McHENRY TOWNSHIP, Plaintiff-Appellant, v. THE COUNTY OF McHENRY and JOSEPH TIRIO, in His Official Capacity as the McHenry County Clerk, Defendants-Appellees.
No. 2-20-0478
Appellate Court of Illinois, Second District
April 15, 2021
2021 IL App (2d) 200478
Decision Under Review: Appeal from the Circuit Court of McHenry County, No. 20-CH-248; the Hon. Kevin G. Costello, Judge, presiding. Judgment: Reversed and remanded. Counsel on Appeal: Robert T. Hanlon, of Law Offices of Robert T. Hanlon & Associates, P.C., of Woodstock, for appellant. Patrick D. Kenneally, State’s Attorney, of Woodstock (Norman D. Vinton and Carla N. Wyckoff, Assistant State’s Attorneys, of counsel), for appellees.
OPINION
¶ 1 Plaintiff, McHenry Township, sued defendants, the County of McHenry and Joseph Tirio, in his official capacity as the McHenry County Clerk, for a writ of mandamus or mandatory injunctive relief, seeking to place on the township’s
I. BACKGROUND
¶ 3 In early 2020, the township’s electors submitted the following referendum proposition, which was included on the township’s March 2020 primary ballot:
“Shall the McHenry Township together with any road districts wholly within the boundaries of McHenry Township, be dissolved on June 21, 2020[,] with all of the township and road district property, assets, personnel, obligations, and liabilities being transferred to McHenry County?
Yes
No”
The voters rejected the referendum proposition.
¶ 4 On June 12, 2020, the township’s board approved a resolution to place the following referendum proposition on the November 2020 general election ballot:
“Shall the McHenry Township together with any road districts wholly within the boundaries of McHenry Township, be dissolved on February 8, 2021[,] with all of the township and road district property, assets, personnel, obligations, and liabilities being transferred to McHenry County? All funds of the dissolved township and dissolved road district shall be used solely on behalf of the residents of the geographic area with the boundaries of the dissolved township. Proceeds from the [s]ale of park land, cemetery land, buildings, or facilities after transfer to the county must be utilized for the sole benefit of the geographic area of the dissolved township. The McHenry County Board shall not extend a property tax levy that is greater than 90% of the property tax levy extended by the dissolved township or road district for the duties taken on by McHenry County—Yes—N[o]”
¶ 5 On June 29, 2020, the township submitted to Tirio’s office a certification consisting of several documents, including (1) proof of filing of a certification of the proposition to dissolve the township, (2) certification of resolution No. 1120068 concerning the resolution for a proposition to be placed on the ballot, and (3) a certification of ballot.
¶ 6 The following day, Tirio objected to the filings on the basis that (1) the proposition’s language did not comply with the proper form to appear on the ballot, as set forth in section 24-30 of the Township Code (
¶ 7 On July 6, 2020, the township board approved the following revised proposition language:
“Shall the McHenry Township together with any road districts wholly within the boundaries of McHenry Township, be dissolved on February 8, 2021[,] with all of the township and road district property, assets, personnel, obligations, and liabilities being transferred to McHenry County?
Yes
No”
¶ 8 On July 6, 2020, the township delivered to Tirio the second certification to be placed on the November 2020 ballot. The submitted documents included (1) proof of filing of a certification of the proposition to dissolve the township, (2) certificate of resolution No. 1120068 concerning the resolution for a proposition to be placed on the ballot, and (3) a certification of ballot.
¶ 9 Again, Tirio refused to place the referendum proposition on the November 2020 general election ballot. In a July 7, 2020, letter, Tirio explained that, although the revised language conformed to the statutory form for the ballot (see
A. Township’s Suit
¶ 11 On July 24, 2020, the township sued defendants for a writ of mandamus or mandatory injunctive relief, seeking to have Tirio place the referendum proposition on the November 2020 general election ballot. It argued that Tirio lacked the power to decide issues of content for propositions and that, even if he had such power, the two propositions at issue were not the same because they called for dissolution in different years. The township argued that Tirio exceeded his authority as county clerk when he looked past the face of the filings.
¶ 12 On August 5, 2020, defendants moved to dismiss the township’s complaint (
¶ 13 The township took the position that Tirio lacked the power to decide issues of content for propositions and that, even if he had such power, the two propositions were not the same.
