Lead Opinion
GILMAN, J., delivered the opinion of the court in which COOK, J., joined. ■ MOORE, J. (pp. 490-94), delivered a separate dissenting opinion.
OPINION
Gary Roell, who suffered from chronic mental illness, caused a disturbance at his neighbor’s condominium while experiencing a condition known as excited delirium. Hamilton County sheriffs deputies arrived to find Roell half-naked, muttering unintelligibly, and standing next to a broken window holding a hose and the remnants of a hanging plant. While attempting to subdue Roell,' the deputies physically struggled with him and unsuccessfully tased him multiple times. Roell stopped breathing during the encounter with the deputies and was pronounced dead shortly thereafter. His death was documented by the coroner as natural, resulting from his excited delirium.
Roell’s wife, Nancy Roell,, appeals the district court’s grant of summary judgment in favor of the individual deputies on her claim under 42 U.S.C. § 1983. She also appeals the grant of summary judgment in favor of Hamilton County on her claims under both § 1983 and the Americans with Disabilities Act (the ADA). For the following reasons, wp AFFIRM the judgment of the district court.
I. BACKGROUND
A, Factual background
Roell suffered from mental illness, including schizoaffective disorder and paranoid delusions, for many years. Although Roell’s symptoms could be successfully controlled by medication, he had a history of noncompliance with his drug regimen. When he did not take his medication, Roell’s mental health deteriorated and his unpredictable behavior rendered him a danger to both himself and to others.
Roell stopped taking his medication in June 2013 and began exhibiting signs of mental decompensation by early August. Sometime, in the late evening hours of August 12 or the early morning hours of August 13, Roell entered a state-of excited delirium. Nancy Roell was out of town during this time, participating in a church mission in New Jersey. In the midst of his excited delirium, Roell damaged his and Nancy’s condominium by scattering debris, clothes; and other household items inside and around the building. Roell then went to the condominium of his neighbor, Ra-chana Agarwal, and threw -a flower pot through her window.
Agarwal was awakened by the noise of shattering glass and went downstairs to find Roell 'standing outside of her condominium by the broken window. She attempted to talk to Roell, who was screaming something about “water.” Roell then pulled the screen from Agarwal’s window and threw it at her. At that point, Agarwal became scared and ran back inside the condominium, where she told her son, So-ham, to call 911. Soham dialed 911 and handed the phone to Agarwal, who told the operator that her neighbor was “acting crazy.” Agarwal testified that, during this time, Roell appeared to be angry, his face red and his eyes bulging, .and he kept muttering unintelligible things about water. Roell was also pacing back and forth in front of Agarwal’s broken window, periodically peering into her condominium.
Deputy Huddleston proceeded to ask Roell what he was doing. Although Deputy Huddleston could not recall Roell’s response, he testified that Roell immediately turned and approached him and Deputy Alexander in an aggressive manner. Roell still had the hose and the garden basket in his hands. Deputy Alexander similarly recalled that he and Deputy.Huddleston told’ Roell to “show us your hands” and that Roell, “immediately, within seconds,” charged at them at.a “pretty brisk walk.” Deputy Alexander also said that Roell approached them still holding the hose and the garden basket.
Soham Agarwal was watching the events unfold from inside the condominium and heard Roell screaming about how “he didn’t have water and we had water.” In addition, Soham observed the deputies telling Roell to calm down, to stop resisting, to come over to them, and to drop whatever he 'had in his hands. Soham recalled that Roell repeatedly shouted that he did not have a weapon. But Soham also testified that, despite Roell’s assertions that he was unarmed, Roell was facing the deputies swinging the hose “as if he was trying to hit somebody.” Rachana Agarwal, also watching from the inside of her condominium, confirmed that the deputies told Roell to calm down and that Roell was swinging the hose nozzle at the deputies. Agarwal observed the deputies and Roell approach each other, with Roell proceeding at a pace between a walk and a sprint, still holding the hose.
