks was thinking
On cross-examination, Todd was asked if Hicks discussed S.B. in a disparaging way. When Todd responded that they tried not to talk about S.B., the Commonwealth asked if it was because “big brother[] [was] watching[?]” The Commonwealth also questioned Todd on whether Hicks “talked about [whether] the Chief Deputy Commonwealth’s Attorney had a hot daughter that he would like to . . . ‘[fuck] when he gets out of prison[.]’” Tоdd could not recall.
In allocution, Hicks was remorseful and thankful that S.B. survived. He asked the circuit court to consider that he was intoxicated when he attacked S.B. He stated that he struggled with mental health and alcoholism and claimed that the attack was a “drunken mistake.” He said that he “black[ed] out” during the altercation and that he had never blacked out before. Hе promised to maintain his sobriety and monitor his mental health issues upon release from incarceration.
Hicks said that he had no prior criminal history except for driving under the influence. Before pronouncing its sentence, the circuit court stated: “[w]ell, [your presentence report is] important as . . . it relates to your sentencing because [you have] no prior criminal history other than [one] driving under the influence and the [c]ourt should and does take that into consideration.” But Hicks’s statement in the presentence report that he was “glad [S.B.] is okay” struck the court as “unintelligent.”
The court ended its explanation of Hicks’s sentencing with the following:
“[T]he [c]ourt is concerned while giving you credit and not giving you life in the penitentiary, giving you credit for mitigаting circumstances as [it] relates to your prior criminal history of being insignificant. The [c]ourt does concern itself with [S.B.’s] safety, her family’s safety, and most importantly, the community as a whole, their safety.”
ANALYSIS
I. The circuit court did not err when accepting Hicks’s no contest plea.
Hicks argues on appeal that the circuit court erred in accepting his no contest plea because it was not made knowingly, voluntarily, and intelligently. Hicks admits that he did not move to withdraw his plea; thus, he did not preserve this issue. He asks us to apply the good cause and ends of justice exceptions to Rule 5A:18. We decline to do so.
“No ruling of the trial court . . . will be considered as a basis for reversal unless an objection was stated with reasonable certainty at the time of the ruling, except for good cause shown or to enable this Court to attain the ends of justice.” Rule 5A:18. “The Court may only invoke the ‘good cause’ exception where an appellant did not have the opportunity to object to a ruling in the trial court; however, when an appellant ‘had the opportunity to object but elected not to do so,’ the exception does not apply.” Perry v. Commonwealth, 58 Va. App. 655, 667 (2011) (quoting Luck v. Commonwealth, 32 Va. App. 827, 834 (2000)).
“‘The ends of justice exception is narrow and is to be used sparingly,’ and applies only in the extraordinary situation where a miscarriage of justice has occurred.” Holt v. Commonwealth, 66 Va. App. 199, 209 (2016) (en banc) (quoting Redman v. Commonwealth, 25 Va. App. 215, 220-21 (1997)). The purpose behind the ends of justice exception “is to require that objections be promptly brought to the attention of the trial court with sufficient specificity that the alleged
The record shows that Hicks had an opportunity to move to withdraw his no contest plea. The circuit court accepted Hicks’s plea on August 23, 2023, and continued the matter for sentencing. Hicks claims that he was unaware of the alleged issues with his plea—namely, a missing written response and possible missing break taken during the colloquy—until the sentencing hearing on January 25, 2024, almost fivе months later. He does not explain how he discovered the issue or why he discovered it much later. Nor did Hicks move to withdraw his plea within the 21 days after the entry of his sentencing order.
Consequently, Hicks had ample time and opportunity to withdraw his no contest plea, but chose not to. Therefore, we find that this issue is waived under Rule 5A:18 and that the ends of justice and good cause exceptions are inapplicable to the present facts.10
II. The circuit court did not abuse its discretion when making its sentencing decision.
A. The circuit court’s sentence fell within the statutory range.
Hicks argues that the circuit court аbused its discretion by imposing an active sentence significantly above the sentencing guidelines—25 years’ incarceration. We disagree.
“It is well settled that we apply the abuse of discretion standard of review to a trial court’s sentencing decision.” Khine v. Commonwealth, 82 Va. App. 530, 558 (2024).
“The sentencing guidelines are advisory only and do not require trial courts to impose specific sentences.” Runyon v. Commonwealth, 29 Va. App. 573, 577-78 (1999) (emphasis added). “[T]he recommended sentencing ranges contained in these discretionary guidelines are not binding on the trial judge but, rather, are mere tools to be used by the judge in fixing an appropriate sentence within the limitations established by the statute governing punishment for the particular crime.” Luttrell v. Commonwealth, 42 Va. App. 461, 465 (2004) (emphasis added). Furthermore, a judge’s failure to follow the sentencing guidelines “shall not be reviewable on appeal or the basis of any other post-conviction relief.”
Accordingly, we may consider only whether the sentence fell outside the permissible statutory range. See Smith v. Commonwealth, 26 Va. App. 620, 626 (1998); Valentine v. Commonwealth, 18 Va. App. 334, 339 (1994).
Here, the discretionary sentencing guidelines recommended a sentencing range between 5 years, 10 months to 13 years, 1 month. But the permissible statutory limit was a life sentence.
B. The circuit court’s sentencing explanation was not vague.
Hicks argues that the circuit court’s reasoning for deviating from the sentencing guidelines was “unclear and vague.” This is not supported by the record.
The circuit court considered all the evidence before it, including the victim impact statements, the presentenсing report, the body worn camera videos, and Todd’s testimony. The court balanced Hicks’s mitigating evidence against the gravity and brutality of his attack on S.B., which had left her with physical scars and emotional trauma. The court indicated it was troubled by Hicks’s belief that S.B. was “okay,” which it found reflected Hicks’s “callousness” toward her. It took into consideration that Hicks told the arresting оfficers that he was “glad” he had killed S.B. and that he was “going to do this again” when he is released from incarceration. The court noted his inappropriate sexual references towards a prosecutor’s family member during a jail phone call, which demonstrated to the court an inclination toward future criminal offenses.
The court closed its explanation оn the fact that it “concern[ed] itself with [S.B.’s] safety, her family’s safety, and most importantly, the community as a whole, their safety.” Although the court need not give findings of fact and conclusions of law in making its sentencing decisions, the record belies Hicks’s assertions that the sentencing explanation was vague.
C. The circuit court considered mitigating circumstances in its sentence.
Last, Hicks аrgues that the court failed to properly consider mitigating evidence. This is also unsupported by the record.
“It is within the trial court’s purview to weigh any mitigating factors presented by the defendant.” Khine, 82 Va. App. at 558 (quoting Keselica v. Commonwealth, 34 Va. App. 31, 36
The court expressly acknowledged—and considered—Hicks’s mitigating circumstances, including his age and minimal рrior criminal history:
Well, [the presentence report is] important as . . . it relates to your sentencing because you’re a young man with no prior criminal history other than an alcohol related driving under the influence and the [c]ourt should and does take that into consideration . . . the [c]ourt is concerned while giving you credit and not giving you life in the penitentiary, giving you credit for mitigating circumstances as [it] relates to your prior criminal history of being insignificant.
(Emphasis added). Though it had no obligation to do so, it is clear the circuit court did state the mitigating factors present, took them into consideration, and accorded them weight.
The circuit court sentenced Hicks to well below the statutory maximum of life imprisonment set by the legislature.
CONCLUSION
For these reasons, the circuit court’s judgment is affirmed.
Affirmed.