B. Trial Court’s Order
¶ 15 On August 24, 2020, the trial court granted defendants’ motion and dismissed the township’s complaint, with prejudice. The court found that the referendum proposition, on its face, conformed with statutory requirements and that Tirio would have looked outside the four corners of the filings to determine any alleged infirmities. However, the court noted that section 28-5 of the Election Code states that the local election official or authority, such as Tirio, is charged with notifying the entity that submitted the public question when it may not be placed on the ballot. The trial court determined that section 28-5 “clearly contemplates a determination by someone as to whether the public question violates any section of the Election Code, including [section] 28-7.” The court queried, “if the local election official or authority is not charged with rendering that determination, who is? The logical answer is the same election official or authority. No provision in the Election Code suggests any other public official would have the standing or authority to do so.” Strict enforcement of the position that the clerk’s determination is limited to a facial examination of the document, the court further determined, “leads to an absurd result” and would never result in a determination by that official that the proposed question violates section 28-7. The court noted that sections 28-1 (
¶ 16 The trial court distinguished case law upon which the township relied for the proposition that the clerk cannot look beyond the face of the filings. The court noted that the case law involved petitions, not a resolution such as here, and did not consider section 28-5 of the Election Code.
¶ 17 The trial court observed that section 28-4 provides an objection mechanism for referendums initiated by petitions but not by resolution. See
“Putting aside the practical burdens of such a lawsuit (i.e.[,] cost to the litigants, the significantly compromised time period for resolution)[,] such judicial ‘kicking the can down the road’ would violate the purpose of Section 28-5, which requires determination of all submitted public questions as to their conformity with the Election Code before their placement on the ballot. The mechanisms of that Section, specifically the requirement that the election official provide notice of a rejected question to the submitting party, allows that party to do exactly what was done here: file a lawsuit contesting that rejection so that a court can review same and determine whether the question should be placed on the ballot, all in a timely fashion. Tirio rubberstamping a submitted public question he believes to be violative of the Election Code on the assumption that a private citizen will bring a lawsuit to enforce the provisions of the Election Code after Tirio had placed the matter on the ballot would be shirking his duties under the Election Code. Furthermore, it would promote chaos. If such a post[-]ballot printing challenge was brought and successful, Tirio would then have to print all new ballots and destroy the old ones—a potentially monumental and no doubt costly endeavor. The Court is disinclined to facilitate such an absurd scenario.” (Emphasis added.)
¶ 19 The trial court rejected the township’s argument that, even if Tirio had the discretion to determine that the referendum proposition violated section 28-7 of the Election Code, his decision was erroneous and an abuse of discretion because the proposition is not the same question that appeared on the March 2020 ballot. The court noted that the effective date is governed by statute (section 24-20 of the Township Code) and that, thus, by its very nature, the effective date for a proposed dissolution of a township will be different each time it is placed on the ballot. The court also noted that the statute does not require that an effective date be specified and instructs that referenda be in “substantially” the form appearing in the statute. Thus, the trial court concluded, the effective date was superfluous. In contrast, the court noted, section 24-20 requires a petition for referendum to include the effective dissolution date on the petition. The court found that the two propositions at issue were “the same.” “The effective date is governed by statute and is not a question the public can vote on.” A contrary reading of the statute, the court noted, would render section 28-7 unenforceable as to township dissolution referenda, “a result clearly contrary to both the Township [Code] and the Election Code.” The court determined that the legislative intent of section 28-7 was “not to burden the public with the same referendum proposition every election cycle.” It found that Tirio had the authority to reject the referendum proposition, which the township submitted pursuant to resolution, and that his determination that the proposition violated section 28-7 was correct. It dismissed the township’s complaint, with prejudice. The township appeals.
II. ANALYSIS
¶ 21 The township argues that the trial court erred in dismissing its complaint. For the following reasons, we agree.
A. Mootness
¶ 23 We first consider whether the issue before us is moot, given that the
¶ 24 “An appeal is moot if no controversy exists or if events have occurred which foreclose the reviewing court from granting effectual relief to the complaining party.” In re Shelby R., 2013 IL 114994, ¶ 15. Although courts generally do not decide moot questions, there are several exceptions to this rule. Id.
“One exception to the mootness doctrine allows a court to resolve an otherwise moot issue if the issue involves a substantial public interest. *** The criteria for application of the public interest exception are: (1) the public nature of the question, (2) the desirability of an authoritative determination for the purpose of guiding public officers, and (3) the likelihood that the question will recur. In re A Minor, 127 Ill. 2d 247, 257 (1989); People ex rel. Wallace v. Labrenz, 411 Ill. 618, 622 (1952). A clear showing of each criterion is required to bring a case within the public interest exception. See Kohan v. Rimland School for Autistic Children, 102 Ill. App. 3d 524, 527 (1981).” Wisnasky-Bettorf v. Pierce, 2012 IL 111253, ¶ 12.