As Roell approached the deputies, Deputy Huddleston told Roell to stop and to get on the ground or he would be tased. Deputy Huddleston then unholstered his X2 Taser and. arced it as a warning. Arcing a taser does not deploy the device; it simply creates a sound. Roell flinched when Deputy Huddleston arced his taser but kept approaching. Deputy Huddleston once more arced his taser and commanded Roell to get on the ground-. Roell again flinched but continued to approach the deputies. Deputy Huddleston then holstered his taser and reached out to grab one of Roell’s arms. At the same time, Deputy Alexander grabbed Roell’s other arm.
Roell swung the garden-basket at Deputy Huddleston, as they met. Deputy Hud-dleston, Deputy Alexander, and Roell all fell to the ground outside of the gated patio area during their struggle. Roell was wét and slippery, either from sweat or water, and managed to break free from the deputies’ grasp. As Roell tried to enter back through the patio gate, Deputy Hud-dleston- tased him. Deputy Huddleston testified that taser appeared to have some effect because Roell buckled over a little bit. Roell nonetheless continued into the patio and closed the gate. The deputies followed him through the gate while Deputy Huddleston’s taser was- still on its five-second deployment cycle. By that time, Deputy Dalid had arrived at the scene. All three deputies tried to restrain Roell’s arms, but- were unsuccessful because he
While Deputies Alexander and Dalid attempted to hold Roell’s arms, Deputy Hud-dleston 'tried to deploy his taser' in drive-stun mode to the back of Roell’s leg. This court has previously explained the use of a taser in drive-stun mode as follows:
In drive-stun mode, ‘the operator removes the dart cartridge and pushes two electrode contacts located on the front of the taser directly against the victim. In this mode, the taser delivers an electric shock ...[,] but does not cause an override of the victim’s central nervous system as it does in dart-mode.’
Cockrell v. City of Cincinnati,
Roell managed to escape the grasp of all three deputies and stood up in a face-to-face position with Deputy Alexander, whose back was against a tree. Deputy Huddleston once more tased Roell using the device’s dart-mode, this time deploying two barbs into his back. Although the taser still did not take effect, the deputies were able to get Roell on the ground and handcuff him. Because of Roell’s continued resistance, the deputies had to restrain Roell’s hands in front of his body by using two sets of handcuffs.
Roell appeared “somewhat under control” once he was handcuffed, but he continued to thrash his legs and kicked Deputy Huddleston in the groin. Deputy Huddleston then sent Deputy Alexander to get leg shackles from the one of the patrol cars so that Roell’s feet could also be restrained. Once the deputies shackled Roell’s legs, they positioned him on his left side. Deputy Dalid was trying to control Roell’s upper body by holding on to his right shoulder. Both Deputy Huddle-ston and Deputy Dalid testified that, once restrained, Roell went limp and began to snore. Roell would wake up, thrash around, and then go limp and lapse back into snoring. Deputy Dalid observed Roell doing this twice before he noticed that Roell had no pulse and had stopped breathing. By that time, Corporal (now Sergeant) Mikal Steers arrived on the scene and began administering CPR to Roell until the life squad arrived. Although Corporal Steers detected a faint pulse on several occasions, he was unable to revive Roell. The emergency medical technicians were also unable to revive Roell, and he was pronounced dead at the hospital emergency room.
Dr. Jennifer Schott, the deputy coroner, determined that the cause of Roell’s death was “excited delirium due to schizoaffec-tive disorder” and that the manner of his death was natural. Included with the Death Record was a report drafted by Dr. Schott, stating that Roell had a history of “physical altercation with police officers” and that the “use of a conducted energy device against decedent” had occurred. Also noted were Roell’s various abrasions and contusions, injuries from the taser barbs, and four broken ribs. The report, however, did not find that any of these injuries contributed to Roell’s death. In
B. Procedural background
In August 2014, Nancy Roell, as the executrix of Roell’s estate, filed suit in the United States District Court for the Southern District of Ohio against both Hamilton County and the Hamilton County Board of County Commissioners (collectively, Hamilton County), as well as against Sheriff Jim Neil and Deputies Alexander, Dalid, and Huddleston. She first asserted claims pursuant to 42 U.S.C § 1983, alleging that (1) Deputies Alexander, Dalid, and Hud-dleston violated Roell’s Fourth Amendment right to be free from excessive force, and (2) Hamilton County and Sheriff Neil are subject to municipal liability for the deputies’ alleged use of excessive force. Nancy Roell also brought intentional-discrimination and failure-to-accommodate claims against all of the defendants under Title II of the ADA. Finally, she asserted a state-law claim for the wrongful death of Roell against all of the defendants and a state-law claim for assault and battery against Deputies Alexander, Dalid, and Huddleston.