¶ 25 The public interest exception applies where the court action is warranted due to the magnitude or immediacy of the interests at issue. Shelby R., 2013 IL 114994, ¶ 16. The exception is narrowly construed. Id.
¶ 26 Turning to the first criterion—the public nature of the question—a question of election law is, “inherently, *** a matter of public concern.” Goodman v. Ward, 241 Ill. 2d 398, 404-05 (2011); see also Cinkus v. Village of Stickney Municipal Officers Electoral Board, 228 Ill. 2d 200, 208 (2008). This criterion is met here. We agree with the township that the question at issue here—whether a county clerk has the authority to determine whether the 23-month limit in section 28-7 of the Election Code applies when the only difference between two public questions is the dissolution date prescribed in article 24 of the Township Code—is a matter of public concern.
¶ 27 We also conclude that an authoritative determination of the issue is desirable for future guidance of public officers. Issues of first impression may be reviewed under the public interest exception. Shelby R., 2013 IL 114994, ¶ 20. As the township notes, the question here relates to the application of the Election Code to a relatively new statute—article 24 of the Township Code (see Pub. Act 101-230 (eff. Aug. 9, 2019) (adding
B. Dismissal of Township’s Complaint
¶ 29 When ruling on a motion to dismiss under section 2-619 of the Code of Civil Procedure, a court must accept all well-pleaded facts in the complaint as true and draw all reasonable inferences from those facts in favor of the nonmoving party. Coghlan v. Beck, 2013 IL App (1st) 120891, ¶ 24. As a result, a motion to dismiss pursuant to section 2-619 should not be granted unless it is clearly apparent that no set of facts can be proved that would entitle the plaintiff to recovery. Snyder v. Heidelberger, 2011 IL 111052, ¶ 8. We review de novo a dismissal pursuant to section 2-619. Borowiec v. Gateway 2000, Inc., 209 Ill. 2d 376, 383 (2004).
¶ 30 In addition, we review de novo questions of statutory construction. Taylor v. Pekin Insurance Co., 231 Ill. 2d 390, 395 (2008). “The cardinal rule of statutory interpretation is to ascertain and give effect to the intent of the legislature.” Krautsack v. Anderson, 223 Ill. 2d 541, 552 (2006). The language of the statute is the best indication of the legislature’s intent and therefore must be given its plain and ordinary meaning. Id. at 553. If the language is unambiguous, the statute must be given effect without the use of other aids of construction. Id. We cannot “depart from the plain language of the statute by reading into it exceptions, limitations, or conditions not expressed by the legislature.” Id. at 567-68. A court should not consider words and phrases in isolation but instead should interpret each word and phrase in light of the statute as a whole. Id. at 553. “Each word, clause and sentence of a statute must be given reasonable meaning, if possible, and should not be rendered superfluous.” Standard Mutual Insurance Co. v. Lay, 2013 IL 114617, ¶ 26. We interpret statutes with the presumption that the legislature did not intend to create “absurd, inconvenient, or unjust results.” In re Application of the County Treasurer & ex officio County Collector, 2013 IL App (1st) 130103, ¶ 9.
¶ 31 In its complaint, the township sought a writ of mandamus to have Tirio place the July 2020 referendum proposition on the November 2020 ballot. Where a public official has failed or refused to comply with requirements imposed by statute, the court may compel the official to comply by means of a writ of mandamus, provided the requirements for the writ have been satisfied. Noyola v. Board of Education of the City of Chicago, 179 Ill. 2d 121, 132 (1997). An extraordinary remedy, mandamus enforces the performance of a public officer’s official nondiscretionary duties as a matter of right. Rodriguez v. Illinois Prisoner Review Board, 376 Ill. App. 3d 429, 433 (2007). For mandamus to issue, a plaintiff must establish material facts that demonstrate (1) an unequivocal right to the requested relief, (2) an unequivocal duty on the defendant to act, and (3) the defendant’s unequivocal authority to comply with an order granting mandamus relief. Id. at 433-34. Mandamus cannot be used, however, to compel a public official to perform an act that requires the exercise of his or her discretion. See, e.g., McFatridge v. Madigan, 2013 IL 113676, ¶ 17 (“A writ of mandamus is appropriate when used to compel compliance with mandatory legal standards but not when the act in question involves the exercise of a public officer’s discretion.“).