In February 2016, the defendants filed a “Motion to Dismiss and Motion for Summary Judgment” pursuant to Rule 56(c) of the Federal Rules of Civil Procedure, which the district court granted in part and denied the remainder as moot. First, the court held that Deputies Alexander, Dalid, and Huddleston were entitled to qualified immunity on Nancy Roell’s § 1983 claim, with the result that Sheriff Neil and Hamilton County were also not liable under § 1983. Roell v. Hamilton Cty. Bd. of Cty. Comm’rs, No. 1:14-CV-637,
In rendering its decision, however, the district court did not specify whether it resolved the defendants’ motion using the summary-judgment standard or the motion-to-dismiss standard. Id. But the content of the defendants’ motion, the extensive discovery period, and the court’s consideration of materials outside of the pleadings indicate that the case was decided on summary-judgment grounds. In any event, Nancy Roell appeals only the district court’s grants of summary judgment in favor of (1) Deputies Alexander, Dalid, and Huddleston on her § 1983 claim, and (2) Hamilton County on her § 1983 and her ADA claims.
II, ANALYSIS
A. Standard of review
We review de novo a district court’s grant of summary judgment. Watson v. Cartee,
B. Nancy ■ Roell’s § 1983 claim against Deputies Alexander, Dalid, and • Huddleston
Nancy Roell claims that Deputies Alexander, Dalid, and Huddleston violated Roell’s Fourth Amendment rights when, they used excessive force to subdue him. The deputies pled the affirmative defense of qualified immunity, which “protects government officials ‘from liability for civil damages insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable-person would have known.’ ” Pearson v. Callahan,
“We ask two questions in evaluating whether a law-enforcement officer is entitled to qualified immunity on an excessive-force claim: ‘(1) whether the officer violated the plaintiffs constitutional rights under the Fourth Amendment; and (2) whether • that constitutional right was clearly established at the time of the inci-. dent.’ ” Estate of Hill v. Miracle,
1. The deputies. likely did not violate Roell’s Fourth Amendment rights.
The Fourth Amendment “guarantees citizens the right ‘to be secure in their persons ... against unreasonable ... seizures’ of the person.” Graham v. Connor,
The Supreme Court has articulated three factors for us to consider in determining the objective reasonableness of. a particular use of force. These factors are (1) “the severity of the crime at issue,”
The first Graham factor—“the severity of the crime at issue”—supports a finding that some degree of force was justified in order to restrain and arrest Roell. Deputies Alexander, Dalid, and Huddle-ston responded to a “neighbor trouble” call and were quickly informed by a frightened Agarwal that Roell was “breaking things” in her backyard. They found Roell half-naked, muttering unintelligibly, and standing next to a broken window, which they reasonably inferred was shattered as a result of Roell’s actions. In other words; Roell had.committed a series of property crimes that a reasonable officer could infer might escalate. The fact that Roell had not yet committed a more serious felony did not preclude the deputies from using force to restrain him. See Cockrell v. City of Cincinnati,
Application of the second Graham factor—whether Roell posed an immediate threat to the deputies or. to others—also indicates that the deputies’ use of force was warranted. When the'deputies first encountered Roell, he was holding objects that, could have been used as weapons amid a scene of property destruction. See In re Fortney,
First, Roéll posed a potential threat to the Agarwals, who were still inside the condominium. Because Roell had already thrown a potted plant through the Agar-wál’s condominium window, the deputies were reasonably concerned that he might break into their residence and cause further destruction.’ Roell also posed an immediate threat to the deputies themselves. Rahana Agarwal, Soham Agarwal, Deputy Alexander, and Deputy Huddleston all testified that Roell quickly approached the deputies while waving the metal nozzle of a hose in a , threatening • manner. Deputy Huddleston testified that the hose and the metal nozzle could have been used as a weapon to hit or to choke him.