1. Constitutional and Statutory Framework
¶ 33 The Illinois Constitution states that the legislature “shall provide by law for the formation of townships in any county when approved by countywide referendum. Townships may be *** dissolved *** when approved by referendum in each township affected.”
“[t]ransferring the powers and duties of one or more dissolved McHenry County townships into the county, as the supervising unit of local government within which the township or townships are situated, will reduce the overall number of local governmental units within our State. This reduction is declared to be a strong goal of Illinois public policy.”
Id.
¶ 34 Section 24-15 of the Township Code states that the board of trustees of any McHenry County township may, by resolution, “submit a proposition to dissolve the township to the electors of that township at the election next following in accordance with the general election law.2 The ballot shall be as provided for in Section 24-30.”
¶ 35 Section 24-30(a), in turn, states that, “[s]ubject to the requirements of Section 16-7 of the Election Code, the referendum described in Section 24-253 shall be in substantially the following form on the ballot:
Shall the (dissolving township), together with any road districts wholly within the
boundaries of (dissolving township), be dissolved on (date of dissolution) with all of the
township and road district property, assets, personnel, obligations, and liabilities being transferred to McHenry County?
YES
NO”
Id. § 24-30(a) .
¶ 36 Thus, as it relates to resolutions by a township’s board of trustees, article 24 provides merely that (1) a board may submit to the electors a resolution to dissolve a township pursuant to the Election Code and (2) the ballot must meet section 24-30’s requirements, which, in turn, state that, subject to the requirements of section 16-7 of the Election Code, the referendum shall be in the prescribed form. Here, the township’s board approved a resolution to dissolve the township and, after revising the language, submitted to Tirio a proposition that conformed to section 24-30(a)’s form. Section 16-7 of the Election Code states, in relevant part, that,
“[w]henever a public question is to be submitted to be voted upon and has been initiated and certified in accordance with Article 28 of this Code, the election authorities4 to whom the question is certified shall print the question on the ballot for the proper election, and shall cause it to be submitted in the proper precincts to those electors entitled by reason of their residency to vote on such question.” (Emphases added.)
10 ILCS 5/16-7 (West 2018) .
The county clerk is in charge of printing all ballots, including referenda, and furnishing them to the judges of election.
¶ 37 The relevant provisions in article 28 of the Election Code that address the initiation and certification of public questions are as follows. Section 28-7 of the Election Code addresses constitutionally required referenda involving units of local government. It provides that, “[e]xcept as provided in Article 24 of the Township Code,” in cases where article VII of the Constitution “authorizes any action to be taken [(e.g., dissolution of a township)] by or with respect to any unit of local government, as defined in Section 1 of Article VII of the Constitution [e.g., a township], by or subject to approval by referendum, any such public question shall be initiated in accordance with this Section.” (Emphasis added.)
in this Section may not be held more than once in any 23-month period on the same proposition.” (Emphasis added.)
¶ 38 Section 28-5 states that no “less than 68 days before a regularly scheduled election, each local election official shall certify the public questions to be submitted to the voters of or within his [or her] political subdivision at that election which have been initiated by *** action of the governing board of his [or her] political subdivision.” (Emphasis added.)
¶ 39 Finally, the Election Code contains a mechanism for objections to petitions to submit public questions to a referendum (see
2. Tirio’s Powers
¶ 41 The township maintains that this case is analogous to People ex rel. Giese v. Dillon, 266 Ill. 272 (1914), where residents submitted petitions to have the town clerk put on the ballot the question whether the town should become “anti-saloon territory.” The town clerk refused to do so because he determined that the signatures on the petition were neither of legal voters nor given in person and because the sworn statements were neither signed by town residents nor sworn to. The residents sought a writ of mandamus to compel the clerk to place the question on the ballot. The supreme court affirmed the grant of mandamus relief, holding that, where the petition on its face appears to comply with statutory requirements, the clerk may not look beyond the face of the petition to determine whether it complies; he or she must submit the question to the voters. Id. at 275-76. The court noted that the validity (as contrasted with the number) of signatures and the authority of officers cannot be examined from the face of the complaint, the petition was in apparent conformity with the law, and the clerk was obligated to submit the question to the voters. Id. The supreme court noted that the town clerk was a ministerial officer with no discretionary power and that his duty was to examine the face of the petition to determine if it complied with statutory requirements. Id.