Although Soham Agarwal heard Roell say- that he had no weapon and heard the deputies tell Roell to come over to them, these observations do not create a genuine
Finally, we turn to the third Graham factor and analyze whether Roell was actively resisting arrest. Undisputed record evidence shows that Roell resisted the deputies’ attempts to restrain and handcuff him by kicking, flailing, and wriggling away from their grasp. Nancy Roell responds that the deputies “foreseeably caused any resistance or escalated the encounter by failing to use verbal and tactical de-escalation.” But even if we assume that the deputies escalated the encounter with Roell—an assertion that we find dubious—law-enforcement officers cannot be held liable solely because they created the circumstances requiring the application of force. See Livermore ex rel. Rohm v. Lubelan,
Our analysis of the Graham factors, however, is not the end of the excessive-force inquiry. We must also assess whether the “totality of the circumstances justified” the “particular sort of ... seizure” imposed upon Roell. See Tennessee v. Garner,
The deputies were therefore required to take into account Roell’s diminished capacity before using force to restrain him. See Champion v. Outlook Nashville, Inc.,
Despite Roell’s apparent diminished capacity, he had committed a series of property crimes, was a threat to the Agar-wals and to the deputies, and was actively resisting arrest. “[A] reasonable officer on the scene” could have concluded the use of force was necessary based on the totality of these circumstances. See Graham, 490
2. The constitutional right alleged by Roell was not clearly established.
“In order for a right to be clearly established for the purposes of qualified immunity, ‘[t]he contours of the right must be sufficiently clear that a reasonable official would understand that what he is doing violates that right.’ ” Estate of Hill v. Miracle,
Requiring this “particularized” showing “is not to say that an official action is protected by qualified immunity unless the very action in question has previously been held unlawful, but it is to say that in the light of pre-existing law the unlawfulness must be apparent.” Anderson,
With these general principles in mind, we turn to the question at hand: whether Nancy Roell has demonstrated “the prior articulation of a prohibition against the type of excess force exerted” against Roell, sufficient to defeat the deputies’ affirmative defense of qualified immunity. See Champion,
Nancy Roell argues that Martin v. City of Broadview Heights,
The Martin court held that “[a] reasonable officer should have known that subduing an unarmed, minimally dangerous, and mentally unstable individual with compressive body weight, head and body strikes, neck or chin restraints, and torso locks would violate that person’s clearly established right to be free from excessive force.” Id. at 963. In doing so, the court observed that the officers were obligated to “de-escalate the situation and adjust the application of force downward” when confronted with an unarmed individual who “exhibited conspicuous signs that he was mentally unstable.” Id. at 962. We agree with the district court, however, that this statement must be viewed in the context of the officers’ applied use of force, which was characterized by the Martin court as “severe.” Id. at 958; see also Roell,
Unlike the officers in Martin, Deputies Alexander, Dalid, and Huddleston did not repeatedly beat Roell or apply compressive body pressure-to his back. They instead “grappled with Roell’s arms and legs to try to control him, which they eventually did.” Roell,
Because of these factual differences, Martin did not put the deputies on notice that their actions violated’ Roell’s clearly established right to be free from excessive force. Nor do the other cases cited by Nancy Roell, which hold that police use excessive force when they deploy gratuitous force or a taser against an individual who is already restrained or is doing nothing to resist arrest, provide such notice. See, e.g., Eldridge v. City of Warren,
We believe that this case is instead more analogous to Cook v. Bastin,
Campbell was handcuffed without incident and placed in a sitting position; While the- police waited for the medical transport unit, however, Campbell “began thrashing and kicking, making grunting sounds as he tried to free himself from thé-handcuffs,” rolled onto • a prone position, and began scooting on his stomach towards the doorway. Id. at 526. The officers attempted to gain control of Campbell by restraining his arms and legs, while the Crisis Manager held his torso. During the struggle, Campbell pulled the men into the hallway, freed one of his hands from the cuffs, and “pick[ed] himself and everybody up.off the ground with the one hand about three or four inches.” Id. Campbell then collapsed, fell unconscious, and died as a result of acute cardiorespiratory failure. The Cook court held that the degree of force used by the officers was reasonable because Campbell had committed significant property destruction and a physical assault, posed an immediate threat to himself, the officers, and to others, and attempted to free himself from the officers’ restraint. Id. at 530-31.
Like Campbell, Roell caused significant property damage, was a threat to the officers and to others, and resisted arrest during an episode of excited delirium. Although Deputies Alexander, Dalid and Huddleston did not observe any “signs of physical violence,” they did observe that Roell was holding objects that could be used as weapons. True enough, the deputies’ wrestled with and attempted to tase Roell, arguably deploying a higher level of force than the officers in Campbell. But this court has previously held that an officer’s “single use of the taser in drive-stun mode” against a mentally unstable plaintiff who was a threat to officer safety and his own safety, and who was resisting police attempts to transport him to the hospital, did not constitute excessive force. See Caie v. West Bloomfield Township,
Finally, Nancy Roell relies on the procedures articulated in the training materials. of the Ohio Peace Officer Training Commission (OPTC) and in proffered expert testimony in an effort to prove that Roell’s right to be free from excessive force was clearly established. She first argues that the deputies did not follow the OPTC procedures when they neglected to recognize that Roell was exhibiting the common symptoms of excited delirium, proceeded to engage Roell before staging the scene with multiple officers and medical personnel, and failed to use verbal de-escalation techniques before attempting to physically restrain him. Nancy Roell also points to the expert testimony of Dr. Michael Lyman, who stated that de-escalation was the “standard technique” recommended for crime-related encounters with excited-delirium subjects and who opined that, had the deputies used verbal de-escalation, Roell would have likely been talked into surrendering without an altercation. Based on this evidence, Nancy Roell argues that the deputies had a “clearly established duty” to use de-escalation techniques prior to using force against Roell.
In considering her argument, we must “evaluate the officers’ use of certain tactics ‘in light of testimony regarding the training that [the officers] received.’ ” Martin,
Dr. Lyman’s expert testimony, which essentially opines on the best approach that the deputies could have taken in ideal circumstances, similarly does not establish that the deputies violated Roell’s clearly established rights. As an initial matter, “[t]he Fourth Amendment ... does not require police officers to take the better approaeh[,] ... only that they take a reasonable approach.” Cook v. Bastin,
In sum, Nancy Roell points to no case-law clearly establishing that the deputies violated Roell’s Fourth Amendment rights in effectuating his arrest. Even assuming that law-enforcement officers must “adjust the application of force downward” when confronted with a conspicuously mentally unstable arrestee, Martin,
C. Nancy Roell’s § 1983 claim against Hamilton County
Nancy Roell also challenges the district court’s grant of summary judgment in favor of Hamilton County on her claim for municipal liability under § 1983. She put forth three theories as to why Hamilton County is subject to municipal liability: (1) Hamilton County’s policy and custom for handling mentally-ill individuals was the driving force behind the deputies’ use of excessive force, (2) Hamilton County failed to adequately train the deputies, and (3) Hamilton County ratified the .deputies’ use of excessive force.
We recognize that “[a] municipality or county cannot be liable under § 1983 absent an underlying constitutional violation by its officers.” Blackmore v. Kalamazoo County,
We, on the other hand, have utilized the second prong of the qualified-immunity analysis to conclude that the deputies are entitled to summary judgment because no caselaw clearly established that the degree of force used by the deputies violated Roell’s Fourth Amendment rights. In doing so, we have reached no conclusion with respect to whether Roell’s rights were actually violated. We must therefore address Nancy Roell’s three theories for Hamilton County’s liability by assuming, without deciding, that Roell’s Fourth Amendment rights were violated by the deputies’ excessive use of force.
Hamilton County is subject to liability under § 1983 for its policy on handling’mentally ill individuals only if Nancy Roell can “demonstrate ‘a direct causal link between the policy and the alleged constitutional violation.’” See Brown v. Chapman,
Inadequate training can serve as the basis for municipal liability under § 1983 where it “amounts to deliberate indifference to the rights of persons with whom the police come into contact.” City of Canton v. Harris,
The record shows that the deputies 'received training on topics that included the use of force and tasers, crisis intervention techniques, interacting with the special-needs population and mentally ill suspects, and recognizing the symptoms of excited delirium. Finally, we note that Nancy Roell’s argument that Hamilton County failed to train its deputies is completely inconsistent with her § 1983 claim that the deputies’ use of excessive force was evidenced by the fact that they failed to follow Hamilton County’s procedures regarding officer interactions with individuals suffering from excited delirium.