¶ 42 The township also points to a subsequent case that illustrates the application of Dillon. In North v. Hinkle, 295 Ill. App. 3d 84 (1998), the plaintiffs had filed nominating papers, seeking to have their names placed
¶ 43 Here, the township argues that Tirio, like the clerk in Dillon, impermissibly looked beyond the face of the filings. In both cases, the decision concerning a facial conformity was based on an extrinsic fact: in Dillon, it was the actual residency status of the signatories to the petition, and here, it was the March 2020 ballot question. The township argues that defendants have failed to cite any authority that Tirio must/can look beyond the face of the filings. The township also asserts that the proposition here arose pursuant to article 24 of the Township Code, not the constitution, and that, therefore, “the 23-month rule is not appropriate to be ruled upon.” As to the absence of a statutory provision allowing voters to object to ballot placement of a public question arising from a resolution, the township contends that voters have remedies; specifically, they (1) always have the opportunity to vote on the measure at the ballot box, (2) always have the right to vote out of office those who advance propositions not to their liking, and (3) possess the ability to create a new township or road district if one was dissolved against their liking. Finally, the township asserts that our legal system does not provide for voter intervention at every stage of the legislative process; voters have input at the ballot box.
¶ 44 Defendants respond that Tirio is in charge of printing the ballots for all elections and, therefore, is charged with knowledge of the content of previous ballots, including referendum propositions, and cannot ignore the direct knowledge inuring from his duty to print ballots. To determine that the two propositions at issue here are the same did not, they assert, require investigation beyond facial review of the propositions. Defendants further argue that, even if imputed knowledge is not sufficient, there is statutory authority for a county clerk to determine and advise local officials that a referendum question is prohibited.
¶ 45 Defendants take issue with the case law upon which the township relies. They note that Dillon involved a petition, with citizens’ signatures, to place an anti-saloon referendum question on the ballot and that the town clerk had investigated registration status to determine individuals’ eligibility to sign the petition. North, they note, involved signed nominating petitions to place on the ballot municipal candidates who were not in apparent conformity because they failed to file their statements of candidacy. Neither case involved, as here, a governing board resolution to propose a ballot referendum proposition. Furthermore, defendants note, section 10-8 of the Election Code, which the township’s case law addresses, concerns the ability to determine apparent conformity of nomination papers and petitions to submit public questions, not governing body resolutions to submit referendum propositions. Finally, they point out that the different treatment of referenda petitions and referenda resolutions extends to the statutory deadlines that apply. Resolutions must be adopted 79 days prior to the election, whereas signed petitions in McHenry County must be filed no less than 122 days prior to the election (
¶ 46 We conclude that the trial court erred in dismissing the township’s complaint. Tirio’s determination that the township’s July 2020 proposition was prohibited because it was identical to one submitted less than 23 months earlier (in violation of section 28-7 of the Election Code) necessarily required him to look beyond the face of the township’s July 2020 filings. Dillon is clear that a ministerial officer such as Tirio may not look beyond the face of the filings to determine whether the proposition complies with the law. Dillon, 266 Ill. at 275-76. From the face of the July 2020 filings, Tirio could not have known that a proposition with identical wording (except for the dissolution date) was presented to the voters in March 2020.
¶ 47 This case does not present a scenario such as that, for example, in Haymore,
¶ 48 We reject defendants’ argument that Tirio, who is in charge of printing ballots (
¶ 49 The trial court noted that a holding in the township’s favor would result in the scenario where the only remedy for violations of section 28-7 would be a private citizen suit for mandamus or mandatory injunction, which would promote chaos. We are sympathetic to such concerns and are aware of the financial impact such suits could have on governmental units potentially resulting in the reprinting of ballots. However, we cannot ignore that Tirio is a ministerial officer. We further note that, when faced with a public question that he or she believes may not be placed on the ballot, a county clerk has the option of obtaining a judicial determination of the question. Thus, a citizen suit is not the only available enforcement option.
¶ 50 In summary, the trial court erred in dismissing the township’s complaint. Having determined that Tirio lacked the authority to reject the township’s proposition on the basis that it did not comply with section 28-7’s 23-month prohibition, we need not reach the issue whether the two propositions were the same.
III. CONCLUSION
¶ 52 For the reasons stated, the judgment of the circuit court of McHenry
¶ 53 Reversed and remanded.