This leaves Nancy Roell with her argument that Hamilton County ratified the use of excessive force by Deputies Alexander, Dalid, and Huddleston when it conducted an inadequate investigation .of the events. Specifically, she asserts that the investigation merely rubber-stamped the deputies’ unconstitutional conduct, neglected to discover what actually took place, and failed to review whether the deputies’ actions violated Hamilton County’s policies and procedures. Once again, however, the record demonstrates otherwise.
The internal investigation included interviews of multiple witnesses, detailed fact-finding, and incorporates additional investigations by the Criminal Investigations Unit of the Sheriff’s Office and the Hamilton County Coroner. In addition, Nancy Roell’s own expert, Dr. Lyman, testified that he could not think of ’any additional interviews that should' have been conducted during the investigation, could not point' to any physical evidence that was not preserved-or test results that were not considered, and could not identify any specific inadequacies in the collection of testimonial or tangible evidence. We therefore disagree with Nancy Roell’s argument that “no serious investigation” occurred regarding the deputies’ use of force. See Marchese v. Lucas,
D. Nancy Roell’s ADA claim against Hamilton County
Finally, Nancy Roell appeals the district court’s grant of summary judgment in favor of Hamilton County based on her claim under Title II of the ADA. Title II provides that “no qualified individual with a disability shall, by reason of such disability, be excluded from 'participation in or be denied the benefits of the services, programs, or activities of a public entity, or be subjected to discrimination by any such entity.” 42 U.S.C. § 12132. Two types of claims are cognizable under Title II: claims for intentional discrimination and claims for. a reasonable accommodation. Ability Ctr. of Greater Toledo v. City of Sandusky,
The district' court dismissed Nancy Roell’s ADA claim because it found no evidence 'that the defendants intentionally discriminated against Roell based on his disability. In so holding, however, the court failed to consider Nancy Roell’s failure-to-accommodate theory. Under this theory, Nancy Roell asserted that Hamilton County had a duty to accommodate Roell’s disability by “having its officers take steps to calm the situation, converse with Mr. Roell in- a non-threatening manner, pause to gather information from -Ra-chana Agarwal, refrain from the application of force, and summon EMS to the scene at the earliest moment possible.”
A few opinions have indeed indicated that arrestees might be able to bring cognizable claims under Title II. But, in doing so, they have also noted that the exigent circumstances inherent in an arrest inform the reasonable-accommodation analysis. See, e.g., Sheehan v. City of San Francisco,
We need not decide whether Title II applies in the context of arrests because, even if Nancy Roell’s failure-to-accommodate claim is cognizable, Hamilton County is entitled to.summary judgment based on the facts of this case. This circuit has previously held that “the ‘determination of what, constitutes reasonable modification is highly fact-specific, requiring case-by-case inquiry.’ ” Anderson v. City of Blue Ash,
Nancy Roell’s proposed, accommodations—that the deputies use verbal deescalation techniques, gather information from the witnesses, and call EMS services before engaging with Roell—were therefore “unreasonable ... in light of the overriding public safety concerns.” See Tucker v. Tennessee,
In the context of the exigent circumstances surrounding Roell’s arrest, Nancy Roell cannot make out a viable ADA claim under her failure-to-accommodate theory. Nor has she presented any evidence that Hamilton County .intentionally discriminated against Roell based on his disability.
III. CONCLUSION
For all of the reasons set forth above, we AFFIRM the judgment of the district court.
Dissenting Opinion
DISSENT
dissenting.
Our circuit law clearly states that when an individual “exhibit[s] conspicuous signs that he [is] mentally unstable” and is “unarmed,” “Champion require[s] the officers to de-escalate the situation and adjust the application of force downward.” Martin v. City of Broadview Heights,
I. GOVERNING LAW
Because the law governing this case is clearly established and straightforward, I begin by setting out the basic legal principles that govern this case. First, I agree with the majority’s recitation of the familiar summary-judgment standard, although not with its application of the standard to this case. See Maj. Op. at 479-80. Second, I agree with its summary of the Graham-factors. See Maj. Op. at 480-81 (citing Graham v. Connor,
As for the law at the heart of this matter, I cannot agree with the majority’s characterization. Sixth Circuit cases clearly establish that officers must “take into account ‘the diminished capacity of an unarmed detainee ... when assessing the amount of force exerted.’” Martin,
While the majority acknowledges that Champion mandates that “[t]he deputies were ... required to take into account Roell’s diminished capacity before using force to restrain him,” it essentially brushes this requirement aside by asserting that “no caselaw supports Nancy Roell’s assertion the deputies were prohibited from using any physical force against Roell before first attempting alternative de-escalation techniques.” Maj. Op. at 482. I agree that the deputies were not necessarily prohibited from using any physical
II. APPLICATION OF THE CLEARLY ESTABLISHED LAW TO THE FACTS OF THIS CASE
There are several unresolved questions of fact relevant to whether the officers had, and, if so, whether they complied with, an obligation to adjust the level of force downward. There are some basic facts that I agree are not in dispute. No one disputes that Roell had long lived with chronic, severe mental illness, including schizoaffective disorder and delusional disorder, nor does anyone dispute that when he went off his medication he could become unpredictable, dangerous, and violent. R. 98 (N. Roell Dep. at 72, 97, 167) (Page ID #4613, 4538, 4608). No one disputes that at 2:30 a.m. on August 13, the Roells’ neighbor, Rachana Agarwal, woke up to a loud noise and found Roell standing at Agarwal’s window wearing only a t-shirt, nude from the waist down. R. 90 (Agarwal Dep. at 10) (Page ID #3765); R. 77 (Huddleston Dep. at 66) (Page ID #493). Scared, Agarwal called 911 and said that her neighbor was “acting crazy.” R. 90 (Agarwal Dep. at 27) (Page ID #3782). There is no dispute that when the officers arrived oh the scene, they wrestled with Roell and tased him multiple times before eventually subduing him and handcuffing him with two sets of handcuffs and shackles. R. 77 (Huddleston Dep. at 98-100, 117-19) (Page ID #525-27, 544-46). There is also no dispute that Roell stopped breathing while he was shackled, that he never regained consciousness, and that he was pronounced dead at the hospital. See R. 96-1 (Death Record) (Page ID #4286).
Beyond these basic facts, there are many disputes over important details of the events leading to Roell’s death. First, there is a fact question as to whether Roell was armed, given that he was holding a hose and a hanging planter but may not have been using these items as weapons. Second, there is a fact question as to how aggressively Roell acted when he approached the officers. Without resolving these factual disputes, it is impossible to know whether the amount of force was appropriate under the circumstances.
A. We do not know whether Gary Roell was unarmed
There is a fact question as to whether Roell was unarmed under Ohio law. Determining whether Roell was unarmed is crucial, because if Roell was unarmed, the Champion/Martin rule would apply and require the officers to adjust the level of force downward. If Roell was armed, the Champion/Martin rule would not apply.
The majority correctly notes that Ohio law “defines a deadly weapon as ‘any instrument, device, or thing capable of inflicting death, and designed or specially adaptable for use as a weapon, or possessed, carried, or used as a weapon.”’ Maj. Op. at 481 (quoting In re Fortney,
The evidence is not clear .as to whether Roell was using the peat-moss planter or hose as weapons. Soham Agarwal testified
If Roell repeatedly shouted that he did not have a weapon, that indicates that he was not using the hose and peat-moss planter as weapons. Roell’s incoherent mumbling about water also indicates that he was holding the hose because he' was fixated on the Agarwals’ water, not because he planned to use the hose as a weapon. R. 90 (Agarwal Dep. at 60) (Page ID #3815). Of course, neither Roell’s repeatedly shouting that he did not have a weapon, nor his mumbling about water conclusively prove that he was unarmed. But the innocuous nature of a soft, peat-moss planter, the fact that Roell was mumbling about water while holding the hose, and witness testimony that Roell repeatedly shouted that he was unarmed at least create a question of material fact as to whether Roell was using the planter and hose as weapons.
B. We do not know how aggressively Gary Roell was acting
The majority attempts to justify the level of force the officers used by arguing that the situation may have been on the brink of escalating and arguing that Roell was acting aggressively. In fact, it is not clear how aggressively Roell was acting, meaning that it is not clear how much force might have been appropriate under the circumstances. Moreover, neither of these arguments takes into account the obligation to adjust the level of force downward when confronted with an apparently mentally unstable and unarmed individual.
The majority states that there is undisputed evidence of the aggressive nature of the way Roell approached the officers. Maj. Op. at 481-82. In fact, the testimony does not make clear how aggressively Roell was acting when he approached the officers. At least three different witnesses testified in three different ways about why and how Gary Roell approached the officers when he arrived at the Agarwals’ house. Huddleston’s testimony largely mirrored the testimony of the. other officers. He testified that Roell, unprompted, “turned around and started coming toward myself and Deputy Alexander in an aggressive manner.” R. 77 (Huddleston Dep. at 67) (Page ID #494). Huddleston also testified that he did not tell Roell to walk toward him, but rather “told [Roell] to drop what he had in his hands and get on the ground.” Id. at 68 (Page ID #495).
Agarwal was more equivocal. At one point she testified that “I saw the hose and him, you know, running with it towards the officers.” R. 90 (Agarwal Dep. at 38) (Page ID #3793). Later, she testified that she “cannot say that for sure now” whether Roell was running or walking, id. at 44 (Page ID #3799), and “I don’t want to say running, but I saw him going towards the officer with that thing [the hose] in his hand,” id. at 50 (Page ID #3805); see also id. at 56 (Page ID #3811). Agarwal also testified that it was not as if Roell was approaching the officers and they were standing still, but rather that Roell and the officers “were both moving towards each other.” Id. at 42 (Page ID #3796).
Q. So after the police officers arrived, what was the first thing you heard either Gary or the officers say to each other?
A. I think the first thing I heard was the officers telling him to like cooperate or to come over there, to stop doing what he was doing when they came into the backyard.
Q. So they said come over to them? Is that what you heard?
A. Something, like that, yes.
Id. at 37-38 (Page ID #3875-76).
In support of its contention that there is undisputed evidence of the aggressive nature of the way Roell approached the officers, the majority states that Soham Agar-wal testified that “Roell was facing the deputies swinging the hose ‘as if he was trying to hit somebody.’ ” Maj. Op. at 477 (quoting R. 91 (S. Agarwal Dep. at 32) (Page ID #3870)). This statement slightly niiseharacterizes Soham Agarwal’s testimony, and, although slight, the difference between Soham Agarwal’s testimony and the majority’s characterization of Soham Agarwal’s testimony is important. Soham Agarwal actually testified that Roell had something in his hand, and that while “it was a little dark still, so it was hard to tell what it was.... it seemed like it was the hose that he had held previously—and that he was kind of like swinging it around, as if he was trying to hit somebody.” R. 91 (S. Agarwal Dep. at 32) (Page ID #3870). Obviously, Soham Agarwal’s testimony does not unequivocally state that Roell was acting in a calm, unaggressive manner, but it also does not unequivocally state that Roell was swinging the hose as if he was trying to hit someone. Instead, Soham Agarwal stated that it was dark enough that it was hard to tell what was happening, that Roell was holding something that “seemed like it was the hose,” and that Roell was “kind of like swinging” whatever he was holding “as if he was trying to hit somebody.” Id. This distinction is important because, along with Rachana Agar-wal’s testimony, it underscores that it was not at all clear to the disinterested wit-nesses_ how aggressively (or unaggressively) Roell was acting.^ It was Huddleston, rather than Soham or Rachana Agarwal, who characterized Roell as aggressive.
The majority also states that although Roell committed only property crimes, it was reasonable for' the officers to infer that his crimes might escalate and therefore reasonable for them to tase him. Maj. Op. at 480-81. First of all, this point is debatable. The only support the majority offers is an unpublished case that is distinguishable because it held that tasing the suspect did not clearly constitute excessive force because the suspect was fleeing. See Cockrell v. City of Cincinnati,
The majority also attempts to analogize this case to Cook v. Bastin,
C. There are disputed facts, making summary judgment inappropriate
Because we do not know whether Gary Roell was unarmed according to Ohio law, we do not know whether the Champion/Martin rule applies to the officers’ confrontation with Roell. See Martin,
